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Dan Smyer Yü and Sonam Wangmo
With the available historical Tibetan written records from late 8th century on and the existing scholarly works on Buddhism, this historical overview recounts how Buddhism was Tibetanized and how it became both the national religion of Tibet and a world religion spread to Inner Asia, East Asia, and other parts of the world. It also adds interpretive commentaries leading to more historical inquiries and suggestions for alternative historiographical approaches to the formation of Tibetan Buddhism, adopted from disciplines other than history of religion and Buddhist studies. An emphasis is placed on the significance of folk accounts that reveal “the geomythological reorientation” of Buddhist conversion in the historical Tibetan context not merely as an intellectual and doctrinal acceptance of Indian Buddhism but also as a symbiotic process in which Indian Buddhism and indigenous religious practices mutually transformed each other. The emergence of the different Buddhist schools in Tibet is also a result of the politics of the sect-specific powers throughout Tibetan history. It is thus essential to recognize the formation of the five schools also as a set of religio-political occurrences, particularly since the formation of Gelug (dGe lugs) School in the 15th century and later becoming a Gelug-based Tibetan polity in the 17th century. The Gelug School dominated Tibetan Buddhism, and successive Dalai Lamas ruled Tibet from the mid-17th to the mid-20th centuries. Given the regional and global status of Tibetan Buddhism, emphasis is placed on Tibetan Buddhism as a transregional religion in Inner Asia and later as a form of modern Buddhism since the middle of the 20th century. With these emphases, the historical overview presented here is intended to generate more scholarly discussions and inquiries into the history of Tibetan Buddhism in both monastic and lay spheres in and outside Tibet.
Throughout more than two millennia, the extensive droughty areas in East Asia were occupied by pastoral nomads. A long history exists of hybridity between steppe and agricultural areas. The ancient nomads had a specific pastoral economy, a mobile lifestyle, a unique mentality that assumed unpretentiousness and stamina, cults of war, warrior horsemen, and heroized ancestors that were reflected, in turn, in both their verbal oeuvre (heroic epos) and their arts (animal style). They established vast empires that united many peoples. In the descriptions of settled civilizations, the peoples of the steppe are presented as aggressive barbarians. However, the pastoral nomads developed efficient mechanisms of adaptation to nature and circumjacent states. They had a complex internal structure and created different forms of social complexity—from heterarchical confederations to large nomadic empires. The different forms of identity in pastoral societies (gender, age, profession, rank) are presented in this article. Special attention is given to how ethnic identity is formed from small groups. The ethnic history of the ancient nomads of East Asia is described, particularly for such pastoral societies as the Xiongnu, the Wuhuan, the Xianbei, and the Rouran.
Himanshu Prabha Ray
The eightfold path shown by the Buddha in the middle of the first millennium
This essay is framed. Four themes are significant in the archaeology of Buddhism: the history of archaeology in Asia with reference to Buddhism; defining a chronology for the historical Buddha and sites associated with Buddhism; identifying regional specificities and contexts for Buddhist sites as they emerged across Asia; and finally addressing the issue of interconnectedness and interlinkages between the various sites within the Buddhist sāsana. The active participation of learned monks and nuns in the stūpa cult and their mobility across Asia is a factor that is underscored in this paper.
Scott C. Levi
Contrary to long-held notions that gunpowder weapons technologies were devised in the West and gradually transmitted eastward into Asia, more recent scholarship indicates that innovations flowed in both directions. Scholars have also come to recognize that there was no uniformity in the ways that states implemented gunpowder weapons, and that multiple factors relating to environment, demographics, and cultural preferences informed decisions about when and how to embrace the new technology. The major Asian agrarian states of the Ottomans, Safavids, and Mughals (the so-called Gunpowder Empires) and the Ming and Qing dynasties in China implemented gunpowder weapons differently. The Ottomans were the most aggressive in this regard, the Mughals preferred a hybrid force, and the Safavids long favored cavalry. Chinese militaries employed hybrid forces to great effect, but in later years a lengthy peace during the Qing era slowed the implementation of new technologies. In Central Asia and other places where rulers could rely on large numbers of well-trained, fast-moving mounted archers and a nearly endless supply of horses, they found little reason to rush to embrace what for several centuries represented an expensive, slow, and unreliable technology.
Richard B. Allen
The period between the mid-1830s and early 1920s witnessed the migration of some 3.7 million Africans, Chinese, Indians, Japanese, Melanesians, and other peoples throughout and beyond the colonial plantation world to work as laborers under long-term written and short-term oral contacts. Studies of this global labor migration over the last forty years have been heavily influenced by Hugh Tinker’s 1974 argument that the indentured labor system was essentially “a new system of slavery.” There has also been a propensity toward specialized and compartmentalized studies of the indentured experience in various parts of Africa, the Caribbean, the southwestern Indian Ocean, India, Southeast Asia, and Australasia, with a particular emphasis on systems of labor control and worker resistance. Recent scholarship reveals that this labor system began two decades earlier than previously believed, and illustrates the need to explore new topics and issues in more fully developed local, regional, and global contexts.
Sebastian R. Prange
Piracy has been an important and persistent feature of Asia’s maritime history. In fact, the largest pirate organizations in all of history were found in Asia. Although often regarded as the antithesis of trade, piracy is actually closely related to the world of commerce. Pirates were themselves often traders (or smugglers) and relied on merchants to outfit their ships and sell their plunder. Despite the obvious and primary economic dimension of piracy, pirates were also political actors. This observation is significant because piracy has traditionally been distinguished from other forms of maritime predation (especially privateering, but also naval warfare) by stressing its supposedly inherently private nature. In Asia, however, the history of piracy is very much defined by its political contexts. Pirates themselves formed polities, whether as part of established coastal communities or in their endeavors to build their own states. What is more, as was the case in Europe, pirates often colluded with territorial states that used them as an instrument of state power, in order to harass and weaken their rivals. The political dimension of Asian piracy has long been overlooked due to the preponderance of European concepts and sources, which tend to depict all Asians involved in maritime predation as mere criminals. More nuanced studies of Asian pirates, especially when based on non-European sources, promise fresh insights into the commercial, social, and political worlds of maritime Asia.
Between 1903 and 1950, aviation technology was spread around the world and became a key concern of governments and a cultural marker of modernity. After 1903, Asia had to be explored again. Almost as soon as heavier than air flight became possible, French and British fliers began pioneering new routes to Asian cities and developing new maps and new airports along the way. With these new forms of knowledge, the colonial powers quickly moved to tie together their empires. New mapping techniques allowed for new forms of control, including what the British called “air policing,” the idea that judicious use of aircraft, and in some cases bombs and poison gas, could cheaply pacify far-flung colonial populations.
Aviation was one field, however, where the Europeans did not have a long lead on Asians. Just as Europeans were using aviation to express their dominance, Asians were using it to express their modernity. Feng Ru was making and flying his own planes in San Francisco by 1912, and Siam had an air force by 1913. Asian social and political elites, who had once traveled by rail and steamship, now preferred to fly instead. “Air-mindedness” became a marker of global citizenship.
Japan was the first Asian country to have an aviation industry. They proved their technological prowess to the rest of the world when they entered World War II. Their pilots bombed cities and fleets across Asia between 1937and 1945. The experience of being bombed as well as the drills and community organizations that grew out of experience ushered in a societal awareness of the military power of airplanes. The war culminated with two atomic air raids and was followed by a scramble to occupy and connect the newly liberated and independent parts of Asia. The post–World War II period led to an intensified effort to tie Asia together with faster transportation
Jeffrey W. Alexander
Japan has a local, centuries-old tradition of brewing sake from rice and distilling spirits from ingredients such as grain and sweet potatoes, but pioneering entrepreneurs began producing imported “Western liquors” (yōshu) in the late 19th century. This Western liquor marketplace was driven chiefly by beer brewing and whisky distilling. Western liquors were marketed, advertised, and consumed with rising popularity through the early 20th century, as living standards rose and ordinary Japanese came to afford them regularly. Following the Second World War (1939–1945), these Western commodities were no longer viewed as foreign imports, and were instead broadly regarded as domestic, if not indigenous, products. The impact of wartime rationing transformed beer into a lighter-tasting beverage that became very popular with women and young people, and whisky advertising focused closely on professional “salarymen” seeking increased prestige as well as escape from their demanding jobs.
C. Pierce Salguero
“Buddhist medicine” is a convenient term commonly used to refer to the many diverse ideas and practices concerning illness and healing that have emerged in Buddhist contexts, or that have been embraced and carried by that religion as it has spread throughout Asia and beyond. Interest in exploring the relationship between mind and body, understanding the nature of mental and physical suffering, and overcoming the discomforts of illness goes back to the very origins of Buddhism. Throughout history, Buddhism has been one of the most important contexts for the cross-cultural exchange of diverse currents of medicine. Medicine associated with and carried by Buddhism formed the basis for a number of local healing traditions that are still widely practiced in much of East, Southeast, and Central Asia. Despite the fact that there are numerous similarities among these regional forms, however, Buddhist medicine was never a cohesive or fixed system. Rather, it should be thought of as a dynamic, living tradition with a few core features and much local variation. Local traditions of Buddhist medicine represent unique hybrid combinations of cross-culturally transmitted and indigenous knowledge. In the modern period, such traditions were thoroughly transformed by interactions with Western colonialism, scientific ideas, and new biomedical technologies. In recent decades, traditional, modern, and hybrid forms of medicine continue to be circulated by transnational Buddhist organizations and through the global popularization of Buddhist-inspired therapeutic meditation protocols. Consequently, Buddhism continues today to be an important catalyst for cross-cultural medical exchange, and it continues to exert a significant influence on healthcare practices worldwide.
Buddhist practice transformed the religious landscape in China, introducing new forms of mental cultivation and new ritual technologies within an altered cosmology of spiritual goals. Buddhist practice was carried out by individuals, but was equally as often a communal activity. A basic unit of religious practice was the family; Buddhist cultivation was also carried out by communities of practice at monasteries, which were also sites of large-scale rituals. Forms of religious practice included meditation, oral recitation, ritual performances including confession and vow making, and merit-making activities. Meditation encompassed following breath and exercises that recreated Buddhist images in the practitioner’s mind. Meditation could be carried out while sitting, or while walking, and might also incorporate recitation of scriptures, names of the Buddhas, and dhāraṇī. Indeed, meditation practices were most often embedded in liturgical sequences that included confession, vows, and merit dedication. The goal of these religious practices might be personal spiritual development; through the concept of merit transference, religious activities also worked to benefit others, especially the dead. The fundamental of components of Buddhist practice were present very early in the tradition’s history in China, and over time these elements were combined in new ways, and with reference to changing objects of devotion. The four major bodhisattvas of Mañjuśrī (Wenshu 文殊), Samantabhadra (Puxian 普賢), Kṣitigarbha (Dizang 地藏), and Avalokiteśvara (Guanyin 觀音) were especially important as objects of devotion, and also were emplaced in the Chinese landscape, where they were incorporated into pilgrimages.
Bukhara’s status as an intellectual, economic, and political capital of Transoxania was diminished during the period of Mongol rule. Samarqand was designated as the administrative capital of Transoxania for much of this period, and the presence of Mongol forces in Nakhshab saw Bukhara subordinated to the itinerate court of the Chaghadaid-Mongol princes. Nevertheless, the city continued to be seen as an important center of religious scholarship, and its prestige was boosted by the fact that it served as the base for two of the leading Sufi movements of its time, the Kubrawiyya and the Naqshbandiyya.
Paul A. Van Dyke
In 1684, China reopened its doors to trade with the outside world, which had a huge impact on the development of global commerce. Canton quickly emerged as one of the few ports in the world where everyone was welcomed and where everyone (except Japanese and Russians) had access to everything including tea, silk, and porcelain. Unlike other ports, individual traders in Canton could buy and sell the same high-quality products as those handled by the East India companies. As the Canton trade grew, international networks became more sophisticated; as more ships went to China, new forms of remittance such as Letters of Credit and Bills of Exchange became standard, which streamlined international finance; as more money flowed into Canton, more goods were distributed worldwide, which gave rise to globalization; as economies in both the eastern and western hemispheres became more integrated with the Chinese market, there was a parallel decline in the risks of conducting trade, which encouraged the advancement of private enterprise. One by one the large East India companies found it increasingly more difficult to compete and went broke.
However, the success of the Canton trade was also its weakness. Because the legal trade was so dependent on silver collected from opium sales, and because a decline in opium sales would likely lead to a decline in rice imports, only minimal efforts were made by local officials to stop the smuggling. Foreigners were eventually able to overcome the system with the outbreak of war in the late 1830s, but this happened because the system had already defeated itself.
From its establishment on the peninsula in 1784 to Pope Francis’s visit to beatify 124 martyrs, in 2014, 230 years later, the Catholic Church in Korea has experienced massive change as it has sought to navigate persecution, imperialism, national division, war, dictatorship, and democratization. Despite the challenges it has faced, the Korean Catholic Church has managed to transform itself from a tiny, marginalized community into a highly respected part of Korean society with millions of members. This history can be divided into four periods: the time of hope, in which some Koreans came to believe that Catholicism would bring both spiritual salvation and this-worldly knowledge (the early 16th century to 1784); the time of persecution in which Catholics on the Korean peninsula suffered and died for their faith (1784–1886); the time of imperialism (1886–1945), during which Catholics had to balance the demands of nation, state, and faith in the face of increasing Japanese control of their country; and the time of development (1945–2014) as the Catholic Church in South Korea (the Catholic Church in North Korea being essentially destroyed) became an increasingly integral and active part of Korean society.
Matthew W. Mosca
China’s relations with the Asian world between 1500 and 1900 were shaped by a variety of political, economic, and cultural factors. A common denominator in these international relationships was a loose framework of ideological principles and administrative procedures later dubbed by scholars the “tributary system.” This “system,” first posited in the early 1940s, has remained the single most influential concept for interpreting the interactions of Ming and Qing China with Asian countries. However, in recent decades it has been critiqued from various perspectives, narrowed in the scope of its application, and modified by a greater focus on the actual course of specific cases rather than ideological principles. That is, historians have increasingly come to understand China’s relations with the Asian world as influenced by pragmatic considerations and changing local dynamics, so that each relationship and the factors shaping it are best understood on their own terms. One approach to the study of Ming and Qing relations with the Asian world is to consider it within the framework of three regional groupings. China’s interactions with its neighbors in Northeast Asia were shaped by its largely stable relations with Korea and the Ryukyu Kingdom, and its radically fluctuating relations with Japan, sometimes marked by conflict and sometimes by the deliberate avoidance of political contact. Early Ming political relations with maritime Southeast Asia atrophied as the role of European and private Chinese merchant intermediaries increased. Those with continental Southeast Asia (particularly Burma, Siam, and Vietnam), more enduring, were influenced by intense regional rivalries that occasionally impinged on the borderlands of China’s southern provinces. In these two regions, the Ming–Qing transition, although particularly resented in Korea where it involved two invasions, did not radically alter existing patterns of international relations. By contrast, the vast territorial expansion of the Qing Empire did greatly change China’s foreign relations to the north and west, where it encountered states that had not had relations with the Ming. In these regions the Qing government drew principles and practices from its foreign relations in the south and east, but modified them to fit new conditions. After 1800, and more intensively after 1850, European and later Japanese imperial power began to penetrate Central, South, Southeast, and ultimately East Asia, in each region undermining existing Qing relationships with Asian neighbors. By 1900, virtually all former Qing tributaries were under the direct or indirect control of the British, Russian, French, or Japanese empires.
Ceramics are the most abundant types of artifacts made by human beings in the last 12,000 years. Chinese potters discern two types of products: earthenware (tao), which is porous and does not resonate when struck, and wares with vitreous bodies (ci), which ring like a bell. Western potters and scholars differentiate stoneware, which is semi-porous, from porcelain, which is completely vitrified.
The earliest ceramics in the world are thought to have been made in China around 15,000 years ago. By the Shang dynasty, potters in China began to decorate the surfaces of their pottery with ash glaze, in which wood ash mixed with feldspar in clay to impart a shiny surface to the pottery. The first ash-glazed wares were probably made south of the Yangzi in Jiangnan.
In the 9th century, China began to export pottery, which quickly became sought after in maritime Asia and Africa. Pottery making for export became a major industry in China, employing hundreds of thousands of people, and stimulating the development of the first mass-production techniques in the world. Much of the ceramic industry was located along China’s south and southeast coasts, conveniently located near ports that connected China with international markets. Chinese merchants had to adapt their wares to suit different consumers. For the last 1,000 years, Chinese ceramics provided an enormous amount of archaeological information on trade and society in the lands bordering the South China Sea and the Indian Ocean, contributing a major source of data to the study of early long-distance commerce, art, technology, urbanization, and many other topics. This section presents statistics from important sites outside China where Chinese ceramics have been found.
Navigation played a major role in the integration of East Asian polities and economies prior to and during the arrival of European traders in the 16th and 17th centuries. That arrival stimulated an increase in the volume of intra-regional trade in East Asia as Chinese merchants organized exports on a large scale to meet European demand, yet the history of the production of nautical charts in China has been little studied, due in no small part to the poor survival of sea charts and other documentation. The most important new addition to maritime charting in the past decade is the rediscovery of the Selden Map in the Bodleian Library, Oxford. This map of navigation routes throughout East Asia is unprecedented, and may be seen as marking the beginning of the transformation of Chinese cartography under the influence of European mapping techniques.
Barbara Watson Andaya
The 21st century has often been touted as the “Asian century,” largely because of the remarkable resurgence of China as an economic power. There are nonetheless other developments afoot, foremost among which is the rising numbers of individuals who identify as Christians. Apart from the Philippines, Timor Leste, Asian Russia, Cyprus, Armenia, and Georgia, Christians are still a minority in the forty-eight countries that the United Nations classifies as “Asia,” a vast region that stretches from the Urals and the Caspian Sea to Papua New Guinea. However, over the past two decades, a marked increase in Asian Christians, especially in Korea, India, and China, has led to predictions that by 2025 their numbers, now estimated at 350 million, will escalate to 460 million. Yet for many Asians, Christianity is still tainted by a “foreign” past because it is associated with the European arrival in the late 15th century and with the imposition of colonialism and the influence of the West in the 19th and 20th centuries. A historical approach, however, shows that such perceptions are countered by centuries of local adaptations of Christianity to specific cultural contexts. Although the processes of “accommodation” and “adaptation” have a complex history, a long-term view reveals the multiple ways through which millions of Asian men and women have incorporated “being Christian” into their own identities.
In terms of jurisdiction and punishment, the border between civil and criminal laws in imperial China is not clear cut. The same officials can handle both civil and criminal cases, and lawfully impose the same punishment, such as the death penalty, on unfilial sons and traitors alike. In terms of the sphere of interests, however, the officials know very well that some violations are more concerned with private interests than public interests. For example, they will settle loan disputes in accordance with the original private contract between the money lenders and borrowers, unless the interest rate is so exorbitant that it necessitates government intervention. Consequently, the imperial Chinese and modern Western civil laws are roughly common in their coverage of marriage, divorce, succession, disinheritance, property matters, and so on. And, like the Western laws, the Chinese laws have experienced historical changes, many of the most important of which occurred during the Song dynasty (960–1279) or the “Tang-Song transformation,” so called to highlight the tremendous progress of China from the medieval to the early modern stages. Against the principle of filial piety, both sons and daughters are now allowed to sue their parents without fear of the death penalty if their accusations are true. Against the principle of communal family, both sons and daughters can possess privately earned properties not to be shared by their parents and siblings. Against the principle of patrilineal succession, unmarried daughters have their inheritance rights increased at the expense of the sons, reaching the ratio of two shares for a son and one share for a daughter. Against the principle of different rights according to different status, a formal concubine can inherit the spousal patrimony and establish an heir when the wife is absent. These changes reflect that the legislative principles, though still far from enshrining equality before the law, are paying increasing attention to the balance of duties and rights with decreasing regard to family relation, gender, or status. As to the judicial practices, they are nearing the rule of law and becoming more predictable instead of inconsistent. These are the less-known or even misunderstood aspects of the civil law in imperial China.
Monica H. Green
When the first hominins and their successors migrated north from Africa into Eurasia, they created a new, interlinked disease environment. They brought some diseases, such as malaria, with them from Africa, and newly encountered others, such as plague, in Eurasia. Regional changes in climate played a role in human health, not simply due to their influence in determining the success of year-to-year harvests and grazing lands, but also because periods of warming or severe and sudden cooling shifted the interactions between humans and the flora and fauna that made up their environment. Exchanges of disease between the two continents would continue up through the medieval era. Whereas vast distances and low population density likely shielded Eurasian populations from frequent epidemic outbreaks up through the Neolithic period, by the beginning of the common era, with its vastly intensified trade networks, Eurasia would begin to see a new phenomenon: pandemics, including the Justinianic Plague and the Black Death, the largest mortality events in human history. The diseases of medieval Eurasia are still among the world’s leading infectious killers and causes of debilitating morbidity. Because they have all persisted to the present day (with the exception of smallpox), modern science plays an important role in their historical reconstruction.
Vicente L. Rafael
The origins of the Philippine nation-state can be traced to the overlapping histories of three empires that swept onto its shores: the Spanish, the North American, and the Japanese. This history makes the Philippines a kind of imperial artifact. Like all nation-states, it is an ineluctable part of a global order governed by a set of shifting power relationships. Such shifts have included not just regime change but also social revolution. The modernity of the modern Philippines is precisely the effect of the contradictory dynamic of imperialism. The Spanish, the North American, and the Japanese colonial regimes, as well as their postcolonial heir, the Republic, have sought to establish power over social life, yet found themselves undermined and overcome by the new kinds of lives they had spawned. It is precisely this dialectical movement of empires that we find starkly illuminated in the history of the Philippines.