Iron production was a particularly important precolonial African technology, with iron becoming a central component of socioeconomic life in many societies across the continent. Iron-bearing ores are much more abundant in the earth’s crust than those of copper, and in Africa, iron was recovered from these ores using the bloomery process, until the importation of European iron in the later second millennium eventually undermined local production. Although smelting was most intensively focused in regions where all the necessary components of a smelt were plentiful—iron ore, ceramic, fuel, and water—frequent occurrences of small-scale, local iron production mean that iron slag and associated remains are common finds on archaeological sites across Africa.
The archaeological remains found on iron production and iron-working sites can provide detailed information about the past processes that were undertaken at these sites, as well as the people involved with the technologies both as practitioners and consumers. A variety of analytical approaches are commonly used by archaeometallurgists to learn more about past iron technologies, particularly those methods that explore the chemistry and mineralogy of archaeological samples. By interpreting the results of these analyses in conjunction with ethnographic, historical, and experimental data, it is possible to reconstruct the techniques and ingredients that past smelters and smiths employed in their crafts, and address important questions concerning the organization of production, the acquisition of raw materials, innovations and changes in technological approach, and the environmental and social changes that accompanied these technologies.
The study of West Africa has contributed to the expansion of comparative arid-lands floodplain prehistory, from both the data collection (cultural and historical) and the theoretical aspects. The neoevolutionary approach that often pictures Africa as a backward continent has been successfully challenged. In the Middle Senegal Valley and in the Inland Niger Delta, research on their societies’ complexity done along these two subcontinent’s floodplains has described new processes (including urbanization) that were not previously featured in the archaeological literature. The two floodplains, because of their ecological diversity, with the richness of their ecological diversity, attracted Saharan populations affected by drought at the end of the second millennium and the first millennium BC. However, after their initiation occupation the two areas took different trajectories in complexity and settlement organization. Large complex settlements have been found at Jenne-jeno and in the Ile a Morphil that illustrate whole new trajectories of civilization. These forms of complexity, found in areas with historically known polities, were not included in the range of possibilities predicted by standard complexity theories regarding civilizational development. Ethnographic and historical data, reveal the existence of societies with a central authority embedded within and balanced by a diffuse, segmented and heterarchical power structure; often as a strategy to resist the individual consolidation of power. These societies exhibit evidence of horizontal differentiation and consensus-based decision making. All these types of organization are characterized by the presence of several sources of power vested in corporate entities, such as lineages, age groups, cults and secret societies.
Philip M. Peek
Southern Nigeria is rich in copper alloy cast works, such as those of the 9th-century burial goods of Igbo-Ukwu, the busts from 13th-century Ife, and the heads and plaques from the early 16th century from Benin City. Much scholarship has been devoted to these centers and yet there are other, perhaps even more historically important, works which have barely been acknowledged. The label “Lower Niger Bronzes” was proposed in the 1960s by William Fagg to account for those few pieces which did not fit with the three well-known centers’ works.
On closer examination, these bronzes are far more numerous and of greater antiquity than previously realized. The quality and composition of these works indicate that most were likely cast prior to the European coastal trade in Nigeria which dates from the late 15th century. Leopard skull replicas, humanoid bell heads, small hippos, scepter heads, and masks make up only a portion of the works now under study. Without their original cultural contexts, these artifacts are somewhat mysterious, yet with careful study of their compositions and forms, much is revealed of a period of southern Nigerian history which predates the current arrangement of ethnic groups.
Louis Champion and Dorian Q. Fuller
Archaeobotany’s goals are to investigate the interactions between human societies and the plant world in the past from the botanical remains preserved in archaeological sites, including the environment people exploited and the foods they extracted from it. Archaeobotanical research in Africa has tended to be less widely practiced than in many other parts of the world, and systematic archaeobotanical sampling is still only incorporated into a minority of archaeological field projects in Africa. Nevertheless, there is potential for archaeobotany to contribute to a holistic understanding of Africa’s past. The general scope of archaeobotany is outlined before focusing on how typical archaeobotanical remains relate to agriculture and food production. A short overview on the practical side of collecting archaeobotanical samples is provided. Archaeobotany’s two general themes are discussed: hunter-gatherer subsistence and the origins of agriculture.
Lydia Wilson Marshall
Despite its long history in the region, slavery in Eastern Africa has attracted little archaeological attention. This deficit is partly due to the reticence of many Eastern Africans to discuss slavery, a historically painful topic. In addition, some archaeologists have expressed skepticism about the material visibility of the practice. That is, they question whether slavery can be archaeologically identified. Given these concerns, those archaeologists who have pursued the study of slavery in Eastern Africa tend to focus on the 18th and 19th centuries, when historical documentation of the practice is well established. Archaeologists in the region have considered slavery in a variety of settings—including not only plantations but also contexts of slaving and emancipation. Research in Eastern Africa has helped to challenge and complicate definitions of slavery rooted in American historical experience. Yet, perspectives on slavery from outside of the region continue to shape public memory in Eastern Africa; increased outside interest and investment in the heritage of slavery has begun to influence both memorialization and the practice of memory itself. For example, heritage funding from UNESCO is tied to particular expectations for how slavery is defined and what counts as heritage. In this context, archaeologists studying slavery in Eastern Africa grapple with their responsibilities to many different stakeholders and audiences. In particular, they continue to work to make slavery research and memorialization more meaningful to Eastern Africans themselves. In addition, researchers have begun to develop methodological tools to push the study of slavery in Eastern Africa to deeper time periods less undergirded by historical documents.
Colonial settlement at the southern tip of Africa was pre-dated by 150 years of occasional encounters with European mariners. They touched on the coast to refresh water barrels, barter for meat with the local pastoralists, and repair their crafts, or in some cases found themselves wrecked and desperate on the shores of the “Cape of Storms.” It became the “Cape of Good Hope” after fleets of European ships profiteered from the sea route to the resources of India and Asia, among them the Portuguese, Dutch, French, and British.
The formal date for permanent foreign occupation of the Cape is 1652, when a Dutch East India Company (VOC, the Company) force anchored in Table Bay and, with some basic tools, materials, and supplies, set up camp.
After the decline and bankruptcy of the VOC in the late 18th century, a brief military occupation by the British (1795–1802), and an interim Dutch (“Batavian”) administration (1803–1806), the Cape became a British colony. By 1820 the Cape Colony stretched northward as far as the Orange River, and eastward to the Fish and Tugela rivers. Colonial settlement expanded with the arrival of traders, pastoralists, missionaries, and emigrants and created volatile zones in which settlers and African hunter-gatherers, pastoralists, and farmers contested with one another over land and resources. The colonial project continued into the later 19th century, spurred by the discovery of gold and diamonds far inland where independent Boer republics and Griqua states had been established. British imperialism and the lure of mineral wealth led to wars of annexation. Following the Second South African (“Anglo-Boer”) War (1899–1902) and subsequent attempts to reunify the country, in 1910 the “Union of South Africa” became a self-governing dominion within the British Empire, gaining formal independence in 1934.
Thus, colonial settlement at the Cape covers a 250-year period and a vast area (roughly equivalent to the Western Cape, Eastern Cape, Northern Cape Provinces, and parts of North West Province). From an archaeological perspective, studies encompass the city of Cape Town and sites fanning out from there chronologically and spatially, such as grazing grounds, military outposts, the towns and villages of the coast and hinterland, arable and pastoral farms, sites of conflict and interaction, missions, and mines.
The meaning and context of gender is contested even in the 21st century. No generalizations about gender are applicable through time or across space. Even where gender roles are defined by particular cultural norms, they are not static, and an individual may pass through several gendered social transformations in a lifetime. Sub-Saharan African rites of passage into adulthood are sometimes marked by gender-specific physical mutilations such as circumcision, dental modification or scarification, together with other forms of symbolic marking that invariably adopt a binary gender system as the norm. The initiations are largely designed to instruct initiates about behavior appropriate for men and women of reproductive age belonging to a specific community. Some aspects of initiation rites may be detected archaeologically through skeletal alterations, rock art motifs, and props such as scarified dolls. Concepts of gender are also connected to the last rite of passage: burial. Through this, people gain access to the ancestral world. In some parts of Africa such as Mali, men and women are buried with the artifacts they owned in life, while in Ethiopia, stelae mark the gender of the deceased. Elsewhere, as in the Stone Age of southern Africa, gender-undifferentiated grave goods are placed with men, women, and children, suggesting a genderless ancestral world. Gender roles can be identified in some archaeological sites in parts of Africa, and these roles sometimes appear to have altered through time. Gender roles changed with environmental shifts, and certain tasks such as big-game hunting disappeared as a result. In other cases, gender roles were revised because of social pressures imposed on specific communities.
Archaeozoology is the study of animal remains, mainly bones and other hard parts, from archaeological sites. It contributes to a more complete understanding of various aspects of human life in the past. Ideally, archaeozoologists, like other specialists, should be involved in the entire process of an archaeological research project, from its design, to fieldwork and data collecting, to final reporting and publication. For efficient communication and fruitful collaboration, the archaeologists involved in this process need to understand the basics of archaeozoological methodology and the range of questions that the discipline can answer. Methods vary among archaeozoologists—not least with regard to quantification—and it is important to be aware of these differences and their possible impact on results when comparing data for different sites. While the actual analysis of animal remains is done by the archaeozoologists, preferably in circumstances where they have access to a comparative collection of recent animal skeletons, the excavation and collection of remains is often the responsibility of the archaeologists. Animal remains are affected by a host of taphonomic processes of loss that are beyond our control. To avoid additional loss of information at the fieldwork stage, appropriate methods are particularly important. The use of sieves with a mesh size no greater than 2 mm is essential in order not to miss the smaller, but no less informative, animal remains. Project leaders play an important role in providing good storage facilities for archaeozoological remains after excavation and after study. With the rapid development in analytical methods, it can be extremely interesting to return to previously studied remains and sample them.
The Bantu Expansion stands for the concurrent dispersal of Bantu languages and Bantu-speaking people from an ancestral homeland situated in the Grassfields region in the borderland between current-day Nigeria and Cameroon. During their initial migration across most of Central, Eastern, and Southern Africa, which took place between approximately 5,000 and 1,500 years ago, Bantu speech communities not only introduced new languages in the areas where they immigrated but also new lifestyles, in which initially technological innovations such as pottery making and the use of large stone tools played an important role as did subsequently also farming and metallurgy. Wherever early Bantu speakers started to develop a sedentary way of life, they left an archaeologically visible culture. Once settled, Bantu-speaking newcomers strongly interacted with autochthonous hunter-gatherers, as is still visible in the gene pool and/or the languages of certain present-day Bantu speech communities. The driving forces behind what is the principal linguistic, cultural, and demographic process in Late Holocene Africa are still a matter of debate, but it is increasingly accepted that the climate-induced destruction of the rainforest in West Central Africa around 2,500 years ago gave a boost to the Bantu Expansion.
Analysis of ceramics in archaeological contexts has provided a range of information regarding African history. Archaeologists have approached ceramics as a craft as well as an indicator of identity and status. The Africanist focus on the technological development of ceramic manufacture and production has taken several forms. The most notable are (1) the origins of ceramic production, (2) the spread and independent invention of this technology and regional styles through typological analysis, and (3) technological change related to the identity of the producers and consumers including changing dietary practices over time. The various arguments put forth for the first production and use of ceramics in different regions of the continent are connected to the exploitation of available resources such as fish as well as the rise of agricultural production. Following the appearance and technical history of ceramics in various regions of the continent, a focus on foodways and regional cuisine has placed ceramics at the forefront of interpretation.
Peter R. Schmidt and Kathryn Weedman Arthur
Several trends in the historical scholarship of Africa require recognition and remediation. The first is a quickly shrinking interest in African history of the past two millennia, with a shift in emphasis to early hominins and to the modern period. The precolonial history of Africa, once a subject of considerable excitement for historians, historical linguists, and archaeologists, is fading from interest. The high cost of interdisciplinary research is one reason, but a deeper, more alarming cause is the rapid erasure of oral traditions by globalization, disease, and demographic changes. Archaeologists and heritage experts are faced with a need to find innovative means to investigate and recover historical information. One proven path is partnerships with communities that want to initiate research to document, recuperate, and preserve their histories. Community approaches in other world regions have shown important research results. Adapting some of the philosophy and methods of other experiments as well as innovating their own approaches, archaeologists and heritage managers in Africa are increasingly involved in community projects that hold out significant hope that the quickly disappearing oral and material history of Africa can be preserved and studied into the future. Two case studies—one from the Haya people of Tanzania and the other from the Boreda Gamo of Ethiopia—illustrate that long-term and trusting partnerships with local groups lead to important historical observations and interpretations. Such collaborations also lead to thorough documentation and preservation of historical sites and information that otherwise would be lost to posterity. Moreover, they account for the ability of local groups to initiate and to conduct their own research while recognizing local control over heritage and history.
The West African savannas are a major area of independent plant domestication, with pearl millet, African rice, fonio, several legumes, and vegetable crops originating there. For understanding the origins of West African plant-food-producing traditions, it is useful to have a look at their precursors in the Sahara during the “African humid period” between 10,500 and 4,500 years ago. The Early and Middle Holocene Saharan foragers and pastoralists intensively used wild grasses for food but did not intentionally cultivate. Due to increasing aridity in the late 3rd millennium
Promoted by necessity, scarcity, and/or abundance, trade is one of the most essential cultural behaviors that promoted contact and exchange of ideas, commodities, and services between individuals and communities and variously transformed African societies of different regions and time periods. Anthropological, historical (including historical linguistics), and archaeological evidence points to the existence, on the one hand, of intra-African trade and, on the other, of external trade between Africa and those outside the continent. Traditionally, however, trade and exchange involving perishable and organic commodities such as grain and cattle have until now been very difficult to identify due to a lack of well-resolved documentation techniques. By comparison, some objects such as metal artifacts, glass beads, ceramics, and porcelain are pyrotechnological products, with a high survival rate that makes their trade and exchange easily visible archaeologically. Given the well-known regional differences across the continent, it is essential to combine multiple sources and techniques, in a multipronged way, to provide a dynamic picture of the mechanics of precolonial African trade and exchange of various time periods and geographies.
Writing Africa’s history before the 10th century almost always means relying on sources other than written documents, which increase in number especially from the 16th century onward. Archaeology (including the study of art objects), the comparative study of historically related languages, paleo-environmental studies, and oral traditions provide the bulk of information. Writing Africa’s early history ideally involves collaboration among experts in using each kind of source, an increasingly common practice. Despite the challenges of analysis and interpretation posed by this base of sources, early African history has a depth and breadth akin to the histories made from the written sources in archives. Even so, whereas written documents provide details about individuals and precise dates, the sources for writing early African histories more often provide detail about conceptualization, for example, of time, hospitality, and individualism and about larger, environmental contexts shaping those concepts and shaped by the actions of the people who held them. Translating such concepts and scales of action into accounts accessible to those—including many historians—not steeped in the methodological conventions underlying the analysis of each source is a major challenge facing historians of Africa’s earlier past.
The Empire of Ghana is one of the earliest known political formations in West Africa. Within the context of a growing trans-Saharan trade, Arabic sources begin to mention “Ghāna,” the name of a ruler as well as of the city or country he ruled, in the 9th century. Repeatedly named in connection with fabulous riches in gold, Ghāna had acquired a preeminent role in the western Sahel and was a leader among a large group of smaller polities. Ghāna’s influence waned, and by the mid-14th century its ruler had become subordinate to the Empire of Mali. Over the course of a complex history of research, the Empire of Ghana became equated with the Soninké people’s legend of Wagadu and the archaeological site of Kumbi Saleh in southern Mauritania was identified as its capital. Yet between historical sources, oral traditions, and archaeological finds, little is known with certainty about the Empire of Ghana. Most questions on this early West African empire remain unanswered, including its location, development, the nature and extent of its rule, and the circumstances of its demise.
The Mali Empire is one of the largest and most widely known precolonial African states. It has featured in films, video games, works of fiction, and its memory is still a profound force in the articulation of social and political identities across Mande West Africa. Founded in the 13th century in the south of modern Mali, it quickly grew from a small kingdom to a vast empire stretching from the Senegambia in the west to Ivory Coast in the south. Before its disintegration in the late 16th century, its connections to distant trade networks stretched from Europe to China and its rulers became famous across the Old World for their wealth. In the absence of indigenous written histories, knowledge of the Mali Empire has been based on a complex combination of oral traditions, medieval Arabic chronicles, European accounts, oral histories, and archaeology. Through a critical analysis of these sources, it has been possible to learn much about Mali’s history, including aspects its social organization, political structure, belief systems, and historical evolution. However, there is much we still do not know, including the location and nature of its capital(s).
Analogical arguments are central to and pervasive within archaeological discourse. Within these arguments, ethnographic analogies are often seen as being particularly problematic exercises in essentialism, which unthinkingly cast reified ethnographic schema back in time and thus perpetuate ideas about primitive indigenes, awaiting colonial contact to emerge from ahistorical primordial obscurity. The shadow of 19th-century social evolutionism, in which forager communities (not participating in agriculture and leading nomadic lifestyles) were represented as particularly primitive, has cast a pall of suspicion over ethnographic analogical models—especially as forager communities continue to feature prominently in such models to this day.
Archaeologists use ethnographic analogies in a variety of ways; these analogies are heuristic constructs tailored to research questions and to the stubbornness of particular suites of archaeological data. Such uses include inducing imaginative and revelatory modes of thinking about past societies, outside of the archaeologist’s usual experiences, as well as a suite of formal and relational analogies that seek to combine ethnographic data with data drawn from the physical sciences to help constrain archaeological interpretation.
Direct historical approaches utilize a collection of ethnographic and historical sources to construct analogies based on a relation of similarity between the communities of people involved; these frameworks, perhaps, carry the greatest danger of unwittingly casting modern populations as “contemporary primitives.” By emphasizing that source-side ethnographic datasets are heuristic tools rather than reflections of some sociocultural reality, such fears may (at least in part) be ameliorated. Saliently, archaeological data must operate as epistemologically equivalent to ethnographic data in order to resist the tendency to cast back a rich, textured ethnographic case study wholesale into the murky waters of prehistory. Only when this status is afforded archaeological data can is it possible to reveal the ways in which past conditions diverged from ethnographic ones.
Freda Nkirote M'Mbogori
The inception of agriculture in eastern Africa is a major topic of discussion among Africanist archaeologists, although very sparse evidence exists. Questions range from whether domestication was a local invention or whether it was introduced from the Near East, Asia, or elsewhere outside of Africa. These questions have remained unanswered because wild progenitors and models of the spread of African domesticates are yet to be established using undisputable data. The paucity of direct data has therefore necessitated the use of objects of material culture such as pottery, beads, burial cairns, architectural structures, and so on as indicators of pastoralism and cereal farming. In addition to the origins of African domesticates, research in eastern Africa has concerned itself with questions of farming technologies from later archaeological and historical times to the present. The remains of elaborate farming systems with extensive irrigation networks have drawn considerable attention. Though not unchanged, some of these farming systems remain in contemporary use in Kenya, Tanzania, and Ethiopia.
Richard T. Chia and A. Catherine D'Andrea
Recent narratives on the origin of food production in the West African forest zone have replaced earlier diffusion-based models with viewpoints that emphasize the diversity of sources for plants and animals exploited and domesticated in the region. Management of indigenous tree species, including oil palm and incense tree, managed first by indigenous foragers, have the longest history in the area, dating back to over 8,400 before present (
This article outlines historical and ongoing uses of the past and academic heritage research into those activities within eastern Africa. The use of the past will be discussed as a deep historical practice in the area that is the EAC in the 21st century, demonstrating how political elites have constructed versions of the past to suit contemporary and future aims for hundreds of years. Then there is an outline of the colonial introduction of formalized Western heritage institutions and legislation in the early 20th century, the subsequent nationalization of these in the mid-20th century, and the late-20th- and early-21st-century internationalization of heritage. These overviews are followed by a discussion of different approaches to heritage research including early studies of museums, traditions, heritage management, archaeological introspections, and more recent “critical heritage studies,” which interrogate the use of the past as a form of cultural production.