The presence of Africans in Asia and their migration around it is one of the least-studied subjects in all of Asian history. The same is true for studies of the African diaspora, but that does not mean that African migration lacks significance in either field. Existing scholarship reveals that Africans traveled to and settled in various regions in Asia, from the Arabian Peninsula to Nagasaki. While there were free African migrants in Asia, a larger number of them arrived as slaves, transported there by both local and European traders. Conditions for the forced immigrants varied and not all of them remained permanently un-free, with some even eventually coming to obtain political power. To understand their dispersal and presence in Asia does more than simply broaden our current understanding of the African diaspora; it also enables us to understand that the African diaspora is a global phenomenon. That improved understanding can in turn break down the geographical boundary of Asian history and connect it not only to African history but to European history too. To do that, the topic requires scholars to challenge the methodological limits of current historical studies.
Sebastian R. Prange
Piracy has been an important and persistent feature of Asia’s maritime history. In fact, the largest pirate organizations in all of history were found in Asia. Although often regarded as the antithesis of trade, piracy is actually closely related to the world of commerce. Pirates were themselves often traders (or smugglers) and relied on merchants to outfit their ships and sell their plunder. Despite the obvious and primary economic dimension of piracy, pirates were also political actors. This observation is significant because piracy has traditionally been distinguished from other forms of maritime predation (especially privateering, but also naval warfare) by stressing its supposedly inherently private nature. In Asia, however, the history of piracy is very much defined by its political contexts. Pirates themselves formed polities, whether as part of established coastal communities or in their endeavors to build their own states. What is more, as was the case in Europe, pirates often colluded with territorial states that used them as an instrument of state power, in order to harass and weaken their rivals. The political dimension of Asian piracy has long been overlooked due to the preponderance of European concepts and sources, which tend to depict all Asians involved in maritime predation as mere criminals. More nuanced studies of Asian pirates, especially when based on non-European sources, promise fresh insights into the commercial, social, and political worlds of maritime Asia.
The presence of Bollywood films in Africa has a long history, one embedded in larger cultural and commodity exchanges between the continent and South Asia. “Bollywood” is a modern signifier for older film industries located in colonial and postcolonial India, with the largest export being commercial Hindi-Urdu movies produced in Bombay. Their circulation played out distinctly in different parts of Africa, based on colonial connections, Indian diasporic networks, regional trading linkages, and audience tastes. East Africa first saw the arrival of Indian films in the 1920s, imported by diasporic Indian entrepreneurs who opened movie theaters and screened Hollywood and British films as well. Indian and African communities both consumed Bombay movies and they increasingly came to lead East African box office shares for decades, even as moviegoing declined toward the end of the 20th century. Bollywood films reached South Africa in the 1930s and later were the preserve of isolated Indian communities under Apartheid in cities like Durban, home to a large South Asian population as a result of colonial indentured labor flows. Hindi and Tamil movies formed a cultural touchstone for settled diasporic populations who engaged with representations from a perceived homeland, although Bollywood films were mainstreamed in South African society in the 1990s.
In West Africa, lacking robust Indian diasporic networks, Lebanese traders introduced Bollywood films in the 1950s. They became immensely popular among African audiences in places like northern Nigeria and Senegal. As in East Africa, West African audiences interpreted foreign films in line with localized cultural and political values. By the 1990s, Nigerians were making some movies that riffed off popular Indian films in a global milieu of cultural mixing. In North Africa, distributors first marketed Indian movies in the 1950s to Egypt, where they attained a cult following. Bollywood stars and paraphernalia gained social prominence, although the public screening of films dwindled in the 1990s, forcing Arab fans to rely on alternate circulations, which continued into the early 21st century throughout the continent thanks to satellite television and other media technologies. The long-standing popularity of Bollywood in Africa should be no surprise given the worldwide spread of Bombay films from their inception, a tradition of exchange between South Asia and Africa, especially across Indian Ocean and imperial worlds, and Africans’ historically vigorous participation in regional and global cultural economies.
Ceramics are the most abundant types of artifacts made by human beings in the last 12,000 years. Chinese potters discern two types of products: earthenware (tao), which is porous and does not resonate when struck, and wares with vitreous bodies (ci), which ring like a bell. Western potters and scholars differentiate stoneware, which is semi-porous, from porcelain, which is completely vitrified.
The earliest ceramics in the world are thought to have been made in China around 15,000 years ago. By the Shang dynasty, potters in China began to decorate the surfaces of their pottery with ash glaze, in which wood ash mixed with feldspar in clay to impart a shiny surface to the pottery. The first ash-glazed wares were probably made south of the Yangzi in Jiangnan.
In the 9th century, China began to export pottery, which quickly became sought after in maritime Asia and Africa. Pottery making for export became a major industry in China, employing hundreds of thousands of people, and stimulating the development of the first mass-production techniques in the world. Much of the ceramic industry was located along China’s south and southeast coasts, conveniently located near ports that connected China with international markets. Chinese merchants had to adapt their wares to suit different consumers. For the last 1,000 years, Chinese ceramics provided an enormous amount of archaeological information on trade and society in the lands bordering the South China Sea and the Indian Ocean, contributing a major source of data to the study of early long-distance commerce, art, technology, urbanization, and many other topics. Statistics are presented from important sites outside China where Chinese ceramics have been found.
Navigation played a major role in the integration of East Asian polities and economies prior to and during the arrival of European traders in the 16th and 17th centuries. That arrival stimulated an increase in the volume of intra-regional trade in East Asia as Chinese merchants organized exports on a large scale to meet European demand, yet the history of the production of nautical charts in China has been little studied, due in no small part to the poor survival of sea charts and other documentation. The most important new addition to maritime charting in the past decade is the rediscovery of the Selden Map in the Bodleian Library, Oxford. This map of navigation routes throughout East Asia is unprecedented, and may be seen as marking the beginning of the transformation of Chinese cartography under the influence of European mapping techniques.
The Dutch East India Company and Slave Trade in the Indian Ocean and Indonesian Archipelago Worlds, 1602–1795
Matthias van Rossum
Slavery and slave trade were widespread throughout the empire of the Dutch East India Company (VOC) in Asia. The VOC was not only a “merchant” company but also functioned as military power, government, and even agricultural producer. In these roles, the VOC was involved in the forced relocation (and forced mobilization) of people in direct and indirect ways. This entailed commodified slavery and especially slave trade, in which persons were considered property and sellable, but also a wider landscape of forced relocations (deportation, non-commodified transfers) and coerced labor regimes (corvée, debt, and caste slavery). Much more research into the histories of slavery, slave trade, and wider coercive labor and social regimes is needed to shed light on the dynamics and connections of local and global systems.
The glass beads found at archaeological sites up and down the eastern coast of Africa between the 7th and 17th centuries
In southern Africa in this period all beads were made of this same plant-ash glass but the beads—cut from drawn tubes—may have been finished locally. Similar beads of this glass have been found around the Old World including South and Southeast Asia, both East and West Africa, the Mediterranean, and as far north as Scandinavia—all date from the 8th into the mid-10th century. From the mid-10th to mid-13th century mineral soda beads from India were found in both the southern and northern regions of Africa’s east coast, but many of them appear to be from different areas of India and would likely have arrived by different routes. In the mid-13th to mid-15th century period, during which the gold trade out of southern Africa was at its peak, southern Africa turned away from Indian beads and accepted only ones from a region that has yet to be identified, while East Africa continued mainly with ones from South Asia.
However, early in the 15th century a small number of Chinese beads appeared on the East Coast that might have arrived on ships from the fleet of the Chinese general Zheng He. The final period, the mid-15th to late 17th century, saw the two ends of the coast receiving the same beads for the first time, reflecting the growing dominance of European traders in the Indian Ocean. Although from their first arrival Europeans had attempted to trade their own beads in eastern Africa, populations there refused to accept them, forcing the outsiders to purchase beads in India, for which they were obliged to pay—often in silver.
Anne K. Bang
The Hadramawt is a region of in the south-eastern part of present-day Yemen. Since antiquity, it has been vital in the network of ports that made up the Indian Ocean trade system. The main ports, Mukalla and Shihr have been the exit and entry points for the main cities in the interior Wadi Hadramawt, Shibam, Sayun and Tarim, as well as smaller towns and villages.
Migration from Hadramawt to Africa dates back to at least the first century
The migrants were, from the early period until well into the 20th century, almost exclusively male, and they tended to marry strategically into local clans to obtain access to trade networks. Over time, many lost their connection to the Hadramawt, but they might reactivate that identity at times when “Arabness” was a political advantage, such as during the period of Bu Saidi rule in East Africa. The colonial period led to restrictions on movement to and from the Hadramawt, but also to new business opportunities for Hadramis in Africa. Decolonization was at times traumatic for the Hadramis in Africa too, but the new nation-states also offered opportunities for those who remained in Africa as citizens.
Hadrami migration to Africa over the centuries also impacted the Hadramawt itself. The return visit was a tradition that emerged especially in the 19th century, when sons born in diaspora were sent to Hadramawt to learn about their ancestral homeland. These young men, known as muwalladun, spoke Swahili, Somali, or any other of their “mother-tongue” languages—but very little Arabic, which could make their stays in Hadramawt difficult. In the 20th century, descendants of Hadrami migrants to Africa tended to return to Hadramawt to seek employment or Islamic education.
Himanshu Prabha Ray
Archaeologically, the presence of fishing groups is attested in the coastal areas of the western Indian Ocean as early as the seventh millennium
Randall L. Pouwels
ʾAbū ʿAbd al-Lāh Muḥammad ibn ʿAbd al-Lāh l-Lawātī ibn Battuta (hereafter Ibn Battuta) was born in the Moroccan city of Tangiers in 1304 and died there in 1368 or 1369. He remains the most widely travelled individual to have been born before Ferdinand Magellan. Most scholars and individuals incorrectly attribute that distinction to his better known predecessor, Marco Polo, whose Travels of Marco Polo is a classic of travel literature. Polo trekked from Venice to Yuan (Mongolian) China 1271–1295, yet most of his knowledge of the East was acquired from the seventeen years he resided in China. Ibn Battuta began a hajj (pilgrimage) in 1325, and in the twenty-nine years of his travels, he managed to cover roughly three-and-a-half times as much territory as did Polo. In many respects, the accounts of the two men are complementary. The Italian’s account provides valuable intelligence about late-13th century China. Recent scholarship has cast weighty doubt on Ibn Battuta’s putative travels in East Asia, while the extent and value of his descriptions of the Islamic ecumene and its frontiers of the 14th century essentially remain beyond dispute.
Edward A. Alpers
Connections between India and Africa have existed for thousands of years, with the intensity of linkages varying over time. The earliest known relations involve the anonymous exchange of food crops and domestic livestock, which date to the second millennium
The consolidation of a British Empire in the Indian Ocean intensified these relations, giving rise to the movement of migrant labor to both South Africa and the East African Protectorate (eventually Kenya Colony). During the high colonial period an Indian merchant class developed from Ethiopia to South Africa. Indian nationalism played out in various ways in South Africa, Tanganyika, and Kenya. In turn, African nationalism and independence had its own reciprocal, sometimes violent, impact on Indians residing in East Africa, while Afrikaner nationalism and the creation of formal apartheid differentially affected Indians and Africans in South Africa. In the post-colonial era, state relations between India and the independent states of Africa focused on questions of both national and human development. Finally, Indian residents continue to seek their place in independent Africa, while African students in India face prejudice there.
Port cities have long played a critical role in the circulation of peoples, commodities, and ideas within and across the maritime spaces of Southeast Asia. Although an indelible component of the islands and archipelagos of this region since at least the 15th century, the rise of global empires in the 19th century rejuvenated these communities by the sea, giving rise to thriving metropolises from Rangoon to Singapore, Bangkok to Penang. Historians recognize that these ascendant cities served as “imperial bridgeheads,” connecting the products and peoples of the Southeast Asian hinterlands to world markets. Yet, the idea of “cosmopolitanism” arguably pervades how historians understand these port cities; bustling docks, diverse populations, and lively scenes of popular culture take precedence over the imperial coercion unfolding within and beyond their shores.
Port cities and urbanization, in fact, were intimately intertwined with the violence of conquest and Islamic insurgency enveloping various corners of the Southeast Asian countryside. When armed conflicts such as the bitter Dutch-Aceh War in the Netherlands East Indies (present-day Indonesia) and the Moro Wars in the southern Philippines engulfed venerable Muslim sultanates, the maritime metropolises of the Straits Settlements emerged as critical nodes—sites for the dissemination of weapons and smugglers, spies and diplomats, contentious ideas and theologies. These circulations were facilitated not just by Muslim networks or colonial agents but by the very cosmopolitan nature of port cities. Chinese and German, Arab and Turkish, Muslim and Christian, all became drawn into the whirling vortex of “Islamic insurgencies.” By highlighting the integral position of port cities in the conduct of various armed conflicts, it becomes possible to gain new perspectives and suggest reconfigured research paradigms for understanding the connected histories of colonial conquest.
The Maldives form the central part of an underwater mountain range in the center of the Indian Ocean, creating a crossroads for seafaring, migration, trade, and warfare. Because of this remote yet strategic location, the Maldives became either a disastrous hurdle, a convenient stopover, or a promising stepping stone in the Indian Ocean—and a favorable residence for a small, self-contained, ocean-foraging and seafaring people. The Maldives are among the few central and western Indian Ocean islands that were already populated, long before the colonial period. The archipelago is presumed to have been settled some 2,500 years ago. Dravidian, Sinhalese Buddhist, and Arab Muslim influences formed the unique cultural identity of the preindustrial Dhivehin (Maldivians). Throughout the historic eras, the crossroads position of the Maldives becomes conspicuous at particular junctures. Three commodities exported by the Dhivehin were of particular significance in the global economy and positioned the islands at various historical crossroads: coco-de-mer, coir, and cowries.
Ptolemy’s Geography provides the earliest western reference to the archipelago. Ibn Battuta, who served as the royal judge, is a renowned representative of the Arab trade and Muslim religious networks that had a lasting effect on the shape of the island kingdom. The most comprehensive accounts of the colonial era are provided by the shipwrecked François Pyrard, from the early 17th century, and by H. C. P Bell, between 1879 and 1922.
The Maldives have ethnic and linguistic ties to Sri Lanka (Ceylon) and were politically and economically closely connected to this neighbor. In 1887 the archipelago officially became a British protectorate, gaining its independence in 1965. The eradication of major diseases paved the way for the advent of the tourism industry in the 1970s. Since the late 1990s, the molecular approach to population movements in the Indian Ocean has provided new insights into the cultural admixtures that contribute to the genetic mosaic of the Dhivehin.
Himanshu Prabha Ray
The interface between the sea and the land and the communities that have historically traversed the Indian Ocean form the focus of this article. Maritime communities have been sustained by a variety of occupations associated with the sea, such as fishing and harvesting other marine resources, pearling, salt making, sailing, trade, shipbuilding, piracy, and more. The communities of the sea negotiate land-based issues through a variety of strategies, which are evident in the archaeological record. Fishing as an adaptation dates to the prehistoric period, and fish remains have been found in abundance at several coastal prosites dating from the 5th millennium
A significant factor facilitating the integrative potential of these communities was their large cargo-carrying vessels, which not only facilitated transformation of the local settlements into centers of commerce and production, but also linked the local groups into regional and trans-regional networks. Underwater archaeology has contributed to an understanding of the boat-building traditions of the Indian Ocean, further supplemented by ethnographic studies of contemporary boat-building communities.
Monumental architecture along the coasts served dual functions. Not only did they provide spaces for the interaction of inland routes with those across the ocean, but the structures themselves were also used as major orientation points by watercraft while approaching land. The larger issue addressed underscores the need to include coastal structures such as wharfs, forts, shrines, and archaeological sites as a part of the maritime heritage and to aid in their preservation for posterity.
Roxani Eleni Margariti
Epigraphic materials, travel narratives, religious-legal literature, and documents of daily life produced by or for Jews between the 7th and the 13th centuries add significant dimensions to our understanding of the history of trade across Asia. Written in a variety of Jewish languages, these sources hail from places across the Afro-Eurasian geographical continuum and speak to the two well-known circuits of medieval trans-Asian trade: the Silk Road and its maritime Indian Ocean equivalent. While there has been a tendency to look at medieval Jewish sources scattered across Asia as vestiges of a unified trading diaspora, a consideration of these sources’ volume, chronology, and the circumstances of their production and use reveals several disjunctures and suggests a more fractured history of Jewish participation in Asia trade. Even so a survey of these sources illuminates a variety of topics that relate to Jewish mercantile activity along well-trodden avenues of exchange, transactions and relationships across confessional lines, and the structures and institutions of transregional commerce.
A. C. S. Peacock
With its conquest of the Arab lands in the 16th century, the Ottoman Empire (1300–1923) came to control some of the major entrepots of the Indian Ocean trade in the west. This expansion, however, also brought the Ottomans into confrontation with the Portuguese, who were seeking to establish a monopoly of the lucrative spice trade. In the first half of the 16th century, Ottoman involvement was limited to the western half of the Indian Ocean, but in the later 16th century, the Southeast Asian sultanate of Aceh forged an alliance with the Ottomans, which, if short-lived in practice, was to attain considerable symbolic importance in later times. Ottoman involvement in the Indian Ocean resumed in the 19th century, again as a reaction to European colonial activities. In the meantime, both commercial and religious links, in particular the hajj, meant that the Ottomans had a prominent role in the Indian Ocean despite only controlling limited littoral territories.
Since the arrival of Europeans in the 16th century the observed ethnic complexity of the Malagasy, the Madagascan people, has been a subject of conjecture in several respects. When did people first reach Madagascar? Where did the different elements of the population originate? What was the sequence of their arrival? What was the nature of their maritime migrations? Early answers to these questions relied on the historical traditions of some Malagasy populations, especially of the Merina and highland groups, and on an extensive archive of historical and ethnographic observations.
Recent approaches, through historical linguistics, palaeoecology, genomic history, and archaeology, especially in the last thirty years have provided new perspectives on the enduring issues of Madagascan population history. The age of initial colonization is still debated vigorously, but the bulk of current archaeological data, together with linguistic and genomic histories, suggest that people first arrived around the middle of the first millennium
Evidence of linguistic origins and human genetics supports the prevailing view that the first people came from Southeast Asia, the majority of them specifically from Borneo. Later Bantu migration from Africa was followed by admixture of those populations and other smaller groups from South Asia, in Madagascar. Admixture in East Africa before migration to Madagascar is no longer favored, although it cannot be ruled out entirely.
Voyaging capability is a key topic that is, however, difficult to pin down. There is no necessity in the current data to envisage transoceanic voyages, and no evidence of Southeast Asian vessels in East Africa or Madagascar in the first millennium
The Indian Ocean and its adjoining seas, from the Middle East and East Africa to Southeast Asia, have been witness to the nautical ventures of most, if not all, major sea powers of world history. Progress in nautical archaeology in the past few decades has brought about a much better understanding of shipbuilding traditions of the Indian Ocean, until then limited to textual and ethnographic sources. Only a few shipwreck sites and terrestrial sites with ship remains have been studied so far along the shores of the Red Sea, the Persian Gulf, or the Indian Ocean proper. Many more were found in recent excavations in the Southeast Asian seas, which were built along Southeast Asian or Indian Ocean shipbuilding traditions.
Two main technical traditions can now be clearly identified for pre-modern times: the Arabo-Indian sewn-plank ships of the western Indian Ocean, which survived into our times, and the Southeast Asian vessels that evolved from a distinctive sewn-plank technology to fully doweled assemblages, as could still be observed in Indonesian vessels of the late 20th century.
The still limited number of shipwrecks brought to light in the Indian Ocean as well as the considerable imbalance in archaeological research between the Indian Ocean proper and the Southeast Asian seas have hindered the advancement of the discipline. Considerable difficulties and interpretation problems have moreover been generated by biased commercial excavations and subsequent incomplete excavation records, not to speak of the ethical problems raised in the process. Such deficiencies still prevent solid conclusions being drawn on the development of regional shipbuilding traditions, and on the historical role of the ships and people who sailed along the essential Indian Ocean maritime networks.
Since the seminal publication of Kenneth Pomeranz’s The Great Divergence (2000), there has been a continuing upsurge of writings on the possible reasons behind the rise of the West from a “global perspective.” Most of these studies focus on comparisons between Western Europe and China. Yet, in recent years works on India and the great divergence have followed suit, taking up research questions that have not been as prominent since the proliferation of debates on the subcontinent’s pre-colonial potentialities for capitalist development in the 1960s and 1970s. As of now, the paucity of quantitative data complicates endeavors to compare pre-colonial India with Europe and explore the underlying reasons behind the great divergence. Case studies examining the socio-economic history of a number of South Asian regions are still needed in order to conduct systematic comparisons between both advanced and underdeveloped regions of the subcontinent and those of Europe. The existing evidence, however, suggests that some of the "core areas" of 16th- to 18th-century India had more or less comparable levels of agricultural productivity, transport facilities (during the dry season), military capabilities in terms of ground forces (e.g., Mysore and the Marathas), commercial and manufacturing capacities (especially in textile, ship, and metal production), and social mobility of merchants (e.g., in Gujarat). Moreover, Indian rulers and artisans did not shy away from adopting European know-how (e.g., in weapon and ship production) when it redounded to their advantage. On the other hand, South Asia possessed some geo-climatic disadvantages vis-à-vis Western Europe that also impeded investments in infrastructure. India seems to have had a lower degree of consumer demand and lagged behind Western Europe in a number of fields such as mechanical engineering, the level of productive forces, higher education, circulation of useful knowledge, institutional efficiency, upper-class property rights, the nascent bourgeois class consciousness, and inter-communal and proto-national identity formations.