Steven B. Miles
Before the end of the Tang dynasty, cultural production was largely a court-centered activity. This began to change as the nature of China’s political, social, and cultural elite, the literati (shi), was transformed by the Southern Song dynasty. Henceforth, the elite of China was primarily a local elite, occasionally producing holders of high office but primarily focusing on activities in their home areas to achieve and maintain their status. One important activity was scholarship, which involved such activities as establishing private academies (shuyuan) and the production of texts such as gazetteers and anthologies, many of which were concerned with the locales in which they were produced. The late imperial period, beginning in the Song, witnessed alternating periods of statist and localist turns, as the initiative in scholarly production shifted between the imperial court and local elites. Intellectual movements such as Neo-Confucianism and evidential research (kaozheng) fed into the production of localist texts and the formation of regional or local schools of scholarship.
Manchuria is an English geographical term that, in the past three centuries or so, has referred to the region that approximately overlaps the region of Northeast China (Liaoning, Jilin, and Heilongjiang provinces) in the People’s Republic of China. A scholar’s choice of using or rejecting this term might be associated with their understandings of the historical changes in the territoriality of this region. From the 17th century to the mid-20th century, different powers contested over this region, including different tribes of the Jurchens, before the Manchus founded the Qing Dynasty; Ming Dynasty and Qing Dynasty; the Russians and Japanese; the Republic of China Government and Warlord regime; Japan and China; as well as the Communist Party of China and the Nationalist Party of China. All these contestations redefined the relationship between this region and China Proper, reshaping the social orders, communal identities, and statehood of the local peoples. Located at the nexus of the modern history of multiple ethnic groups and states, studies of modern Manchuria often require scholars to take transnational approaches, or at the least to adopt cross-border perspectives.
Warfare and the military were at the center of the imperial Chinese state, though their significance was downplayed by government officials and the literati. Chinese dynasties fielded armies organized and supported by the central government that combined infantry and cavalry forces, and mixed part-time (militia) and professional soldiers. Cavalry and infantry forces were strongly, though not exclusively, connected to ethnic background. The best and most numerous cavalry came from steppe groups, and the best and most numerous infantry were Chinese.
The stirrup and guns were invented in China, changing the course of both Chinese and world military history. China also had a highly developed tradition of military thought that drew upon a classical tradition and was vastly elaborated and expanded upon during the imperial period. What most distinguished imperial China from its earlier period was the effective use of war to create and support a unified state. Overall, the history of warfare and the military in imperial China was one of technological and intellectual sophistication in support of state power.
Hong Kong entered its modern era when it became a British overseas territory in 1841. In its early years as a Crown Colony, it suffered from corruption and racial segregation but grew rapidly as a free port that supported trade with China. It took about two decades before Hong Kong established a genuinely independent judiciary and introduced the Cadet Scheme to select and train senior officials, which dramatically improved the quality of governance. Until the Pacific War (1941–1945), the colonial government focused its attention and resources on the small expatriate community and largely left the overwhelming majority of the population, the Chinese community, to manage themselves, through voluntary organizations such as the Tung Wah Group of Hospitals.
The 1940s was a watershed decade in Hong Kong’s history. The fall of Hong Kong and other European colonies to the Japanese at the start of the Pacific War shattered the myth of the superiority of white men and the invincibility of the British Empire. When the war ended the British realized that they could not restore the status quo ante. They thus put an end to racial segregation, removed the glass ceiling that prevented a Chinese person from becoming a Cadet or Administrative Officer or rising to become the Senior Member of the Legislative or the Executive Council, and looked into the possibility of introducing municipal self-government. The exploration into limited democratization ended as the second landmark event unfolded—the success of the Chinese Communist Party in taking control of China. This resulted in Hong Kong closing its borders with China on a long-term basis and the local Chinese population settling down in the colony, where it took on a direction of development distinctly different from that of mainland China.
The large influx of refugees to Hong Kong in the late 1940s was transformed by a pragmatic colonial administration into a demographic bonus, as all were allowed to work freely and become part of the community. Those refugees, particularly from Shanghai, who arrived with capital, management knowhow and skills gave some industries, such as textile and shipping, a big boost. With the entrepreneurial spirit of the Chinese community unleashed and the colonial administration now devoting most of its resources to support them, Hong Kong became an industrial colony and developed increasingly strong servicing sectors. By the 1980s, local entrepreneurs had become so successful that they took over some of the well-established major British companies that had been pillars of the local economy for a century. As Hong Kong developed, it looked to the wider world—something originally necessitated by the imposition of trade embargos on China by the United States and the United Nations after the start of the Korean War in 1950—and eventually transformed itself into a global metropolis. In this process, the younger generations who grew up after the Sino-British border was closed developed a common identity that made them proud citizens of Hong Kong, and they became agents of change in reshaping how their parents’ generation felt about Hong Kong and China.
The great transformation of postwar Hong Kong happened in the shadow of a dark cloud over its long-term future, which is a legacy from history. Hong Kong in fact consists of three parts: the island of Hong Kong, the tip of the Kowloon peninsula, and the New Territories, which amounts to 90 percent of the overall territory. The first two were ceded by China to Britain in perpetuity, but the New Territories was only leased in 1898 for a period of 99 years. As the three parts developed organically they could not be separated. During the Pacific War the nationalist government of China successfully secured an agreement from the British government that the future of the New Territories would be open to negotiation after the defeat of Japan. When victory came, the British recovered Hong Kong, and the Chinese government was distracted by the challenges posed by the Communist Party. After it won control of mainland China in 1949 the Communist government left Hong Kong alone, as it was a highly valuable opening for China to reach out beyond the Communist bloc during the Cold War.
In 1979 the British raised the issue of the New Territories lease, as the remainder of the lease was getting too short for comfort. Formal negotiations started in 1982, and it took two years for an agreement to be reached. The British government ultimately agreed to hand over the entirety of Hong Kong as a going concern to China, which undertook to maintain the system and way of life there unchanged for fifty years. The transitional period saw controversies over democratic developments in Hong Kong, which were limited at China’s insistence.
The formal handover went smoothly in 1997, and the colony became a Chinese Special Administrative Region. At first it appeared that Hong Kong enjoyed a high degree of autonomy, as promised by the Chinese government, but the scope for its autonomy was eroded gradually. The increase in interactions between the local people and the mainland Chinese, as well as the Chinese authorities’ refusal to let Hong Kong develop genuine democracy, nurtured a strong sense of Hong Kong identity, which started to transform into a kind of national identity that is different and distinct from that of China. By the mid-2010s this gave rise to a small but vocal movement that advocates independence.
Huiwen Helen Zhang
An expeditionary force soldier. A jungle war survivor. A patriot who traded opportunities in the United States for a tedious journey home to the newly founded People’s Republic of China. A “counterrevolutionary.” A forced laborer who spent the last third of his life translating English and Russian literature.—A poet. Careful study of Mu Dan’s (1918–1977) poetry enables us to explore a string of moments in modern China’s transformation.
Twenty-two poems by Mu Dan have been selected as a history of China from the climax of the New Culture Movement (1919) through the end of the Great Proletarian Cultural Revolution (1976). Fusing linguistic audacity, philosophical acumen, and historical vision, they weave a thread of themes illuminating the tortured path of a nation and an individual. Further, they span a spectrum of sentiments ranging from those of ordinary people to those of extraordinary intellectuals.
To reveal the turning points in modern China’s history, the twenty-two poems have been contextualized along two axes. A vertical axis, the thread of themes, consists of eleven motifs developed and revisited by Mu Dan from 1940 through 1976; they are: Youth, War, Disillusion, Maturity, Sacrifice, Exposure, Enlightenment, Conversion, Awakening, Anguish, and Reflection. A horizontal axis, the spectrum of sentiments, exhibits Mu Dan’s contradictory attitudes toward modern China’s transformation by identifying him with his countrymen or distancing him from them as a free spirit and cultural critic.
This conceptual framework assists in examining the interaction between history and literature. It demonstrates how modern China’s history informs, provokes, and shapes a poet whose life span coincides with it and, at the same time, how poetry can be and is being read as history itself. This reading allows more than new access to the historical events that mold a poet and his poetry. Reading poetry as history uncovers lost sentiments, struggles, observations, and critiques that advance our understanding of modern China.
China’s minority policy after 1949 combined the Qing legacy with a socialist affirmative strategy. The concept of a multiethnic Chinese state derived from Qing ideology and policy in the 18th century, when the Qianlong emperor realized his vision of universal rulership by expanding the Qing empire deep into Central Asia. During the nation-building period of the first half of the 20th century, the imperial geobody was reconstituted as a Sinocentric and multiethnic nation-state. Ideological rivals the Guomindang and the Communist Party both pursued hegemonic strategies of national unity by constructing a new myth of national belonging firmly rooted in history. But China’s weak international position and the internal crisis of the Republican state prevented the implementation of any territorial concept of national unity. In the People’s Republic of China, ethnic diversity was restructured according to a majority-minority dichotomy. Historical multiculturalism was reduced to fifty-six rigid minzu “containers” defined by strictly applied criteria of language, religion, and customs. The minorities were integrated into the unitary Chinese nation and granted only regional autonomy. Although the autonomous regions produced expectations of belonging among their titular nationalities, the official minority policy was strongly assimilationist in the 1960s and 1970s, generating centrifugal forces of ethnic resistance. Since the 1990s, a popular nationalism stoked by the central government has been expanding into a broader sense of Chineseness in a globalizing world.
Opium was used as a medicinal herb during the Tang-Song dynastic era, if not earlier, but this medicinal role was transformed during the Ming dynasty as it became an ingredient in aphrodisiacs produced for the Ming court. Small countries in South-Southeast Asia included opium in their tribute items to the Ming. Tribute missions were a form of trade as well as the best way to maintain foreign relations. Opium transformed again in the early Qing dynasty as Southeast Asian Chinese brought the habit of smoking opium mixed with tobacco back to the mainland. This was soon integrated in and promoted by the sex recreation industry in the mid-18th century, and the demand for opium grew rapidly in the early decades of the 19th century. By the 1850s, increasing supply fueled a level of consumption that neither repeated attempts at prohibition, nor two opium wars could stymie; it exploded into a consumer revolution. Opium became vital to the economy as all the polities since the late Qing taxed it to sustain themselves. It also became a symbol of China’s humiliation and anti-imperialist political platform. It has now come back to haunt the country despite the Mao era success in eradication.
When the origins and development of the Chinese Communist Movement before it seized the state power in 1949 are examined, while conventionally the movement is periodized according to its respective main task of struggle, it can also be divided into four distinct phases in reference to the dominant ethos and style in each phase. To avoid the movement-centric pitfalls, it can be shown how the structural circumstances and organizational ecologies in each phase conditioned the fashioning of its dominant ethos. In its earliest phase, a failing parliamentary politics with relatively strong civil society and weak state institutions thus shaped its ethos as a social movement led by intellectuals, with sprawling networks but loose coordination. After being purged and outlawed by the Kuomintang, the movement began to bifurcate into two segments, one dedicating to urban clandestine activities and the other capitalizing on the state devolution in the countryside. The KMT’s incremental state building efforts narrowed the space of the movement, until it came almost to the brink of organizational extinction, even though its intellectual fellow travelers had helped score much success in ideological and cultural domains. The forced retreat of the Long March inaugurated a third phase of exploration and openness, when the movement regained its legal activities and attracted broadening support from a variety of social sectors. Yet, the scrambling of resources as a result of the structure of triadic conflicts with Japan and the KMT ended that phase of exploration and openness. A new phase of internal tightening and external softening cemented its hegemony yet also consolidated and institutionalized a leader-centric organizational culture that partly mirrored its competitor and partly borrowed from the Soviet template. Tracing its transformation from a social movement to an institution with its own organizational myths, rituals and rules, the teleological narrative gives way to an emphasis on the contingent interactions between its organizational environment and its internal evolution. Such a viewpoint also underscores the politics of interpretation in the formation of its organizational power and authority.
Scholars often regard the Qing-Korean relationship as the most representative instance of the so-called tributary system, the Sino-centric hierarchical world order in early modern East Asia. It was also the most stable one, established in 1637 and ending as late as 1895 after the Qing’s total defeat in the first Sino-Japanese War. Precisely because this bilateral relationship was so typical and so stable, it was also unique in many ways. Although the Manchu regime largely inherited Ming China’s institutions in dealing with Korea (and, later, with other foreign states), this legacy revealed new meanings in the context of the Manchu conquest of China. As the Qing’s first and last subordinate state in the region, Chosŏn Korea served as both an ideological and a practical model in shaping the Qing’s geopolitical construction.
Beginning and ending with military clashes, the Qing-Chosŏn hierarchical relationship from the early 17th to the late 19th centuries was nourished and solidified by more peaceful interactions. Generally conducted under the Confucian zongfan (宗藩) principles, these interactions included rituals, diplomatic missions, trade, negotiations, cross-border jurisdiction, and cultural exchanges. Far from being imposed unilaterally by the Qing, the bilateral relationship was mutually constructed in a long process in which the Korean government and literati played a proactive role. During this time, the Korean attitude toward the Qing underwent a gradual change, from hostility to nuanced acceptance. In the late 19th century the two countries tried but failed to adjust their relationship in order to survive the geopolitical threat from industrialized, colonial powers. The collapse of the Qing-Chosŏn hierarchy eventually led to the rise of new national identities in both China and the Korean Peninsula in the 20th century.
Print culture in imperial China spans over twelve hundred years, from the late 7th century
Although popular literature circulated in manuscript from very early in Chinese history, the invention of woodblock printing or xylography in the 7th century greatly facilitated the dissemination of popular texts. The lively urban culture of the 11th through the 14th centuries stimulated the production of performance literature, prose or prosimetric narratives in simple classical and vernacular Chinese. Commercial publishers in the cities and Jianyang, Fujian, took advantage of the growing demand for texts among readers of modest literacy and produced ballads and “plain tales” for this audience.
The publishing boom of the 16th century greatly accelerated this trend, as publishers in the cities of the lower Yangzi delta (Jiangnan), and most particularly Jianyang (in northern Fujian), began crafting texts explicitly designed to meet the needs of non-elite readers: literacy primers, vernacular explanations of the Classics, historical fictions and adventure tales, and popular encyclopedias for daily use, all in a language accessible to readers of limited education.
At the same time literati authors mined the popular literature of earlier centuries for stories that they transformed into literary masterpieces—although in the process they often reversed the subversive messages and smoothed out the vigorous “vulgar” language of the originals. But their greatest achievements, dramas like The Lute Song and the novels Romance of the Three Kingdoms, Water Margin, and Journey to the West, remain among the most universally admired works of Chinese fiction. These latter texts presage, too, the development of the vernacular novel as one of the literary glories of the late imperial period.
By the 18th century, the population increase and growing demand for texts—and the spread of woodblock printing to the interior and hinterland—ensured the dissemination of a common core of universally popular fictional works throughout China Proper. It was not, however, until the early 20th century and the widespread adoption of mechanized printing, that a true mass readership developed. By that time, the introduction of new genres of literature—the modern short story and novel—had transformed the nature of popular literature.
The Qara Khitai or Western Liao dynasty (1124–1218) ruled in Central Asia in the period that preceded the rise of Chinggis Khan. Founded by Khitan refugees who escaped from north China when the Jurchen Jin dynasty (1115–1234) vanquished their Khitan Liao dynasty (907–1125), they soon carved out for themselves a multicultural empire in Central Asia that combined Chinese, nomadic, and Muslim elements. Vanquishing the Qarakhanids and the Seljuks and making the Khwārazm Shāhs, the Gaochang Uighurs, and various Mongolian tribes their vassals, at its height the Qara Khitai Empire stretched from the Oxus to the Altai Mountains (namely, from Uzbekistan to western Mongolia including most of Xinjiang, China). Their biggest victory in 1141 against the Seljuks even became the basis for the legend of Prester John. Practicing religious tolerance and mostly indirect rule—leaving local rulers largely intact apart from in their capital Balāsāghūn (Burana, Kyrgyzstan)—and, using their Chinese and nomadic cultural capital, the Sinicized Buddhist nomads ruled over their heterogeneous but mostly Muslim sedentary population in rare harmony. The aging dynasty, however, could not survive the repercussions of Chinggis Khan’s rise, which coincided with the bolstering of the Khwārazm Shāh’s power. In the early 13th century, after a Naiman prince who had escaped from Chinggis Khan usurped the Qara Khitai throne, the Mongols vanquished the Qara Khitai, incorporating most of their troops into the Mongol army and channeling their skilled subject population for imperial needs. A scion of the Qara Khitai established the Muslim Qutlughkhanid dynasty of Kirman (south Persia, 1222–1306) that ruled under Mongol and later Ilkhanid aegis.
From the consolidation of the Han empire (206
Despite important continuities in imperial practices and bureaucratic structures, the spatial organization of Chinese government and society evolved in significant ways over the course of the two millenniums of the imperial period (221
Emma J. Teng
The China–Taiwan relationship continues to be one of the most highly fraught international political issues in the post-Cold War era, and a potential flashpoint in US–China affairs. Lying 180 kilometers off the southeastern coast of China, Taiwan’s relation to the mainland has undergone numerous permutations since the 17th century, when it was a Dutch colony. In 1662, Taiwan was conquered by Ming loyalist forces who retreated to the island from China and took it from the Dutch. This loyalist regime then held the island until 1683, when Qing imperial forces crossed the Taiwan Strait to quell the insurgents. The Qing in turn ruled Taiwan until 1895, when it was ceded to Japan as an outcome of the Sino-Japanese war. Taiwan was returned to Chinese sovereignty in 1945, following Japan’s defeat in World War II, but has been divided from mainland China since the establishment of the People’s Republic of China (PRC) in 1949. Taiwan’s evolving relationship to modern China has been profoundly shaped by three crucial factors: the island’s location along China’s strategic maritime perimeter; its role in global trade networks; and fears of its being used as an enemy base against the mainland. Taiwan has also played an important role in Chinese migration history. The island was one of the earliest destinations for overseas migration from China, and it has seen successive waves of Han Chinese migrants over the centuries, making it home to the largest ethnic Chinese population outside the PRC in the early 21st century. In addition to ancestral and cultural ties, a staggering volume of trade and investment links the two sides together economically, despite ongoing political friction, and the contemporary cross-Strait relationship is thus characterized by collaboration as well as conflict.
Important historiography of the subject has been produced in China, Taiwan, Japan, Korea, the United States, and Europe within the frameworks of Chinese history, East Asian regional and maritime history, comparative colonial history, and the history of international relations. It is worth noting that beyond the China–Taiwan relationship, a different strand of historiography, that of Pacific history, treats Taiwan as part of the history of the Pacific Islands, focusing on its indigenous people rather than the Han Chinese majority, and on their links to other Austronesian-speaking peoples across Oceania.
Ronald C. Po
Tracing the social lives of tea, porcelain, and silk, it is discernible that the world had been living with commodities made in and exported from China for a fairly long period of time. Particularly, when tea slowly became more common in England during the 18th century, most Britons tended to purchase tea leaves planted in the Yangtze River Delta and the Fujian region. When Europeans first encountered Chinese porcelain, it was so fine, translucent, and superior to anything that they could possibly manufacture at the time. They thus concluded that it must be a magic substance and astonishingly called it “white gold.” The Western obsession about Chinese porcelain, in turn, encouraged Europeans to produce their own imitations in terms of both production processes and marketing strategies. When silkworm disease ruined European sericulture in the middle of the 19th century, Chinese silk, including silk textiles and spun and raw silks, fulfilled a need in a demanding Euro-American market. These examples, among many others, conceivably reveal that China has played a crucial role in the global history of the dissemination and consumption of commodities since the early modern period.
Rowena Xiaoqing He
In spring 1989, millions of Chinese took to the streets calling for reforms. The nationwide movement, highlighted by a hunger strike in Tiananmen Square in Beijing, ended on June 4 with the People’s Liberation Army firing on unarmed civilians. Over 200,000 soldiers, equipped with tanks and machine guns, participated in the lethal action. Student leaders, intellectuals, workers, and citizens were subsequently purged, imprisoned, or exiled.
Tiananmen remains one of the most sensitive and taboo subjects in China today, banned from both academic and popular realms. Even the actual number of deaths from the military crackdown remains unknown. Every year on the anniversary of June 4, the government intensifies its control, and citizens who commemorate the events are put under various forms of surveillance. The Tiananmen Mothers are prohibited from openly mourning family members who died in the massacre, and exiles are prohibited from returning home, even for a parent’s funeral. Many older supporters of the movement, leading liberal intellectuals in the 1980s, died in exile.
The post-Tiananmen regime has constructed a narrative that portrays the Tiananmen Movement as a Western conspiracy to weaken and divide China, hence justifying its military crackdown as necessary for stability and prosperity and paving the way for China’s rise. Because public opinion pertaining to nationalism and democratization is inseparable from a collective memory of the nation’s most immediate past—be it truthful, selective, or manipulated—the memory of Tiananmen has become highly contested. While memory can be manipulated or erased by those in power, the repression of both memory and history is accompanied by political, social, and psychological distortions. Indeed, it is not possible to understand today’s China and its relationship with the world without understanding the spring of 1989.
Modern relations between Tibet and the Chinese state retained many previous patterns of connection and contestation in trade, diplomacy, and religion, but also exhibited new and heightened conflicts over strategic, political, and economic control. From the 7th to the late 19th century, the Tibetan regions went through successive periods of imperial expansion, political division, Mongol rule, indigenous dynasties, and Qing rule, in close chronological correspondence with China’s political formations. However, since the late 19th century, the degree to which Tibet was integrated into the modern Chinese state became progressively greater. Unprecedented levels of direct, secular, and extractive control were imposed through military and economic policies inspired by a Han-centered nationalism that rejected traditions of ecclesiastical legitimation, flexible administration, and local autonomy practiced during the Yuan and the Qing periods. As modern Chinese politics has been convulsed by the forces of antiforeignism, antitraditionalism, socialism, industrialization, and state capitalism, the Tibetan populations in China have been subject to intense state pressure and social upheaval. From a historical perspective, the direct Chinese rule since the mid-20th century was a departure from past Tibetan religious, political, and environmental trajectories. At the same time, the present international discourse surrounding the Tibet issue represents the latest phase in Tibet’s historical entanglements with great power competition in Asia.
Tamara H. Bentley
In the period from 600
Unlike other parts of the non-European world, China was never fully colonized by the Western imperial powers during the late 19th and early 20th centuries. Instead, the Western powers built up a network of open ports, where foreigners could reside and trade under the protective shield of consular jurisdiction and gunboat diplomacy. Even though the treaty ports arguably played a limited role in transforming China’s domestic economy, they became emblematic of China’s and East Asia’s encounter with capitalist modernity, and they left an indelible legacy on Chinese domestic politics and foreign relations. With the notable exception of Beijing and some other cities, most major urban areas in China today are former treaty ports and many of them were the first to open for trade when the People’s Republic of China embarked on economic reform in 1978.