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Although frontier studies enjoy a long and robust history in China, a disproportionate amount of attention has focused on North China and its relations with Central and Northeast Asia, while only a handful of historians have paid much attention to the history of South and Southwest China. Those that do invariably offer a narrative that presents Southwest China (the current provinces of Yunnan, Guizhou, and the southwestern portion of Sichuan) as unequivocal parts of greater China since at least the end of the 3rd century
Pre-modern Central Asia saw a lot of violence and wars that had religious underpinnings or originated from genealogical claims. The colonial and Soviet reforms brought about reconsideration of cultural diversity in the logic of ethnic division. In the 20th century, reference to ethnicity became the main language of spontaneous violence escalation and explanation. With the weakening of Soviet rule, the region saw a series of heated conflicts. The most massive of them were the 1989 pogroms against Meskhi Turks in Uzbekistan and the 1990 clashes in Kyrgyzstan that took the shape of ethnic confrontation between the Kyrgyz majority and the Uzbek minority. Lesser disturbances also emerged in the borderlands and in mixed-ethnicity villages.
After the collapse of the USSR, the 1990s saw an increase in social and religious violence in Central Asia. However, despite the violence being different in character, Central Asia had already gained a reputation of a very conflict-ridden region precisely in the ethnic sense. Many experts and politicians listed manifold potential ethnic conflicts about to break out in the region. In 2010, one of these predictions came true in the south of Kyrgyzstan, where a clash erupted between the Kyrgyz and Uzbeks. These expert assessments were also borne out by occasional conflicts over land and water arising between communities that live in the border areas.
Nevertheless, the label of ethnic conflict does not always explain the reasons for violence. The conflicts in Central Asia arise and develop as a variety of local actions, which have different sequences, logic, and motivation. These actions are performed by very different agents—people, groups, and institutes that have their own interests and dispositions. Social and political slogans sound during the events, while the line of confrontation lies between local communities and particular groups of people, not between “nations” or “ethnic groups.” The label of ethnic conflict simplifies all these entanglements; there is usually a political interest or a certain intellectual tradition behind it, which essentializes and historicizes the reasons for aggression.
Ethnic groups of the geographical region of Manchuria can be understood in relation to their cultural, demographic, and linguistic differences and similarities; historical formation; and modern status. Manchuria is a macroscopic entity, Greater Manchuria, which comprises areas administered by China (the People’s Republic of China) and Russia (the Russian Federation) as well as, until recently, by Japan. Geographically Manchuria is closely associated with the maritime dimension formed by the Korean Peninsula and the Japanese Islands as well as the island of Sakhalin.
Ethnic identity is a fuzzy concept for several reasons. On the one hand, the very question of what is an ethnic group is not an easy one to answer. On the other hand, once this is established for a specific case, it is yet another task to define who belongs to it, and who does not, and how stable such assignments actually are. This is as true for Central Asia as for any other place in the world, and the fact that, for earlier periods of history, the records—both native ones and others—use a great variety of terms for human populations, does not make it any easier. Thus, it is largely unclear, which of the tribal groups or early statehoods correspond to a contemporary understanding of ethnicity.
Anthropological scholarship on Central Asia has, by contrast, stressed the rather vague and floating categories that people in the region used to define themselves and others. According to this view, the creation of ethnic groups was largely a product of more or less artificial engineering during Soviet times. Before, local communities and extended kin groups, regularly reshuffled and redefined in history, were of much greater importance for people’s identification and alliances than language or assumed genetic ties.
While there is some truth in that, the picture is more complex. Particularly among the Turkic-speaking groups in the region, a steady process of consolidation set in following the decline of the Mongol Empire, resulting in the emergence of contemporary ethnic groups out of earlier configurations. The underlying concepts of attachment and self-understanding vary, however, and can be distinguished in two different modes, roughly corresponding to the divide between nomadic and sedentary groups. Among the former, the idea of patrilineal descent, or a genealogical model, is at the bottom of internal divisions as well as external demarcation; in the oases, the prime criteria are proximity and shared culture, or a territorial model of ethnic identity. Kazaks and Uzbeks respectively represent examples of these two models.
Processes of ethnic demarcation have, however, been greatly accelerated during the Soviet period and its aftermath. Today, a hasty search for national identities can be observed across the region; while following lines of Soviet ethnicity concepts, these identities fundamentally change their understanding as well as inter-ethnic and majority-minority relations. This is still a very open and dynamic process leading to new (inter-)ethnic constellations and political power relations.
The Manchus, a powerful military state in northeast Eurasia, declared the founding of the Qing dynasty in the early 17th century. They conquered Beijing in 1644, and the core of Ming China by the end of the century, but they continued to expand into Central Eurasia, creating China’s largest enduring empire. Their most formidable rivals were the Mongols organized in the Zunghar state, which dominated western Mongolia, Xinjiang, and Tibet. Through daring military expeditions, adroit diplomacy, and extensive economic mobilization, the Qing rulers eliminated the Zunghar state, establishing uncontested power over Central Eurasia. After the conquest, the Manchus consolidated control of the region with productive economic policies, with extensive surveying and mapping, and by producing an official account of their military achievements. Qing expansion and Zunghar resistance left strong legacies for the definition of the territory of the empire and the Chinese nation that succeeded it in the 20th century.
David Faure and Xi He
Like all peoples, Chinese people value their families. Unlike many other peoples, they see them in the wider context of their lineages, that is to say, in terms of descent lines traced from their ancestors. Although it is sometimes said that such ideas about the family and lineage had early origins, in early times only the families of the ruling elite (the “great clans”) traced their descent lines. For the majority of Chinese people, the tracing of descent beyond the family began no earlier than the Song dynasty, from about the 10th century. The practice spread together with ritual changes that governed sacrifice to ancestors. Again, while beliefs in the efficacy of ancestors to bring about good or bad fortune had been present from ancient times, it was in the Song that standard practices were established on how and what commoner families could sacrifice to their ancestors. Those practices were proposed by scholars and officials in opposition to Daoist and, especially, Buddhist practices that had been prevalent. It took several centuries for the alternative, neo-Confucian rituals to take hold, and even then, they supplemented rather than replaced the practices that the neo-Confucians opposed. In this process, the fundamental principles that underpinned both family and lineage, the ideals of filial piety and of cohabitation and property-sharing, the subordination of women to men, even the manner by which ancestors themselves may be tracked and the properties held for sacrificing to them, took many turns that combined secular, utilitarian purposes and a deeply religious view of the connections between ancestors and their descendants.
Famines have played an important role in China’s history. Because the Confucian classics interpreted natural disasters as warnings from Heaven, in ancient and imperial China feeding the people in times of crisis was viewed as an essential part of retaining the mandate to rule. Formative famine-relief measures were codified in China’s first imperial dynasty, the Qin (221–206
After the fall of the Qing dynasty in 1912, famines continued to be a test of state legitimacy. But Chinese modernizers largely rejected Confucian interpretations of famine in favor of the claim that modern science and technology would provide the best defense against disasters. By the 1940s, both the Chinese Nationalists and their Communist rivals called on people to sacrifice for the nation even during famine times. The Chinese Communist Party came to power in 1949 promising that under Communist rule “not one person would starve to death,” but within a decade it presided over the most lethal famine in Chinese and world history. The horrors of the Great Leap Famine of 1958–1962 forced Chinese Communist Party leaders to make changes that ultimately paved the way for the rural reforms of the 1980s.
Japan’s first movement for civil rights emerged in the 1870s, and a small number of women were part of it. Women’s legal status was significantly inferior to men’s in the pre–World War II era, and feminists struggled for decades to improve it. Their activism in transnational organizations often gave them a voice they did not have at home. For example, the Japanese branch of the International Woman’s Christian Temperance Union worked to end international sex trafficking, licensed prostitution, and marital inequality. The Japanese cultural world took a feminist turn in the second decade of the 20th century. Increasing numbers of women entered the classroom as teachers, nurses served on the battlefield and in hospitals, and actresses performed in plays like A Doll’s House. Many of these women were called “New Women,” and an explicitly women’s rights organization, founded in 1919, called itself the New Woman’s Association.
When the Tokyo earthquake killed 100,000 people and destroyed millions of homes in 1923, women’s organizations of all types—Christian, Buddhist, alumnae, housewives, and socialists—coalesced to carry out earthquake relief. The following year, several of those groups decided to address women’s political rights. The Women’s Suffrage League grew from this collaboration in 1924. Annual Women’s Suffrage Conferences brought together women of diverse organizations from 1930 to 1937. In the 1920s and early 1930s, Japanese feminists also made their voices heard through transnational organizations, including the Women’s International League for Peace and Freedom, the Young Women’s Christian Association, the Woman’s Christian Temperance Union, and the Pan-Pacific Women’s Association. When Japanese militarism at home and abroad repressed freedom of expression in the 1930s, feminist groups continued to meet, turning to community activism (like improving municipal utilities) and nonthreatening feminist legislation (the Mother-Child Protection Law of 1937). During World War II, many feminists accepted government advisory positions to improve the lives of women and families, viewing this as a step toward greater political integration. By the 1980s, however, feminists strongly critiqued prewar feminists for collaboration with the wartime government.
Women voted for the first time in 1946. In 1947, the new Constitution granted equal rights, the new Civil Code eradicated most of the patriarchal provisions of the 1898 Civil Code, and the Labor Standards Law called for equal pay for equal work. Nevertheless, women continued to face discrimination in the workplace, at home, and even in the law. Feminists supported the United Nations International Women’s Year (1975) with vigor. Since then, they have successfully advocated for strengthened employment and child-care leave laws as well as anti–domestic violence laws. But gender-neutral legislation has been hotly contested and has led to a backlash against feminism in general.
Japan’s experience with modern capitalism and finance is characterized by a remarkable combination of shocks and adaptation. After being steamrolled by Western institutions and financial technologies, the country attempted to retaliate against this intrusion. However, regaining financial sovereignty proved a protracted process of trial and error. In the 1880s and 1890s, under the auspices of Matsukata Masayoshi, Tokyo seemed to get it right. The establishment of the Bank of Japan and related institutions, on the one hand, and the adoption of the gold standard, on the other, appeared designed to lift Japan out of its peripheral status. In reality, however, they mostly served to emphasize its role as an enabler of the British-led international order. Only in the 1930s, during the worldwide Great Depression, would it break with this role, if only to find that its autonomy had been compromised from the very beginning. Japan’s disastrous loss in World War II drove the country into the arms of the newly arisen global hegemon: the United States. In the early 21st-century, Japan remains a linchpin in the still surviving American-led world order and the corollary “dollar standard.”
Social life in imperial China was structured on the Confucian gender principles of the separation of male and female and the division of “inner and outer” spheres. Homosociality prevailed while heterosociality was limited. Homosociality dominated the forms and manners of social interaction. Men moved around freely and faced little constraint in forging relationships and networks, while women were largely homebound and secluded. In general, women enjoyed more physical freedom in earlier imperial times than in late imperial China, when seclusion of women intensified thanks to the rise of the female chastity cult and the spread of the practice of foot-binding. But even in the late imperial period, women were able to form networks and communities, in person or by means of writing. Local traditions and stages in the life cycle influenced women’s lived experiences of socialization, and class also played an important part in social life for both men and women. For example, education and a government career provided main venues for elite male socialization but for the men in lower social classes, their networks were built around localized institutions such as temple associations, sworn brotherhood, secret societies, and native place association.
Stephen H. Rapp Jr.
Nestled in one of Eurasia’s most energetic crossroads, Georgia has a long and multifaceted history. The remains of Homo georgicus excavated at Dmanisi in southern Georgia belong to the oldest hominids yet discovered outside Africa. They have been reliably dated to 1.8 million years ago. Subsequent Neolithic, Chalcolithic, and Bronze Age sites are distributed throughout the region between the Black and Caspian Seas. But it is not until the early 1st millennium
The peoples of Caucasia were thrust upon the Eurasian stage principally as a result of their associations with Iran. They were, at the same time, active members in the first Iranian Commonwealth, a massive cross-cultural enterprise stretching from Central Asia to the Balkans. Toward the end of the 4th century
The Kʻartʻvelian monarchy was abolished by the Sasanians circa 580 and remained in abeyance until 888. In the afterglow of the interregnum, the ascendant Bagratid dynasty—following the “Byzantinizing” path blazed by the Georgian Church—consciously reoriented kingship from an Iranian to a Byzantine basis as it politically integrated eastern and western Georgia for the first time. Nevertheless, at the height of the all-Georgian kingdom, many aspects of Iranic culture flourished, including epic literature. Mongol hegemony across much of the 13th century marks a crucial turning point in Georgian history. Under Īlkhānid rule, Caucasia’s access to the Eurasian ecumene expanded significantly, but the political fragmentation of Georgia intensified. In the new phase of imperialism ushered by Timur (Tamerlane), the Irano-Caucasian nexus blossomed one last time under the Safavids before the isthmus fell under Russian and then Soviet control.
The glass beads found at archaeological sites up and down the eastern coast of Africa between the 7th and 17th centuries
In southern Africa in this period all beads were made of this same plant-ash glass but the beads—cut from drawn tubes—may have been finished locally. Similar beads of this glass have been found around the Old World including South and Southeast Asia, both East and West Africa, the Mediterranean, and as far north as Scandinavia—all date from the 8th into the mid-10th century. From the mid-10th to mid-13th century mineral soda beads from India were found in both the southern and northern regions of Africa’s east coast, but many of them appear to be from different areas of India and would likely have arrived by different routes. In the mid-13th to mid-15th century period, during which the gold trade out of southern Africa was at its peak, southern Africa turned away from Indian beads and accepted only ones from a region that has yet to be identified, while East Africa continued mainly with ones from South Asia.
However, early in the 15th century a small number of Chinese beads appeared on the East Coast that might have arrived on ships from the fleet of the Chinese general Zheng He. The final period, the mid-15th to late 17th century, saw the two ends of the coast receiving the same beads for the first time, reflecting the growing dominance of European traders in the Indian Ocean. Although from their first arrival Europeans had attempted to trade their own beads in eastern Africa, populations there refused to accept them, forcing the outsiders to purchase beads in India, for which they were obliged to pay—often in silver.
Anne K. Bang
The Hadramawt is a region of in the south-eastern part of present-day Yemen. Since antiquity, it has been vital in the network of ports that made up the Indian Ocean trade system. The main ports, Mukalla and Shihr have been the exit and entry points for the main cities in the interior Wadi Hadramawt, Shibam, Sayun and Tarim, as well as smaller towns and villages.
Migration from Hadramawt to Africa dates back to at least the first century
The migrants were, from the early period until well into the 20th century, almost exclusively male, and they tended to marry strategically into local clans to obtain access to trade networks. Over time, many lost their connection to the Hadramawt, but they might reactivate that identity at times when “Arabness” was a political advantage, such as during the period of Bu Saidi rule in East Africa. The colonial period led to restrictions on movement to and from the Hadramawt, but also to new business opportunities for Hadramis in Africa. Decolonization was at times traumatic for the Hadramis in Africa too, but the new nation-states also offered opportunities for those who remained in Africa as citizens.
Hadrami migration to Africa over the centuries also impacted the Hadramawt itself. The return visit was a tradition that emerged especially in the 19th century, when sons born in diaspora were sent to Hadramawt to learn about their ancestral homeland. These young men, known as muwalladun, spoke Swahili, Somali, or any other of their “mother-tongue” languages—but very little Arabic, which could make their stays in Hadramawt difficult. In the 20th century, descendants of Hadrami migrants to Africa tended to return to Hadramawt to seek employment or Islamic education.
The Pamirs have been a contested space in different periods of time. Access to fertile pastures characterized the local economic competition between nomads and mountain farmers. International attention reached its peak when the Pamirs became a pawn in the “Great Game”; during the second half of the 19th century, Great Britain and Russia disputed control over the mountainous area. Local and regional interests took on a subordinate role. The imperial contest resulted in dividing the Pamirs among four interested parties that are nowadays independent countries: Afghanistan, Pakistan, Tajikistan, and China. Since the division, separate developments have emerged in all parts that are abodes of farmers and pastoralists who share a common heritage but have experienced quite different political and social developments. Thus the Pamirs represent a focal region of similar ecological properties in which political and socioeconomic developments that originated in the 19th century have changed development paths through the Cold War period until the early 21st century. From Tsarist Russia to post-independence Tajikistan, from the Afghan monarchy to the post-Taliban republic, from British India to Pakistan, and from the Middle Kingdom to contemporary China, political interventions such as nationality policies and regional autonomy, sociotechnical experiments such as collectivization and subsequent deregulation, and varying administrative systems provide insight into external domination that has shaped separate developments in the Pamirs. In the early 21st century, the Pamirs experienced a revaluation as a transit corridor for transcontinental traffic arteries.
Himanshu Prabha Ray
Archaeologically, the presence of fishing groups is attested in the coastal areas of the western Indian Ocean as early as the seventh millennium
This is an advance summary of a forthcoming article in the Oxford Research Encyclopedia of Asian History. Please check back later for the full article.
In 1907 the first Japanese-made motorcar was unveiled. A century later, the phenomenon of kuruma banare [車離れ], literally “turning one’s back on the car,” but often translated as “de-motorization,” appeared in the international press. Falling sales suggested that Japan’s domestic car market had reached full capacity reversing an almost continuous historical trend of increasing car ownership. In the 1960s and 1970s, personal car ownership changed the social and cultural fabric of everyday life and transformed the urban environment and landscape. However, the automobile also became the focus of anxieties about traffic congestion, air pollution, noise levels, and safety and by the end of the 20th century was seen as ultimately damaging to community, social harmony, and the environment. While reports of the death of the motorcar turned out to be exaggerations, Japan became the “Asian pathfinder” for setting ultimate limits for the growth of fossil-fueled automobiles worldwide. Historiographically, the focus on the astounding success of Japan’s major automobile manufacturers in international markets drew attention away from the social and cultural history of the car itself in Japan. Yet the story of how Japan was transformed from an essentially wheel-less society at the dawn of the 20th century into the first industrial power to have achieved almost full-capacity car ownership is no less remarkable and sheds light on current dilemmas surrounding car use and sustainability in developing countries such as China and India.
Randall L. Pouwels
ʾAbū ʿAbd al-Lāh Muḥammad ibn ʿAbd al-Lāh l-Lawātī ibn Battuta (hereafter Ibn Battuta) was born in the Moroccan city of Tangiers in 1304 and died there in 1368 or 1369. He remains the most widely travelled individual to have been born before Ferdinand Magellan. Most scholars and individuals incorrectly attribute that distinction to his better known predecessor, Marco Polo, whose Travels of Marco Polo is a classic of travel literature. Polo trekked from Venice to Yuan (Mongolian) China 1271–1295, yet most of his knowledge of the East was acquired from the seventeen years he resided in China. Ibn Battuta began a hajj (pilgrimage) in 1325, and in the twenty-nine years of his travels, he managed to cover roughly three-and-a-half times as much territory as did Polo. In many respects, the accounts of the two men are complementary. The Italian’s account provides valuable intelligence about late-13th century China. Recent scholarship has cast weighty doubt on Ibn Battuta’s putative travels in East Asia, while the extent and value of his descriptions of the Islamic ecumene and its frontiers of the 14th century essentially remain beyond dispute.
Despite enduring years of adverse and highly critical propaganda and entrenched negative attitudes from both the scholarly world and the general public, the Mongols and successors of Chinggis Khan have continued to hold the world’s rapt attention and interest. However, the Chinggisids have in recent years and especially since 2001 and the publication of Thomas Allsen’s Culture and Conquest, benefited from a spreading positive re-evaluation by the academic community and revisionist researchers, which amounts to a fresh assessment of the Chinggisid domination of western Asia. It is now acknowledged that they enjoyed a constructive, generally positive relationship with much of the Muslim world. Relations with Iran were particularly strong, so much so that it was Iranians who invited Hulegu and the Chinggisid army to come to the west in 1254 and who actively cooperated in the establishment of the Ilkhanate. The state of Iran had ceased to exist after the Arab invasion of the region in the 7th century, and in its place, Greater Iran became a collection of often warring statelets: Azerbaijan, Khorasan, Fars, Iraq al-Arab, Iraq al-‘Ajam, Sistan, and Jabal, to name a few. After Hulegu crossed the Oxus, c. 1254, he revived the idea of Iran, and the Ilkhanate essentially became the basis for what eventually became the modern state of Iran.
From 1220 to 1254 Iran had existed in a state of anarchy, loosely under the control of Chinggisid military governors. Iran’s city-states were peripheral to an empire to which they paid taxes but from which they derived few advantages nor enjoyed any of the benefits to which their taxes should have entitled them. The delegation sent from Qazvin to Mongke’s coronation requested the Great Khan to send a prince of the blood to rule Iran and to replace the inept military governor. The delegation wanted Iran to be absorbed by the empire so that the country could benefit from joining a global community and a global market. Chinggis Khan had initiated the world’s first experience of globalization, and Iran wanted to be part of that experience. The Ilkhanate (1258–1335) was a Persian renaissance and established Iranians once again as key regional players. Although the ruling family remained ethnically Mongol, the government was multiethnic, and the country was multicultural. In 1295, when the seventh Ilkhan, Ghazan, ascended the throne and announced his submission to Islam, his act signified the union of Turk and Tajik, of “steppe and sown,” of Iran and Turan, of Persian, Chinese and Turkish cultures, and the coronation of a king of and for all Iranians. It was immaterial whether his conversion was sincere or just politically astute. What was important was his proclamation of becoming a legitimate Iranian king duty bound to serve all his people, whether Turk or Tajik, and that his reign was hailed as the start of a golden age, as well as being a high point of relations with the Yuan regime in the east. The Mongols never left Iran, but simply assimilated.
Imperial China has a long-standing, multifaceted, and interesting imperial maritime history. Of particular importance in this context are the commercial dimensions of China’s maritime contacts with the outside world. From approximately the 7th century until Yuan 元 times (1279–1367), China even developed as a commercial maritime power, although its maritime trade was, until the late 11th century, basically dominated by foreign merchants. During the Yuan and early Ming dynasties (1368–1644), China was also a naval power—the attempts of Qubilai Khan (r. 1260–1295) to subdue Japan are well known. But their maritime interests took the Mongols as far as Southeast and South Asia. The early Ming 明 period, under the third Ming Emperor, Yongle 永樂 (r. 1403–1424), is characterized by unforeseen political, military, and commercial maritime expansion. After 1435, following the instructions of the first Ming emperor, Hongwu 洪武 (r. 1368–1398), China officially retreated from the seas and prohibited all private maritime commerce, until internal socioeconomic and financial problems and the great demand of foreigners—after 1500 also including the Europeans—for Chinese products urged the government to “reopen” its borders for trade. The rulers of the last imperial dynasty, the Qing 清 (1644–1911), first concentrated on securing their maritime borders against competing commercial and political interests, then managed a flourishing trade, increasingly also with Europeans, but were finally confronted with the colonialist and imperialistic claims of the Europeans. After the Opium Wars (1839–1842), the maritime commerce and politics of China were more and more controlled by European powers, especially the British.
Edward A. Alpers
Connections between India and Africa have existed for thousands of years, with the intensity of linkages varying over time. The earliest known relations involve the anonymous exchange of food crops and domestic livestock, which date to the second millennium
The consolidation of a British Empire in the Indian Ocean intensified these relations, giving rise to the movement of migrant labor to both South Africa and the East African Protectorate (eventually Kenya Colony). During the high colonial period an Indian merchant class developed from Ethiopia to South Africa. Indian nationalism played out in various ways in South Africa, Tanganyika, and Kenya. In turn, African nationalism and independence had its own reciprocal, sometimes violent, impact on Indians residing in East Africa, while Afrikaner nationalism and the creation of formal apartheid differentially affected Indians and Africans in South Africa. In the post-colonial era, state relations between India and the independent states of Africa focused on questions of both national and human development. Finally, Indian residents continue to seek their place in independent Africa, while African students in India face prejudice there.