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China’s minority policy after 1949 combined the Qing legacy with a socialist affirmative strategy. The concept of a multiethnic Chinese state derived from Qing ideology and policy in the 18th century, when the Qianlong emperor realized his vision of universal rulership by expanding the Qing empire deep into Central Asia. During the nation-building period of the first half of the 20th century, the imperial geobody was reconstituted as a Sinocentric and multiethnic nation-state. Ideological rivals the Guomindang and the Communist Party both pursued hegemonic strategies of national unity by constructing a new myth of national belonging firmly rooted in history. But China’s weak international position and the internal crisis of the Republican state prevented the implementation of any territorial concept of national unity. In the People’s Republic of China, ethnic diversity was restructured according to a majority-minority dichotomy. Historical multiculturalism was reduced to fifty-six rigid minzu “containers” defined by strictly applied criteria of language, religion, and customs. The minorities were integrated into the unitary Chinese nation and granted only regional autonomy. Although the autonomous regions produced expectations of belonging among their titular nationalities, the official minority policy was strongly assimilationist in the 1960s and 1970s, generating centrifugal forces of ethnic resistance. Since the 1990s, a popular nationalism stoked by the central government has been expanding into a broader sense of Chineseness in a globalizing world.
Nomadic warfare in the Eurasian steppes centered on a mobile horse-archer whose composite bow was surpassed by firearms only in the 17th and 18th centuries. Until the rise of effective firearms, pastoral nomadic horse-archers were the most dominant element on the battlefield. Even after the advent of firearms, nomads remained effective. The horse-archer’s bow possessed comparable accuracy, range, and a more favorable rate of fire than slow-loading harquebuses. As early firearms tended to be slow and inaccurate, they were not decisive against nomads until cannons became sufficiently mobile to disrupt formations of swift moving horse-archers. Even then, it was still necessary for states to have well-developed logistical systems in order to support sedentary-firearms-based armies in the steppes. These armies still found it necessary to have suitable numbers of nomads to serve as scouts and to protect their flanks. While massed firearm-wielding infantry, accompanied by cannons, could defeat nomadic armies, they remained vulnerable in transit.
The success of nomadic warfare prior to firearms was dependent not only on technological factors such as the composite bow and lamellar armor, but also factors such as tactics that became a standard part of steppe warfare, including the feigned retreat and encirclements. The strategic and tactical level of steppe warfare reached its zenith during the period of the Mongol Empire, which also ushered in a revolution in steppe warfare. Other factors also played a part, including the training for warfare through hunting and herding. Combined with a vigorous and often harsh lifestyle on the steppes, sedentary observers often viewed the pastoral nomadic warrior as if bred for war.
After the military conquest of the Kazakh Steppe in 1920, Russian and Kazakh Bolsheviks implemented policies of hard decolonization (1921–1922): tens of thousands of Slavic settlers were expropriated and land was distributed to nomads. During the period of 1923–1927, soft decolonization prevailed: Kazakhstan was created as an ethnonational administrative region and agricultural immigration was prohibited. Kazakhs were given priority in access to land and water and they were included in the state and party administrations. No sedentarization plans were drafted. With the Soviet economic policy turn of 1928, Kazakhstan became the object of plans for expansion of grain cultivation (to this end, peasant colonization from Russia was made legal again) and of industrialization. Moscow lunched an offensive in order both to subjugate and to incorporate Kazakh society: Kazakh pastoral elites and former Tsarist administrators were expropriated and deported; and young Kazakh men were drafted into the Red Army for the first time. In 1929, plans for the total sedentarization of Kazakh nomadic pastoralists were suddenly proclaimed, then rapidly became of secondary concern as they were merged with the total collectivization drive. Policies toward nomadic pastoralists were dependent and auxiliary to grain production policies from 1928 to early 1930. Then, from late 1930 to 1932, Kazakh livestock was requisitioned in order to feed Moscow, Leningrad, and the army, as the Soviet peasants had slaughtered their animals during collectivization. Procurements turned an ongoing starvation crisis into a calamitous famine that killed one-third of the Kazakhs. When no livestock were left, procurements were discontinued in Kazakhstan. Private ownership of animals and pastoral nomadic ways were explicitly allowed again. Kazakh mobile pastoralism had been transformed: pastoral routes were shortened; pastoralists were a smaller share of the population; and their work was organized within state and collective farms. The famine turned the Kazakhs into a minority in Kazakhstan and forced them into Soviet state institutions.
Aruna Pulipaka Magier
Because so much of South Asia’s archival and primary source materials as well as precolonial and colonial-era published sources traditionally referred to by historians reside in physical archives and libraries that are difficult to access, the work of individual historians until recently had often been limited to resources they could access only from significant collections outside of South Asia, such as those at the British Library and at some major US research libraries. Research travel to South Asia to consult domestic collections there has always been expensive, impractical, and too often an exceedingly challenging endeavor because of the local limitations on access. But with the growth of the internet since the 1990s, and the relative ease of putting materials online, there has been an explosion of small- and large-scale efforts at digitization and online publishing of more unique and previously inaccessible treasures from South Asia. As of the early 2000s, a wealth of valuable open-access as well as commercially produced and distributed content is available online to scholars of South Asian history.
However, this profusion itself has created new challenges. The lack of selectivity, peer review, or other quality evaluations for much internet publishing, the dearth of standards for long-term website continuity and presentation, the absence of centralized pathways for structured discovery of these resources, the bewildering array of user interfaces, the increasing monetization of online access to primary source content, and the inadequate attention to digital preservation all make this universe of digital content a far from ideal setting for historical research. To enable historians more effectively to identify authoritative online sources that meet their research needs and how to access them, collaborative endeavors by South Asia librarians and academic institutions are beginning to yield useful results and to create orderly oases in the general chaos of the internet.
Opium was used as a medicinal herb during the Tang-Song dynastic era, if not earlier, but this medicinal role was transformed during the Ming dynasty as it became an ingredient in aphrodisiacs produced for the Ming court. Small countries in South-Southeast Asia included opium in their tribute items to the Ming. Tribute missions were a form of trade as well as the best way to maintain foreign relations. Opium transformed again in the early Qing dynasty as Southeast Asian Chinese brought the habit of smoking opium mixed with tobacco back to the mainland. This was soon integrated in and promoted by the sex recreation industry in the mid-18th century, and the demand for opium grew rapidly in the early decades of the 19th century. By the 1850s, increasing supply fueled a level of consumption that neither repeated attempts at prohibition, nor two opium wars could stymie; it exploded into a consumer revolution. Opium became vital to the economy as all the polities since the late Qing taxed it to sustain themselves. It also became a symbol of China’s humiliation and anti-imperialist political platform. It has now come back to haunt the country despite the Mao era success in eradication.
When the origins and development of the Chinese Communist Movement before it seized the state power in 1949 are examined, while conventionally the movement is periodized according to its respective main task of struggle, it can also be divided into four distinct phases in reference to the dominant ethos and style in each phase. To avoid the movement-centric pitfalls, it can be shown how the structural circumstances and organizational ecologies in each phase conditioned the fashioning of its dominant ethos. In its earliest phase, a failing parliamentary politics with relatively strong civil society and weak state institutions thus shaped its ethos as a social movement led by intellectuals, with sprawling networks but loose coordination. After being purged and outlawed by the Kuomintang, the movement began to bifurcate into two segments, one dedicating to urban clandestine activities and the other capitalizing on the state devolution in the countryside. The KMT’s incremental state building efforts narrowed the space of the movement, until it came almost to the brink of organizational extinction, even though its intellectual fellow travelers had helped score much success in ideological and cultural domains. The forced retreat of the Long March inaugurated a third phase of exploration and openness, when the movement regained its legal activities and attracted broadening support from a variety of social sectors. Yet, the scrambling of resources as a result of the structure of triadic conflicts with Japan and the KMT ended that phase of exploration and openness. A new phase of internal tightening and external softening cemented its hegemony yet also consolidated and institutionalized a leader-centric organizational culture that partly mirrored its competitor and partly borrowed from the Soviet template. Tracing its transformation from a social movement to an institution with its own organizational myths, rituals and rules, the teleological narrative gives way to an emphasis on the contingent interactions between its organizational environment and its internal evolution. Such a viewpoint also underscores the politics of interpretation in the formation of its organizational power and authority.
In India, as in much of the world, the 19th century witnessed the emergence of urban capitalist classes, effected by the rapid growth of global mercantile capitalism and, later, industrial manufacturing. As a colonial city, Bombay—like its eastern counterpart, Calcutta—developed two connected, but distinct business communities: one, a European community with foreign, imperial connections, and the other, an Indian community with roots in long-standing regional networks. In Bombay, the latter took the form of a class known as the “Merchant Princes,” who capitalized on long-standing commercial traditions in western India and their ability to command both Indian and colonial networks to establish themselves as commercial powerhouses. These commercial networks and patterns of behavior, established before the arrival of the British, had an indelible impact on the character of Indian business in colonial Bombay. The business community brought such traditions with them when they migrated to Bombay at the end of the 18th century and used them to build the famous mercantile firms of the early 19th century.
The Indian business elite likewise built collaborative links within their own community to expand their business interests; when barriers erected by the colonial establishment sought to limit their expansion, Indian businessmen used the resources at their disposal (both in the Indian hinterland and within the city itself) to circumvent them. Class identity similarly began to emerge as they cooperatively campaigned for particular agendas, intended to improve the fortunes of the entire community. They fought for greater influence in the Bombay government—in line with the wealth they then commanded—and used their financial resources to mold the physical and intellectual landscape of the city in their favor.
The origin of British India can be traced to warfare in 18th-century Europe and India, trade-related conflicts and disputes, and the East India Company’s business model. The state that emerged from these roots survived by reforming the institutions of capitalism, military strategy, and political strategy. As the 19th century unfolded and its power became paramount, the Company evolved from a trading firm to a protector of trade. The rapid growth of the three port cities where Indo-European trade and naval power was concentrated exemplifies that commitment. But beyond maintaining an army and protecting trade routes, the state remained limited in its reach.
A. C. S. Peacock
With its conquest of the Arab lands in the 16th century, the Ottoman Empire (1300–1923) came to control some of the major entrepots of the Indian Ocean trade in the west. This expansion, however, also brought the Ottomans into confrontation with the Portuguese, who were seeking to establish a monopoly of the lucrative spice trade. In the first half of the 16th century, Ottoman involvement was limited to the western half of the Indian Ocean, but in the later 16th century, the Southeast Asian sultanate of Aceh forged an alliance with the Ottomans, which, if short-lived in practice, was to attain considerable symbolic importance in later times. Ottoman involvement in the Indian Ocean resumed in the 19th century, again as a reaction to European colonial activities. In the meantime, both commercial and religious links, in particular the hajj, meant that the Ottomans had a prominent role in the Indian Ocean despite only controlling limited littoral territories.
Four-centuries-long encounters between the Ottoman Empire and the Grand Duchy of Muscovy/Russian Empire point to complex relations that have been triggered and defined mostly by territorial, trade disputes, and wars, and maintained by diplomatic rivalry and occasional military alliances. Starting as friendly encounters during Sultan Bayezid II reign at the beginning of the 16th century, these relations, essentially and persistently asymmetrical, reveal an initial and long Ottoman dominance over the Muscovy/Russian side; one that lasted from the early 16th to the late 18th century—whereby the two sides shared no direct borders, traded and did not fight each other until the late 17th century—followed by a late 18th-century and mid-19th-century Russian ascendency. This ascendency was achieved largely thanks to the military reform that Tsar/Emperor Peter the Great undertook, namely, the establishment of a standing and professional army and consequentially due to the many wars that Russia won throughout the 19th century; the decisive ones being those fought during the reign of Empress Catherine the Great. The mid-19th century and the early 20th century—which witnessed the implosion of the Russian Empire due to the Bolshevik Revolution and the break-up of the Ottoman Empire by Britain and France—was a long period that saw few and brief military alliances, contested trade relations and yet continued wars. It was ultimately marred by an Ottoman drive to counterbalance Russia’s dominance, while the latter sought to preserve it, by involving other European powers (British and French)—the most crucial moment being the British, French, and Ottoman armies defeating the Russian one in the Crimean War (1853–1856)—transforming their bilateral interactions into multilateral but unsustainable relations.
The Parsi community enjoyed a special status in western India as enterprising traders, who were quick to appreciate the advantages of the British connection especially in driving a huge trade in the Indian Ocean and specifically with China from roughly the latter half of the 18th century. Arriving in India as asylum seekers, the community quickly adapted to the host society by adopting the local language (Gujarati) and by deploying their commercial and manufacturing skills in consolidating their social location in the region. They were mindful of the ruling powers and developed over time important strategies of working closely with local interests, so much so that they acquired a foothold in landed and commercial society. It was in the late 17th and 18th centuries that they forged important links with European traders and trading companies, working as brokers for procurement of textiles and in the process acquiring a very close understanding of foreign markets. This was an important resource that enabled the community to play a major role on the emerging proto-colonial trade of western India, largely channeled through Bombay. The late 18th and 19th centuries saw the community produce major players and merchants of renown who amassed considerable wealth from the trade in raw cotton and opium with China and invested that wealth in philanthropy and subsequently in entrepreneurship. The community was primarily located in Bombay and western India, although their ventures took them as far as Calcutta and Canton. More recently there has been a considerable volume of scholarship on the community, emphasizing its origins, its histories and self-representation, and its use of the English colonial law in defining its own status and streamlining its customs.
With an estimated thirty million or more in Pakistan, twelve million in Afghanistan, and perhaps a million or more in a global diaspora, Pashtuns or Pukhtuns comprise a complex ethno-linguistic population with a rich cultural tradition and literature, varied political and economic contexts, and diverse national and Islamic identities. Historic and literary references to communities that have been thought to identify “Afghans” date to the 10th century and, according to the source and scholar consulted, many centuries earlier. The assumption of any uniquely “Pashtun” identity as equivalent to the diverse “Afghan” cultural, religious, and ethnic identities that evolved over centuries has obfuscated a full understanding of the emergence of distinct regional Pashtun ethno-linguistic communities and the origins of frequently studied cultural idioms. Millions of Pashtuns have lived in close and daily contact with many other ethnic groups (Tajiks, Hazaras, Uzbeks, Turkmen, Baluch, Punjabis, etc.), and color-coded maps of ethnic homelands in Afghanistan and Pakistan are best seen as guides to often complex social geographies rather than absolute markers of ethnically pure settlement areas.
For perhaps a thousand years, Pashtuns and regional forefathers have circulated within imperial and merchant networks connected by Silk Road pathways, Persian and north Indian trade routes, and Indian Ocean sea lanes. Pashtuns sought livelihoods as horse traders, military entrepreneurs, agrarian pioneers, and regional rulers in the northern, eastern, and Deccan regions of India. An Afghan state with variable territorial claims consolidated after 1747. Leading Pashtun clans from around Kandahar and the eastern districts took positions in the dynasties that soon ruled from Kabul and core provinces.
Pashtuns between the Oxus and Indus rivers adapted to, avoided, and served 18th- and 19th-century Russian and British imperial economic and political forces. In the high European “new imperialism” of the late 19th and early 20th centuries, Afghan territories were framed by treaty-negotiated boundaries. Never colonized, Afghanistan became economically dependent on British–India subsidies and linkages. Into the mid-20th century, Afghanistan’s Pashtun political dynasties and Islamic and political activists on both sides of the British-Indian Durand Line offered leadership and alternative visions of the future to anticolonial and Muslim nationalists, including those in British India.
In recent decades, core Pashtun homelands and diasporic communities have fully experienced the disruptions and violence that followed the partition of British India in 1947, postcolonial “national” consolidation, conflict between India and Pakistan over Kashmir, Cold War alliances and conflict, the rise and fall of the Taliban, and civil war. Like others, Pashtun lives were shaped by the transnational dynamics of economic globalization, urbanization, migration, and the international crises that traumatized the world after September 11, 2001.
Since the arrival of Europeans in the 16th century the observed ethnic complexity of the Malagasy, the Madagascan people, has been a subject of conjecture in several respects. When did people first reach Madagascar? Where did the different elements of the population originate? What was the sequence of their arrival? What was the nature of their maritime migrations? Early answers to these questions relied on the historical traditions of some Malagasy populations, especially of the Merina and highland groups, and on an extensive archive of historical and ethnographic observations.
Recent approaches, through historical linguistics, palaeoecology, genomic history, and archaeology, especially in the last thirty years have provided new perspectives on the enduring issues of Madagascan population history. The age of initial colonization is still debated vigorously, but the bulk of current archaeological data, together with linguistic and genomic histories, suggest that people first arrived around the middle of the first millennium
Evidence of linguistic origins and human genetics supports the prevailing view that the first people came from Southeast Asia, the majority of them specifically from Borneo. Later Bantu migration from Africa was followed by admixture of those populations and other smaller groups from South Asia, in Madagascar. Admixture in East Africa before migration to Madagascar is no longer favored, although it cannot be ruled out entirely.
Voyaging capability is a key topic that is, however, difficult to pin down. There is no necessity in the current data to envisage transoceanic voyages, and no evidence of Southeast Asian vessels in East Africa or Madagascar in the first millennium
When composed of hunter-gatherers, Asia’s population numbered perhaps 1–2 million. But the emergence of agriculture saw population growth, and it appears likely that by 1 CE the continent’s population exceeded 100 million. For China and Japan, there are data which shed light on their population histories during pre-modern times. Moreover, both countries experienced rapid demographic transitions in the 20th century—substantially limiting the associated extent of population growth. For the Indian subcontinent and Southeast Asia, there are almost no population data prior to the late 18th century, although what happened subsequently is better recorded. Both these diverse regions experienced fairly protracted modern demographic transitions and substantial population growth. West Asia’s population is thought to have been of similar size in 1900 as in 1 CE. During the 20th century, however, most countries in West Asia experienced late birth-rate declines and very substantial population growth. Throughout history, the level of urbanization in Asia has generally been extremely low. Nevertheless, the continent contained most of the world’s most populous cities, though that situation changed temporarily in the 19th and 20th centuries. That said, after 1950 mortality decline fueled urban growth. As a result, by 2020 Asia once again contained most of the world’s largest cities, and about half of the continent’s people lived in urban areas. The population history of Asia has generally involved very slow population growth. The main explanation has been that death rates were high, marriage was early and universal, fertility was uncontrolled, and so birth rates were high too. However, research has increasingly suggested that in some areas the levels of fertility and mortality which prevailed in pre-modern times are better described as “moderate” rather than “high.” Moreover, as in Europe, there were regulatory mechanisms which helped to maintain a degree of balance between human numbers and the resource base.
Scholars often regard the Qing-Korean relationship as the most representative instance of the so-called tributary system, the Sino-centric hierarchical world order in early modern East Asia. It was also the most stable one, established in 1637 and ending as late as 1895 after the Qing’s total defeat in the first Sino-Japanese War. Precisely because this bilateral relationship was so typical and so stable, it was also unique in many ways. Although the Manchu regime largely inherited Ming China’s institutions in dealing with Korea (and, later, with other foreign states), this legacy revealed new meanings in the context of the Manchu conquest of China. As the Qing’s first and last subordinate state in the region, Chosŏn Korea served as both an ideological and a practical model in shaping the Qing’s geopolitical construction.
Beginning and ending with military clashes, the Qing-Chosŏn hierarchical relationship from the early 17th to the late 19th centuries was nourished and solidified by more peaceful interactions. Generally conducted under the Confucian zongfan (宗藩) principles, these interactions included rituals, diplomatic missions, trade, negotiations, cross-border jurisdiction, and cultural exchanges. Far from being imposed unilaterally by the Qing, the bilateral relationship was mutually constructed in a long process in which the Korean government and literati played a proactive role. During this time, the Korean attitude toward the Qing underwent a gradual change, from hostility to nuanced acceptance. In the late 19th century the two countries tried but failed to adjust their relationship in order to survive the geopolitical threat from industrialized, colonial powers. The collapse of the Qing-Chosŏn hierarchy eventually led to the rise of new national identities in both China and the Korean Peninsula in the 20th century.
This is an advance summary of a forthcoming article in the Oxford Research Encyclopedia of Asian History. Please check back later for the full article.
Print culture in imperial China spanned over twelve hundred years, from the late 7th century
The Progressive Writers Association (PWA) was founded in the mid-1930s by a group of South Asian leftist intellectuals who moved between metropolitan and colonial contexts. Announcing itself with a manifesto written in London in 1934 and reaching its peak of influence as a movement and an organization inside India in the 1940s, the PWA was a significant component of the South Asian cultural left. Its interlinked political and literary aims (founded upon the principle that the political and the literary must be interlinked) addressed anticolonialism and radical social change at home, while simultaneously positioning itself as part of the international popular front against fascism. As the Progressive writers moved into the post-independence decolonizing period, they identified closely with communist movements in India and Pakistan, while simultaneously positioning themselves at the forefront of Afro-Asian or Third World liberation solidarity formations during the Cold War. Thus these writers occupied a dual position, as simultaneously the cultural wing of the South Asian left and the South Asian manifestation of an international anti-imperialist movement that in both periods viewed art, literature, and ideology as crucial components of building socialism and decolonization.
Sean C. Kim
Korea is the only Asian nation with a significant Protestant presence. One in five South Koreans professes the faith. With more than eight and a half million believers, Protestantism as an organized religion ranks second numerically, not far behind Buddhism, but in terms of power and influence, it is unrivalled. Protestants occupy a central position in the country’s politics, society, and culture. Western missionaries, mostly Americans, introduced Protestantism in the late 19th century. As bearers of Anglo-American civilization, the missionaries built not only churches but also modern hospitals and schools. Korean converts, however, quickly assumed leadership under a policy of self-propagation, self-government, and self-support. In the 1920s and 1930s, the church came of age under popular revivalists who commanded national audiences. The process of indigenization also involved the adaptation to local beliefs and practices, producing a distinctive Korean Protestant tradition. Moreover, because of Japanese colonization, Protestantism did not suffer the stigma of Western imperialism common in other mission fields. Many Protestants, in fact, became nationalist leaders. Following World War II, Korea suffered the division of the country and the Korean War. Protestantism was extinguished in the communist north, leading to a mass exodus to the south, but in South Korea, it thrived. Industrialization and urbanization provided opportunities for the churches to create a sense of community, but it was primarily the aggressive one-on-one proselytization and mass evangelistic campaigns that fueled the dramatic expansion. From the 1960s to 1980s, South Korea became the fastest-growing Christian population in the world. The growth stalled in the 1990s because of the church’s support for previous dictatorial regimes as well as scandals involving Protestant political and corporate leaders. Yet Protestantism today remains a vibrant force in South Korea, home to the largest churches in the world and the base for thousands of Korean missionaries.
Although popular literature circulated in manuscript from very early in Chinese history, the invention of woodblock printing or xylography in the 7th century greatly facilitated the dissemination of popular texts. The lively urban culture of the 11th through the 14th centuries stimulated the production of performance literature, prose or prosimetric narratives in simple classical and vernacular Chinese. Commercial publishers in the cities and Jianyang, Fujian, took advantage of the growing demand for texts among readers of modest literacy and produced ballads and “plain tales” for this audience.
The publishing boom of the 16th century greatly accelerated this trend, as publishers in the cities of the lower Yangzi delta (Jiangnan), and most particularly Jianyang (in northern Fujian), began crafting texts explicitly designed to meet the needs of non-elite readers: literacy primers, vernacular explanations of the Classics, historical fictions and adventure tales, and popular encyclopedias for daily use, all in a language accessible to readers of limited education.
At the same time literati authors mined the popular literature of earlier centuries for stories that they transformed into literary masterpieces—although in the process they often reversed the subversive messages and smoothed out the vigorous “vulgar” language of the originals. But their greatest achievements, dramas like The Lute Song and the novels Romance of the Three Kingdoms, Water Margin, and Journey to the West, remain among the most universally admired works of Chinese fiction. These latter texts presage, too, the development of the vernacular novel as one of the literary glories of the late imperial period.
By the 18th century, the population increase and growing demand for texts—and the spread of woodblock printing to the interior and hinterland—ensured the dissemination of a common core of universally popular fictional works throughout China Proper. It was not, however, until the early 20th century and the widespread adoption of mechanized printing, that a true mass readership developed. By that time, the introduction of new genres of literature—the modern short story and novel—had transformed the nature of popular literature.
Vietnam’s Central Highlands—or Tây Nguyên—area is usually described as remote, backward, and primitive, but this region has played a central role in the history of the surrounding states and the wider East and Southeast Asia region. Far from isolated, the Central Highlands engaged in trade in precious forest products with lowland states and beyond since at least the emergence of the Hinduized Cham states from the first centuries