Buddhist practice transformed the religious landscape in China, introducing new forms of mental cultivation and new ritual technologies within an altered cosmology of spiritual goals. Buddhist practice was carried out by individuals, but was equally as often a communal activity. A basic unit of religious practice was the family; Buddhist cultivation was also carried out by communities of practice at monasteries, which were also sites of large-scale rituals. Forms of religious practice included meditation, oral recitation, ritual performances including confession and vow making, and merit-making activities. Meditation encompassed following breath and exercises that recreated Buddhist images in the practitioner’s mind. Meditation could be carried out while sitting, or while walking, and might also incorporate recitation of scriptures, names of the Buddhas, and dhāraṇī. Indeed, meditation practices were most often embedded in liturgical sequences that included confession, vows, and merit dedication. The goal of these religious practices might be personal spiritual development; through the concept of merit transference, religious activities also worked to benefit others, especially the dead. The fundamental of components of Buddhist practice were present very early in the tradition’s history in China, and over time these elements were combined in new ways, and with reference to changing objects of devotion. The four major bodhisattvas of Mañjuśrī (Wenshu 文殊), Samantabhadra (Puxian 普賢), Kṣitigarbha (Dizang 地藏), and Avalokiteśvara (Guanyin 觀音) were especially important as objects of devotion, and also were emplaced in the Chinese landscape, where they were incorporated into pilgrimages.
Paul A. Van Dyke
In 1684, China reopened its doors to trade with the outside world, which had a huge impact on the development of global commerce. Canton quickly emerged as one of the few ports in the world where everyone was welcomed and where everyone (except Japanese and Russians) had access to everything including tea, silk, and porcelain. Unlike other ports, individual traders in Canton could buy and sell the same high-quality products as those handled by the East India companies. As the Canton trade grew, international networks became more sophisticated; as more ships went to China, new forms of remittance such as Letters of Credit and Bills of Exchange became standard, which streamlined international finance; as more money flowed into Canton, more goods were distributed worldwide, which gave rise to globalization; as economies in both the eastern and western hemispheres became more integrated with the Chinese market, there was a parallel decline in the risks of conducting trade, which encouraged the advancement of private enterprise. One by one the large East India companies found it increasingly more difficult to compete and went broke.
However, the success of the Canton trade was also its weakness. Because the legal trade was so dependent on silver collected from opium sales, and because a decline in opium sales would likely lead to a decline in rice imports, only minimal efforts were made by local officials to stop the smuggling. Foreigners were eventually able to overcome the system with the outbreak of war in the late 1830s, but this happened because the system had already defeated itself.
Emperors were the symbolic and administrative pivot of the Chinese empire ever since its establishment in 221
The contradiction between the emperor’s nominal omnipotence and his limited ability to impose his personal will on his subjects was imbued into the imperial institution from its very inception. Chinese thinkers of pre-imperial age (pre-221
In terms of jurisdiction and punishment, the border between civil and criminal laws in imperial China is not clear cut. The same officials can handle both civil and criminal cases, and lawfully impose the same punishment, such as the death penalty, on unfilial sons and traitors alike. In terms of the sphere of interests, however, the officials know very well that some violations are more concerned with private interests than public interests. For example, they will settle loan disputes in accordance with the original private contract between the money lenders and borrowers, unless the interest rate is so exorbitant that it necessitates government intervention. Consequently, the imperial Chinese and modern Western civil laws are roughly common in their coverage of marriage, divorce, succession, disinheritance, property matters, and so on. And, like the Western laws, the Chinese laws have experienced historical changes, many of the most important of which occurred during the Song dynasty (960–1279) or the “Tang-Song transformation,” so called to highlight the tremendous progress of China from the medieval to the early modern stages. Against the principle of filial piety, both sons and daughters are now allowed to sue their parents without fear of the death penalty if their accusations are true. Against the principle of communal family, both sons and daughters can possess privately earned properties not to be shared by their parents and siblings. Against the principle of patrilineal succession, unmarried daughters have their inheritance rights increased at the expense of the sons, reaching the ratio of two shares for a son and one share for a daughter. Against the principle of different rights according to different status, a formal concubine can inherit the spousal patrimony and establish an heir when the wife is absent. These changes reflect that the legislative principles, though still far from enshrining equality before the law, are paying increasing attention to the balance of duties and rights with decreasing regard to family relation, gender, or status. As to the judicial practices, they are nearing the rule of law and becoming more predictable instead of inconsistent. These are the less-known or even misunderstood aspects of the civil law in imperial China.
Throughout the course of premodern China’s history, the planning and performance of religious ritual has been a primary concern. These offerings of bloody victuals, drink, and, later, incense to gods and ancestors seek to ensure the ongoing vitality and prosperity of the living and the peaceful security and well-being of the ancestral dead. Sacrifices were understood as food, sustenance for the occupants of the other world, who would, in return, imbue the sacrificed provender with blessings (fu福), which the sacrificer and family could share by consuming the food. This sacrificial ritual is at the heart of a diffuse, indigenous religion that encompasses people of all social classes, from the poorest peasant to the ruler and his representatives. It was never named, but scholars sometimes isolate segments and discuss them as “folk religion,” “state religion,” “Confucianism,” or “Daoism.” C. K. Yang dubbed the complex “shenism” based on the Chinese word for god (shen神), but this ignores the closely parallel practices directed toward the ancestors. Here we will use the term Chinese popular religion to refer to this complex of beliefs and practices.
Daoism (previously Taoism) is a vexed word that has been used to stand for several distinct terms in Chinese. Here it will refer to China’s indigenous organized religion, a faith founded upon a revelation in 142
Ethnic groups of the geographical region of Manchuria can be understood in relation to their cultural, demographic, and linguistic differences and similarities; historical formation; and modern status. Manchuria is a macroscopic entity, Greater Manchuria, which comprises areas administered by China (the People’s Republic of China) and Russia (the Russian Federation) as well as, until recently, by Japan. Geographically Manchuria is closely associated with the maritime dimension formed by the Korean Peninsula and the Japanese Islands as well as the island of Sakhalin.
David Faure and Xi He
Like all peoples, Chinese people value their families. Unlike many other peoples, they see them in the wider context of their lineages, that is to say, in terms of descent lines traced from their ancestors. Although it is sometimes said that such ideas about the family and lineage had early origins, in early times only the families of the ruling elite (the “great clans”) traced their descent lines. For the majority of Chinese people, the tracing of descent beyond the family began no earlier than the Song dynasty, from about the 10th century. The practice spread together with ritual changes that governed sacrifice to ancestors. Again, while beliefs in the efficacy of ancestors to bring about good or bad fortune had been present from ancient times, it was in the Song that standard practices were established on how and what commoner families could sacrifice to their ancestors. Those practices were proposed by scholars and officials in opposition to Daoist and, especially, Buddhist practices that had been prevalent. It took several centuries for the alternative, neo-Confucian rituals to take hold, and even then, they supplemented rather than replaced the practices that the neo-Confucians opposed. In this process, the fundamental principles that underpinned both family and lineage, the ideals of filial piety and of cohabitation and property-sharing, the subordination of women to men, even the manner by which ancestors themselves may be tracked and the properties held for sacrificing to them, took many turns that combined secular, utilitarian purposes and a deeply religious view of the connections between ancestors and their descendants.
Famines have played an important role in China’s history. Because the Confucian classics interpreted natural disasters as warnings from Heaven, in ancient and imperial China feeding the people in times of crisis was viewed as an essential part of retaining the mandate to rule. Formative famine-relief measures were codified in China’s first imperial dynasty, the Qin (221–206
After the fall of the Qing dynasty in 1912, famines continued to be a test of state legitimacy. But Chinese modernizers largely rejected Confucian interpretations of famine in favor of the claim that modern science and technology would provide the best defense against disasters. By the 1940s, both the Chinese Nationalists and their Communist rivals called on people to sacrifice for the nation even during famine times. The Chinese Communist Party came to power in 1949 promising that under Communist rule “not one person would starve to death,” but within a decade it presided over the most lethal famine in Chinese and world history. The horrors of the Great Leap Famine of 1958–1962 forced Chinese Communist Party leaders to make changes that ultimately paved the way for the rural reforms of the 1980s.
Up until the final four decades of the Qing Dynasty, fiscal extraction in imperial China was primarily a matter of taxing agricultural production, generally in the form of an annual property tax assessed on the basis of landholding, and collected in either grain or cash. All major dynasties prior to the Qing wielded this fiscal instrument somewhat flexibly, with large-scale reforms, usually leading to significantly higher taxes, occurring around mid-dynasty, but the Qing broke this trend: the absolute volume of agricultural taxes remained locked in place for the great majority of its 278-year life span, despite a near tripling of both the population and the economy. This eventually rendered the Qing fiscal state an extreme outlier in both horizontal and vertical comparisons: relative to the economy it governed, not only was it much smaller than its major early modern competitors, ranging from Japan to Western European states to other central Asian empires, but it was also probably the smallest post-Qin dynastic state by far. Preexisting scholarship has largely failed to identify, let alone explain, this sudden and dramatic shift in fiscal policy towards the end of China’s imperial history. There are a number of possible explanations for it, some of which have appeared in the extant literature, but the most promising one—which has not appeared—seems to be that the extraordinary circumstances of the Ming–Qing transition served as the catalyst for a decisive conservative turn in Chinese fiscal thought, pushing the Qing state into a fundamentally different political and institutional equilibrium than its predecessors.
Social life in imperial China was structured on the Confucian gender principles of the separation of male and female and the division of “inner and outer” spheres. Homosociality prevailed while heterosociality was limited. Homosociality dominated the forms and manners of social interaction. Men moved around freely and faced little constraint in forging relationships and networks, while women were largely homebound and secluded. In general, women enjoyed more physical freedom in earlier imperial times than in late imperial China, when seclusion of women intensified thanks to the rise of the female chastity cult and the spread of the practice of foot-binding. But even in the late imperial period, women were able to form networks and communities, in person or by means of writing. Local traditions and stages in the life cycle influenced women’s lived experiences of socialization, and class also played an important part in social life for both men and women. For example, education and a government career provided main venues for elite male socialization but for the men in lower social classes, their networks were built around localized institutions such as temple associations, sworn brotherhood, secret societies, and native place association.
Imperial China has a long-standing, multifaceted, and interesting imperial maritime history. Of particular importance in this context are the commercial dimensions of China’s maritime contacts with the outside world. From approximately the 7th century until Yuan 元 times (1279–1367), China even developed as a commercial maritime power, although its maritime trade was, until the late 11th century, basically dominated by foreign merchants. During the Yuan and early Ming dynasties (1368–1644), China was also a naval power—the attempts of Qubilai Khan (r. 1260–1295) to subdue Japan are well known. But their maritime interests took the Mongols as far as Southeast and South Asia. The early Ming 明 period, under the third Ming Emperor, Yongle 永樂 (r. 1403–1424), is characterized by unforeseen political, military, and commercial maritime expansion. After 1435, following the instructions of the first Ming emperor, Hongwu 洪武 (r. 1368–1398), China officially retreated from the seas and prohibited all private maritime commerce, until internal socioeconomic and financial problems and the great demand of foreigners—after 1500 also including the Europeans—for Chinese products urged the government to “reopen” its borders for trade. The rulers of the last imperial dynasty, the Qing 清 (1644–1911), first concentrated on securing their maritime borders against competing commercial and political interests, then managed a flourishing trade, increasingly also with Europeans, but were finally confronted with the colonialist and imperialistic claims of the Europeans. After the Opium Wars (1839–1842), the maritime commerce and politics of China were more and more controlled by European powers, especially the British.
Peter D. Shapinsky
Historians translate a variety of terms from 13th- through 17th-century Japan, China, Korea, and Europe as “Japanese pirates” (e.g., Jp. kaizoku, Kr. waegu, Ch. wokou). These constructs reflected the needs of regimes and travelers dealing with a maritime world over which they had little direct control, and often denoted bands of seafarers who based themselves in maritime regions beyond and between the reach of land-based political centers. Seafarers rarely used the terms to refer to themselves.
Japanese pirates opportunistically traded, raided, and transmitted culture in periods when and places where the influence of central governments attenuated. However, some innovated forms of maritime lordship that enabled them to establish dominance over sea-lanes and territories at the heart of the Japanese archipelago. Pirates developed expertise in navigation and naval warfare that helped them acquire patrons, who provided access to networks of diplomacy and trade. In the 16th century, some Japanese pirates forged multiethnic crews that seized control of the maritime networks linking East and Southeast Asia.
Labels for Japanese pirates also operated as ethnographical, geographical, and historical symbols. Traumatic assaults by waves of Japanese pirates who massacred and enslaved local populations were indelibly etched into the collective memories of Koryŏ–Chosŏn Korea and Ming–Qing China. By contrast, in early modern Japan the eradication of piracy enabled the state to extend its maritime sovereignty as well as to then commemorate pirates as ethnocentric symbols of Japanese warrior prowess.
Steven B. Miles
Before the end of the Tang dynasty, cultural production was largely a court-centered activity. This began to change as the nature of China’s political, social, and cultural elite, the literati (shi), was transformed by the Southern Song dynasty. Henceforth, the elite of China was primarily a local elite, occasionally producing holders of high office but primarily focusing on activities in their home areas to achieve and maintain their status. One important activity was scholarship, which involved such activities as establishing private academies (shuyuan) and the production of texts such as gazetteers and anthologies, many of which were concerned with the locales in which they were produced. The late imperial period, beginning in the Song, witnessed alternating periods of statist and localist turns, as the initiative in scholarly production shifted between the imperial court and local elites. Intellectual movements such as Neo-Confucianism and evidential research (kaozheng) fed into the production of localist texts and the formation of regional or local schools of scholarship.
Warfare and the military were at the center of the imperial Chinese state, though their significance was downplayed by government officials and the literati. Chinese dynasties fielded armies organized and supported by the central government that combined infantry and cavalry forces, and mixed part-time (militia) and professional soldiers. Cavalry and infantry forces were strongly, though not exclusively, connected to ethnic background. The best and most numerous cavalry came from steppe groups, and the best and most numerous infantry were Chinese.
The stirrup and guns were invented in China, changing the course of both Chinese and world military history. China also had a highly developed tradition of military thought that drew upon a classical tradition and was vastly elaborated and expanded upon during the imperial period. What most distinguished imperial China from its earlier period was the effective use of war to create and support a unified state. Overall, the history of warfare and the military in imperial China was one of technological and intellectual sophistication in support of state power.
Scholars often regard the Qing-Korean relationship as the most representative instance of the so-called tributary system, the Sino-centric hierarchical world order in early modern East Asia. It was also the most stable one, established in 1637 and ending as late as 1895 after the Qing’s total defeat in the first Sino-Japanese War. Precisely because this bilateral relationship was so typical and so stable, it was also unique in many ways. Although the Manchu regime largely inherited Ming China’s institutions in dealing with Korea (and, later, with other foreign states), this legacy revealed new meanings in the context of the Manchu conquest of China. As the Qing’s first and last subordinate state in the region, Chosŏn Korea served as both an ideological and a practical model in shaping the Qing’s geopolitical construction.
Beginning and ending with military clashes, the Qing-Chosŏn hierarchical relationship from the early 17th to the late 19th centuries was nourished and solidified by more peaceful interactions. Generally conducted under the Confucian zongfan (宗藩) principles, these interactions included rituals, diplomatic missions, trade, negotiations, cross-border jurisdiction, and cultural exchanges. Far from being imposed unilaterally by the Qing, the bilateral relationship was mutually constructed in a long process in which the Korean government and literati played a proactive role. During this time, the Korean attitude toward the Qing underwent a gradual change, from hostility to nuanced acceptance. In the late 19th century the two countries tried but failed to adjust their relationship in order to survive the geopolitical threat from industrialized, colonial powers. The collapse of the Qing-Chosŏn hierarchy eventually led to the rise of new national identities in both China and the Korean Peninsula in the 20th century.
Although popular literature circulated in manuscript from very early in Chinese history, the invention of woodblock printing or xylography in the 7th century greatly facilitated the dissemination of popular texts. The lively urban culture of the 11th through the 14th centuries stimulated the production of performance literature, prose or prosimetric narratives in simple classical and vernacular Chinese. Commercial publishers in the cities and Jianyang, Fujian, took advantage of the growing demand for texts among readers of modest literacy and produced ballads and “plain tales” for this audience.
The publishing boom of the 16th century greatly accelerated this trend, as publishers in the cities of the lower Yangzi delta (Jiangnan), and most particularly Jianyang (in northern Fujian), began crafting texts explicitly designed to meet the needs of non-elite readers: literacy primers, vernacular explanations of the Classics, historical fictions and adventure tales, and popular encyclopedias for daily use, all in a language accessible to readers of limited education.
At the same time literati authors mined the popular literature of earlier centuries for stories that they transformed into literary masterpieces—although in the process they often reversed the subversive messages and smoothed out the vigorous “vulgar” language of the originals. But their greatest achievements, dramas like The Lute Song and the novels Romance of the Three Kingdoms, Water Margin, and Journey to the West, remain among the most universally admired works of Chinese fiction. These latter texts presage, too, the development of the vernacular novel as one of the literary glories of the late imperial period.
By the 18th century, the population increase and growing demand for texts—and the spread of woodblock printing to the interior and hinterland—ensured the dissemination of a common core of universally popular fictional works throughout China Proper. It was not, however, until the early 20th century and the widespread adoption of mechanized printing, that a true mass readership developed. By that time, the introduction of new genres of literature—the modern short story and novel—had transformed the nature of popular literature.
From the consolidation of the Han empire (206
Emma J. Teng
The China–Taiwan relationship continues to be one of the most highly fraught international political issues in the post-Cold War era, and a potential flashpoint in US–China affairs. Lying 180 kilometers off the southeastern coast of China, Taiwan’s relation to the mainland has undergone numerous permutations since the 17th century, when it was a Dutch colony. In 1662, Taiwan was conquered by Ming loyalist forces who retreated to the island from China and took it from the Dutch. This loyalist regime then held the island until 1683, when Qing imperial forces crossed the Taiwan Strait to quell the insurgents. The Qing in turn ruled Taiwan until 1895, when it was ceded to Japan as an outcome of the Sino-Japanese war. Taiwan was returned to Chinese sovereignty in 1945, following Japan’s defeat in World War II, but has been divided from mainland China since the establishment of the People’s Republic of China (PRC) in 1949. Taiwan’s evolving relationship to modern China has been profoundly shaped by three crucial factors: the island’s location along China’s strategic maritime perimeter; its role in global trade networks; and fears of its being used as an enemy base against the mainland. Taiwan has also played an important role in Chinese migration history. The island was one of the earliest destinations for overseas migration from China, and it has seen successive waves of Han Chinese migrants over the centuries, making it home to the largest ethnic Chinese population outside the PRC in the early 21st century. In addition to ancestral and cultural ties, a staggering volume of trade and investment links the two sides together economically, despite ongoing political friction, and the contemporary cross-Strait relationship is thus characterized by collaboration as well as conflict.
Important historiography of the subject has been produced in China, Taiwan, Japan, Korea, the United States, and Europe within the frameworks of Chinese history, East Asian regional and maritime history, comparative colonial history, and the history of international relations. It is worth noting that beyond the China–Taiwan relationship, a different strand of historiography, that of Pacific history, treats Taiwan as part of the history of the Pacific Islands, focusing on its indigenous people rather than the Han Chinese majority, and on their links to other Austronesian-speaking peoples across Oceania.
Over the first three decades of the 15th century, Ming China dispatched a succession of naval fleets through the Southeast Asian seas and across the Indian Ocean, reaching South Asia, the Middle East, and even the east coast of Africa. These were the largest and best-armed naval fleets in the world at that time, comprising more than 100 ships and tens of thousands of troops. Like similar overland military missions sent to Đại Việt and Yunnan in the same period; these missions were initially intended to awe foreign powers and create legitimacy for the usurping emperor, Yongle. The maritime missions were generally led by eunuch officials, the most famous of whom was Zheng He. In the 21st century the Chinese state depicts these missions as “voyages of peace and friendship” and utilizes this trope in its contemporary diplomacy. However, the Ming sources reveal that military violence was an integral aspect of the successive voyages, whilst the fact that many rulers from Southeast Asian polities were taken to China by the eunuch-led missions also suggests that some degree of coercion was employed. The missions were ended by the court in the mid-1430s over concerns about the costs and the need for such missions.