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Article

Timothy May

Karakorum (Qaraqorum, Qara Qorum, Kara Korum, Khara Khorum, Kharkhorin), located in the Orkhon Valley of Mongolia, served as the capital of the Mongol Empire from 1235 to 1260, or the period of the United Mongol Empire. It must be considered an “implanted” city; that is, a city built and populated with an immediate population rather than one that grew and evolved over time. Although Chinggis Khan (1162–1227) used the Orkhon Valley as a campaign headquarters in the later years of his career, his capital, Avarga, was situated in the Onan-Kerülen basin, which was also his homeland. Not until the reign of his son, Ögödei Qa’an (r. 1229–1241), the second ruler of the Mongol Empire, did the true city of Karakorum appear. While the court remained mobile and moved periodically through the Orkhon Valley, the city of Karakorum served as a constant destination for merchants, missionaries, diplomats, and others who sought to interact with the Mongol court. With a population of perhaps ten thousand people within the walled area, Karakorum could not compare with the metropolises of China nor Baghdad. It served its purpose and in some ways was perhaps the most cosmopolitan city of the 13th century. With the ascension of Qubilai Qa’an to the Mongol throne, Karakorum’s significance dwindled as Qubilai had constructed a new city called Daidu (Ch. Dadu) to serve as his capital in northern China. Having discovered the vulnerabilities of Karakorum during his rise to power, Qubilai determined to ensure the security of his reign by moving the capital to his domain in North China. The move relegated Karakorum to a provincial town. It remained so, though Karakorum experienced a brief revival as a capital after 1368 with the Northern Yuan Empire. In 1380, Ming armies sacked the city. The destruction was enough to end Karakorum’s existence as a city. Construction of the Erdene Zuu Buddhist monastery in 1585 revived the area’s importance. Using materials from the ruins of Karakorum, the monastery was built on the site of Ögödei Qa’an’s palace. The modern city of Kharkorin is adjacent to the monastery and site of medieval Karakorum and houses a museum dedicated to the historical city, while archaeological work continues on the site.

Article

The medieval state of Kievan Rus’ took shape in the late 10th century when Vladimir (Volodimer), reportedly a descendant of the semi-legendary Ri͡urik, established his exclusive rule over the Slavs, Finns, and Balts dwelling along the river systems stretching from the southern end of Lake Ladoga to Kiev (Kyiv) and adopted Christianity from Byzantium for his realm. His descendants, collectively known as the Riurikid dynasty, oversaw the growth of Kievan Rus’ into a complex federation of principalities, populated mainly by sedentary agriculturalists but also benefiting from urban commerce linked to broad intercontinental trade networks. Riurikid princes repeatedly competed with each other and also contended with nomads of steppe, especially the Pechenegs, Polovt͡sy (Kipchaks, Cumans), and the Mongols who conquered both the nomads of the Pontic steppe and the Rus’ principalities in 1237–1240. Over the next century the western portions Kievan Rus’, located in modern Ukraine, Belarus, and Russia, were absorbed by Poland and Lithuania. Its northern principalities continued to be ruled by their Riurikid princes under the hegemony of the khans of the Golden Horde, the portion of the Mongol Empire more accurately known as Juchi’s ulus. As the Golden Horde fragmented in the 15th century, those principalities coalesced to form Muscovy, the precursor of modern Russia. Muscovite rulers expanded their realm by seizing territories from Lithuania and in the mid-16th century by annexing the Tatar khanates of Kazan’ and Astrakhan’, two heirs of the Golden Horde. By the time Riurikid dynastic rule ended in 1598, Muscovy had also subdued the Khanate of Sibir’, launching a new phase of development arising from its exploration and incorporation of Siberia and resulting in its transformation from a regional power into a vast Eurasian empire.

Article

Roxani Eleni Margariti

Epigraphic materials, travel narratives, religious-legal literature, and documents of daily life produced by or for Jews between the 7th and the 13th centuries add significant dimensions to our understanding of the history of trade across Asia. Written in a variety of Jewish languages, these sources hail from places across the Afro-Eurasian geographical continuum and speak to the two well-known circuits of medieval trans-Asian trade: the Silk Road and its maritime Indian Ocean equivalent. While there has been a tendency to look at medieval Jewish sources scattered across Asia as vestiges of a unified trading diaspora, a consideration of these sources’ volume, chronology, and the circumstances of their production and use reveals several disjunctures and suggests a more fractured history of Jewish participation in Asia trade. Even so a survey of these sources illuminates a variety of topics that relate to Jewish mercantile activity along well-trodden avenues of exchange, transactions and relationships across confessional lines, and the structures and institutions of transregional commerce.

Article

Simon Payaslian

The Armenian people entered the modern era with their historic lands of more than three millennia divided between two empires—the Ottoman and Persian empires. The Ottomans ruled the western and larger part, while the Persians ruled the eastern lands. Ottoman rule extended from the fourteenth century to the establishment of the Republic of Turkey in 1923. The latter inherited the historic Armenian lands as a successor state to the Ottoman Empire. The Persian Empire ruled Armenian lands in the east until the signing of the Treaty of Turkmenchai in 1828, which, in the aftermath of the Russo-Persian wars, fulfilled Russian imperial expansionist objectives into the Caucasus by replacing Persian rule. For centuries, therefore, Armenians experienced the various aspects and phases of modernization—the Enlightenment, the emergence of capitalism, urbanization, nationalism—as a subject people. They did not achieve modern statehood until 1918 as the Ottoman and Russian empires collapsed under the weight of the First World War. Modern Armenia emerged when the Republic of Armenia was established as a sovereign state in May 1918, after centuries of foreign rule but in the midst of war and the ongoing genocide by the Young Turks ruling in Constantinople (now Istanbul) against its Armenian population. The fragile Republic of Armenia could not withstand the calamitous consequences of war. Moreover, thousands of Armenian refugees generated by the genocidal policies of the Young Turk regime arrived in the republic. The new government lacked the resources necessary for a functioning economy and polity, and the unfolding military conflicts led to its demise and sovietization after the Bolsheviks consolidated power in Yerevan in 1921. The Communist regime established a dictatorial system in Soviet Armenia and across the Soviet Union, but the severest brutalities were experienced under Joseph Stalin in the 1930s, as his government forced agricultural collectivization and rapid industrialization at the expense enormous human sacrifices. Despite the political difficulties, Soviet Armenia registered successes in the areas of economy and culture in the long term. Armenians benefited from the cultural development witnessed in the 1950s and 1960s, largely as a result of Nikita Khrushchev’s reform oriented policies. By the 1970s, however, the economy had grown stagnant under Leonid Brezhnev, and his successors, Yuri Andropov and Konstantin Chernenko, in the early 1980s failed to ameliorate the conditions, while the Soviet regime experienced a political legitimacy crisis. In the meantime, nationalism had emerged as a powerful force across the Soviet Union, and calls for secession from Moscow grew louder. Mikhail Gorbachev’s experimentation with perestroika (restructuring) and glasnost (openness) could not reverse the loss of legitimacy, a situation further exacerbated in Soviet Armenia in the aftermath of the earthquake in December 1988 and the escalating military conflict in Nagorno-Karabagh. The Soviet regime collapsed in 1991, creating an opportunity for a second declaration of independence for Armenian sovereign statehood in the 20th century. Although independence from the Soviet Union energized the Armenian people and gave rise to expectations concerning their economic and political well-being in post-Soviet Armenia, the country became mired in the twin crises of recovering from the earthquake while at the same time surviving an undeclared war with Azerbaijan, the latter being supported by Turkey. The economic blockade they imposed on Armenia further exacerbated the situation. Since independence, the Republic of Armenia, under its four successive leaders—Presidents Levon Ter-Petrosyan, Robert Kocharyan, Serge Sargsyan, and Prime Minister Nikol Pashinyan—has struggled to develop its economy and infrastructure and to address the chronic problems of poverty and unemployment. The country lacks the economic and financial ingredients necessary to develop a modern, competitive productive basis for competition in global markets. Further, systemic corruption has obstructed efforts to improve the situation, while various government agencies have routinely engaged in violations of human rights. Efforts by nascent civil society to advance civil and political rights and democratization in general have been undermined by state policies, including gross violations of citizens’ rights in time of elections. The experiences gained after twenty-five years of independence pose major challenges for economic development while offering little hope for democratization. It remains to be seen whether the “velvet revolution” (March 31–May 8, 2018) led by Nikol Pashinyan can introduce fundamental changes in the Armenian political system. Former opposition activist and member of the National Assembly, Pashinyan emerged as the country’s prime minister after the “velvet revolution” forced the resignation of Serge Sargsyan on April 23, 2018.

Article

Adrian Brisku

Arguably, an account of modern Georgia is one about the country’s emergence as a political nation (independent republic and nation-state) in the region of the Caucasus—geographically straddled in between the Eurasian landmass—and the challenges of redefining, developing, and preserving itself. It is also about how it was forged under and often against its powerful neighbors, most notably the tsarist Soviet and Russian state, and about its equally uneven interactions with other neighboring nations and nationalities within its political borders. And while one cannot put a precise date on the cultural and political processes as to when this modern Georgia emerged, the late 19th century is that period when people within the two tsarist governorates of Tbilisi and Kutaisi interacted more intensively among themselves, but also within the imperial cultural and political centers of St. Petersburg and Moscow as well as beyond the imperial confines, in Central and Western European capitals. This in turn—following impactful events: the 1861 tsarist Emancipation of Serfs, the Russo-Turkish War of 1877–1878, the Russo-Japanese War of 1905, the First World War, the February and October Revolutions of 1917, the brief making of the Transcaucasian Democratic Federative Republic (1918)—led to a diffusion of and reaction to political, economic, and cultural ideas from European and imperial metropoles that on May 26, 1918, culminated with the establishment, for the first time, of Georgia as a nation-state: the Georgian Democratic Republic. A social democratic nation-state in its political content, the political life of this first republic was cut short on February 25, 1921, by the Red Army of a re-emerging Russian (Soviet) state. In the ensuing seventy years in the Soviet Union—initially, from 1922 to 1936, as a constitutive republic of the Transcaucasian Socialist Federative Soviet Republic and then as a separate Soviet Socialist Republic until the implosion of the union in 1991—the republic and its society experienced the effects of the making and unmaking of the Soviet Marxist-Leninist modernization project. Especially impactful for the republic and its society was the period of the 1930s and 1940s under the hyper-centralized rule of the Georgian-born Soviet Communist Party leader Joseph V. Stalin: a period marked by implementation of a centrally planned economic model and political purges as well as a consolidation of the nation’s ethnocultural and territorial makeup. Also important was the late Soviet period, particularly that under the last Soviet leader Mikhail Gorbachev, whereby thanks to the economic and political reforms undertaken in the later 1980s, calls for the recovering of the republic’s political independence were intensified and ultimately realized. This happened on April 9, 1991—with the first Georgian president, Zviad Gamsakhurdia, declaring the independence of the Republic of Georgia before the Soviet Union’s dissolution on December 26, 1991—and its international recognition would come easily and fast. But what would prove difficult and slow, from the outset, was building a European-style nation-state—meaning a liberal democratic order based on the rule of law and a market society—as was the case in the brief presidency of Gamsakhurdia (1991–1992). The latter’s term was marred by an ethnopolitical war in the South Ossetian region and brought to an end by a civil war fought in the capital city of Tbilisi and the Megrelian region. It continued to be difficult during the long and interrupted presidency of the former Georgian Communist Party boss, Eduard Shevardnadze (1995–2003)—the 1995 Constitution established a semi-presidential system of government—in which an ethnopolitical war with Abkhazia started and ended (1992–1993), state institutions stabilized, and a pro-Euro-Atlantic as opposed to a pro-Russian foreign policy was articulated, but state corruption also thrived. A European-style republic appeared closer during the full-term “hyper-presidency” of the Western-educated president Mikheil Saakashvili (2004–2013), marked by concrete steps toward Euro-Atlantic integration (NATO membership and EU partnership/toward membership) and a distancing from Russia as well as top-down neoliberal domestic reforms. But the republic was scarred by a war with Russia in August 2008 and a growing authoritarianism at home. It remains so despite a shift, since 2013, from a presidential to a parliamentary republic with the last directly elected president being the first woman president, Salome Zurabishvili (2018–). Since 2012, the Georgian Dream Party—established by billionaire Bidzina Ivanishvili (prime minister, 2012–2013)—governs the republic by pursuing Western-oriented domestic reforms, EU and NATO integration, and a nonconfrontational position against Russia. The latter continues to undermine the country’s territorial integrity, having recognized Abkhazia and South Ossetia’s independence in 2008 and maintaining its military bases there.

Article

Ulrich Theobald

East Asian monetary systems were traditionally based on commodity monies, the most famous of which were round copper coins (Cash) with a square central hole, and silver ingots (Tael, from around 1000 ce). While issue of the former was in the hand of the state, silver bars were privately produced and controlled. The Tael nonetheless served as a unit of account also in government ledgers. China was the first nation worldwide to use paper money backed by bullion reserve (c. 1000–1500), but fiat monies were not readily accepted by markets. Gold coins were exclusively used in Japan from circa 1600. With the discovery of Mexican silver, China and Japan became part of the silver-based world economy. Japan adopted the Gold Standard in 1897 and gained access to the world’s financial markets, while China’s currency landscape, even after modernization, remained fragmented and decentralized. With a favorable exchange rate against the US$, Japan recovered after World War II. The US$ devaluation in the Plaza Accord 1985 did not stop that boom. Excessive loans induced the asset price bubble of 1987. In the “lost decade” until 2000, the Bank of Japan pursued a volatile monetary policy, so in 1998 it was necessary to induce liberalization of the banking sector. Reform in the financial sector was also begun in South Korea after the Asian Crisis of 1997. The Chinese policy of Reform and Opening in 1978 first led to inflation and then to undervaluation of the Renminbi (Yuan), which supported the unique economic growth. The currency was made convertible in 1996 and was in 2005 pegged to a basket of foreign currencies. China’s banking system remains underdeveloped and suffers from the burden of indebted state-owned enterprises. China has accumulated huge amounts of foreign exchange. The RMB might become an anchor currency of a financial regionalism.

Article

Tirthankar Roy

The origin of British India can be traced to warfare in 18th-century Europe and India, trade-related conflicts and disputes, and the East India Company’s business model. The state that emerged from these roots survived by reforming the institutions of capitalism, military strategy, and political strategy. As the 19th century unfolded and its power became paramount, the Company evolved from a trading firm to a protector of trade. The rapid growth of the three port cities where Indo-European trade and naval power was concentrated exemplifies that commitment. But beyond maintaining an army and protecting trade routes, the state remained limited in its reach.

Article

Beginning in 1206 large parts of Eurasia came under the sway of the Chinggissid Mongols. In 1260 the united Mongol Empire came to an end and divided into four khanates ruled by the progenies of Chinggis Khan. The four khanates were the Yuan (centered at China), the Ilkhanate (Middle East), the Golden Horde (Russia and the Caucasus), and the Chaghadaids (Central Asia). These political entities remained connected under the broad umbrella of the institutions and worldview that originated in the steppe and one that was informed by Chinggis Khan’s rule. Essentially the periods of the united Mongol Empire (1206–1260) and of the four khanates (1260–1350) can be termed as the period of Mongol rule. The abiding allegiance to the Chinggissid legacy continued to find resonance for the far-flung imperial family well in to the mid-14th century and even later in certain parts of Eurasia. Under this united system of rule, trade came to occupy a special place and led to hitherto unprecedented exchanges and prosperity. Mongol Eurasia was able to transform micro economies into a coherent macro economy that relied on overland and maritime trade. These exchanges in large part were achieved through the building of physical infrastructure connecting China all the way to northwest Europe, and provision of capital. Along with overland trade, the Mongols were able to participate in and spur maritime trade in the Black Sea and the Mediterranean-Persian Gulf and Indian Ocean trade complex, even though they didn’t control all of it. The architecture essential for conquest proved important for trade and exchanges of goods, peoples, and ideas as well. Physical security, storage facilities, monetary policies, and the creation of markets and cities across the expanse of Mongol Eurasia enlivened trade. The historical accounts of this period describe cities overflowing with goods and riches along with transfers of a variety of technologies, providing a vivid picture of exchanges. The Mongols followed in the footsteps of a long line of nomadic empires that had been pivotal in the flow of long-distance trade and expanded it across Eurasia. Not only did they promote trade and patronize traders, they influenced the kinds of goods and technologies that were found on the Silk Road(s) at the time. The presence of a wide array of manufactured goods in large quantities signifies their role in the founding of production centers. While the Mongols were not traders themselves, the Khans were impressive in their understanding of the importance of trading networks and relied heavily on access to the information traders provided. From the very beginning of the empire traders filled the ranks of interlocutors and helped carve a space for bolstering exchanges in policymaking. Traders were close to the Khans and political elites and informed decision-making, often serving as emissaries, ministers, and administrators in the service of the Khans. Not only did traders provide the Khans with commodities, but they also served as money lenders, making them important partners to the Mongol state and the imperial family. The myriad relationships between the Mongol Khans and traders are testament to a deep partnership that brought to bear an exciting moment for Eurasia, making it possible to refer to the Mongol period as the first globalization.

Article

The origins of the Portuguese Estado da Índia—the sum of all Portuguese Crown possessions east of the Cape of Good Hope—can be traced back to the late 1400s, most importantly to the inaugural voyage of Vasco da Gama from Lisbon to Calicut (Kozhikode) in 1497–1498. After some initial hesitations, the Portuguese Crown created a governorship for India in 1505, with a seat at Cochin (Kochi) later transferred to Goa, to oversee commercial, military, administrative, and other activities in an increasing number of possessions along the shores of East Africa and Maritime Asia. Portuguese trading posts (feitorias), forts, and fortified towns across the region resulted from conquest or, more frequently, from negotiated agreements with local rulers, on whose cooperation the Portuguese generally relied. The Estado reached its apex in the second half of the 16th century, drawing vast resources from trade around the Cape and within Asian and African waters, while investing increasingly in military and religious campaigns in a variety of regions from southeastern Africa to the Moluccas (Malukus) and Japan. Despite significant losses to the Dutch East India Company (VOC) and the English East India Company (EIC) during the 17th century, the Estado survived until the 20th century. Goa became a part of the Indian Union in 1961, and Macao integrated into the People’s Republic of China in 1999. The perceived decadence of the Estado during much of its history is at odds with its longevity and has prompted longstanding debates about the nature of Portuguese power in Asia; its reliance on trade, military might, and imperial ideas; and its intertwinement with Asian polities and societies.

Article

Regional organizations in the Indian Ocean need to be understood in their geopolitical context. The sense of “regionness” in the Indian Ocean is weak. There is some focus on the oceanic region as a whole, but also on the various sectors of the ocean: northwest, northeast, southwest, and southeast. India, China, and the United States are the most important of the major powers involved, with their interests and engagement extending across the whole ocean. Other extraregional powers include Japan, Russia, and the European Union (EU). Among the middle powers, the most important are France (especially in the southwest sector), Australia (southeast), South Africa (southwest), and Indonesia (northeast), with the United Kingdom also playing a role. Some Middle Eastern states (especially Iran, Saudi Arabia, Turkey, and the United Arab Emirates [UAE]) are involved in the Indian Ocean because the northwest sector has a strategic significance for issues in the Middle East and Southwest Asia. Then there is the “rest,” the range of Indian Ocean littoral and island states that are affected by developments in the Indian Ocean, especially in areas adjacent to their own territories. There is only one comprehensive regional organization based on the whole Indian Ocean: the Indian Ocean Rim Association (IORA). There is also a comprehensive regional organization for the southwest sector: the Indian Ocean Commission (IOC). Most of the other Indian Ocean organizations focus on different kinds of maritime activities. The more significant regional organizations affecting the Indian Ocean are those relating to the adjoining regions but with some Indian Ocean involvement. These are the organizations relating to southern and eastern Africa, the Persian/Arabian Gulf, South Asia, and Southeast Asia.

Article

Alfred J. Rieber

Throughout Russian history, domestic and foreign observers have sought to define the similarities and differences between Russia and Asia, combining symbolic and physical geographies, often as a corollary of Russia’s relationship to Europe. Both concepts and boundary lines changed as the Russian state expanded from the 15th century forward, from a small territorial base on the Upper Volga south and east, to incorporate territories inhabited by Asian peoples. Conquest was accompanied by uneven patterns of colonization and erratic attempts at conversion to Orthodoxy and russification. These processes varied in encounters with different populations and landscapes along four major frontiers, Pre-Volga and Siberia, the Pontic Steppe, Transcaucasus, and Trans Caspia. By 1914, the Russian Empire was a multi-national state that had not solved the fundamental problems of its self-perception as a civilization or the stability of its rule.

Article

Michael Kemper

This entry discusses the manifestations of Orientalism in Russian Orientology (Oriental studies), as the broad umbrella discipline that studies Russia’s own Islamic heritage and Muslim societies. Russia’s geographical and political position between Europe and Asia has made Orientalism (and Westernism) an important issue in any debate on national identity and national interests, for both Russians and ethnic minorities in Russia. Orientalist forms of “othering” are found in the works of scholars who worked in academic institutions, in the writings of administrators, military officers, and Orthodox missionary Orientalists, and even Muslims themselves. But prominent Orientalist scholars from Russia—often with non-Russian backgrounds—have also offered the first comprehensive critiques of traditional Western Orientalism. These critiques peaked in the Soviet era, when the attack on western Oriental scholarship as a handmaiden of colonialism was the core mission of Soviet Oriental studies. Soviet Oriental studies were supposed to support the de-colonizing world abroad against western imperialism and provide scholarly legitimacy to Soviet development policies in the Muslim-populated regions of the USSR, in particular the Volga-Urals, the Caucasus, and Central Asia. In contemporary Russia, Oriental studies is still held in high esteem, and Orientalists function as experts on the politicization of Islam in the Muslim world and on religion policies at home.

Article

Regine Spector and Aisalkyn Botoeva

Since 1991, commerce and trade in Central Asia have changed significantly. Prior to 1991, Soviet Central Asia had been incorporated into centralized production, distribution, and retail networks, and regional borders were formally closed to many outside products and exchanges. Upon independence in 1991, these integrated production, distribution, and supply chains collapsed, and the new Central Asian countries—to varying degrees—liberalized their economies and opened their borders to flows of goods and people. Domestic manufacturing and production slowed dramatically. Citizens of these countries initially turned to barter and trade of basic consumer goods as a survival strategy to feed themselves and their families in the midst of evaporating wages and disappearing jobs. While traders forged regional and global trading networks connecting local villages and cities in Central Asia with manufacturing and re-export hubs in China, India, United Arab Emirates, and Turkey, among other places, over time, the new post-Soviet elite gained ownership and control over lucrative bazaar land, cargo companies, airline agencies, and other logistics nodes. Soviet-era roads and railways initially dominated trade networks; later, airline routes and new land-based infrastructure built through intergovernment agreements and international development projects afforded new commercial possibilities. China became one of the central nodes in trade networks for consumer goods and has invested significantly into building regional infrastructure, while Russia has remained an important supplier of hydrocarbon and other commodities. Amid these changes, self-understandings of trade have shifted; for example, as Soviet-era stigmas against trade have receded, religious-based and other moralities condoning trade have ascended. While commercial activity was a significant survival strategy and served as a launch pad for other businesses in the region, trade and commerce patterns have been subject to financial crises, political upheavals, and border closures in the 1990s and 2000s, and in 2020, to a global pandemic, illuminating the precarity of reliance on trade and commerce in contexts that do not otherwise have robust state-based social support mechanisms.

Article

Since the seminal publication of Kenneth Pomeranz’s The Great Divergence (2000), there has been a continuing upsurge of writings on the possible reasons behind the rise of the West from a “global perspective.” Most of these studies focus on comparisons between Western Europe and China. Yet, in recent years works on India and the great divergence have followed suit, taking up research questions that have not been as prominent since the proliferation of debates on the subcontinent’s pre-colonial potentialities for capitalist development in the 1960s and 1970s. As of now, the paucity of quantitative data complicates endeavors to compare pre-colonial India with Europe and explore the underlying reasons behind the great divergence. Case studies examining the socio-economic history of a number of South Asian regions are still needed in order to conduct systematic comparisons between both advanced and underdeveloped regions of the subcontinent and those of Europe. The existing evidence, however, suggests that some of the "core areas" of 16th- to 18th-century India had more or less comparable levels of agricultural productivity, transport facilities (during the dry season), military capabilities in terms of ground forces (e.g., Mysore and the Marathas), commercial and manufacturing capacities (especially in textile, ship, and metal production), and social mobility of merchants (e.g., in Gujarat). Moreover, Indian rulers and artisans did not shy away from adopting European know-how (e.g., in weapon and ship production) when it redounded to their advantage. On the other hand, South Asia possessed some geo-climatic disadvantages vis-à-vis Western Europe that also impeded investments in infrastructure. India seems to have had a lower degree of consumer demand and lagged behind Western Europe in a number of fields such as mechanical engineering, the level of productive forces, higher education, circulation of useful knowledge, institutional efficiency, upper-class property rights, the nascent bourgeois class consciousness, and inter-communal and proto-national identity formations.

Article

The history of the “Spice Trade,” much like that of its overland counterpart, the “Silk Road,” has long been imbued with an aura of romance. It has evoked fantasies of dhows, junks, and East Indiamen plying monsoon seas, tropical islands with swaying palms and coastal forts, swaggering pirates, and ports brimming with fragrant exotica—the maritime versions of camel caravans crossing deserts, menacing bandits, distant cities graced with minarets and pagodas, and merchants haggling for silks in bazaars. In the case of the spice trade, these exotic images are haunted at times by less agreeable visions of unbridled princely and corporate greed, ruthless exploitation, and emerging colonial empires. Beyond fantasy, these visions of the spice trade have their roots in very real and complex historical phenomena, whose importance to Southeast Asia’s economic, political, and cultural history, and indeed to global history, are difficult to overstate. Until their gradual early modern diffusion to other regions of the planet, the trees which produced Southeast Asia’s most coveted spices and aromatics, especially the cloves, nutmeg, mace, and white sandalwood of eastern Indonesia, were largely confined to the unique tropical ecoregions in which they had evolved, and were effectively unavailable anywhere else. This fact, combined with their unique and powerful aromas and flavors, ensured that Southeast Asia would remain a nexus of the spice trade for the better part of two millennia. Following their discovery and cultivation by Indigenous peoples, Southeast Asian spices and aromatics began to circulate in the trade networks of the Indo-Malay archipelago in pre- and protohistoric times. By the 4th and 5th centuries ce, seafaring merchants were regularly carrying them to emporia across the Indian Ocean and western Pacific Rim, and they became coveted luxuries in India, China, West Asia, the Mediterranean, and northern Europe. By the 14th century, peoples across much of the Eastern Hemisphere had become regular and avid consumers of Southeast Asian spices and aromatics. Their popularity in India, West Asia, and China was a major factor in the development of permanent commercial ties between the three regions, which in turn helped to facilitate the diffusion of Hinduism, Buddhism, and subsequently Islam to Southeast Asia. Conversely, the relatively peripheral position of Europe in the lucrative Southeast Asian spice trade was a major factor in prompting the Iberian maritime voyages of exploration beginning in the 15th century. Between the 16th and 18th centuries, a range of European and Indigenous polities engaged in a complex and often violent series of struggles for control of the spice trade. Portuguese, Spanish, Dutch, and English armed trading expeditions lay the groundwork for their respective colonial empires in Southeast Asia, while regional peoples and polities adopted and adapted elements of European technology, culture, and in some regions, Catholic and Protestant Christianity. Over time, changing tastes in Europe and the transplantation of nutmeg, cloves, and white sandalwood to the Caribbean, East Africa, and India, respectively, diminished the relative importance of the traditional Southeast Asian spice trade, while new aromatic crops introduced from elsewhere, such as black pepper and later coffee, became increasingly important to the region.

Article

Emma J. Teng

The China–Taiwan relationship continues to be one of the most highly fraught international political issues in the post-Cold War era, and a potential flashpoint in US–China affairs. Lying 180 kilometers off the southeastern coast of China, Taiwan’s relation to the mainland has undergone numerous permutations since the 17th century, when it was a Dutch colony. In 1662, Taiwan was conquered by Ming loyalist forces who retreated to the island from China and took it from the Dutch. This loyalist regime then held the island until 1683, when Qing imperial forces crossed the Taiwan Strait to quell the insurgents. The Qing in turn ruled Taiwan until 1895, when it was ceded to Japan as an outcome of the Sino-Japanese War. Taiwan was returned to Chinese sovereignty in 1945, following Japan’s defeat in World War II, but has been divided from mainland China since the establishment of the People’s Republic of China (PRC) in 1949. Taiwan’s evolving relationship to modern China has been profoundly shaped by three crucial factors: the island’s location along China’s strategic maritime perimeter; its role in global trade networks; and fears of its being used as an enemy base against the mainland. Taiwan has also played an important role in Chinese migration history. The island was one of the earliest destinations for overseas migration from China, and it has seen successive waves of Han Chinese migrants over the centuries, making it home to the largest ethnic Chinese population outside the PRC in the early 21st century. In addition to ancestral and cultural ties, a staggering volume of trade and investment links the two sides together economically, despite ongoing political friction, and the contemporary cross-Strait relationship is thus characterized by collaboration as well as conflict. Important historiography of the subject has been produced in China, Taiwan, Japan, Korea, the United States, and Europe within the frameworks of Chinese history, East Asian regional and maritime history, comparative colonial history, and the history of international relations. It is worth noting that beyond the China–Taiwan relationship, a different strand of historiography, that of Pacific history, treats Taiwan as part of the history of the Pacific Islands, focusing on its indigenous people rather than the Han Chinese majority, and on their links to other Austronesian-speaking peoples across Oceania.

Article

Xinru Liu

The Kushan Empire was a political power that started as a nomadic tribe from the Central Asian steppe and became established as sedentary state across South Asia and Central Asia. Migrating from the border of agricultural China in late 2nd century bce to north Afghanistan, by the 1st century ce, the Yuezhi nomads transformed themselves into a ruling elite in a large area from Afghanistan to the Indus Valley and North Indian Plain, embracing many linguistic and ethnic groups. Adapting the Persian satrapy administrative system into Indian kshatrapa administration, the Kushan regime gave much autonomy to local institutions such as castes, guilds, and Buddhist monasteries and meanwhile won support from those local communities. Legacies from Achaemenid Persia and Hellenistic cities, the cultures of various nomadic groups from Central Asia, and Buddhist and Brahmanical traditions merged to create a cosmopolitan Kushan material culture and art. Mahāyāna Buddhist theology and institutions matured in the Kushan economic and cultural environment and were propagated to Central Asia and China from there. Having under their control several important commodities, such as silk, lapis lazuli, and horses, demanded by elites from the Roman Empire, the Han Empire, and the Parthian Empire, the Kushan court sat on a key location of the Eurasian trade networks, or the Silk Road. The Kushan Empire benefited from the Silk Road trade economically and meanwhile received knowledge of faraway countries and facilitated transferring the information to the visions of the Romans, Parthians, and Chinese.

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The history of contact and exchange across the mountain ranges radiating out from the Pamir knot, separating the three regions of Central Asia, Inner Asia, and Northwestern India, can be traced far back into prehistory, seen in the movements of languages, crops, and animals. From around the 2nd century bce onward, however, these connections steadily grew in intensity. New political connections were drawn across the mountains by the rise of the Kushan Empire in Central Asia, as they came to control much of Northwestern India and exert a significant influence in Inner Asia. Around the same time, Buddhism was spreading northward from Northwestern India into both Central and Inner Asia, bringing with it several innovations and practices that would come to shape these two regions for almost a millennium. Finally, paralleling these political and cultural developments, economic interaction between the three regions steadily grew, with both merchants and large quantities of goods moving between them. These developments feed into one another as local communities grew more and more enmeshed into the growing networks, serving to lay the foundation upon which the fabled Silk Roads could operate.

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Insecurity and inequality (both real and perceived) have defined the Japanese Empire as an entity of trade. If one the primary goals of Japan’s leaders during the Meiji period (1868–1912) was to revise the so-called unequal treaties, then having an empire was seen as a necessary means towards achieving this end. From the very beginning, strategic concerns proved inseperable from economic considerations. Imperial expansion into neighboring territories occurred simutaneously and worked hand in hand with forging an industrial nation-state. The empire began with the so-called internal colonization of Hokkaidō and then the Ryūkyū Islands (Okinawa), followed by Taiwan and Korea, spoils of victory after the Sino-Japanese and Russo-Japanese Wars, respectively. Taiwan and Korea represented Japan’s formal empire, and Japan developed these territories primarily as agricultural appendages—unequal and exclusive trading partners to provide foodstuffs for a growing, industrializing population in the home islands. As Japan developed its formal colonies toward a goal of agricultural self-sufficiency, it also pursued informal empire in China, which took shape as a competitive yet cooperative effort with other Western imperial powers under the treaty port system. World War I represented a turning point for imperial trade: At this time, Japan took advantage of a Europe preoccupied with internecine battles to ramp up the scope and scale of industrial production, which made Japan increasingly reliant on China—and particularly Manchuria—for raw materials necessary for heavy industry such as coal and iron. Japanese efforts to tighten its grip on China brought it into conflict with the Western imperialist powers and with a strengthening Chinese nation. Another major turning point was Japan’s 1931 takeover of Manchuria and the establishment of the puppet state of Manchukuo; these actions ended the treaty port system and sparked conflicts between China and Japan that broke out into full-out war by 1937. Although Japan was largely able to achieve agricultural self-sufficiency by the 1930s, it was unable to be fully self-reliant in essential resources for industry (and war) such as oil, tin, and iron. Resource self-sufficiency was a major goal for the construction of the Greater East Asia Co-Prosperity Sphere in the early 1940s. The Japanese Empire officially ended with defeat in 1945.

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When the Mongol Empire expanded across Eurasia in the 13th century, it not only established a new political order but also unified the trade networks that spread across northern Eurasia, connecting China, Central Asia, the Middle East, and the East Slavs in Eastern Europe within one system. The collapse of Mongol rule and the rise of new states and dynasties, including the Ottoman Empire, Muscovite Russia, and Qing China, adjusted trade routes throughout Eurasia, but the commercial networks remained robust until the modern era. Historians have debated whether there was a notable “decline” of the overland caravan trade along the historic “Silk Roads” in the 18th century, as European maritime traders in Asia carried many of the goods that had traveled across Eurasia. The perception of a decline, however, is challenged by the robust intra-Eurasia trade among Russia, Central Asia, India, and China throughout the 19th century. This dynamic region was influenced by the maintenance and expansion of regional networks across Eurasia, the consequences of the involvement of state interests, and increasing economic regulations in the early modern period, and the variety of commodities exchanged east and west, which were far more than just a silk trade.