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Bukhara under the Mongols  

Michael Hope

In Muharram ah 617/March 1220 ce Chinggis Khan led his armies to Bukhara as part of a larger campaign against the Khwārazmshāh Empire (616–621/1220–1225). The city quickly surrendered and was rapidly integrated into the growing Mongol Empire. In the subsequent decades, Bukhara enjoyed a speedy recovery under the stewardship of a series of Mongol officials, who patronized religious institutions, repaired the damage caused by the invasion, and mitigated some of the excesses of the Mongol armies stationed in Transoxania. Yet this revival was stunted in the second half of the 13th century when the Mongol Empire was divided by war. During this period different factions contested control of Transoxania, and Bukhara became the target of periodic raids and attacks. A full rehabilitation of the city had to wait until after 716/1317–1318, when alliances between the Mongol military elites and the popular religious leaders of Bukhara facilitated a new period of stability that would last until the fall of the last effective khan, Qazān Sultan, in 746/1346. Bukhara’s status as an intellectual, economic, and political capital of Transoxania was diminished during the period of Mongol rule. Samarqand was designated as the administrative capital of Transoxania for much of this period, and the presence of Mongol forces in Nakhshab saw Bukhara subordinated to the itinerate court of the Chaghadaid-Mongol princes. Nevertheless, the city continued to be seen as an important center of religious scholarship, and its prestige was boosted by the fact that it served as the base for two of the leading Sufi movements of its time, the Kubrawiyya and the Naqshbandiyya.


The Classical Silk Road: Trade and Connectivity across Central Asia, 100 BCE–1200 CE  

Valerie Hansen

The Silk Road refers to all the overland routes connecting the major oasis kingdoms of Central Asia including Dunhuang, Turfan, Khotan, and Samarkand to their neighbors: the Chinese landmass, the Mongolian grasslands, the Iranian plateau, and the Indian subcontinent. The best-known routes ran east-west, but the north-south routes to the nomadic states of the Asian grasslands were also important. In the popular view of the Silk Road, extensive camel caravans carried goods over long distances, but this was rarely the case. Usually peddlers carried mostly local goods short distances. Government shipments to provision armies profoundly affected the region’s economy, because they involved much larger quantities than in the peddler trade. Rulers regularly exchanged envoys who carried gifts, exchanges that continued even when private trade fell off. Whatever the reason for an individual’s trip, almost everyone—whether envoy, missionary, artist, craftsman, or refugee—bought and sold goods to pay for travel along the Silk Road. Silk was not the primary commodity traded on these routes. Goods traveling east included ammonium chloride, paper, silver, gold, glassware, and aromatics such as spices, incense, and fragrant woods. Goods traveling west out of China included bronze mirrors, other metal goods, and paper, in addition to silk. Between 300 and 1000 ce, the most important function of silk was as a currency, not as a trade good, although it remained an important export throughout the period. A vibrant series of cultural exchanges occurred alongside these commercial exchanges. Technologies, medicine, plants, music, and fashion all moved in both directions across Central Asia. Multiple religions also entered China during this time. The term Silk Road may not be the most accurate term for these commercial and cultural exchanges, but, despite its flaws, the term has secured a firm place in both scholarly works and the popular mind.


Commerce and the Agrarian Empires: Northern India  

Bhairabi Prasad Sahu

This article focuses on the shifts in the ways of seeing the history and historiography of the emergence of agrarian landscapes, manufacture of crafts, and trade and commerce in north India, during the mid-first millennium bce to the 13th century. Continued manifestation of settled agrarian localities, or janapadas, with its attendant concomitant processes, is visibly more noticeable from the middle of the first millennium ce onward, though their early beginnings can be traced back to the later Vedic times. The study of the janapadas or localities and regions, as distinguished from earlier regional studies, focusing on the trajectory of sociopolitical developments through time is a development dating to around the turn of the 21st century. It has much to do with the recognition of the fact that historical or cultural regions and modern state boundaries, which are the result of administrative decision-making, do not necessarily converge. Simultaneously, instead of engaging in macro-generalizations, historians have moved on to acknowledge that spaces in the past, as in the present, were differentiated, and there were uneven patterns of growth across regions and junctures. Consequently, since 1990 denser and richer narratives of the regions have been available. These constructions in terms of the patterns for early India have moved away from the earlier accounts of wider generalizations in time and space, colonization by Gangetic north India, and crisis. Alternatively, they look for change through continuities and try to problematize issues that were earlier subsumed under broader generalizations, and provide local and regional societies with the necessary agency. Rural settlements and rural society through the regions are receiving their due, and so are their networks of linkages with artisanal production, markets, merchants, and trade. The grades of peasants, markets, and merchants as well as their changing forms have attracted the notice of the historian. This in turn has compelled a shift in focus from being mostly absorbed with subcontinental history to situating it in its Asiatic and Indian Ocean background.


Commercial Structures of Ancient Central Asia  

Xinru Liu

Transactions between ancient communities across the varied ecological zones of Central Asia produced a complex commercial structure. Pastoral nomads on the steppe and farmers in the oases traded to supplement their livelihoods. Domestication of horses on the Eurasian steppe around four thousand years ago was a driving force stimulating interactions between the horse riders and settled farmers. Conflicts between horse-riding nomadic powers on the steppe and Chinese empires initiated the silk-horse treaty trade, which lasted until the end of the Tang Dynasty. Domestication of camels around 3000 bce enabled transportation across deserts and thus linked the oases to one another and to the outside world. Especially after the invention of a new saddle for the Bactrian (two-humped) camel, the caravan trade flourished as the major means of commercial interchange in the Central Asian deserts during the 1st millennium ce. Sogdian city states around the Syr and Amu Rivers prospered through farming, and the Sogdians became the agents of trade among Chinese empires, Persian empires, South Asian states, and various Turkic empires on the steppe. After the Islamic conquest of Central Asia, the Sogdians gradually submitted to Islamic rule, transforming themselves into Muslim traders and continuing to play an essential role in linking Central Asia to the wider Eurasian commercial world. Means of transportation and means of communication provided the infrastructure for trade. Governments and major trading communities such as the Sogdians were active in building trading networks, and religious movements such as the spread of Buddhism facilitated the formation of commercial networks.


Earth, Water, Air, and Fire: Toward an Ecological History of Premodern Inner Eurasia  

John L. Brooke and Henry Misa

The histories of humanity and nature are deeply entangled across Inner Eurasia. Great expanses of steppe and mountain connected peoples at the far ends of the landmass and sustained unique civilizational zones of nomadic and settled societies. These are regions profoundly shaped by some of the most complex climatic regimes and by one of the most devastating disease vectors in the world. Viewed in the longue durée of the Holocene, the premodern prehistory and history of Inner Eurasia takes on new dimensions when reviewed in the context of the latest work being done in environmental, climate, and genetic science.


Indus Valley: Early Commercial Connections with Central and Western Asia  

Dennys Frenez

The study of commercial and cultural connections between the Greater Indus Valley and other regions of Central and Western Asia occupies a central role in the scholarly research about the Indus Tradition. Interregional trade was already established in the Indus River basin during the Neolithic period in the 6th millennium bce. However, from the early 3rd millennium bce, the Indus (Harappan) merchants and craftspeople contributed to defining, promoting, and regulating long-distance, cross-cultural trade exchanges throughout this entire region. Indus-type and Indus-related artifacts were found over a large and differentiated ecumene, encompassing Central Asia, the Iranian Plateau, Mesopotamia and the northern Levant, the Persian Gulf, and the Oman Peninsula. The discovery of Indus trade tools (seals, weights, and containers) across the entire Middle Asia, complemented by information from Mesopotamian cuneiform texts, shows that entrepreneurs from the Indus Valley regularly ventured into these regions to transact with the local socioeconomic and political entities. However, Indus artifacts were also exchanged beyond this core region, eventually reaching as far the Nile River valley, Anatolia, and the Caucasus. On the contrary, only a handful of exotic trade tools and commodities have been found at sites in the Greater Indus Valley. The success of Indus trade in Central and Western Asia did not only rely on the dynamic entrepreneurialism of Indus merchants and the exotic commodities they offered. Specific products were proactively designed and manufactured in the Indus Valley to fulfill the particular needs of foreign markets, and Indus craftspeople moved beyond their native cultural sphere adapting their distinctive productions to the taste of foreign elites or reworking indigenous models. The adoption of specific seals and iconographies to regulate external trade activities suggests a conscious attempt at implementing a coordinated supraregional marketing strategy adopting shared rules and procedures, with observable globalizing impacts in various contexts of Central and Western Asia.


Reframing Ancient Afghanistan: Pre-Historic and Early Historic Spatial Connections to the Saka-Yuezhi Period (1st Century CE)  

Henri-Paul Francfort

Afghanistan has remained a crossroad of civilizations since its origins. Despite having no access to the sea, Afghanistan, in both the north and south of the high mountainous range of the Hindu Kuch, benefits from large fluvial arteries from the Amu Darya system in the north and the Helmand system in the south, along with their tributaries. This benefit brings opportunities for irrigation and for communications. The mountains, especially the Badakhshan and Pamir mountainous nodes, contain important mineral resources, including gold and lapis lazuli. Because Eurasia is an open space, Afghanistan had relations with external regions, groups, nations, cultures, as early as the Paleolithic and Neolithic (especially Kel’teminar) periods. During the Chalcolithic period (ca. 3000–2500 bce), the maps of exchange networks encompassed Iran, Pakistani Baluchistan, Tajikistan, and the steppe world. This is the period of pottery, metallurgy, and glyptics related to economic and social development: a proto-urban phase. This broad network strengthened and grew during the Bronze Age (ca. 2500–1400 bce) with the Oxus civilization, covering the north of the country (Bactria and Dashly) and neighboring regions (parts of Northeast Iran, Turkmenistan, Uzbekistan, and Tajikistan), and connected to the southern regions (Pakistani Baluchistan). During this period, Indus colonies settled in northeastern Afghanistan (Shortughaï). The territories of Afghanistan were developing as “urban” settlements where arts and crafts reached international high standards, but in a specific socioeconomic model without large cities and no writing system, and with an enormous network of trade and exchanges (semiprecious stones, metals, and possibly camels), connected to Elamite, Akkadian-Ur III, and Levantine arts. It was a sort of twin of the Indus civilization. It collapsed around 1800–1500 bce possibly because of the effect of climate change and coming of steppe peoples. During the Iron Age (ca. 1400– 500 BCE), changes in pottery and craftsmanship indicate an economic decline, when Iranian tribes of horsemen may have migrated coming from the steppes and early phases of Zoroastrianism appear (in Bactria, Chorasmia, or Sistan). “International” trade possibly continued (lapis and metals). A new “imperial” phase occurred with the inclusion of the Afghan territory in the Persian Achaemenid empire by Cyrus the Great (ca. 545–540 bce). A number of satrapies with capital cities were located in Afghanistan (Bactria, Arachosia, Aria, etc.). The ancient trade and administrative roads functioned and were controlled by the imperial power. With the conquest of Alexander the Great (ca. 330 bce), the empire fell into new hands. An important Greek colonization, especially in the north, expanded to the north of Amu Darya with the Seleucid and Greco-Bactrian kingdoms, founding cities and establishing their cultures. India, after the establishment of strong ties with the Indian Maurya dynasty, came also under Greek rule: the Indo-Greeks emerged after 180 bce. Around 145–130 bce, the Greek power disappeared in Bactria and newcomers from the steppes, the Saka (Scythians) and Yuezhi (other nomads, predecessors of the Kushans), installed their domination, preparing the advent of the Kushan empire’s stabilization in the 1st century ce. The dialectics between external and local archaeological remains is a difficult question to tackle; often the research focuses on the external origins of cultural elements. For example, the languages and the scripts (Aramaic, Greek, and Indian) belong to the external ruler groups rather than to the autochthonous cultures. Indeed, in the Early History of Afghanistan, it is almost impossible to clearly define any “autochthonous” archaeological remains, unless we consider the preceding period as being localadmit . In sum, without being the center of these “empires”, except during the two centuries of the Greco-Bactrian, but even then not, if we consider a larger “Hellenistic koinè”, Afghanistan was, from its origins, a meeting place for many cultures and civilizations, and it remained an important part of external politico-cultural entities for millennia—the crossroads of Eurasian civilizations.


The Sogdian Merchant Network  

Yutaka Yoshida

Sogdians were Iranian-speaking people, and their land, Sogdiana, consisted of several oasis states located along the river Zarafshan. The leading cities were Samarkand and Bukhara. It constituted a satrapy of the Achaemenid empire, and later it was under the control of neighboring superpowers, such as Kushan and the Western Turks. However, until it was conquered by the Arabs in the 8th century it was able to enjoy a degree of independence. During this period, in particular during the 6th to 8th centuries, Sogdians played a leading role as traders along the overland Silk Road. Their trade network was extended not only to China but also to Mongolia, Tibet, India, Persia, Byzantium, and East Europe. Some of the commodities retailed by them are found in the documents of the 7th century discovered in Turfan; silk thread, horses, slaves, gold, silver, medicine, fragrance, turmeric, ammonium chloride, and so on are listed. All the goods except for silk were brought from west to east. The documents also witness Sogdians’ monopoly of the Silk Road trade as well as their collaboration in their activities conducted in towns located along the trade route. When Tang China lost its control of Central Asia after the An Lushan Rebellion (755–763 ce), relative importance of the overland trade shifted to that of the maritime route, and Sogdians’ role as traders between China and West was taken over by Persian and Islamic traders.


The Spice Trade in Southeast Asia  

Bryan Averbuch

The history of the “Spice Trade,” much like that of its overland counterpart, the “Silk Road,” has long been imbued with an aura of romance. It has evoked fantasies of dhows, junks, and East Indiamen plying monsoon seas, tropical islands with swaying palms and coastal forts, swaggering pirates, and ports brimming with fragrant exotica—the maritime versions of camel caravans crossing deserts, menacing bandits, distant cities graced with minarets and pagodas, and merchants haggling for silks in bazaars. In the case of the spice trade, these exotic images are haunted at times by less agreeable visions of unbridled princely and corporate greed, ruthless exploitation, and emerging colonial empires. Beyond fantasy, these visions of the spice trade have their roots in very real and complex historical phenomena, whose importance to Southeast Asia’s economic, political, and cultural history, and indeed to global history, are difficult to overstate. Until their gradual early modern diffusion to other regions of the planet, the trees which produced Southeast Asia’s most coveted spices and aromatics, especially the cloves, nutmeg, mace, and white sandalwood of eastern Indonesia, were largely confined to the unique tropical ecoregions in which they had evolved, and were effectively unavailable anywhere else. This fact, combined with their unique and powerful aromas and flavors, ensured that Southeast Asia would remain a nexus of the spice trade for the better part of two millennia. Following their discovery and cultivation by Indigenous peoples, Southeast Asian spices and aromatics began to circulate in the trade networks of the Indo-Malay archipelago in pre- and protohistoric times. By the 4th and 5th centuries ce, seafaring merchants were regularly carrying them to emporia across the Indian Ocean and western Pacific Rim, and they became coveted luxuries in India, China, West Asia, the Mediterranean, and northern Europe. By the 14th century, peoples across much of the Eastern Hemisphere had become regular and avid consumers of Southeast Asian spices and aromatics. Their popularity in India, West Asia, and China was a major factor in the development of permanent commercial ties between the three regions, which in turn helped to facilitate the diffusion of Hinduism, Buddhism, and subsequently Islam to Southeast Asia. Conversely, the relatively peripheral position of Europe in the lucrative Southeast Asian spice trade was a major factor in prompting the Iberian maritime voyages of exploration beginning in the 15th century. Between the 16th and 18th centuries, a range of European and Indigenous polities engaged in a complex and often violent series of struggles for control of the spice trade. Portuguese, Spanish, Dutch, and English armed trading expeditions lay the groundwork for their respective colonial empires in Southeast Asia, while regional peoples and polities adopted and adapted elements of European technology, culture, and in some regions, Catholic and Protestant Christianity. Over time, changing tastes in Europe and the transplantation of nutmeg, cloves, and white sandalwood to the Caribbean, East Africa, and India, respectively, diminished the relative importance of the traditional Southeast Asian spice trade, while new aromatic crops introduced from elsewhere, such as black pepper and later coffee, became increasingly important to the region.


The Kushan Empire  

Xinru Liu

The Kushan Empire was a political power that started as a nomadic tribe from the Central Asian steppe and became established as sedentary state across South Asia and Central Asia. Migrating from the border of agricultural China in late 2nd century bce to north Afghanistan, by the 1st century ce, the Yuezhi nomads transformed themselves into a ruling elite in a large area from Afghanistan to the Indus Valley and North Indian Plain, embracing many linguistic and ethnic groups. Adapting the Persian satrapy administrative system into Indian kshatrapa administration, the Kushan regime gave much autonomy to local institutions such as castes, guilds, and Buddhist monasteries and meanwhile won support from those local communities. Legacies from Achaemenid Persia and Hellenistic cities, the cultures of various nomadic groups from Central Asia, and Buddhist and Brahmanical traditions merged to create a cosmopolitan Kushan material culture and art. Mahāyāna Buddhist theology and institutions matured in the Kushan economic and cultural environment and were propagated to Central Asia and China from there. Having under their control several important commodities, such as silk, lapis lazuli, and horses, demanded by elites from the Roman Empire, the Han Empire, and the Parthian Empire, the Kushan court sat on a key location of the Eurasian trade networks, or the Silk Road. The Kushan Empire benefited from the Silk Road trade economically and meanwhile received knowledge of faraway countries and facilitated transferring the information to the visions of the Romans, Parthians, and Chinese.


Trade, Buddhism, and the Kushan Connection: Exchange across the Pamir Knot and the Making of the Silk Roads, 2nd Century bce to 5th Century CE  

Tomas Larson Høisæter

The history of contact and exchange across the mountain ranges radiating out from the Pamir knot, separating the three regions of Central Asia, Inner Asia, and Northwestern India, can be traced far back into prehistory, seen in the movements of languages, crops, and animals. From around the 2nd century bce onward, however, these connections steadily grew in intensity. New political connections were drawn across the mountains by the rise of the Kushan Empire in Central Asia, as they came to control much of Northwestern India and exert a significant influence in Inner Asia. Around the same time, Buddhism was spreading northward from Northwestern India into both Central and Inner Asia, bringing with it several innovations and practices that would come to shape these two regions for almost a millennium. Finally, paralleling these political and cultural developments, economic interaction between the three regions steadily grew, with both merchants and large quantities of goods moving between them. These developments feed into one another as local communities grew more and more enmeshed into the growing networks, serving to lay the foundation upon which the fabled Silk Roads could operate.


Warfare and Arms of the Early Iron Age Steppe Nomads  

Oleksandr Symonenko

At the turn of Bronze and Early Iron Ages, the nomads of the Eurasian steppe brought about a new and progressive phenomenon in world military history: cavalry warfare. Spanning the vast distance from the Danube in the West to the Hwang Ho in the Far East, among nomadic peoples including the Cimmerians, Scythians, Sakas, Sarmatians, Xiongnu, and Xianbei, a universal mode of warfare, more or less similar in tactics, battle, arms and armor, and horse harness, dominated. The chronological frames of the Early Iron Age are differently determined in various historiographical traditions, but for the history of steppe Eurasia the frame is customarily considered to begin in the 10th century bce and end in the 5th century ce. The main sources used in studying the military art of Early Iron Age nomads are of two categories: the literary sources (Greek, Roman, Chinese), and archaeological finds of weapons, armor, and horse harnesses belonging to the various archaeological cultures of steppe nomads. The literary sources noted the Cimmerians (10th–8th c. bce); people of the Scythian ethnic group (7th–3rd c. bce), the proper Scythians and the Sakas, Massagetians, Issedonians, and Sauromatians; the Sarmatians (2nd c. bce–4th c. ce); the Xiongnu (2nd c. bce–1st c. ce); their contemporaries the Wusun and Yuezhi, and some other peoples. The light-armed cavalry was a basic military force of the nomads. Each nomadic man was an armed and skillful warrior. Judging from archaeological material and narrative sources, the nomadic light cavalryman was armed by bow and arrows, light javelin and/or lance, and probably lasso. The light cavalry consisted of the common nomads. Since the 7th c. bce noble nomad formed the heavy armored cavalry where the horsemen, and sometimes their horses, wore body armor and helmets. The tactical principles and fighting methods of nomads were conditioned by the composition of their army, with light cavalry prevailing. One of the main methods was raids, which varied in duration, range, and composition of personnel involved. The battle tactics of nomadic troops developed due to a need to overcome a resistance of deep infantry formation. Since the long spears of infantry inhibited close combat, nomadic horsemen first covered the adversary with a massive and dense, although undirected, torrent of arrows. After that, light horsemen approached and threw spears and javelins from shorter distances, thus causing confusion in the ranks of the infantry. Then heavy cavalry rushed into the breach for fighting with close-combat weapons, spears, and battleaxes.


The Xiongnu  

Hyun Jin Kim

The Xiongnu were an Inner Asian people who formed an empire, a state entity encompassing a multiethnic, multicultural, and polyglot population. The ruling elite of this empire were, for the most part, pastoralists. However, the empire also possessed a substantial agrarian base. In the late 3rd and early 2nd centuries bce, the Xiongnu created the first empire to unify much of Inner Asia. The Xiongnu Empire stretched from Manchuria in the east to the Aral Sea in the west, from the Baikal region in the north to the Ordos and Gansu regions of China in the south. In the 2nd century bce, the Xiongnu also subjected the Han Empire of China to tribute payments. However, late in that century, the Han broke the heqin policy of engagement with the Xiongnu and began a long struggle for supremacy with its northern foe. Political instability arising from protracted struggles over the imperial succession gradually undermined the Xiongnu Empire. In the middle of the first century ce, the state splintered into two halves: the Northern Xiongnu and the Southern Xiongnu. The Southern Xiongnu later conquered Northern China in the early 4th century ce, while the remnants of the Northern Xiongnu became the political and cultural forebears of the later Huns of western Eurasia.


The Yuezhi  

Craig Benjamin

The Inner Eurasian nomadic confederation known in ancient Chinese sources as the Yuezhi were probably descended from Indo-European-speaking pastoral nomads who migrated eastward away from the original homeland of all Indo-European-speakers sometime during the Bronze Ages. The ancestors of the Yuezhi may have been members of the Afanasevo culture who eventually settled in the modern Chinese provinces of Xinjiang and Gansu, and spoke the Indo-European language branch of Tocharian. The ruling dynasty (the core Yuezhi) established a wealthy semi-sedentary pastoralist confederation, based on the export of jade and horses to Zhou dynasty China, and became powerful enough to treat their militarized nomadic neighbors the Wusun and Xiongnu with “contempt.” This remained the situation until the 2nd century bce, when, according to Han dynasty annals, the resurgent Xiongnu were able to defeat the Yuezhi and force them to migrate away from their homeland. Following a thirty-year migration, the Yuezhi resettled in northern Bactria and by a century or so later they had reinvented themselves as the embryonic Kushan empire. These events were bound up with broader cultural and political developments in ancient Inner Eurasia that demonstrate the particular interconnectedness of historical processes in that region. The Yuezhi were well known to a range of contiguous peoples (generally by variants of the appellation “Tocharian”) and the events in which they found themselves involved, particularly during the 2nd century bce, were to have a profound effect on the subsequent political, military, and cultural development of much of Inner Eurasia. In particular, the “domino-effect” of their migration led to significant changes in the broader Eurasian polity, affecting the Han Chinese, Xiongnu, Wusun, Saka, Sogdians, and Bactrian Greeks. Because of these consequences, and their role in establishing the Kushan Empire, the great facilitators of Silk Roads trade and exchange, the Yuezhi must be regarded as one of the most significant of all Inner Eurasian pastoral nomadic confederations.