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Article

Millions of Indians migrated internally within the British Empire during the 19th and 20th centuries. While some migrated as labor migrants, many others did so as merchants and other businesspeople. By the start of World War II, more than 200,000 Indians worked in trade outside of India. These merchants played key roles in the British Empire within India and the larger Indian Ocean economy. Several conditions facilitated and perhaps caused Indian merchant migration within the British Empire. First, precolonial Indian commerce continued and adapted to imperial trade patterns. Second, within India, British rule lowered transaction costs and opened markets. Third, British rule brought preferential access to British colonies outside India, access that was denied to merchants from outside the British Empire. Internal merchant migration within India shows the importance of distinct religious, caste, and linguistic groups, many of which were active before British control. Gujarati-speaking merchant migrants and Parsis were bulwarks of Bombay’s commercial class. Specific merchant communities migrated within trading networks across India as railroads connected the subcontinent. Outside India, merchants—often from these same groups—accompanied British expansion in Asia and Africa. In Burma and Malaya, Chettiars from the south formed banking and trading networks that tied these colonies closer to the Indian economy. Chettiar finance was crucial in the development of industry in both Burma and Malaya. Indian businesspeople dominated commerce in East Africa and played key roles in commerce. Indian businesses in Uganda developed local commercial agriculture and industry, and Indians in South Africa played a large role in commerce before legal restrictions reduced their involvement. Distant colonies in which indentureship was the dominant form of migration experienced a transition from labor to trade, with merchant migration playing a smaller role. These colonies do not fit the pattern of merchant migration seen in India and the larger Indian Ocean economy, but they illustrate the role of Indian tradespeople outside India.

Article

Douglas E. Haynes and Tirthankar Roy

Business historians of colonial and postcolonial South Asia have not sufficiently studied internal trade and commercial institutions, a glaring omission considering that trade was one of the fastest-growing economic activities during the 20th century. While the historiography of the merchant has grown steadily, it remains focused on international trade or on non-economic issues like the relationship between ethnicity and commerce. One area that clearly requires more research is marketing. The involvement of producing firms in marketing activities, like sales and advertising, became much more extensive during the late 19th and the 20th centuries. Significant changes in the costs of transportation and communications made these tasks easier. Producers of goods, however, possessed imperfect information and needed to rely on intermediate figures—either various kinds of local actors or marketing “experts” who claimed local knowledge—to reach consumers. Sales and advertising in postcolonial India built on the legacy of this transformation in colonial India, rather than breaking sharply from it, even as technological change enabled more direct communication between the producer and the consumer.

Article

Slavery and slave trade were widespread throughout the empire of the Dutch East India Company (VOC) in Asia. The VOC was not only a “merchant” company but also functioned as military power, government, and even agricultural producer. In these roles, the VOC was involved in the forced relocation (and forced mobilization) of people in direct and indirect ways. This entailed commodified slavery and especially slave trade, in which persons were considered property and sellable, but also a wider landscape of forced relocations (deportation, non-commodified transfers) and coerced labor regimes (corvée, debt, and caste slavery). Much more research into the histories of slavery, slave trade, and wider coercive labor and social regimes is needed to shed light on the dynamics and connections of local and global systems.

Article

Amar Farooqui

For more than a hundred years, from the end of the 18th century to the eve of the First World War, opium was the main commodity exported from India to China. During most of this period, it was the second largest source of revenue, after land revenue, for the British Indian Empire. The article was sold for narcotic use in the Chinese market. Opium was produced in Gangetic eastern and northern India, and the central Indian plateau region of Malwa. The produce of the former zone was a monopoly of the colonial state. The production, processing, and sale of the drug was directly controlled by the government. Malwa was entirely under princely rule. Princely states were administered indirectly, had a measure of autonomy, and were subject to the overall authority of the British. Indirect rule made it difficult for the colonial government to regulate the opium trade of central and western India effectively. It pursued a different policy with regard to the opium produce of Malwa, permitting transit of the commodity for export from Bombay on the payment of a duty. The worldwide campaign against the opium trade that gathered momentum in the late 19th century contributed to the decline of the trade. Between the first decade of the 20th century and the end of the First World War, the British withdrew from the trade. International agreements for drug control led to rigorous imposition of restrictions on production and sale, terminating official involvement in the export of opium other than that for medical use. This brought to an end the career of Indian opium as a major colonial commodity.

Article

Modern science and technology (S&T) has been present in India almost as long as it has anywhere else in the world. But the nature of its blossoming in India was substantially different, due to the huge (if not sole) role played by India’s colonial experience—especially the British colonial rule. The colonial state used modern S&T in practical and ideological ways to control the territory and its resources, and to keep colonial subjects in awe and submission. Correspondingly, the local intelligentsia’s interest in science was marked by ideological and instrumental concerns. The compulsions of colonialism did not allow for an easy flow of knowledge and expertise. Yet, with limited openings in education and scientific professions, Indians were able to acquire a measure of proficiency that could even lead to a Nobel Prize. The engagement, however, was not marked by one-way diffusion and passive acceptance, but by active appropriation and redefinition according to local imperatives. There was also an active critique of modern S&T—especially in its “big” forms and violent faces. After independence, the new nation state opted for a path of massive development of industry and agriculture through deployment of modern S&T, whereby world-class institutions, infrastructure industries, and research laboratories were opened in different parts of the country. While these have produced remarkable results, the meeting of science and state has led to stark ironies and difficulties. Also, continuing critiques of the authority of modern S&T, the undesirable economic, social, and ecological effects produced by it, and the renewed interest in “traditional alternatives” pose serious challenges to any uncontested or triumphalist march of modern S&T in India.

Article

Various forms of labor obligation, coercion, and oppression existed in colonial India, but the supposed dichotomy between “free” and “unfree” labor was rarely absolute. European slave-trafficking, internal trades in women and children, domestic slavery, caste-based obligations for agricultural and other labor, and capitalist systems such as indenture represented distinct but overlapping forms of “unfree” labor in the South Asian context. Enslaved Indians were exported to various European colonial possessions in the 17th and 18th century or provided domestic services within the homes of both the European and Indian elites. Meanwhile, various preexisting local labor relationships such as begar, caste-based obligation, and debt bondage involved elements of coercion, control, and ownership that mirrored some of the characteristics of slavery. These underwent significant changes in the colonial period, as the colonial state both tapped into and sought to reshape the Indian labor market to suit the needs of the imperial capitalist economy.

Article

Ayesha Jalal

The All-India Muslim League first voiced the demand for a Muslim homeland based on India’s northwestern and northeastern provinces in March 1940. Seven years later at the moment of British decolonization in the subcontinent, Pakistan emerged on the map of the world, an anomaly in the international community of nations with its two wings separated by a thousand miles of Indian territory. Over a million people died in the violence that accompanied partition while another 14½ million moved both ways across frontiers demarcated along ostensibly religious lines for the first time in India’s six millennia history. Commonly attributed to the age-old religious divide between Hindus, Muslims, and Sikhs, the causes of Pakistan’s creation are better traced to the federal problems created in India under British colonial rule. Despite sharing a common identity based on religious affiliation, Indian Muslims were divided along regional, linguistic, class, sectarian, and ideological lines. More Muslims live in India and Bangladesh than in Pakistan today, highlighting the clear disjunction between religiously informed identities and territorial sovereignty. Mohammad Ali Jinnah, the leader of the All-India Muslim League, tried resolving the problem by claiming in 1940 that Indian Muslims were not a minority but a nation, entitled to the principle of self-determination. He envisaged a “Pakistan” based on undivided Punjab and Bengal. Since this left Muslims in the Hindu-majority provinces out of the reckoning, Jinnah left it an open question whether “Pakistan” and Hindustan would form a confederation covering the whole of India or make treaty arrangements as two separate sovereign states. In the end Jinnah was unable to achieve his larger aims and had to settle for a Pakistan based on the Muslim-majority districts of Punjab and Bengal, something he had rejected out of hand in 1944 and then again in 1946.

Article

Tirthankar Roy

The origin of British India can be traced to warfare in 18th-century Europe and India, trade-related conflicts and disputes, and the East India Company’s business model. The state that emerged from these roots survived by reforming the institutions of capitalism, military strategy, and political strategy. As the 19th century unfolded and its power became paramount, the Company evolved from a trading firm to a protector of trade. The rapid growth of the three port cities where Indo-European trade and naval power was concentrated exemplifies that commitment. But beyond maintaining an army and protecting trade routes, the state remained limited in its reach.

Article

In the latter half of the 19th century, India built the fifth-largest railway system in the world. At the same time, domestic and foreign trade grew rapidly. By the turn of the century, India was the largest exporter in Asia and the ninth largest in the world. The growth in railways played a critical role in that expansion of trade. This growth is highly correlated with several trade-related phenomena, including lower temporal price variability, increased market integration, and falling spatial price dispersion. Measuring the rail’s precise impact though is challenging, because many other relevant factors were changing too, at home and abroad. Trying to control for some of them seems to bring estimates of the contribution of railways to trade down to more modest levels. Additional research is needed to better understand this relationship. Fortunately, there is extensive data on railways, trade, prices, and production. More data are being discovered and assembled. Some of the estimation has become quite sophisticated. Endogeneity issues are being addressed. There has been a greater focus on controlling for other variables to demonstrate causality. Many hypotheses have yet to be tested. This is a rich area for future work.

Article

Tiatoshi Jamir

The northeast region of India encompasses the states of Arunachal Pradesh and Sikkim to the north; Manipur, Mizoram, and Tripura to the south; Nagaland to the east; and Assam and Meghalaya to the west. The region is unique not only geopolitically but also in terms of its ecological diversity, culture, and history, with the states of Mizoram and Tripura falling well within the 23° N tropical zone. Northeast India is characterized by uplands and high-altitude mountains in the north, northeast, east, and southeast, while the southwest and western regions comprise tablelands and low-lying floodplains. Early archaeological initiatives began with the colonial administration of the region, but such early reports were confined to surface sites. The first excavations in the region began in the post-Independence period and delved into some of the archaeological problems relevant to the area. Some of these problems concern identifying possible hominin dispersal routes; the scenario of Paleolithic research and what the associated archaeological and geological data yields; the importance of the region as a potential area for early plant domestication; and the archaeological evidence for early agriculture, particularly rice, millet, and tuber crops. Despite immense potential for historical archaeology, empirical research toward an understanding of the rise of early urban centers and early state formations, the emergence of village settlements marked by ancestral sites, and the later historical periods has only been marginal in nature.

Article

Sanjay Joshi

The category “middle class” can refer to quite different social entities. In the United States, it is often used as a synonym for “ordinary folk.” In the United Kingdom it references an elite with economic and social privileges. In India, “the middle class” acquired its own valence through a history that encompasses colonialism, nationalism, and desire for upward social mobility. At one level the Indian middle class was evidently derivative. Indians who wished to emulate the achievements and standing of the British middle class adopted the category, “middle class” as a self-descriptor. Yet the Indian middle class was hardly a modular replica of a metropolitan “original.” The context of colonialism, indigenous hierarchies, and various local histories shaped the nature of the Indian middle class as much as any colonial model. Composed of people—often salaried professionals—who were reasonably well off but not among India’s richest, being middle class in colonial India was less a direct product of social and economic standing and more the result of endeavors of cultural and political entrepreneurship. These efforts gave the middle class its shape and its aspirations to cultural and political hegemony. The same history, in turn, shaped a variety of discourses about the nature of society, politics, culture, and morality in both colonial and post-independent India. Contradictions were inherent in the constitution of the middle class in colonial India, and continue to be apparent today. These contradictions become even more evident as newer, formerly subaltern social groups, seek to participate in a world created through middle class imaginations of society, culture, politics and economics.

Article

The Progressive Writers Association (PWA) was founded in the mid-1930s by a group of South Asian leftist intellectuals who moved between metropolitan and colonial contexts. Announcing itself with a manifesto written in London in 1934 and reaching its peak of influence as a movement and an organization inside India in the 1940s, the PWA was a significant component of the South Asian cultural left. Its interlinked political and literary aims (founded upon the principle that the political and the literary must be interlinked) addressed anticolonialism and radical social change at home, while simultaneously positioning itself as part of the international popular front against fascism. As the Progressive writers moved into the post-independence decolonizing period, they identified closely with communist movements in India and Pakistan, while simultaneously positioning themselves at the forefront of Afro-Asian or Third World liberation solidarity formations during the Cold War. Thus these writers occupied a dual position, as simultaneously the cultural wing of the South Asian left and the South Asian manifestation of an international anti-imperialist movement that in both periods viewed art, literature, and ideology as crucial components of building socialism and decolonization.

Article

Paradise lost, on fire, or on a river of hell: purple prose abounds in descriptions of Kashmir today. But in this instance, the hyperbole may be alarmingly close to reality. Since 1989–1990, Kashmir (i.e., the Valley rather than the entire state of Jammu and Kashmir for which the name is often informally used) has been a battleground pitting a popularly backed insurgency—sometimes accompanied by armed militancy—against Indian state dominance undergirded by one of the highest concentrations of armed forces among civilians in the world. The armed forces are about 700,000 strong in the Valley, producing an astonishing average of one soldier for every eleven civilians. A death toll in calamitous numbers (perhaps 70,000 killed and 8,000 “disappeared”, many of whom are presumed dead) countless instances of rape and torture, and the declining health of civil liberties as of individuals in Kashmir have many worried. Most accounts seeking to explain this state of affairs begin around August 14–15, 1947. On this day were born not only the two nation-states of India and Pakistan but also the rival claims of both to Kashmir. If Kashmir’s troubles were only about the Indo-Pakistani territorial contestation, 1947 would be where to start. However, the “Kashmir Problem” encompasses other contentious aspects that have drawn less attention and whose roots are buried deeper in time. These include a crisis of legitimate governance and the interweaving of religion and politics—all playing out in the midst of contested relations between different loci of central and local power. A narrow focus on the year 1947 alone, moreover, holds Kashmir’s history hostage to Indian and Pakistani official narratives. This is evident in the work of countless political scientists and policy experts. New scholarship has pushed historical examination to go further back by at least a century, if not more, to capture vital transformations in the understandings of sovereignty, territoriality, and the legitimacy to rule that shaped Kashmiris well before 1947. These changes cast long shadows that reach into the present.

Article

In India, as in much of the world, the 19th century witnessed the emergence of urban capitalist classes, effected by the rapid growth of global mercantile capitalism and, later, industrial manufacturing. As a colonial city, Bombay—like its eastern counterpart, Calcutta—developed two connected, but distinct business communities: one, a European community with foreign, imperial connections, and the other, an Indian community with roots in long-standing regional networks. In Bombay, the latter took the form of a class known as the “Merchant Princes,” who capitalized on long-standing commercial traditions in western India and their ability to command both Indian and colonial networks to establish themselves as commercial powerhouses. These commercial networks and patterns of behavior, established before the arrival of the British, had an indelible impact on the character of Indian business in colonial Bombay. The business community brought such traditions with them when they migrated to Bombay at the end of the 18th century and used them to build the famous mercantile firms of the early 19th century. The Indian business elite likewise built collaborative links within their own community to expand their business interests; when barriers erected by the colonial establishment sought to limit their expansion, Indian businessmen used the resources at their disposal (both in the Indian hinterland and within the city itself) to circumvent them. Class identity similarly began to emerge as they cooperatively campaigned for particular agendas, intended to improve the fortunes of the entire community. They fought for greater influence in the Bombay government—in line with the wealth they then commanded—and used their financial resources to mold the physical and intellectual landscape of the city in their favor.

Article

Robert Nichols

With an estimated thirty million or more in Pakistan, twelve million in Afghanistan, and perhaps a million or more in a global diaspora, Pashtuns or Pukhtuns comprise a complex ethno-linguistic population with a rich cultural tradition and literature, varied political and economic contexts, and diverse national and Islamic identities. Historic and literary references to communities that have been thought to identify “Afghans” date to the 10th century and, according to the source and scholar consulted, many centuries earlier. The assumption of any uniquely “Pashtun” identity as equivalent to the diverse “Afghan” cultural, religious, and ethnic identities that evolved over centuries has obfuscated a full understanding of the emergence of distinct regional Pashtun ethno-linguistic communities and the origins of frequently studied cultural idioms. Millions of Pashtuns have lived in close and daily contact with many other ethnic groups (Tajiks, Hazaras, Uzbeks, Turkmen, Baluch, Punjabis, etc.), and color-coded maps of ethnic homelands in Afghanistan and Pakistan are best seen as guides to often complex social geographies rather than absolute markers of ethnically pure settlement areas. For perhaps a thousand years, Pashtuns and regional forefathers have circulated within imperial and merchant networks connected by Silk Road pathways, Persian and north Indian trade routes, and Indian Ocean sea lanes. Pashtuns sought livelihoods as horse traders, military entrepreneurs, agrarian pioneers, and regional rulers in the northern, eastern, and Deccan regions of India. An Afghan state with variable territorial claims consolidated after 1747. Leading Pashtun clans from around Kandahar and the eastern districts took positions in the dynasties that soon ruled from Kabul and core provinces. Pashtuns between the Oxus and Indus rivers adapted to, avoided, and served 18th- and 19th-century Russian and British imperial economic and political forces. In the high European “new imperialism” of the late 19th and early 20th centuries, Afghan territories were framed by treaty-negotiated boundaries. Never colonized, Afghanistan became economically dependent on British–India subsidies and linkages. Into the mid-20th century, Afghanistan’s Pashtun political dynasties and Islamic and political activists on both sides of the British-Indian Durand Line offered leadership and alternative visions of the future to anticolonial and Muslim nationalists, including those in British India. In recent decades, core Pashtun homelands and diasporic communities have fully experienced the disruptions and violence that followed the partition of British India in 1947, postcolonial “national” consolidation, conflict between India and Pakistan over Kashmir, Cold War alliances and conflict, the rise and fall of the Taliban, and civil war. Like others, Pashtun lives were shaped by the transnational dynamics of economic globalization, urbanization, migration, and the international crises that traumatized the world after September 11, 2001.

Article

David Lelyveld

The lifetime of Sayyid Ahmad Khan (“Sir Syed”) (1817–1898) spans profound transformations introduced to India and the wider world by the twin forces industrial capitalism and British imperialism. Sayyid Ahmad’s intellectual responses to a changing world and his leadership in the establishment of educational institutions, voluntary associations, and a broad public sphere all played a significant role in defining what it means to be Muslim, especially in India and what would become Pakistan but also in wider cosmopolitan and global networks. The development, compromises, and contradictions of Sayyid Ahmad’s ideas and projects over time track the challenges he faced. If these efforts pointed the way to some sort of modernity, it was rooted in the Indo-Persian and Islamic formation of his early years and developed by selectively adopting bits and pieces of European ideologies, technologies, practices, and organizational arrangements. He has been claimed or condemned by advocates and opponents of a wide range of ideological and political tendencies under circumstances that he would barely have recognized in his own time: nationalism, democracy, women’s equality, and religious and literary modernism. At different points in his career one may find mysticism, scriptural literalism, and daring rationalism with respect to religious texts; charters for Muslim “separatism” and calls for Hindu-Muslim unity; demands for autonomy and political representation and opposition to it; bold critiques of British rulers; and proclamations of “loyalty” to the colonial state. A major figure in the advancement of the Urdu language, he later argued for the superiority of English, of which he himself had little, for the purposes of education and administration. Most of all, he helped establish an intellectual and institutional framework for contemporaries and future generations to debate and pursue collective goals based on religion, language, social status, or class interest.

Article

Water-related disputes in India have been a fraught area of contestation between state governments in the post-colonial period. Since the late 20th century, much of this conflict has been centered on mechanisms of legal adjudication both through the centralized state machinery of tribunals set up by the central government and by legal suits brought by states before the Supreme Court. Formal records of tribunal and court judgments provide skeletal accounts of legal claims, technical evidence, and judiciary responses between unitary state governments with hardened positions and conflicting interests. Tamil Nadu, a lower riparian state is reliant on water-sharing arrangements and the shared management of water-related infrastructure with its three neighboring states of Andhra Pradesh, Karnataka, and Kerala. The water-related agreements that link Tamil Nadu with its neighbors vary in significant ways in terms of the scope of the agreements, the kinds of issues under contention, the political dynamics of the agreement, and the outcome and implementation of each of the agreements. Political, institutional, and agential dimensions of state action are both shaped and constrained by historical structures of political economy. Both centralized structures of the colonial state and the political economy of India’s planned developmental state shape this set of interstate water negotiations and disputes that weigh on the states that share water resources and infrastructure in Southern India. While historical processes have produced the structural conditions that have shaped such disputes, recent policies of liberalization have intensified conflicts over water. For instance, processes of urbanization and city-centric models of growth have increased pressures on water resources in India. Social scientific scholarship that has focused on the politics of economic reforms and on the ways in which reforms have been shaped by India’s federal structure has tended to treat states as discrete entities. Such scholarship has analyzed the impact of India’s federal structure on reforms through a focus on relationships between states and the central government. While this has produced a heightened focus on the significance of federalism in the post-liberalization period, such work has paid less attention to relationships between states. The focus of such social scientific scholarship on particular sectors of the economy (such as telecom, electricity, and land/real estate) that are visibly associated with reform policies has compounded this analytical gap. Unlike such sectors, water is not contained within the territorial boundaries of states. A historical perspective on water disputes provides a means for unsettling the conventional analytical boundaries of political scientific conceptions of federalism in the post-liberalization period.

Article

Michael H. Fisher

Founded in 1526, the Mughal Empire expanded during the late 16th and 17th centuries across almost the entire Indian subcontinent (except for the southern peninsular tip). At its peak, the empire contained roughly 1.24 million square miles and about 150 million people (half of western Europe in size but double its population). The imperial dynasty was originally Turco-Mongol. But, especially under Emperor Akbar (r. 1556–1605), the dynasty established the Mughal Empire by incorporating Hindu and other Indian cultures and mobilizing India’s human and natural resources more effectively than any previous state there. Nonetheless, emperors almost constantly faced rebellions and revolts by rival members of the dynasty, imperial administrators, army commanders, regional rulers, and popular movements. By the early 18th century, the empire fragmented into successor states, but the dynasty remained on the throne until 1858 when the British Empire finally displaced it. Throughout, the imperial court patronized extensive histories and literature (in Persian and a range of Indian languages) and works of architecture and representational arts. The imperial administration compiled detailed records, including about the court, army, and the lands it ruled. Historians, from the time of the empire onward, have used these diverse source materials in their own analyses.

Article

In the popular imagination, the meeting of Buddhism and Islam is often conceptualized as one of violence; namely, Muslims destroying the Dharma. Of course, in more recent years this narrative has been problematized by the reality of Buddhist ethnic cleansing and the genocide of Muslims in Sri Lanka and Myanmar. Yet, what needs to be recognized is that the meeting between Buddhists and Muslims has never simply been one of confrontation. Rather, the interaction of these two religions—which has been going on for more than one thousand years across the length and breadth of Asia (from Iran to China and Indonesia to Siberia)—has also involved much else, including artistic, cultural, economic, and intellectual exchanges.

Article

Richard Eaton

The Persian cosmopolis refers to the vast territory between the Balkans and Bengal in which, for 1000 years, an integrated sense of moral, social, political, and aesthetic order was informed by the circulation of normative Persian texts. Several centuries after the Arab conquest of the Iranian plateau, a spoken form of a hybridized Middle Persian and Arabic emerged in written form, using a modified Arabic script. What had begun as a regional vernacular swiftly became a transregional, literary medium as regional courts in Khurasan and Central Asia patronized Persian literature and used that language in their bureaucracies, building on a tradition of professional writers that had served Persian empires for centuries. The technology of paper-making, recently introduced from China, facilitated the rapid movement of Persian texts across space, while Firdausi’s epic poem the Shah-nama (1010) celebrated Iranian mythology and pre-Islamic history in ways that connected widely scattered peoples of different ethnicities. Territorial conquests by Persianized Turks, followed by Mongol invasions that drove peoples of Central Asia and Khurasan into new lands, also served to expand the geographical extent of the Persian cosmopolis. By the 14th and 15th centuries, the political, aesthetic, and moral order elaborated in a growing Persian canon—for example, the principle of justice—had become associated with a prestigious, cosmopolitan style that was emulated and absorbed by widely scattered peoples of diverse ethnicities and religions. Persianate architecture, attire, urban design, music, cuisine, and numismatic traditions were also assimilated by such peoples. With the translation of a rich store of romance literature into vernacular tongues, the Persian cosmopolis became as much a subjective phenomenon, inhabiting people’s collective imagination, as it was an objective, mappable zone in which popular, discursive, and normative texts circulated along networks that connected royal courts, provincial notables, Sufi lodges, merchant communities, and schools.