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Article

Governance Arrangements for Adaptation to Climate Change  

Catrien Termeer, Arwin van Buuren, Art Dewulf, Dave Huitema, Heleen Mees, Sander Meijerink, and Marleen van Rijswick

Adaptation to climate change is not only a technical issue; above all, it is a matter of governance. Governance is more than government and includes the totality of interactions in which public as well as private actors participate, aiming to solve societal problems. Adaptation governance poses some specific, demanding challenges, such as the context of institutional fragmentation, as climate change involves almost all policy domains and governance levels; the persistent uncertainties about the nature and scale of risks and proposed solutions; and the need to make short-term policies based on long-term projections. Furthermore, adaptation is an emerging policy field with, at least for the time being, only weakly defined ambitions, responsibilities, procedures, routines, and solutions. Many scholars have already shown that complex problems, such as adaptation to climate change, cannot be solved in a straightforward way with actions taken by a hierarchic or monocentric form of governance. This raises the question of how to develop governance arrangements that contribute to realizing adaptation options and increasing the adaptive capacity of society. A series of seven basic elements have to be addressed in designing climate adaptation governance arrangements: the framing of the problem, the level(s) at which to act, the alignment across sectoral boundaries, the timing of the policies, the selection of policy instruments, the organization of the science-policy interface, and the most appropriate form of leadership. For each of these elements, this chapter suggests some tentative design principles. In addition to effectiveness and legitimacy, resilience is an important criterion for evaluating these arrangements. The development of governance arrangements is always context- and time-specific, and constrained by the formal and informal rules of existing institutions.

Article

Participatory and Deliberative Approaches to Climate Change  

Gwendolyn Blue

Participation by citizens and stakeholder groups is an important aspect of climate governance at the regional, national, international, and global levels. Increasing awareness of anthropogenic causes of climate change has fueled calls for democratic action and renewal that promise to enrich both existing and emerging forms of political engagement. Participation is not a panacea, however, and has many limitations. Three substantial critiques of participatory and deliberative approaches to climate change hinge on questions of power, authority, and opportunities for dissent. The climate system itself poses unique challenges to democratic governance. Accelerating rates of environmental change associated with climate change make past experience less applicable to current situations and complicate predicting the future even further. As such, participatory and deliberative approaches may need to be reconfigured to respond adequately to the challenges of climate change. Systems approaches broaden the scope of participation and deliberation, and innovative participatory methods are increasingly moving beyond narrow framings of climate change. As deliberative and participatory initiatives become more common, it is no longer a question of supporting or rejecting participatory forms of climate governance. Rather, questions need to address what kinds of consequences will occur and in whose interests certain participatory processes operate. Which social views and values are supported and which are marginalized, and what are the consequences of collective responses to this pressing environmental and social issue?

Article

Climate Change Policy in the European Union  

Tim Rayner and Andrew Jordan

The European Union (EU) has long claimed, with some justification, to be a leader in international climate policy. Its policy activities in this area, dating from the early 1990s, have had enormous influence within and beyond Europe. The period since ca. 2000 in particular has witnessed the repeated emergence of policies and targets that are increasingly distinct from national ones and sometimes globally innovative. They encompass a wide array of instruments (e.g., market-based, informational, voluntary, as well as regulatory). Policy development has been motivated by a mixture of concerns: to avoid national differences in policy causing distortions of the EU’s internal market; to enhance the domestic legitimacy of the wider project of European integration; to improve energy security; and to increase economic competitiveness through “ecological modernization.” Climate policy has also offered a means to enhance the standing of the EU as a global actor. The EU has, in general, been influential in international negotiations, for example, in its promotion of the 2°C warming limit and advocacy of emission reduction “targets and timetables.” In turn, its own policy has been shaped by developments at global level, as with the surprisingly enthusiastic adoption of the “flexible mechanism” of emissions trading. However, it is becoming increasingly apparent that acute challenges to policy coherence and effectiveness—applying to emerging policy on adaptation, as well as mitigation—lie ahead in a Europe that is more polarized between its more environmentally conscious Member States and those in central and eastern Europe who have extracted significant concessions to protect their fossil fuel–intensive sectors. Although the Paris Agreement of 2015 offers an important opportunity to “ratchet up” the ambition of EU policy, it is proving to be a difficult one to seize.

Article

The Role of Local Governments in International Climate Policy  

Vanesa Castán Broto, Linda Westman, and Xira Ruiz Campillo

Local governments play an increasingly important role in international climate policy. Climate action follows existing trajectories of sustainable development action at the local level. The history of climate action in cities suggests a lot of potential for learning from previous sustainability experiences. Three aspects of climate change governance are important at the local level: the motivations for responding to climate change, the different responses deployed, and the city structures and networks representing cities in the global spheres. Current interest in climate change action at the local level follows three decades of local sustainability action. Because of engagement with environmental conflicts at the local level, environmental justice activists also influenced local climate action. Cities and settlements are exciting policy arenas with great potential to enable just transitions. However, the impacts of local government’s action at both the local level and internationally are not always evident. Cities have sought to address climate change through planning, harnessing co-benefits of climate action, and finding appropriate evaluation means. Solutions have also been developed through the insertion of cities in global circuits of knowledge production via transnational municipal networks (TMNs). Local government action can only be explained with reference to the international climate change regime. International policy events influence local government action, and local government action influences international discourses of climate action. A range of actors, from local governments to businesses, communities, and civil society, also play a role in addressing climate change. Still, they require autonomy and the resources to deliver mitigation and adaptation actions that local governments can mediate.

Article

Solar Geoengineering Governance  

Masahiro Sugiyama, Atsushi Ishii, Shinichiro Asayama, and Takanobu Kosugi

Climate engineering, a set of techniques proposed to intervene directly in the climate system to reduce risks from climate change, presents many novel governance challenges. Solar radiation management (SRM), particularly the use of stratospheric aerosol injection (SAI), is one of the most discussed proposals. It has been attracting more and more interest, and its pertinence as a potential option for responding to the threats from climate change may be set to increase because of the long-term temperature goal (well below 2°C or 1.5°C) in the 2015 Paris Agreement. Initial research has demonstrated that SAI would cool the climate system and reduce climate risks in many ways, although it is mired in unknown environmental risks and various sociopolitical ramifications. The proposed techniques are in the early stage of research and development (R&D), providing a unique opportunity for upstream public engagement, long touted as a desirable pathway to more plural and inclusive governance of emergent technologies by opening up social choices in technology. Solar geoengineering governance faces various challenges. One of the most acute of these is how to situate public engagement in international governance discourse; the two topics have been studied separately. Another challenge relates to bridging the gap between the social choices at hand and assessment of the risks and benefits of SRM. Deeper integration of knowledge across disciplines and stakeholder and public inputs is a prerequisite for enabling responsible innovation for the future of our climate.

Article

Anticipatory Governance of Climate Engineering  

Daniel Barben and Nils Matzner

“Anticipatory governance” has gained recognition as an approach dedicated to shaping research and development early on, that is, long before technological applications become available or societal impacts visible. It combines future-oriented technology assessment, interdisciplinary knowledge integration, and public engagement. This article places debates about the anticipatory governance of climate engineering (CE) into the context of earlier efforts to render the governance of science, emerging technologies, and society more forward-looking, inclusive, and deliberative. While each field of science and technology raises specific governance challenges—which may also differ across time and space—climate engineering seems rather unique because it relates to what many consider the most significant global challenge: climate change. The article discusses how and why CE has become subject to change in the aftermath of the Paris Agreement of 2015, leading to a more open and more fragmented situation. In the beginning, CE served as an umbrella term covering a broad range of approaches which differ in terms of risks, opportunities, and uncertainties. After Paris, carbon dioxide removal has been normalized as an approach that expands mitigation options and, thus, should no longer be attributed to CE, while solar radiation management has remained marginalized as a CE approach. The 1.5 °C special report by the Intergovernmental Panel on Climate Change is indicative for this shift. The governance of CE unfolds in a context where the assessment of climate change and its impacts provides the context for assessing the potentials and limitations of CE. Since one cannot clearly predict the future as it is nonlinear and multiple anticipation may mark a promising way of thinking about future realities in the contemporary. Due to its indeterminacy the future may also become subject to “politics of anticipation.” As uncertainty underlies not only ways of thinking the future but also ways of acting upon it, anticipatory governance may provide valuable guidance on how to approach challenging presents and futures in a reflexive way. In consequence, anticipatory governance is not only aware of risks, uncertainties, and forms of ignorance but is also ready to adjust and realign positions, following the changing knowledge and preferences in the worlds of science, policymaking and politics, or civil society. This article will discuss notions of anticipatory governance as developed in various institutional contexts concerned with assessing, funding, regulating, or conducting research and innovation. It will explore how notions of anticipatory governance have been transferred to the field of CE, in attempts at either shaping the course of CE-related research and innovation or at critically observing various CE-related governance endeavors by evaluating their capacities in anticipatorily governing research and technology development. By working in a double epistemic status, “anticipatory governance” exhibits useful characteristics in both practical and analytical ways. Considering the particular significance of climate change, approaches to anticipatory governance of CE need to be scaled up and reframed, from guiding research and innovation to meeting a global challenge, from creating capable ensembles in research and innovation to facilitating societal transformation toward carbon neutrality.

Article

Perceptions of and Resilience to Coastal Climate Risks  

Beate Ratter and Catherine Leyshon

Coasts are dynamic places operated on by powerful natural and human forces. They are also historically attractive places for human settlement and use, with a still constantly growing concentration of people due to increased population growth and migration toward the coast. Coastal societies historically have evolved and developed culturally embedded relationships with their environment, which have resulted in different cultural settings, influencing the way they experience and react toward climate change impacts in their lifeworld. Coastal risks are specific to different regional, natural, and societal settings and can be distinguished between slow-onset (e.g., sea level rise or ocean acidification) and sudden extreme events (e.g., tropical cyclones or storm surges). Coastal climate risks come from flooding, storms, storm surges, saltwater intrusion, invasive species, declining fish stocks or shifting species’ regimes, coral bleaching, coastal erosion, and morphological change. For centuries, coastal societies have learned to defend the coast against threats from the sea with a broad range of technical measures based on a long history of trial and error, with successes and failures. Further, for centuries, littoral societies have constructed coasts and infrastructure according to their interests and needs (e.g., engineering the coastline, installing coastal defenses, constructing harbor and landing infrastructures, and even claiming land from the sea). Risks at the coast have always been there—but are exacerbated by climate change. A more integrated and transdisciplinary approach to understanding coastal climate risks is required, in keeping with the characterization of climate change as a wicked problem. The ways in which individuals, societies, and politics respond to climate change are in many cases contingent on perceptions of its causes, consequences, and wider implications. To study climate change impacts, therefore, an improved understand is required of the place-specific perception of coast and of coastal climate risks. These perceptions, along with other influencing factors, such as economic interests and politics, will inform the societal resilience and response of a coastal community. Resilience—understood as people’s ability to respond adequately to shocks and stressors—is place-dependent and closely connected to historic experiences and learning processes in dealing with hazards as well as the existing political and institutional arrangements that underpin governance structures. Resilience does not simply reflect the expected effects of quantifiable factors such as level of assets, or even less quantifiable social processes such as people’s experience, but is also determined by more subjective dimensions related to people’s perceptions of their ability to cope, adapt, or transform in the face of adverse events. Based on the existing place-specific experience of the littoral society, with its liminal environment and development, adaptation strategies and policies for the future need to be developed between the extremes of “living with” and “making way for” coastal and climate changes. Against this background, climate change adaptation (CCA) strategies have to be integrated and merged with disaster risk reduction (DRR) challenges, based on the integration of multiple interests in a transdisciplinary way. Societal risk construction and negotiation are crucial elements of integrative risk management, requiring participative, transparent, and flexible processes for the implementation of discursive practices and—in extreme situations—the transformation of governance structures. To understand and evaluate climate change adaptation strategies and measures along the coastline, climate change impacts threatening coastal livelihoods have to be understood alongside the societal frames of CCA policies. The capacity to adapt to changing conditions is based on the ability to develop new risk cultures and the flexibility to transition by (a) developing new norms, practices, and material culture; (b) resisting the lock-ins from routines and habits; and (c) guiding changes through scrutinizing new options or creating technocultural niches that favor certain technologies over others. Adaptive capacity in coastal societies plays an important role in dealing with coastal climate risks. The focal questions are the following: Which societal frames of climate change perception precondition adaptation? Which risks are perceived? Which cultural and political barriers hinder successful adaptation? How can DRR be integrated in CCA endeavors and future climate-resilient and sustainable pathways?

Article

Communicating About Climate Change with Urban Populations and Decision-Makers  

Eric Chu and Todd Schenk

Cities are important venues for climate change communication, where global rhetoric, national directives, local priorities, and media discourses interact to advance mitigation, adaptation, and resilience outcomes on the ground. Urban decision makers are often directly accountable to their electorates, responsible for the tasks most relevant to advancing concrete action on climate change, and flexible in pursuing various public engagement programs. However, many cities are designing climate policies without robust downscaled climate projections or clear capacity and support mechanisms. They are often constrained by fragmented governance arrangements, limited resources, and jurisdictional boundaries. Furthermore, policies often fall short in responding to the disparate needs of heterogeneous urban populations. Despite these constraints, cities across the global North and South are innovating with various communication tools to facilitate public awareness, political engagement, context-specific understanding, and action around climate change. These tools range from traditional popular media to innovative participatory processes that acknowledge the interests of different stakeholders, facilitate engagement across institutional boundaries, and address persistent scientific uncertainty through information coproduction and knowledge reflexivity. By selectively employing these tools, local governments and their partners are able to translate climate science into actionable mitigation, adaptation, and resilience plans; prioritize decision making while taking into account the multiscaled nature of urban infrastructures and service provisions; and design adaptable and flexible communication processes that are socially equitable and inclusive over the long term.

Article

Communicating about Solar Energy and Climate Change  

Tarla Rai Peterson and Cristi C. Horton

Transitioning to renewable energy systems requires changing the ways people interact with energy as well as technological change. This shift involves social changes that include modifications in norms, policies, and governance. Multiple sociopolitical factors shape the likelihood that solar energy will emerge as a significant component in energy systems around the world. This article describes ways climate change communication may be strategically employed to encourage substantial deployment of solar installations and other renewable energy resources as part of the innovations that contribute to transition and transformation of current energy systems. Understanding how communication may contribute to integration of more solar power into energy systems begins with examining current public awareness of and engagement with solar energy, as well as other low-carbon energy resources. With this foundation, climate change communication can contribute to research, development, and deployment of solar energy installations, by facilitating strategic alignment of solar energy with existing interests and preferences of its stakeholders. These stakeholders include elites who fear that shifting the energy system away from fossil fuels threatens their political influence and financial profits, energy workers who fear it will bring further reductions in already reduced wages, and those who perceive fossil fuels as the only alternative to opportunistic mixtures of animal waste and biofuel. Climate change communicators have the unenviable task of helping all of these groups imagine and participate in transitioning energy systems toward greater reliance on renewable energy sources, such as Sun. This article briefly describes the development and implementation solar energy technologies, and suggests how strategic communication may contribute to further implementation. It concludes with examples of differential deployment trajectories of solar energy in the Navajo Nation and Germany. These cases demonstrate that neither the endowment of natural resources nor the material energy needs of a location fully explain energy decisions. Indeed, social dimensions such as culture, economics, and governance play equally important roles. This provides numerous opportunities for climate change communicators to strategically highlight the ways that solar energy responds to immediate needs and desires, while simultaneously contributing to climate change mitigation.

Article

The Climate Change Regime  

Philipp Pattberg and Oscar Widerberg

In 1992, when the international community agreed on the United Nations Framework Convention on Climate Change (UNFCCC), the science of climate change was under development, global greenhouse gas (GHG) emissions were by and large produced by developed countries, and the concentrations of CO2 in the atmosphere had just surpassed 350 ppm. Some 25 years later, climate change is scientifically uncontested, China has overtaken the United States as the world’s biggest emitter of CO2, and concentrations are now measured above 400 ppm. Against this background, states have successfully concluded a new global agreement under the UNFCCC, the 2015 Paris Agreement. Prior to the Paris Agreement, the climate regime focused on allocating emission reduction commitments among (a group of) countries. However, the new agreement has turned the climate regime on its feet by introducing an approach based on Nationally Determined Contributions (NDCs). Under this approach, states decide their ambition levels independently instead of engaging in negotiations about “who does what.” The result is a more flexible system that for the first time includes all countries in the quest to reduce GHG emissions to keep temperature increase below 2°C compared to preindustrial levels. Moreover, the international climate regime has transformed into a regime complex, denoting the broad activities of smaller groups of states as well as non-party actors, such as cities, regions, companies, and non-governmental organizations along with United Nations agencies.

Article

The Relationships Between Climate Change News Coverage, Policy Debate, and Societal Decisions  

D. B. Tindall, Mark C.J. Stoddart, and Candis Callison

This article considers the relationship between news media and the sociopolitical dimensions of climate change. Media can be seen as sites where various actors contend with one another for visibility, for power, and for the opportunity to communicate, as well as where they promote their policy preferences. In the context of climate change, actors include politicians, social movement representatives, scientists, business leaders, and celebrities—to name a few. The general public obtain much of their information about climate change and other environmental issues from the media, either directly or indirectly through sources like social media. Media have their own internal logic, and getting one’s message into the media is not straightforward. A variety of factors influence what gets into the media, including media practices, and research shows that media matter in influencing public opinion. A variety of media practices affect reporting on climate change─one example is the journalistic norm of balance, which directs that actors on both sides of a controversy be given relatively equal attention by media outlets. In the context of global warming and climate change, in the United States, this norm has led to the distortion of the public’s understanding of these processes. Researchers have found that, in the scientific literature, there is a very strong consensus among scientists that human-caused (anthropogenic) climate change is happening. Yet media in the United States often portray the issue as a heated debate between two equal sides. Subscription to, and readership of, print newspapers have declined among the general public; nevertheless, particular newspapers continue to be important. Despite the decline of traditional media, politicians, academics, NGO leaders, business leaders, policymakers, and other opinion leaders continue to consume the media. Furthermore, articles from particular outlets have significant readership via new media access points, such as Facebook and Twitter. An important concept in the communication literature is the notion of framing. “Frames” are the interpretive schemas individuals use to perceive, identify, and label events in the world. Social movements have been important actors in discourse about climate change policy and in mobilizing the public to pressure governments to act. Social movements play a particularly important role in framing issues and in influencing public opinion. In the United States, the climate change denial countermovement, which has strong links to conservative think tanks, has been particularly influential. This countermovement is much more influential in the United States than in other countries. The power of the movement has been a barrier to the federal government taking significant policy action on climate change in the United States and has had consequences for international agreements and processes.

Article

Climate Multilateralism Within the United Nations Framework Convention on Climate Change  

Joana Castro Pereira and Eduardo Viola

The signing of the United Nations Framework Convention on Climate Change (UNFCCC) by 154 nations at the Rio “Earth Summit” in 1992 marked the beginning of multilateral climate negotiations. Aiming for the “stabilization of greenhouse gas concentrations in the atmosphere at a level that would prevent dangerous anthropogenic interference with the climate system,” the Convention divided parties according to different commitments and established the common but differentiated responsibilities and respective capabilities (CBDRRC) principle. In 1997, parties to the Convention adopted the Kyoto Protocol, which entered into force in 2005. The Protocol set internationally binding emission reduction targets based on a rigid interpretation of the CBDRRC principle. Different perceptions on a fair distribution of climate change mitigation costs hindered multilateral efforts to tackle the problem. Climate change proved a “super wicked” challenge (intricately linked to security, development, trade, water, energy, food, land use, transportation, etc.) and this fact led to a lack of consensus on the distribution of rights and responsibilities among countries. Indeed, since 1992, greenhouse gas concentrations in the atmosphere have increased significantly and the Kyoto Protocol did not reverse the trend. In 2009, a new political framework, the Copenhagen Accord, was signed. Although parties recognized the need to limit global warming to < 2°C to prevent dangerous climate change, they did not agree on a clear path toward a legally-binding treaty to succeed the Kyoto Protocol, whose first commitment period would end in 2012. A consensus would only be reached in 2015, when a new, partially legally-binding treaty—the Paris Climate Agreement—committing all parties to limit global warming to “well below 2°C” was finally signed. It came into force in November 2016. Described in many political, public, and academic contexts as a diplomatic success, the agreement suffers, however, from several limitations to its effectiveness. The nationally determined contributions that parties have presented thus far under the agreement would limit warming to approximately 3°C by 2100, placing the Earth at a potentially catastrophic level of climate change. Forces that resist the profound transformations necessary to stabilize the Earth’s climate dominate climate change governance. Throughout almost three decades of international negotiations, global greenhouse gas (GHG) emissions have increased substantially and at a rapid pace, and climate change has worsened significantly.