Prison Gangs
Prison Gangs
- R.V. GundurR.V. GundurThe Centre for Crime Policy and Research, Flinders University
Summary
Prison gangs are often formally referred to as “security threat groups” or “disruptive groups.” Compared to street gangs, they are understudied criminal organizations. As is the case with many organized criminal groups, official definitions of prison gangs tend to be broad, typically defining one as any group of three or more people who engage in disruptive behavior in a carceral setting. Many prison gangs, however, have other, distinct characteristics, such as having formed or matured in adult prisons, being composed primarily of adults, having a clear organizational structure that allows the gang to persist, and having a presence both in and out of prison.
Research on prison gangs has been sporadic and focuses primarily, though not exclusively, on the United States. The first studies of inmate life occurred in the 1940s and 1950s, and in prisons that did not have modern incarnations of prison gangs. Until the 1980s, only a few academics described the existence of prison gangs or, their precursor, cliques. The 1980s and early 1990s saw the first studies of prison gangs, notably Camp and Camp’s historical study of prison gangs within the United States from the 1950s to the 1980s and Fong and Buentello’s work that documented the foundation and evolution of prison gangs in the Texas prison system in the 1980s. These studies marked some of the first, and last, significant, systematic studies of prison gangs until the new century.
The 21st century brought renewed attention to security threat groups, as scholars from a variety of disciplines, including sociology, criminology, and economics, engaged in the study of prison society and how inmate groups influence it. Some of these scholars introduced new methodologies to the study of prison gangs, thereby significantly increasing the available knowledge on these groups. Research on prison gangs has expanded to consider four broad categories: defining prison gangs and describing their formation and evolution; evaluating prison gangs’ organizational structure and governance in carceral and free settings; assessing the role of prison gangs on reoffending; and gauging how to control prison gangs both in and out of prison.
Keywords
Subjects
- Corrections
- Criminal Behavior
- International Crime
What Are Prison Gangs?
Most American prison systems formally describe prison gangs as “security threat groups” (STGs) or “disruptive groups.” A prison gang can be defined as three or more people who engage in disruptive behavior within a carceral setting (Knox, 2005). However, the prison gangs that are the most significant objects of concern to prison staff and researchers alike tend to be mature inmate organizations, with steady, exclusive memberships, that persist over time (Skarbek & Freire, 2018). Moreover, these organizations often, though not always, have a presence in several carceral locations (jails, prisons, prison systems) as well as on the street (Skarbek, 2014).1 Prison gangs have a variety of organizational configurations (Camp & Camp, 1985), with the two most common ones being vertically structured, hierarchical organizations, and horizontally structured, semi-egalitarian decision-making groups (Gundur, 2018). Prison gang members are overwhelmingly male adults, who may engage in more sophisticated crimes than street gang members, and typically engage in more violent behavior in prison compared to unaffiliated inmates (Gaes, Wallace, Gilman, Klein-Saffran, & Suppa, 2002; Pyrooz, Decker, & Fleisher, 2011).
Prison gangs are not a phenomenon unique to the United States; they have been identified in carceral settings around the world. However, how prison gangs manifest depends on context. In some international carceral settings, including Brazil (Biondi, 2016; Darke, 2018; Lessing, 2010, 2017b; Willis, 2009, 2015), Canada (Grekul & LaBoucane-Benson, 2008; Winterdyk, Fillipuzzi, Mescier, & Hencks, 2009), Ireland (Butler, Slade, & Nunes Dias, 2018), the Philippines (Jones, Narag, & Morales, 2015), Russia and former Soviet states (Butler et al., 2018; Handelman, 1994, 1997), South Africa (Houston & Prinsloo, 1998; Jones et al., 2015; Lindegaard & Gear, 2014; Lötter, 1988; Steinberg, 2004; Van Zyl Smit, 1998), and the United Kingdom (Maitra, 2016; Wood & Adler, 2001), prison gangs have formed organically, responding to local circumstances. In other settings, notably in El Salvador (Valenzuela Arce, Domínguez, & Cruz, 2007; Wolf, 2010, 2014), Guatemala (Fontes, 2018), and Mexico (Bowden, 2010; Manwaring, 2007; Wolf, 2016), prison gangs have replicated the prison gang structures of American prisons. This replication is the result of some of their members—former prison gang members incarcerated in the United States and deported upon the discharge of their sentences—having imported those experiences (Fontes, 2018; Gundur, 2020b; Wolf, 2010) and recreated those structures when no other opportunities readily presented themselves to these otherwise foreign returners (O’Neill, 2010). Regardless of where prison gangs are located and how they formed, they influence not only how the social order of the prisons in which they exist unfolds but also, sometimes, how the social order of the criminal underground unfolds.
Accordingly, this article considers the most prominent aspects of prison gangs and prison gang research. First, it discusses how prison gangs have been studied, surveying the core themes in the prison gang literature. Second, it discusses the changing circumstances in prisons that gave rise to the development and evolution of prison gangs in the United States. Third, it considers the behavior of prison gangs outside of prison. Fourth, it discusses some of the prison administrative attempts to curb prison gangs in carceral settings and how prison gangs responded. This article closes by considering how prison gang members may exit from prison gangs.
Methodologies Used in Prison Gang Research
The study of prison gangs is relatively new and has historically been sporadic; comparatively few scholars have studied prison gangs, though the subject has piqued interest in a variety of disciplines, including sociology, criminology, economics, and political science. Much of the academic research on prison gangs has been limited in its geographic or organizational scope. The grey literature produced by departments of corrections has not been produced consistently over time and focuses primarily on the interests and perspectives of correction officers. Understanding the academic methodologies that have uncovered insights into prison gangs is important if this research is to be expanded, particularly as perceptions of danger to researchers and lack of cooperation of potential respondents persist (Mitchell, McCullough, Wu, Pyrooz, & Decker, 2018; Tapia, Sparks, & Miller, 2014). This section briefly reviews the methodologies used in U.S.–based prison gang research.
The earliest references to inmates who formed groups that cliqued together emerged from sociological examinations of prisoner organization undertaken by Donald Clemmer (1940) and Gresham Sykes (1958). These sociologists, whose work initialized the study of inmate society and the social order of prison (Simon, 2000), used prison records and had privileged access to the prisons they studied. In Clemmer’s case, he was employed as a prison sociologist at the Illinois prison he studied. In his professional capacity, Clemmer assessed whether prisoners should be granted release, among other things. These early sociologists conducted ethnographic observations (Jacobs, 1975) and interviews with prison staff and inmates (Sykes, 1958), without significant concern from prison administrators (or ethics committees). They were able to develop research that took into consideration the views of both the corrections system and the inmates incarcerated within it, a difficult balance to achieve. While prison gangs, as they currently exist, were unknown at the time when Clemmer and Sykes first studied inmate society, they, nonetheless, identified groups that coalesced around inmates’ places of origin and ethnicity and briefly described how some inmate groups developed protection rackets that allowed them to bully other inmates (Jacobs, 1975; Sykes, 1958). These observations would become a reoccurring theme in the study of prison gangs.
Though Clemmer and Sykes sparked interest in the research of inmate society, there was little research that focused on inmate groups or prison gangs, specifically or otherwise, for nearly 20 years after their studies. Belatedly, following Clemmer’s and Sykes’s lead, the first researchers to study the role of cliques and gangs in the prison system drew on their observations of and interactions with inmates. In the early 1970s, James B. Jacobs studied the inmates of Stateville, the men’s maximum-security prison at Crest Hill, Illinois (south of Chicago), where he conducted fieldwork as an observer. Jacobs observed prisoners and their guards as the rapid incarceration of street gang members changed the social dynamics of Stateville (Jacobs, 1977). Prison officials gave Jacobs permission to walk unescorted around the prison and speak to whomever he pleased. In addition, five days a week for four months, Jacobs supplemented his observations with documentary materials and interviews. He had to balance several identities—that of lawyer, sociologist, and white man—in terms of gaining access, but he found that while some inmates were unwilling to participate, many were. Later, John Irwin (1980) would describe inmate society and the emergence of cliques—some of which later developed into prison gangs—in the California penal system, by drawing on historical records, his own experience of being incarcerated, and extensive interviews with current and former prisoners.
Research on prison gangs in the 1980s and early 1990s took a hiatus from interviewing prisoners and instead drew heavily on administrative records and the experiences of prison administrators, promoting the correctional and institutional perspective (Hunt, Riegel, Morales, & Waldorf, 1993). George Camp and Camille Camp (1985) used a combination of a review of prison documents, on-site interviews at specific prisons with correctional staff, and a questionnaire administered to all state and federal prison systems. Salvador Buentello (Buentello, Fong, & Vogel, 1991; Fong & Buentello, 1991) drew on his experience and prison access as the director of the Texas Department of Criminal Justice’s Security Threat Group Unit in his descriptions of prison gang development. Paige Ralph and James Marquart (1991) used administrative data to document trends of violence in the Texas prison system among inmates and between inmates and correctional officers.
Prison gang research in the 21st century has used a combination of these approaches, particularly as access to maximum security prisons and their inmates is not necessarily easy to negotiate (Pyrooz & Mitchell, 2015), and has supplemented the data gleaned from these approaches with accounts from court records, journalists, renounced gang members, and ex-prisoners. Daryl Fischer (2001) used interviews with corrections officers coupled with impact evaluations of the security threat group program to evaluate the extent to which prison gangs existed in the Arizona prison system and what their impact upon it was. George Knox (2005) and Rick Ruddell and colleagues (Ruddell, Decker, & Egley, 2006) used a mail survey sent to prison systems throughout the United States to develop an understanding of the prevalence of prison gangs, changes in their behaviors, and institutional responses to prison gangs. Mike Tapia and colleagues (2014) used prison admissions data to evaluate shifts in Texas prison gang prevalence as a new type of gang, the Tangos, emerged in the Texas penal system.2 David Skarbek (2014) used a wide array of data sources, including prison records, legal records, site visits, memoirs, biographies, and even television documentaries to triangulate the story of prison governance and how prison gangs influence behavior not only inside prison but also on the street.
However, administrative data often exclude the perspectives of inmates. Therefore, to circumvent difficulties in accessing incarcerated people for interviews, scholars have turned to interviewing former prisoners to gain rich and nuanced perspectives of inmate life. Geoffrey Hunt and colleagues (1993), conducting one of the few academic studies on prison gangs in the 1990s, interviewed 39 former prison gang members, recruited through snowball sampling.3 Their interview schedule was structured but open-ended. Similarly, Rebecca Trammell (2012) interviewed 73 parolees, some of whom were members of security threat groups, cultivated with snowball sampling. She used open-ended interviewing techniques to allow her “interviewees to thoroughly explain how they understood violence and inmate culture” (Trammell, 2012, p. 12). Robert D. Weide (2020) interviewed 87 prison gang members, but he had protracted access—over six years—to some of these respondents and was able to gain information through informal conversations, thus augmenting and improving his understanding of Californian prison gangs and how they function. R. V. Gundur (2019b) gained insight on prison gangs by interviewing 42 recently released inmates whom he recruited, using the online classified ads site Craigslist.com, in El Paso, Phoenix, and Chicago. Gundur mitigated safety concerns by interviewing respondents in public locations, such as public libraries and university campuses. This approach allowed for the recruitment of a broad selection of gang members, instead of focusing on one or two groups, as snowball sampling tends to achieve, and allowed for the portrayal of several perspectives on prison gangs that aided in providing a more nuanced picture of prison gangs and their relationships in each city and state prison system.
When prison access has been granted, Meghan Mitchell and colleagues (2018) showed that, as was the case in the 20th century with Clemmer, Sykes, and Jacobs, robust data collection that examines inmates and prison officials is possible. Mitchell and colleagues surveyed over 800 inmates, 45% of whom were classified as gang members. Their work shows that it is possible to ask questions regarding sensitive matters in prison life and receive quality responses from inmates who are involved.
In sum, despite the modest amount of prison gang research, it is clear that a number of methodological tactics exist that can aid researchers in their investigations. While some access may be difficult to come by or may not be readily approved by ethics review boards, these obstacles are not impossible to overcome. Researchers have shown that, while access to prison provides a more rounded set of perspectives, good information can be garnered from official records, unofficial accounts of prison life such as biographies and memoirs, and from interviews of ex-offenders.
An Overview of Prison Gang Research
The literature on prison gangs is small but expanding. It is nonetheless diverse, with prison gangs having been studied by economists, political scientists, sociologists, and criminologists (Pyrooz & Decker, 2019). Transcending disciplines, the existing literature on prison gangs can be divided into four broad categories:
describing prison gangs in terms of what they are, how they form, how they evolve, and how they behave;
assessing the prevalence of prison gangs;
evaluating the role of prison gangs on in-prison misconduct/violence and reoffending; and
gauging how to control prison gangs both in and out of prison.
Generally, research on prison gangs evaluates single organizations or prison systems, though some comparative studies also exist (see, e.g., Butler et al., 2018; Camp & Camp, 1985). As the study of prison gangs continues, studies ought to expand comparative inquiry, examine different geneses of prison gangs, and explore prison gangs in a broader array of contexts.
Defining Prison Gangs, Describing Their Organizational Structures, and Understanding Their Behaviors
While there is abundant research on gangs, most of it focuses on youth and street gangs with only a small proportion of it focusing on prison gangs (Maxson, 2012). Within carceral settings, some research also focuses on street gangs with a presence in prison, rather than gangs that were established within prison. This distinction is one of genesis, evolution, and organizational objectives. Notably, there are many youth and street gangs represented by inmates (Pyrooz, Gartner, & Smith, 2017). Although these gangs are not prison gangs in terms of establishment, history, power, and behavior, some authors argue that youth and street gang members import their gangs’ structures and values into carceral settings (DeLisi, Berg, & Hochstetler, 2004; Jacobs, 1974; Knox & Tromanhauser, 1991; Mears, Stewart, Siennick, & Simons, 2013). Accordingly, the existing literature has periodically evaluated these street gangs in the context of prison since the mid-1970s (Brotherton & Barrios, 2004; Coughlin & Venkatesh, 2003; Jacobs, 1977; Moore & Williams, 2011; Pyrooz et al., 2011; Wood, Alleyne, Mozova, & James, 2014). While some street gangs seek to sustain basic protection and solidarity for their members, others have clearly transformed within prison. Those gangs that transformed saw their structures and objectives evolve so that they became groups that were better organized, with more efficient protection rackets, and expanded connections, thereby allowing the members of the gang to engage in more serious criminal activities both in and out of prison (Cruz, 2010; Fontes, 2016; Fontes & O’Neill, 2018; Gundur, 2020b; Howell, 2015; Kinnes, 2000; Valenzuela Arce et al., 2007).
It is important to distinguish between street gangs operating in prison and prison gangs that emerged in carceral environments. Prison gangs exist in several state prison systems throughout the United States, and the most significant ones largely developed independently of one another in the late 1970s and early 1980s (Camp & Camp, 1985), even though some interstate migration did occur (Fong & Buentello, 1991). Buentello and colleagues (1991) outlined how prison gangs develop in carceral settings. Prison gangs are a type of inmate group, resulting from an evolution of inmate solidarity groups or cliques. Cliques come into being to provide solidarity to their members. The cliques that persist develop control over their own protection and the capacity to impose protection upon others (Buentello et al., 1991; Fong & Buentello, 1991; Irwin, 1980; Tilly, 1985). In time, cliques become predatory groups and eventually prison gangs, organizations that not only provide solidarity and protection to their members but also create and impose rules on inmates and compete for power within the prison protection marketplace. Gundur (2020b) expanded on this evolution by showing how prison gangs may maintain their prison presence, thus influencing the politics of inmate society, and expand their protection and operations, namely illicit entrepreneurship (Lessing, 2014; Skarbek, 2014; Valdez, 2005), beyond prison walls. Tapia and colleagues (2014) and Gundur (2018) show that, in some cases, new types of prison gangs emerge in response to change in how prison administrators govern prisons; notably, horizontally structured gangs compete with the dominance of the vertical, hierarchically structured organizations that are the most common, having generally developed from the evolution of inmate solidarity groups.
The Prevalence of Prison Gangs
In prison systems where prison gangs exist, it appears that most inmates do not join prison gangs; the few estimates that exist in U.S. prisons are wide ranging and context dependent; reports of prison gang membership from the early 2000s ranged from 0 to 50% of inmates (Mitchell, Fahmy, Pyrooz, & Decker, 2017; Pyrooz & Decker, 2019; Pyrooz et al., 2011). Certainly, inmates use an array of strategies to position themselves within carceral settings. Some use self-reliance to avoid dangerous situations (Ricciardelli, 2014); others find religion to insulate themselves from negative prison behaviors and aggressors (Clear & Sumter, 2002). Others, in search of solidarity (Buentello et al., 1991; Gundur, 2018; Weide, 2020), opt to join inmate groups, which are often organized around ethnicity or place of origin. Finally, some join prison gangs for the capacity prison gangs offer for setting the terms of engagement within prison.
In the United States and elsewhere, prison gangs influence the social order of the prisons within which they have significant presence by establishing and enforcing rules often referred to as the convict code, a code that extends to inmates regardless of their gang affiliation or status (Mitchell et al., 2017; Skarbek, 2020; Trammell, 2012). Given the impact of prison gangs on the social order of American prison society (Skarbek, 2011, 2012), some research has endeavored to evaluate the prevalence of prison gangs and gang membership among inmates. The first such study was undertaken by Camp and Camp (1985), who surveyed the U.S. state and federal penal systems. Camp and Camp stated that prison gangs first entered the penal system in 1950 with the Gypsy Jokers in Washington State; however, this claim appears to be dubious, since the Gypsy Jokers, who formed in 1956, are an outlaw motorcycle gang. Moreover, there are no records of the Gypsy Jokers being identified as a security threat group or acting as such (Smith, 2016). Thus, California’s Mexican Mafia, founded in 1957, may well be the first true prison gang in the U.S. penal system (Smith, 2016; Weide, 2020).
By the early 1980s, prison gangs were commonplace throughout half of the U.S. state prison systems while having a presence in the federal prison system as well. Camp and Camp estimated that in 1985 about 3% of the inmate population across all prison systems surveyed were gang affiliated. Since Camp and Camp’s study, there have been a few academic studies surveying the prevalence of prison gangs in specific states (Fischer, 2001; Forsythe, 2006) and nationally (Knox, 2005; Ruddell et al., 2006; Wells, Minor, Angel, Carter, & Cox, 2002; Winterdyk & Ruddell, 2010). These studies have found that between 12 and 33% of the inmate population were either associated with prison gangs or under investigation for suspicion of association. These studies also stated that prison gang members are more likely to engage in violence. The grey literature has supplemented the academic outputs, with various U.S. state departments of corrections and the Federal Bureau of Investigation (FBI) producing periodic gang threat assessments that include prison gang profiles; however, these assessments are not consistently produced nor are they produced in ways that are easily comparable across prison systems.
Prison Gangs’ Influence on In-Prison Misconduct/Violence and Reoffending
As a result of prison gangs’ violent reputations, researchers have asked questions related to prison gangs’ influence on violence within prison and whether prison gang membership increases the likelihood of recidivism. Most research on behavior within prison, however, has not focused solely on prison gangs. Instead, it has evaluated behaviors of members of various gangs, including street gangs and other criminal groupings. Early research into the role gang membership plays in inmates’ actions found that gang members were less likely to participate in pro-social activities in prison and more likely to engage in violent and unlawful behavior within prison (Ekland-Olson, 1986; Marquart & Crouch, 1985; Shelden, 1991; Smithey, 1990). Subsequent studies have found varying degrees of correlation between prison gang membership and violent activity, from slight (DeLisi et al., 2004; Worrall & Morris, 2012) to more pronounced (Gaes et al., 2002; Griffin & Hepburn, 2006; Tasca, Griffin, & Rodriguez, 2010) to variable, depending on the group (Ruddell & Gottschall, 2011). One study showed that core prison gang members, that is, those members who are comparatively more invested in the group and its affairs, demonstrated a decidedly increased likelihood of engaging in violent behavior while incarcerated (Gaes et al., 2002). Another study showed that gang membership predicted violent behavior particularly in the early years of an inmate’s incarceration (Griffin & Hepburn, 2006), which is consistent with recruitment practices that cause prospects to “put in work” or show their dedication to the gang. Weide (2020) provided a critical view on the violent reputations of prison gang members. He argues that prison gangs are not pathologically violent as maintained in much of the literature; instead, prison gangs’ actions are responses to the provocations of the prison administration and the prison staff.
Given the increased ties prison gang members typically have with their gangs relative to street gang members (Fong, Vogel, & Buentello, 1993), understanding how that membership influences desistence from offending is also a concern. One study of Illinois prison gang members determined that gang members were 6% more likely to recidivate compared to unaffiliated prisoners (Dooley, Seals, & Skarbek, 2014). Another study argued that prison gang membership and a lack of community access impeded an ex-prisoner’s reintegration into society (Fleisher, Decker, & Curry, 2001). Prison gang members especially experience difficulty in ceasing to identify as gang members and in severing the social ties that keep them in a gang, which in turn keeps them from engaging in pro-social behavior (Fleisher et al., 2001). These findings suggest that dissolving a prison gang member’s identity as member of a gang and decreasing his social ties to that group and its members are key to having gang members become more likely to reintegrate into society.
Controlling Prison Gangs
Prison gangs exist, at least in part, to contest the authority of the prison administration (Irwin, 1980; Jacobs, 1977; Lindegaard & Gear, 2014) and, in some contexts, the state (Lessing, 2017a; Manwaring, 2007). Thus, the final major line of inquiry regarding prison gangs is how to control them, that is, how to restrict them and their influence in inmate society, from a prison administration point of view. The most common administrative response to prison gangs is suppression, which includes placing general population in lockdowns; locking up prison gang members, especially core members and leadership, in administrative segregation (solitary confinement); or transferring prison gang leadership to other prisons in the state system or to federal prisons (Fleisher & Decker, 2001; Forsythe, 2006; Knox & Tromanhauser, 1991; Pyrooz & Mitchell, 2019; Winterdyk & Ruddell, 2010). Other responses include gang renouncement programs, which seek to get prison gang members to cease their gang association so that they can have a better chance at reintegration into their communities, and psychological treatment, which seeks to address other underlying factors of offending (Forsythe, 2006).
The research suggests that prison intervention strategies are not consistently deployed across prison systems (Knox, 2005; Winterdyk & Ruddell, 2010). Moreover, the research suggests that prison systems do not measure the effectiveness of their intervention programs (Winterdyk et al., 2009). However, the literature argues that suppression strategies alone are insufficient in countering prison gangs over time; reintegration programs that facilitate desistence and community reentry, as well as ongoing evaluation of best practice, are needed to improve prison capacity to curb the influence and power of prison gangs (Fleisher & Decker, 2001; Forsythe, 2006).
Limitations in the Literature and Some Outstanding Questions
Since only a modest amount of literature on prison gangs has been produced, several gaps exist. For instance, most of the literature focuses on Hispanic or black prison gangs. Little is known about the workings of white prison gangs, such as the ways in which members operate in the free world, the extent to which racist ideology is entrenched in broader membership (Hamm, 2008), and whether entrepreneurship differs outside prison relative to Hispanic or black prison gangs. Additionally, most prison gang research focuses on large prison systems; little is known about how contemporary prison gangs operate in smaller prison systems or in prison systems with more racially homogenous populations. Other key issues that the literature does not adequately consider include the impact that curbing prison gangs in prison may have on the inmate social order and how that, in turn, influences how violence is tolerated and regulated in the criminal underground outside prison. To that end, there is little research on the impact of different prison administration configurations as to understanding what might stunt or stimulate the formation, expansion, and persistence of prison gangs.
Getting to the Heart of Prison Gangs
Prison gangs often have a presence in a variety of settings, including jails, prisons, and the streets of the free world. In each of these settings some prison gangs may have a localized presence while others may have a regional or even a transnational presence. Prison gangs adapt to the settings in which they exist (Fontes, 2018; Gundur, 2019a). At their heart, prison gang activities and operational strategies are a function of protection and control. Understanding these two concepts and how they unfold in the settings in which prison gangs exist is the key to understanding how prison gang behaviors—such as formation, operation, response to prison administrations, and response to members who exit—vary across time and place.
Protection and Control
Protection and control influence governance and social order both vis-à-vis the general public and inmates. Protection, the ability to provide or impose security (Tilly, 1985), and control, the ability to establish and enforce rules (Thomson, 1995), work in tandem to organize space and what occurs within that space. No entity—state or nonstate—ever has a perfect monopoly over either protection or control, in or out of prison. However, the extent to which a nonstate entity can provide protection or exert control is dependent on the extent to which the state manages each.
Protection is a double-edged concept that indicates, on one hand, the sheltering against danger or threat and, on the other, the capacity to impose danger or a credible threat (Tilly, 1985). Protection is a concept that nearly all people are subjected to in their daily lives, whether they are incarcerated or not. The difference in how people experience protection is predicated on who or what provides protection and how.
Protection takes several forms. Individuals seek to establish or maintain personal protection daily, making choices to ensure that they are safe, healthy, and secure. In many quotidian contexts, people are responsible for protecting themselves and their dependents in terms of their day-to-day encounters. This behavior is embedded in daily routines.
However, there are certain threats that go beyond what an individual can reasonably protect against. In those cases, individuals may rely on protection from a more powerful entity—perhaps by belonging to a group, which provides security via its collective capacity; a private security company that is employed to provide security for or against a specific actor, threat, or scenario; or the state, which recognizes threats that it must protect its denizens against, for they are unable do so on their own.
In liberal democracies, protection provided by the state to its denizens is typically a function of what philosopher Jean-Jacques Rousseau (2002) termed “the social contract.” The social contract is an arrangement in which the state’s denizens acquiesce to the state’s authority, obeying its rules, in exchange for protection against foreign threats and significant domestic threats to person or property. This protection may not be efficiently achievable if one is alone or in a small group. While the state is not infallible in terms of providing this protection, and sometimes violates this arrangement or neglects its duties, particularly vis-à-vis disempowered segments of society (Bowling, Phillips, Campbell, & Docking, 2004; Worden, 2015), this state-provided protection is generally enjoyed by most of society.
The state’s protection is underwritten by control, which is its ability to establish rules, such as regulations and laws, and to enforce them (Thomson, 1995). States do not need to be liberal democracies to affect control, but when the state develops positive social motivations, such as securing the public’s trust or acting in a way that the public deems just, members of the public are more likely to cooperate with the state’s control efforts (Tyler, 2011). In some instances and spaces, the state may be unable or unwilling to affect control. When the state does not affect control, nonstate mechanisms are responsible for setting the boundaries of acceptable behavior.
In the criminal underworld of street-level crime, interactions are often governed by various criminal entrepreneurs, including prison gangs, who recognize and punish actions that they deem as not being in their interest (Kostelnik & Skarbek, 2013; Skarbek, 2012, 2016). Consequently, protection is fundamental to criminal contexts since, unless the state is colluding with criminal enterprise (see Snyder & Durán Martínez, 2009, for an example), the state does not serve as arbitrator of right and wrong and therefore does not typically exercise control to settle disputes between two criminal parties.
The dynamics of protection and control, as managed by state and nonstate actors, are amplified in carceral settings. The tension between prison administrators and various inmate groups has evolved independently, though unevenly, in carceral settings worldwide, particularly as incarceration demographics and prison policies have changed. Accordingly, the inception and propagation of prison gangs can be traced to periods when the authority of the prison administration was successfully questioned or put into disarray. While the fluctuations of control as a trigger point for the formation of prison gangs is one observed in various contexts around the world, the following section considers some state prison systems in the U.S. context—Texas, California, and Illinois—that have among the best documented histories of inmate groups.
Prison Gangs in Prison
Most, though certainly not all, prison gangs have a presence both in prison and on the street. While these organizations are the same, independent of the setting in which they are operating, the organizations may behave differently in accordance with the parameters affected by the distinct settings. Moreover, how prison gangs operate, both in carceral and non-carceral settings, is not static over time or within space. Prison gangs that persist over time are those that are able to respond to shifts in prison life. In doing so, these prison gangs are able to pursue their entrepreneurial objectives and to remain coherent illicit enterprises that use their capacity to be successful providers of protection. As such, they underwrite their capacity to provide other illicit services.
Prison in the United States of America
Prison configurations depend upon prison administrators’ desired outcomes, which include a combination of punishment, safety (a form of protection), and control (Craig, 2004). Moreover, prisons vary depending on the prisoners they house. Most prison systems use classification systems to separate offenders into prisons with different security standards based on an assessment of the seriousness of the inmates’ crimes and the risk they pose for disrupting prison life, best viewed as the state’s capacity to affect control (Austin, 2003). Consequently, state prisons in the United States have several configurations and administrative tactics, many of which have changed over time. For instance, early prisons were meant to be a humane alternative to corporal punishment (Craig, 2004). In the United States, some early prisons were penitentiaries, where prisoners were kept separately in individual cells and were meant to reflect on their misbehaviors (Meskell, 1998). Other prisons were work camps, where some prisoners mined rocks or worked in agricultural fields, while others were placed on chain gangs, completing state projects, and others made goods or provided services for the running of the prison. Inmates were often treated harshly if they did not work or conform to the rules (Craig, 2004; Horton & Nielsen, 2005; Irwin, 1980; Meskell, 1998).
The 20th century saw a few notable prison types. Famously, there was the “Big House” prison model that dominated the first five decades of the 20th century. The Big House was characterized by routinization and deprivation of most pleasurable activities (Irwin, 1980). Big Houses were largely replaced in the middle of the 20th century with correctional institutions that focused on rehabilitation, a mission that was relatively short-lived (Irwin, 1980). Rehabilitation efforts struggled as a pure prison model, given the contradictory objectives of prison as punishment and prison as rehabilitation. Moreover, prisoners found themselves disillusioned with the rehabilitation efforts when, upon release into the free world, their lives and opportunities did not improve (DiIulio, 1987; Irwin, 1980). Contemporary prisons are configured based on how prison administrators choose to exert control. And, as historically has been the case, inmates organize in ways that respond to the power dynamics of their prison (Bidna, 1975; Clemmer, 1940; Cressey & Krassowski, 1957; Irwin, 1980; Jacobs, 1977; Tichy, 1973).
Specifically, prison administrations influence prisons’ power dynamics by the administrative models they employ. Political scientist John DiIulio (1987) identifies three administrative control types: the control model, the responsibility model, and the consensual model. Each model affects how prison administrators treat inmates and the rights prisoners enjoy.
The control model, which creates the kinds of prisons that sociologist Erving Goffman (1961) referred to as “total institutions,” emphasizes obedience to regimented and strict rules, enforced by the prison’s correction officers, and work. The responsibility model deemphasizes the rigid command structures of the control model and provides inmates with opportunities for self-governance and independent decision-making (DiIulio, 1987; Reisig, 1998). The consensual model combines elements from both the control and the responsibility models (DiIulio, 1987). However, in practice, prison administrators who employ the consensual model impose strict procedures on inmates and enforce those rules with heavy-handed discipline. Nonetheless, the correctional staff of the consensual model have more flexibility than those in the control model in that they are allowed to modify their behavior as they see fit (Craig, 2004).
These models have had varying degrees of success in deterring violent behavior in prisons. Research by criminologist Michael Reisig (1998) showed that control model prisons, despite the perception that the control model is an effective deterrent for violence, performed poorly compared to responsibility and consensual model prisons in terms of prison disorder. The most notable prison gangs featured in U.S. research emerged in prison systems that used the control (Texas) and consensual models (California). In both instances, the prison administrations were unable to sustain a monopoly on protection and control despite their best efforts, thereby providing space for the rise of inmate groups, which came to compete for a portion of the prisons’ protection and control marketplaces.
Shifts in Control Structures in Prison
The social dynamics of prison have been always a function of the relationships among prison administrators, inmates, and the groups that inmates form. Prison administrators do not have a monopoly on violence in prison. Although prison administrators have dominated the rule making and rule enforcement of inmates’ day-to-day lives, at various points in time, they have struggled to maintain effective control within their walls. Prison administrations may fail to dominate protection, be it through incompetence, outside pressures (e.g., shifts in prison objectives imposed by politicians), or shifts in inmate dynamics (e.g., inmates not accepting the legitimacy of the rules imposed on them). In such instances, a crisis of control emerges and the market for protection becomes competitive. When these crises of control occur, prisoner groups have an opportunity to exploit these circumstances to better their members’ collective status. Such developments have led to the accelerated formation of prison gangs in the latter half of the 20th century. By 1984, “more than sixty percent of federal and state prison systems reported having prison gangs” (Camp & Camp, 1985, p. 20).
Throughout the history of modern incarceration, inmates have formed various groups that influence the social order of prison and establish and maintain the convict code, a set of inmate rules that determines how prison life functions (Clemmer, 1950; Irwin, 1980; Trammell, 2012). Early groups were not prison gangs; they were groups that offered comradery and solidarity among their inmate members, socializing inmates into the penal community (Clemmer, 1950). Racial cliquing was first recorded in the 1950s, although it likely emerged as prison became desegregated (Jacobs, 1979). Over the subsequent two decades, following black inmates who crossed racial boundaries and asserted their place in prison society, other minority groups, including Puerto Ricans, Chicanos, and Native Americans, established a clear identity in carceral settings throughout the United States and pursued their interests (Irwin, 1980; Jacobs, 1979).
Some of these groups developed as cliques and later became prison gangs. This prison-based process of inmate-group development is described in the literature as the “deprivation model,” a theory that suggests that inmate behavior is a product of prison life (Skarbek & Freire, 2018). Deprivation lead to the formation of the convict code, which is the basis upon which prisoners determine whether their interactions and actions are legitimate in carceral settings; often, inmate groups became arbitrators of these rules (Butler et al., 2018). Moreover, deprivation manifested by victimization, such as being threatened with a weapon (Tasca et al., 2010), within prison led inmates to band together to increase their capacity to protect themselves and their peers.
Two of the earliest, and most significant, inmate cliques were formed in the California prison system. One was the Mexican Mafia, founded in 1957 at the Deuel Vocational Institution, by a group of Chicano youths who came together to fend off other groups of boys (Skarbek, 2014; Weide, 2020). The other was the Black Guerrilla Family, founded in 1967 at San Quentin as a radical political organization that sought to protect the interests of black inmates (Zohrabi, 2012). Upon arrival to adult prisons, the Mexican Mafia members established themselves by preemptively attacking other inmates, thus introducing violence that had not been previously commonplace in prison systems throughout the United States (Irwin, 1980; Weide, 2020). In California, tensions among inmates resulted in the formation of other groups that would develop into prison gangs, such as the Aryan Brotherhood, La Nuestra Familia, and the Texas Syndicate, which formed along racial and, sometimes, geographical lines (Ekland-Olson, 1986; Irwin, 1980). These groups competed for protection and control not only among themselves, but also, in the case of minority groups, against the racist prison guards who consistently disadvantaged them, thereby bringing California prisons into a violent era that would be replicated in major prison systems elsewhere in the United States (Irwin, 1980; McCorkle, Miethe, & Drass, 1995; Weide, 2020).
In Texas, the prison administration effectively controlled inmates through the building tender system. This system deputized some inmates, making them inmate guards, known as “building tenders” or “turnkeys,” to supplement a modest correctional officer force (Horton & Nielsen, 2005). The prison administration achieved control over the inmates by using building tenders as spies and brutal enforcers (Gundur, 2020b). The Texas prison administration’s dominance over protection and control was greatly curbed when the building tender system was outlawed by judicial decree in 1980 (Alpert, Crouch, & Huff, 1984; Justice, 1981), though the control model continued in Texas (DiIulio, 1987). The end of the building tender system resulted in a more competitive marketplace for protection in the Texas prison system.
In Illinois, prison administrators’ control was challenged by the increasingly political gangs entering the prisons, whose members were incarcerated at high rates in the 1960s (Jacobs, 1977). The process by which gangs (and other criminals) bring in their beliefs and behaviors and replicate them in prison, thereby leading to the formation of inmate groups, is referred to in the literature as the “importation model” (Skarbek & Freire, 2018). Gangs first became prominent in the Illinois prison system in 1969. In Chicago, the city that sent most inmates to Illinois prisons, gang membership increased dramatically in the 1960s and 1970s; as a result, 50% of inmates were affiliated with a gang in some capacity. As in California, Illinois inmates cliqued along racial lines with Black, white, and Latinx groups forming. This organization, on the part of non-white inmates, was a push back against the established, white-dominated, racist order of the white corrections officers and the white prisoners, whom those corrections officers held in higher regard than the black inmates (Jacobs, 1979).
Over time, for Illinois inmates, affiliation with one of the main street gangs’ umbrella organizations—the People or Folks—was a matter of survival; unaffiliated individuals were targeted to be robbed or raped by predatory groups. Since gangs instituted control among their own, prison administrations responded by including gang leadership in some low-level decision-making in exchange for maintaining order (Jacobs, 1977). However, in the mid-1970s, this arrangement changed as gang leaders were paroled and as the corrections staff reasserted their control of prison yards by targeting gang leadership with federal racketeering charges, which resulted in leaders being convicted for federal offenses and removed from the state prison system (Moore & Williams, 2011). As a result, prison gangs in Illinois did not develop as they did in California and Texas. Most gang members in Illinois joined the umbrella organizations that were not truly prison gangs but groups that provided a degree of structure, solidarity, and protection.
The Formation of Prison Gangs
The formation of inmate groups, some of which become prison gangs, typically occurs when the prison administration does not dominate the protection and control markets within the prison yards. This emergence of inmate groups has been observed widely, in many contexts, both in the United States and elsewhere in the world, particularly as prison populations have expanded beyond anticipated capacity (Pyrooz & Decker, 2019; Wacquant, 2009).4Irwin (1980), Skarbek (2014), and Weide (2020) discuss the formation of minority inmate groups in the face of the racist, white-dominated prison societies that preyed on and bullied them in California; Buentello and colleagues (1991), Ralph and Marquart (1991), and Gundur (2018, 2020b) describe how control unfolded as the building tender system was outlawed in Texas; and Jacobs (1975, 1977, 1979) notes how political street gangs in the 1960s and 1970s contested the white status quo in Illinois. In each instance, the state, via the prison administrators, failed to provide protection adequately and/or equitably, reducing incentives for inmates to cooperate. Accordingly, non-white prisoners, especially, sought solutions to their mistreatment by prison authorities by contesting the existing, official control structures of prison.
The work of Buentello and colleagues (1991), which was later expanded upon by Gundur (2018, 2020b), uses examples from the Texas prison system to describe how inmate groups form and evolve over time. In Texas, the first prison gangs in the prison system, the Texas Syndicate and the Aryan Brotherhood, were transplants from California, brought via the inmates who had previously been incarcerated in the Golden State (Ekland-Olson, 1986; Pelz, Marquart, & Pelz, 1991).5 These groups were kept largely in check by the building tenders, who ruthlessly put down any emerging descent among the inmate ranks. However, once the building tender system was banned, the Texas prison administration did not have an effective plan to replace the building tenders with competent corrections officers who could achieve the same level of control (Alpert et al., 1984). The protection and control market was open for competition, and prison gangs took advantage of this opportunity.
However, the existing prison gangs failed to monopolize the protection and control market. Some inmates, such as those from El Paso, were not interested in joining the existing structures although they recognized the need to coalesce to avoid being coerced by, or forced to join, the established gangs (Gundur, 2020b). Subsequently, other inmate organizations formed; some evolved, and others disbanded, following a predictable pattern (Buentello et al., 1991; Gundur, 2020b):
First, inmates enter prison and, typically, gravitate to inmates with whom they share social capital (Buentello et al., 1991; Pyrooz & Decker, 2019). Some inmates establish an independent presence. Others find religion (Brenneman, 2011). Many inmates choose not to associate explicitly with established gangs but recognize that they are part of the larger community of inmates, segregated by race, region, immigration status, and street gang affiliation, and that they must respect the convict code established by the dominant prison gangs (Trammell, 2012).
Third, cliques become self-protection groups. Self-protection allows inmates to use their collective capacity to provide solidarity to their peers and to cope with threats from competing inmate groups, to engage in and control aspects of the underground prison economy (Fleisher & Decker, 2001; Skarbek & Freire, 2018), and to contest the prison administration’s authority structures, particularly as prison officers become overextended (Irwin, 1980; Jacobs, 1977; Skarbek, 2014).
Fourth, with self-protection established, self-protection groups become predator groups, with the ability to impose protection on other inmates and to prey on them. Predator groups are also able to improve their stake in illicit economies, such as those for drugs, loans, prostitution, and contraband (Griffin, Pyrooz, & Decker, 2013). Predator groups are better positioned to establish control, by making rules by which subordinates and unaffiliated inmates must abide, and by enforcing that control by imposing protection (Trammell, 2012).
Sixth, prison gangs develop operational capacity in the free world, where they leverage their protection rackets to marshal their members to conduct specific criminal activities, often in support of better established criminal organizations, such as drug trafficking organizations (Gundur, 2019a).
Finally, the prison gang becomes a full-fledge organized criminal group, operating in the free world and diversifying its offending portfolios.
Notably, at any point in this developmental trajectory, an inmate organization can persist and maintain or fade and disband (Buentello et al., 1991; Gundur, 2020b). Moreover, while Texan prison gangs were violent in the 1980s (Ralph & Marquart, 1991), an era when most prison gangs in the Lone Star state were establishing themselves, this degree of violence has not persisted consistently over time (Pyrooz & Decker, 2019). Violence perpetrated by prison gangs has been observed in contexts in which the prison gangs are establishing or competing for control (Fontes & O’Neill, 2018; Gundur, 2020b; Lessing, 2010, 2014). However, ongoing, brutal violence is not a necessary element for prison gangs to persist or to operate (Weide, 2020), particularly after they have established a dominant, mature position, that allows them to control the market by depriving actors of assets or access (Gundur, 2019a).
An important aside: not all inmate organizations form strictly within carceral settings. Some street gangs have influenced the social order of prison significantly. Inmates belonging to street gangs, like Chicago’s politicized street gangs of the 1960s and 1970s, often organized along ethnic lines and, once incarcerated at volume, contested the authority of the prison administration (Jacobs, 1977). Elsewhere, street gangs entered the prison system and adapted to carceral settings, providing solidarity and protection to their members, in much the same way that inmate organizations that develop in prison do (Brotherton & Barrios, 2004; Coughlin & Venkatesh, 2003; Pyrooz et al., 2011, 2017; Wood et al., 2014). Moreover, some street gangs improve their criminal capacity in prison, expanding their control over criminal protection rackets and developing better criminal connections, which allow members to engage in more advanced illicit enterprise in the free world (Cruz, 2010). In this regard, they emulate advanced prison gangs and adopt similar modus operandi in and out of prison (Gundur, 2020b).
Joining Established Prison Gangs
Joining established inmate groups or prison gangs is a process that varies from gang to gang and from prison to prison. Prison gangs recruit members in various ways, though most inmates who choose to associate with a prison gang typically associate with one with which they share some existing social capital, such as ethnicity, geographic location, an association with an existing member, or an association with a street gang (Jacobs, 1975; Pyrooz & Decker, 2019). Often, prison gangs promote association to incoming inmates as a function of solidarity with “one’s kind” or as a mechanism to decrease the likelihood of an inmate being coerced into an action by another against his will. (To that end, while recruits may believe that belonging to an inmate group improves security [Ireland & Power, 2013], gang members are often victimized at a higher rate than non–gang members, perhaps as a function of the increased likelihood that gang members may engage in conflict.)
Membership in a prison gang is variable, depending on the structure of the prison gang (Gundur, 2018). Although many inmates do not participate in any significant or protracted way with the activities of the prison gang, they accept the rules set forth by an overarching convict code (Mitchell et al., 2017; Trammell, 2012), and they accept the prison gang as the arbitrator of those rules. However, those inmates who join prison gangs experience membership as a function of status within the gang. There are two general configurations of prison gangs: vertical (or hierarchical) and horizontal (or flat) (Gundur, 2018).
Most prison gangs, historically, have been vertical, with a paramilitary structure that has various ranks. The terminology for each prison gang varies, but typically there are several ranks with clear positions along a hierarchy. Gaining entry depends on the gang or a ranking gang member’s decision to include a recruit; some gangs require a violent act to gain entry, such as hurting an enemy or taking a beating, while others may “bless in” a recruit, which involves allowing a recruit to join without being subjected to any induction ritual or test. Should an inmate wish to rise through the ranks of a prison gang, that individual will have to “put in work,” that is, engage in behavior that allows him to develop and maintain status. For instance, low-level recruits, often known as soldiers, will be required to engage in the riskiest behaviors, such as engaging in visible violence to punish rule violators or to hold contraband or weapons. As the inmate successfully progresses, he is able to engage in the decision-making process of the gang and reduce his exposure to risk, as is the case with criminal entrepreneurs who improve their standing in the criminal underworld outside of prison (Gundur, 2020a).
Horizontal gangs do not have significant differences among members’ status. There are few reported horizontal groups in the literature (Gundur, 2018; Tapia et al., 2014). Little is known regarding joining and exiting procedures within these gangs, though some gang members have indicated some type of ritual, such as a beating as one enters or exits the group. Nonetheless, it appears that, like vertical groups, inmates join horizontal groups where some preexisting social capital exists.
Prison Gangs on the Street
Although some prison gangs have a physical presence on the street, most prison gangs have a non-physical presence on the street. Through its non-physical presence, a prison gang can establish the rules of engagement vis-à-vis crime on the street that criminal actors must respect. Prison gangs can enforce these rules without a physical presence on the streets by punishing, that is, imposing protection upon, rule breakers (or their associates) upon their invariable entry into the carceral system (Skarbek, 2014). Although rules are established primarily for economic interests, they may be established for other, arbitrary reasons (Skarbek, 2011). For example, rules that dictate how drive-by shootings must be conducted or that prohibit drive-by shootings outright are designed to reduce unwanted police scrutiny, while decreasing the number of errant shootings in places like El Paso and Los Angeles (Gundur, 2020b; Skarbek, 2011). Notably, in the U.S. context, when prison gangs are strong providers of governance, they have the power not only to make prisons safer but also to regulate the criminal underworld, supplementing, in a way, good law enforcement efforts by instituting rules designed to reduce law enforcement attention (Skarbek & Freire, 2018).
The most developed prison gangs have a clear physical presence on the street, operating as organized criminal organizations (Gundur, 2020b). Prison gangs engage in a wide variety of crimes (Ellis, 2018; Gundur, 2019a, 2020b; Lessing, 2014; Skarbek, 2011). However, the crimes prison gangs commit on the street, as within prison, are a function of the gangs’ capacity to contest state control. In the United States, where state control is comparatively strong, prison gangs’ street crimes are relatively narrow, with the most typical crimes being trafficking and dealing narcotics, armed robbery, and, occasionally, murder (though when murder occurs, victims are commonly part of the criminal underground) (Gundur, 2019a; Skarbek, 2011).
These patterns, however, do not translate to Latin American contexts, where prisons are comparatively dangerous and are increasingly so when there is criminal enterprise present (Peirce & Fondevila, 2019) and when, in the free world, the corruption of law enforcement, coupled with the violence of intimidation, is a more effective economic strategy for criminal entrepreneurs (Bailey & Taylor, 2009; Sabet, 2012; Ungar, 2013). Thus, in Latin American countries where law enforcement’s ability to exert control is comparatively weak, prison gangs engage in more visible and brazen crimes, such as kidnapping, targeted killings, extortion, and intimidation, and these crimes impact more people who are not willing participants in the criminal underground than in places where law enforcement has better capacity to exert control (Bowden, 2010; Ellis, 2018; Fontes, 2016; Lessing, 2014; Skarbek, 2020).
Regardless of their location, prison gangs that persist diversify their illicit business portfolios, engaging in crimes, such as money laundering, to dispose of the proceeds of their crimes, and running licit businesses, such as operating nightclubs taken from owners who failed to pay their protection money (Ellis, 2018). While there are similarities in prison gangs’ organizational objectives across contexts, it is clear that the distinct behaviors of prison gangs in states with weaker control indicate that solutions posited must take into consideration the social and political realities of the contexts in which these solutions are to be enacted.
Prison Administration Responses and Shifts in Prison Gang Organizational Structures
Prison administrations respond to prison gangs in various ways (Camp & Camp, 1988). Responses have included gathering intelligence on the gangs, to identify gang members and address gangs’ internal developments (Camp & Camp, 1988; Forsythe, 2006); implementing restrictive housing, such as placing inmates in single cells, and subjecting them to increased oversight and behavioral regulations (Griffin et al., 2013); implementing gang suppression, by isolating leadership from the general population in administrative segregation (solitary confinement) or by targeting leadership for removal from the prison system (Pyrooz et al., 2017), to disrupt communication within gang hierarchies (Pyrooz et al., 2011; Pyrooz & Mitchell, 2019; Shalev, 2013); and offering gang programs to encourage desistance and reintegration within the community (Carlson, 2001).
Nonetheless, the actions undertaken by prison administrators vis-à-vis prison gangs have one unifying objective: to reduce the strength of prison gangs in carceral settings. Results have been mixed in terms of meeting this objective (Forsythe, 2006; Griffin, 2007). Critically, little consideration has been given to how weakening prison organizations affects how inmates choose to organize and even less consideration has been given to how these changes impact how street crime unfolds.
Historically, most prison gangs observed have had a vertical, paramilitary structure with defined leadership and a clear chain of command (Gundur, 2018; Pyrooz & Decker, 2019). This structure allowed for power to be transferred as leaders were placed into solitary confinement, removed from the prison system, released, or died. Moreover, most of these vertical organizations required absolute fealty, demanding ongoing association in and out of prison. However, prison administrations increased their efforts to isolate not only established gang leaders but also anyone who appeared to step into those vacated roles; with inmates understanding the risks of solitary confinement, several vertically organized prison gangs have declined as they struggle to maintain effective leadership and stable membership (Gundur, 2018, 2020b).
The effects of isolation have varied. In Illinois, there are no strong prison gangs in the Department of Corrections; the gang umbrella organizations function as self-protection or predatory groups. However, in Texas, horizontally structured prison gangs, such as the various Tango factions (Gundur, 2018; Pyrooz & Decker, 2019; Tapia et al., 2014), emerged in response to the decline of vertically structured prison gangs.
Unlike vertically structured prison gangs, the Tangos do not have a clear leadership structure, impeding the prison administration’s isolation strategy. Moreover, Tangos do not require the same degree of loyalty; members may affiliate while they are incarcerated without carrying the burden of membership back to the street, thus making membership more enticing to a larger array of inmates. To that end, Tangos do not appear to have, nor contribute to, significant criminal enterprises in the free world that their members are obligated to join (Tapia, 2019). Accordingly, Tango members not only have no obligation to keep street gangs in line but also can return to representing their own street gangs, privileges that vertically structured prison gang members do not have. With this horizontal configuration, Tangos have flourished, displacing, or at least effectively competing with, the established vertically organized prison gangs atop of the protection and control marketplace, without being deemed security threat groups by the Texas Department of Corrections (Tapia, 2019).
This change in the way prison gangs may organize themselves, along with shifts in behavior that result from these organizational changes, will likely have an impact on crime as it unfolds on the street. Gundur (2018) showed that recently released inmates reported that vertically structured prison gangs, such as Barrio Azteca, were already losing prison dominance to the Tangos prior to 2014, though more recent work by Tapia (2019) has indicated that the ability of Barrio Azteca to tax groups engaging in the street drug trade has largely persisted. Additional studies are required to understand how the shifts of prison gang structures within prison systems, from vertically to horizontally structured prison gangs, influence the capacity of prison gangs to control the behavior of street criminals on an ongoing basis. One potential outcome may be an emulation of the gang dynamics of Chicago, where the umbrella gang organizations have functioned similarly to the Tangos in Texas for at least 20 years.
In Illinois prisons, there are no strong prison gangs that truly unite street gangs. Only a modest street influence of inmate organizations has been reported (Decker, Bynum, & Weisel, 1998). Despite attempts of street gang leaders, like Larry Hoover, Jeff Fort, Jerome Freeman, Gino Colon, David Barksdale, and other lesser known figures, to create powerful gang alliances (Hagedorn, 2015; Knox, Etter, & Smith, 2018), each of these leaders, except for Barksdale and Freeman, who are deceased, has been placed in solitary confinement in federal prisons, leaving unfilled leadership voids. With the gang alliances failing to unite Chicago’s street gangs, there has been a balkanization of gangs in Chicago.
The competition among Chicago’s street gangs over territory and market share of the drug trade has resulted in continued, visible violence on the street (Skogan, 2006; Vargas, 2016). Street gang sets that identify as part of the same gang sometimes fight among themselves. And, unlike the American southwest, where prison gangs deter drive-by shootings, drive-by shootings are still relatively common among Chicago’s street gangs (Vargas, 2016; Venkatesh, 2008). This practice quite possibly may be a function of the lack of extrajudicial punishment that would occur if such offenders were to report to a Texas or California jail, where they would be more likely to be punished by a prison gang for such actions.
Should the rise of the Tangos in Texas result in a decreasing capacity and interest of inmate organizations to affect control and impose protection on the streets, one would expect an increase in violence as a function of unregulated competition among gangs and other illicit entrepreneurs; however, to date, this outcome has not materialized. An alternative hypothesis, which has not been investigated, is that membership in some Tango groups may provide inmates with a clearer path to desistance by doing two things hierarchical gangs do not.6 First, they provide inmates with the solidarity they need to weather prison in ways that do not involve significant risk of prolonging their sentences. And, second, the Tangos give their members the ability to exit prison without obligations to anyone in prison; as a result, they can break from their past criminality, a choice that many street gang members make as they grow older and become less interested in, or even disillusioned with, committing crime (Carson & Vecchio, 2015; Moloney, MacKenzie, Hunt, & Joe-Laidler, 2009; Pyrooz & Decker, 2011).
Exiting Prison Gangs
While some prison gangs actively allow members to quit, or do not act against members who quit despite having rules to the contrary, most (vertically structured) prison gangs generally require a lifetime commitment to acquire advanced status within the gang (Dooley et al., 2014; Gaes et al., 2002; Johnson & Densley, 2018; Orlando-Morningstar, 1997; Pyrooz & Decker, 2019). Exiting a gang after gaining status is not necessarily a straightforward task, if the gangs’ punitive rhetoric is taken at face value (Pyrooz & Decker, 2019). Generally, inducted members simply cannot leave the prison gang; nonetheless, there are four typical ways out: dying; quitting and facing the consequences, aging out, and finding religion.
Death, either by natural causes or by being killed, ends the obligation of a prison gang member. His obligations are not generally transferred to a related party but are assumed by whoever is next in line or in charge.
Quitting a hierarchical prison gang in its entirety by attempting to sever all ties and obligations is problematic. (Although one U.S.–based study found that the consequences are largely mythologized, with many prison gang members exiting their gangs without consequence [Pyrooz & Decker, 2019], Latin American accounts indicate that violent consequences are more frequent [Brenneman, 2011; O’Neill, 2010]). Allegiance requires members to participate in gang affairs as directed and to respond to calls for help when requested. Members who fail to obey this protocol may be punished by the gang in a number of ways, including being labeled as an ex-member, which would then result in social exclusion or, worse, being assaulted or killed (Brenneman, 2011; Fong et al., 1993; Orlando-Morningstar, 1997). In carceral settings, gang leaders often give these tasks to prospective members, so that they can prove their worth to the gang (Skarbek, 2011). In free world settings, these tasks may be pursued by members opportunistically.
Aging out is a process with two vantage points. From the prison gang’s point of view, the member has done enough for the gang and has sufficient social recognition for “OG” (original gangsta/older gangster) status, so that he no longer has to participate in gang-related tasks if he so chooses. Plus, OG status may provide the holder with the ability to disobey some of the gang’s rules while still maintaining good status (Valdez, 2005). Sometimes, prisoners who have enough social capital can request and be granted permission to leave the gang without consequence (Brenneman, 2011; Rosen & Cruz, 2019).
From the individual’s point of view, aging out is a process of maturation. Members may no longer consider participation to be exciting or beneficial, or they may consider participation to be detrimental, subjecting them to unnecessary risks or forcing them to engage in behavior they do not wish to engage in, such as attempting to kill a fellow inmate (Fong et al., 1993). Members may become disillusioned; for instance, they may no longer believe that the gang’s ethos (e.g., unity and brotherhood) is true (Pyrooz & Decker, 2019). Or members may shift their priorities and obligations away from the gang and to other aspects of their lives, such as parenthood, family, or legitimate work (Carson & Vecchio, 2015; Moloney et al., 2009). In the context of prison gangs, however, there may be ongoing obligations, even after a member ages out and is released from prison, such as contributing to the gang’s fund or being available if called upon by active members; however, little research has investigated how these ongoing obligations unfold outside prison. Notably, more U.S. inmates leave gangs—street or prison—than join them while incarcerated (Pyrooz & Decker, 2019). Moreover, most of those gang members who quit their gangs do so without their gangs’ blessing, independently of assistance, and do not face severe or ongoing consequences (Pyrooz & Decker, 2019).
Perhaps the only (nearly) obligation-free exit, within the rules set by prison gangs, besides being blessed to leave or dying, is finding religion, which a small proportion of gang members do (Pyrooz & Decker, 2019). Most of the literature looking at religion as a desistance mechanism from gangs focuses on (usually evangelical) Christian conversion among Latino gang members (Brenneman, 2011; Johnson & Densley, 2018; O’Neill, 2010; Orozco Flores, 2013; Rosen & Cruz, 2019). However, committing to some other religion, such as Islam, also may be an acceptable means to exit a prison gang (Sowa, 2011), particularly among black gang members (Moore & Williams, 2011).
Prison gangs will allow members to exit if they dedicate their lives to religion, with the caveat that they must dedicate their lives to religion and abide by that code. The ex-gang members who find religion typically gravitate to evangelical Christianity, eschewing a Catholic identity for a born-again Christian one (Brenneman, 2011). This conversion manifests itself in terms of personal outlook and personal presentation and behavior, with adherents getting gang-tattoos removed or covered up and abstaining from drugs (and sometimes alcohol) (Orozco Flores, 2013). By finding religion, ex–gang members attempt to dedicate their lives to pro-social behavior that allows them to reintegrate into their communities as positive contributors (O’Neill, 2010). These men show their commitment by persisting through often “laborious and painful recovery rituals” (Johnson & Densley, 2018). Despite this commitment to achieve genuine and visible conversion into a virtuous lifestyle, many former prison gang members struggle to find licit employment, as is the case with ex-prisoners generally (Pager, 2008), and engage in ministry on the outside of prison as they seek to leave their prison gang pasts behind them (Brenneman, 2011; Orozco Flores, 2013).
Further Reading
- Biondi, K. (2016). Sharing this walk: An ethnography of prison life and the PCC in Brazil: UNC Press Books.
- Buentello, S., Fong, R. S., & Vogel, R. E. (1991). Prison gang development: A theoretical model. The Prison Journal, 71(2), 3–14.
- Butler, M., Slade, G., & Nunes Dias, C. (2018). Self-governing prisons: Prison gangs in an international perspective. Trends in Organized Crime.
- Camp, G. M., & Camp, C. G. (1985). Prison gangs: Their extent, nature, and impact on prisons: US Department of Justice, Office of Legal Policy, Federal Justice Research Program.
- Dooley, B. D., Seals, A., & Skarbek, D. (2014). The effect of prison gang membership on recidivism. Journal of Criminal Justice, 42(3), 267–275.
- Fong, R. S., & Buentello, S. (1991). The detection of prison gang development: An empirical assessment. Fed. Probation, 55, 66.
- Fontes, A. W. (2018). Mortal Doubt: Transnational Gangs and Social Order in Guatemala City. Oakland: University of California Press.
- Gundur, R. V. (2018). The changing social organization of prison protection markets: When prisoners choose to organize horizontally rather than vertically. Trends in Organized Crime.
- Gundur, R. V. (2019a). Negotiating violence and protection in prison and on the outside: The organizational evolution of the transnational prison gang Barrio Azteca. International Criminal Justice Review.
- Maxson, C. L. (2012). Betwixt and between street and prison gangs: Defining gangs and structures in youth correctional facilities. In Youth gangs in international perspective (pp. 107–124). Springer.
- Pyrooz, D. C., & Decker, S. H. (2019). Competing for control: Gangs and the social order of prisons. Cambridge: Cambridge University Press.
- Skarbek, D. (2014). The social order of the underworld: How prison gangs govern the American penal system. Oxford: Oxford University Press.
- Steinberg, J. (2004). Nongoloza’s Children: Western Cape prison gangs during and after apartheid: Centre for the Study of Violence and Reconciliation Braamfontein.
- Tapia, M., Sparks, C. S., & Miller, J. M. (2014). Texas Latino Prison Gangs: An Exploration of Generational Shift and Rebellion. The Prison Journal, 94(2), 159–179.
- Weide, R. D. (2020). The invisible hand of the state: A critical historical analysis of prison gangs in California. The Prison Journal.
- Wolf, S. (2014). Central American Street Gangs: Their role in communities and prisons. European Review of Latin American and Caribbean Studies, 96.
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Notes
1. Prisons should not be confused with jails; the terms are not interchangeable. Jails are places of short-term detention, especially for persons who are accused of committing a crime and have not been released on bail or for persons who are serving short sentences—typically less than one year—after conviction. Prisons are places of medium- to long-term detention of people convicted of crimes, especially felonies. Prisons are often classified based on the seriousness of the offenders housed, with offenders typically classified on the crimes they committed and their behavioral histories. While prison gangs have a presence in some jails, most of the carceral settings in which prison gangs exist and operate are middle- to high-security prisons.
2. Tango is a general term for several groups that function primarily as self-protection groups (Tapia et al., 2014). However, it is possible that different tangos behave in distinct ways. For instance, Chuco Tango members interviewed by Gundur (2018) indicated that membership and obligation were confined to prison and entry and exit were nonviolent, whereas unidentified Tango members interviewed by the LoneStar Project (Pyrooz & Decker, 2019) gave conflicting accounts of the requirements to gain entry and stated that exit required being jumped in or out, that is, being subjected to a beating.
3. Snowball sampling is where researchers ask their research participants to recruit further participants to participate in the study. It is used where potential participants are hard to find.
4. For examples of prison gangs’ formation and presence in Latin America, see Wolf (2014) on El Salvador; Fontes (2018) on Guatemala; and Lessing (2010, 2016, 2017a), Nunes Dias and Salla (2013), and Biondi (2016) on Brazil.
5. There are contemporary examples of prison gangs transplanting to other jurisdictions due to the movement of their members. Two notable examples are the Mara Salvatrucha (MS-13) and Barrio Azteca prison gangs, both of which originated in the United States but expanded their geographic presence when their non–U.S. citizen members were deported upon completion of their prison sentences to their birth countries. Without domestic economic prospects and social capital, many of these men replicated, and expanded upon, the prison gang structures—both within prison and on the street—that they had practiced while incarcerated in the United States (Fontes, 2018; Gundur, 2020b).
6. Some Tango members have indicated that membership was not as fluid as reported by members of Chuco Tango (Pyrooz & Decker, 2019).
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