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Migration has had a strong impact on the interplay between ethnicity and nationalism in Sub-Saharan Africa. Today’s ethnic map of Africa is the outcome of a lengthy history of comings and goings. Before the European conquests, Africa was not populated by clearly bounded, territorially grounded tribes or ethnic groups in the Western sense. Instead, the most prominent characteristics of precolonial African societies were mobility, overlapping networks, multiple group membership, and the context-dependent drawing of boundaries. Colonialism was later seen as having shaped, even created ethnic identities, contributing to the African shift away from Western notions of nationalism. Afterward, with the postcolonial state taking up its mantle, ethnic loyalty continued to overpower national identity. Local ethnic associations have since acted as a substitute for national citizenship, and ethnic belonging for national consciousness. Three countries in particular demonstrate this interplay of ethnicity, nationalism, and migration in sub-Saharan Africa: Côte d’Ivoire, together with the homeland of many of its migrants, Burkina Faso, in West Africa; South Africa, together with the homeland of many of its migrants, Lesotho; and Botswana in southern Africa. They show that, even across very disparate countries and regions, a common trend is visible toward official attempts to subsume internal ethnic differences under a form of nationalism defined partly by excluding those deemed sometimes rather arbitrarily to be external to the polity.
Since the second half of the 1940s, the Middle East has experienced intense migrations. In 2005 alone, the region received a total of approximately 6 million refugees. Migration flows to and from the Middle East have been linked to nationalist movements and ethnic conflicts. However, these relations have received little attention from scholars. Scholarly work on migration in the Middle East that has accumulated between the early 1950s and the late 1980s falls into two broad categories in terms of subject matter: Jewish migration to Israel and the Palestinian refugees, and migrations to labor-short countries of the Gulf and Europe. New trends in the literature on migration in the Middle East can also be identified, including those relating to the gender aspects of migration, population displacement and resettlement, return migration, and the relationship between migration and security. Although the field has made significant progress—the scope of the literature with respect to subject matter has broadened from the 1980s onward, and the methods used by scholars have become more sophisticated over the years—there are some shortcomings that need to be addressed. A number of important issues, such as citizenship or economic dynamics, remain unexplored. Since labor migrations to and from the Middle East are central to economic development, a focus on the evolution of migration may shed light on numerous relevant themes.
Much of the literature on ethnic lobby groups comes from either research on interest groups or ethnicity that looks to foreign policy cases, or foreign policy analysis studies that focus on the role of interest groups or ethnic groups. In the 1970s and 1980s, there was a burst of scholarly activity regarding ethnic interest group activism in US foreign policy, following the changes in American society and in the US Congress that emerged from the wake of Watergate, Vietnam, and the civil rights movement. Later, the end of the Cold War brought a new burst of ethnic lobbying on foreign policy, and a new wave of scholarly attention to these issues. During both of these bursts of attention, studies predominantly focused on the activities of the American Israel Public Affairs Committee (AIPAC), which was often seen as an exception to the rule that interest groups are not very significant forces in the foreign policy sphere. Another source of research on ethnic issues and foreign policy is the emerging literature on ethnicity, the construction thereof, and the political development of ethnic communities over time. The three basic issues that stand out in the literature about ethnic lobbying on foreign policy include the formation of ethnic interest groups, the roots of ethnic interest group success, and whether ethnic lobbies actually capture policy in their respective areas, at least in the context of US foreign policy. Meanwhile, the two level game perspective and the competition among ethnic groups needs further exploration.
Terrorism has been described variously as a tactic and strategy, a crime and a holy duty, as well as a justified reaction to oppression and an inexcusable abomination. Nationalist terrorism is a form of terrorism motivated by nationalism. Nationalist terrorists seek to form self-determination in some form, which may range from gaining greater autonomy to establishing a completely independent, sovereign state. Nationalist terrorism is linked to a national, ethnic, religious, or other identifying group, and the feeling among members of that group that they are oppressed or denied rights, especially rights accorded to others. But while terrorism has more often been based on revolutionary politics, there has also been an increase in terrorist activity motivated by religion. Terrorist acts done in the name of religion typically aim to enforce a system of belief, viewpoint or opinion. The validity and scope of religious terrorism is limited to an individual’s view or a group’s view or interpretation of that belief system’s teachings. There are some researchers, however, who argue that religion should be considered only one incidental factor and that such terrorism is primarily geopolitical. Meanwhile, ethnic violence refers to violence expressly motivated by ethnic hatred and ethnic conflict. The minimum requirement for ethnic tensions to result in ethnic violence on a systemic level is a heterogeneous society and the lack of a power to prevent them from fighting.
Collecting and examining datasets on ethnicity and religion involves translating and codifying real-world phenomena such as actions taken by governments and other groups into data which can be analyzed by social science statistical techniques. This methodology is intended to be applied to phenomena which in their original form are in a format not readily accessible to statistical analyses, i.e. “softer” phenomena and events such as government policies and conflict behavior. Thus, this methodology is not necessary for phenomena like GDP or government military spending, but is based on behavior by organizations or groups of individuals which are assessed by a coder who translates this behavior into data. Aggregate data collected by this methodology should have three qualities. First, they must be reproducible. Second, the data must be transparent in that all aspects of the data collection process and its products be clear and understandable to other researchers, to the extent that they could, in theory, be replicated. Third, it must measure what it intends to measure in a clear, accurate, and precise manner. A project which accomplishes all of this must be conceptualized properly from the beginning, including the decision on which unit of analysis to use and which cases to include and exclude. It must have appropriate sources and a tight variable design. Finally, the data must be collected in a systematic, transparent, and reproducible manner based upon appropriate sources.
Michael E. Smith
As a research field, European foreign policy (EFP) is defined as the study of how certain European states manage their foreign policy responsibilities, whether individually, through coordinated national foreign policies, or through EU policies and institutions. EFP effectively comprises at least three major research fields: traditional foreign policy analysis (FPA) or comparative foreign policy (CFP); theories of international relations (IR) or international cooperation; and the study of European integration. The critical link between these fields involves the growing role of the EU as a major reference point for “Europe,” so much so that it is becoming increasingly difficult to distinguish EU foreign policy from European foreign policy. There are two major phases in the emergence of EFP as a research field: the first recognition of European foreign policy cooperation and some very limited conceptual innovation; and the period surrounding the advent of the Single European Act, which placed European foreign policy cooperation on a new institutional path that resulted in the reforms under the Treaty on European Union. The study of EFP expanded considerably following the negotiation of the Maastricht Treaty on European Union (TEU) of 1991. Several major empirical themes within these periods, which has persisted to the present-day EFP research agenda, include the status of EFP political influence relative to other global actors, particularly the US; a seeming disconnect between EFP procedures and substance; tensions between the economic/trade and political/security dimensions of EFP; and the relative inputs of European states versus EU institutional actors, particularly the European Commission.
Joachim K. Rennstich
As an interdisciplinary approach, evolutionary systems theory borrows from fields such as statistical physics and evolutionary biology, as well as economics and others, to build on their insights from studies of environments—as systems—and the behavior of actors within those environments—their agency. It provides a bridge between existing and divergent but related strings of research of particular systemic elements as a unifying macro-theory of our social and physical world, fusing multiple approaches into a common model. The unifying key is the focus on the behavior of agents (e.g., individuals, groups, cities, states, world systems) as it relates to the environment (both natural and social) in which these agents act and the feedback between behavior and environment. Evolutionary systems approaches can broadly be placed into two categories: the biobehavioral and the social-evolutionary approaches to the study of international relations with the help of evolutionary theory. The point of evolutionary explanations is not to make the case that humans are incapable of making their own choices—far from it. Learning and selection are critical elements of human agency in evolutionary models. Rather, evolutionary systems theory also includes in its models the structural capacity to make those choices, which derives from and depends on previous choices made, a process also bound by our biological evolution or alternatively by our cognitive limitations and available structural selection mechanisms, regardless of the relative complexity of human learning capacity.
Evolution of International Organization as Institutional Forms and Historical Processes Since 1945: “Quis Custodiet ipsos custodies?”
Jacques F. Fomerand
An international organization (IO) is an ordering principle and a method of conducting international relations. It may refer to formal institutions set up by more than three sovereign states through multilateral treaties to achieve, with the support of a permanent secretariat, shared interests, and desirable objectives. IOs are a byproduct of the European Westphalian anarchical interstate system of international relations and can be traced back to the “Concert of Europe” and to institutions set up throughout the 19th century to facilitate interstate international economic or technical cooperation. After a pause in the 1910s and 1930s, the number of institutions dealing with an ever-expanding range of transnational issues grew exponentially in the second half of the 20th century, becoming a ubiquitous component of the international relations landscape. Numerous contributing factors have accounted for this momentous transformation in interstate relations, and these developments have also fed a steady stream of contending and constantly shifting theoretical approaches to international relations within IO scholarship. There is now a glut of theories, each making different assumptions about the nature of international politics, focusing attention on different aspects of international organization and propounding widely diverging conclusions about the role and functions of IOs. There is, however, a trend among these: the legal/historical tradition which initially provided the intellectual lens through which international organizations were understood has given way to a mix of realist regime theory and liberal intergovernmentalism views.
The evolution of international organizations (IOs) can be divided into three phrases. The first phase started with the Congress of Vienna (1814–15), which set in motion a series of innovations, inventions, and learning processes, shaping the core of what we now call IOs. The second phase of international organization in the nineteenth century is characterized by the building of permanent institutions. This is reflected in the new and dominant term “union” for organization. The term “public international union” (PIU) became the overarching term for the by intergovernmental organizations (IGOs) of the late nineteenth and early twentieth centuries. PIUs have been regarded as “early IGOs” which later transformed into specialized agencies of the UN system, with their subdivisions as institutional prototypes for the League of Nations and the UN. The third phase of international organization is the continued existence of IOs during the first half of the twentieth century. The outbreak of World War I can be regarded as an exogenous shock to the evolutionary development of IOs. During the war, the concept of international organization was not lost and was even central to the thinking on international politics in the UK and the US. Detailed plans for an international peace organization, using the term “international government”, were produced and discussed by politicians and citizens. These plans, which became part of the institutional strategy devised by the US, strongly reflected the organizational experiences of the PIUs.
Shahadat Hossain and Michael Humphrey
Slums have generated renewed interest among scholars in the wake of rapid urbanization in the South and the growing incidence of urban poverty worldwide. This gave rise to the expression “expanding urban slums,” which refers to a phenomenon occurring in the Global South associated with “hyper-urbanization”— rapid urbanization beyond the capacity of the state or city to plan for, to provide services and housing for, to regulate urban environments or regulate the poor. The UN Challenge of Slums report describes two kinds of slums: “slums of hope” and “slums of despair.” Slums of hope are “progressing” settlements, characterized by new, normally self-built structures, usually illegal (e.g. squatters) that are in, or have recently been through, a process of development, consolidation and improvement. Slums of despair refer to “declining” neighborhoods, in which environmental conditions and domestic services are undergoing a process of degeneration. Earlier studies of slums differ from contemporary research in terms of the extent to which megaslums are emerging as a permanent feature of megacities. Contemporary studies of the “expanding slum” can be conceptualized as about different aspects of informalization of urban social, economic, and political processes. The literature on urban informality and informalization indicates that slums are not excluded spaces but integrated on different terms. Scholars must begin to develop more nuanced theories of urbanism in a globalizing world, and they can use the “gray zones” of Latin American cities as a starting point.
The intellectual foundation of modern experiential learning theory owes much of its roots to John Dewey’s educational philosophy. In his seminal 1916 work, Democracy and Education: An Introduction to the Philosophy of Education, Dewey argued that human knowledge and education are rooted in inquiry, which in turn is rooted in human experience. His ideas, along with those of Jean Piaget, formed the basis of D. A. Kolb’s 1984 book Experiential Learning: Experience as the Source of Learning and Development. Kolb’s theory of learning, which he formulated to better understand student learning styles, became the starting point for the debate on the use of experiential learning. Kolb introduced a four-stage cycle to explain learning: concrete experience, reflective observation, abstract conceptualization, and active experimentation. His framework has been adopted to investigate how learning occurs inside the classroom. However, numerous criticisms have been leveled against Kolb’s learning styles approach. One type of criticism focuses on the importance of learning style on student learning, and another focuses on the construct validity, internal validity, and reliability of Kolb’s Learning Style Inventory (LSI). There are several avenues for improving the use of experiential learning techniques, such as the integration of service-learning into the classroom and an institutional commitment to designing a complete curriculum.
Explaining Why People Move: Intra and Interdisciplinary Debates about the Causes of International Migration
International migration is widening, deepening, and speeding up as described within a set of theories that have been developed by different disciplines of science. The sociological theories of migration go back to the concept of intervening opportunities, which suggests that the number of migratory movements to a destination is directly proportional to the number of opportunities at that distance and inversely proportional to the number of intervening opportunities. Economic theories of migration, meanwhile, generally focus on international labor migration, while the geographical theories of migration concentrate on the role of distance in explaining spatial movements. Finally, socioeconomic theories of international migration are derived from a Marxist political economy emphasizing the unequal distribution of economic and political power in the global economy in a world where the rich are getting richer by exploiting the poor. Taken together, these theories explain the causes of proactive migration. However, the literature on the opposite scenario—reactive or forced migration—is also quite extensive, linking the issue to international security and human vulnerability, humanitarian intervention, and to the so-called “root causes” that underline the social and international forces that generated refugees. But these theories only tell part of the story, as migration is a dynamic phenomenon. Once it begins, international movement of people perpetuates across time and space, and the causes of these perpetual movements can be rather different from those that initiate them. As it evolves, it creates new conditions that become both the means and the ends of new migrations.
As a response to the new policy problems facing the international community after the end of the Cold War, the security studies literature on weak and failing states and their relationship to various forms of conflict emerged. Two sets of events caused policy makers to focus on state weakness as a threat to international security. The first wave of research was generated by the new United Nations (UN)-sponsored peace operations of the post-Cold War era. The second overlapping wave of research followed the al-Qaeda attacks in the United States on September 11, 2001, and the resulting perception that non-state terrorist groups were likely to use failed or failing states as their base of global operations. There has been no agreement among researchers about how to define the concept or varieties of state failure. As such, it has not coalesced into something that could truly be called a scholarly research program. Nevertheless, a vibrant literature has emerged on the political economy of “ungoverned territories.” Warlords are actors who use a combination of force, charisma, and patronage to control small slices of territory inside of what is purportedly a sovereign state. They usually profit from organized criminal activities that threaten both the peace and the legal institutions of the state, but can be used to help weak states to survive and reconstitute themselves in wartime. Meanwhile, scholars argue whether states should necessarily be reconstructed after they fail, given that many failed states were unnatural and authoritarian postcolonial creations.
Federalism refers to the compound mode of government, combining a general government (the central or “federal” government) with regional governments (provincial, state, cantonal, territorial, or other sub-unit governments) in a single political system. Its distinctive feature is a relationship of parity between the two levels of government established, as exemplified in the founding of modern federalism of the United States of America under the 1787 Constitution. Federalism differs from confederalism, in which the general level of government is subordinate to the regional level, and from devolution within a unitary state, in which the regional level of government is subordinate to the general level. Instead, federalism represents the central form of the pathway of regional integration or separation. Leading examples of the federation or federal state include the Russian Federation, the United States, USSR, Canada, Mexico, Brazil, Germany, Switzerland, Australia, and India. Some also characterize the European Union as the pioneering example of federalism in a multi-state setting—a concept termed the federal union of states. Traditionally, federalism was defined as a simple league or inter-governmental relationship among sovereign states based upon a treaty. Whereas modern federalism is a system based upon democratic rules and institutions in which the power to govern is shared between national and provincial/state governments.
Nikki McGary and Nancy A. Naples
The histories of women’s studies and feminist scholarship reveal the lack of distinction between feminist activism and feminist scholarship. The term “feminism” consists of multiple theories and agendas depending on regional, historical, and individual contexts. Broadly speaking, feminism includes theoretical and practical challenges to gender inequality and multiple forms of systemic oppression. However, the political projects that make women their objects are not always feminist; and political projects that address women’s issues are not always framed around the concept of feminism. Women activists and organizations do not always explicitly identify as feminist, although they might be participants in struggles aligned with broad feminist goals, including women’s empowerment, autonomy, human rights, and economic justice. A major theme that runs through feminist scholarship on women’s activism relates to the question of what difference women’s participation and feminist analyses make for progressive struggles. Feminist philosopher Nancy Fraser argues that there are “gender dimensions” to all struggles for social justice, and “feminists better be in these struggles and bring out those dimensions because certainly nobody else will.” Feminist scholars have also long debated what counts as a women’s movement. Revisioning women’s movements to include the diversity of women’s political analyses and strategies requires rethinking the labels used to categorize feminisms more generally.
Feminist theories of international relations have thrived over the past decade as evidenced by the many and varied feminist contributions to the international relations field. At the same time, international relations feminists have had rich theoretical debates among themselves over critical questions about epistemology, ontology, methodology, and ethics.
Feminist theories of international relations are distinguished by their ethical commitments to inclusivity and self-reflexivity, and attentiveness to relationships and power in relationships. These norms implicitly guide feminists to put into practice their own critical theories, epistemologies, and explicit normative commitments. Thus, rather than a source of division, the contestations among international relations feminisms about the epistemological grounds for feminist knowledge, the ontology of gender, and the appropriate ethical stance in a globalizing albeit grossly unequal world are a source of their strength. With a shared normative commitment to global social change, feminist scholarship and social movements can appreciate and even celebrate internal diversities and multidimensional identities. In this respect, feminist international relations can be described as a movement that shows what is to come and that offers innovative methods to get there. In the context of current United Nations reform, feminist movements have cited the need for a global institutional powerhouse to promote the rights of women and girls worldwide, rather than a system where everyone is responsible for integrating gender perspectives.
Feminist scholars and practitioners have challenged—and sought to overcome—gendered forms of inequality, subordination, or oppression within a variety of political, economic, and social contexts. However, feminists have been embroiled in profound theoretical disagreements over a variety of issues, including the nature and significance of the relationship between culture and the production of gendered social life, as well as the implications of cultural location for women’s agency, feminist knowledge production, and the possibilities of building cross-cultural feminist coalitions and agendas. Many of the approaches that emerged in the “first” and “second waves” of feminist scholarship and activism were not able to effectively engage with questions of culture. Women of color and ethnicity, postcolonial feminists and poststructural feminists, in addition to the questions and debates raised by liberal feminists (and their critics) on the implications of multiculturalism for feminist goals, have produced scholarship that highlights issues of cultural difference, division, diversity, and differentiation. Their critiques of the “universalism” and “culture-blindness” of second wave theories and practices exposed the hegemonic and exclusionary tendencies of the feminist movement in the global North, and opened up the opportunity to develop intersectional analyses and feminist identity politics, thereby shifting issues of cultural diversity and difference from the margins to the center of international feminism. The debates on cultural difference, division, diversity, and differentiation have enriched feminist scholarship within the discipline of international relations, particularly after 9/11.
A constant source of concern for feminists working in International Relations (IR) has been the field’s implied or stated boundaries. During the first ten years of its existence (roughly covering the years 1985–1995), the main goal of feminist IR was to challenge a caged-in knowledge realm that excluded more phenomena than it promised to seek. By the early twenty-first century, IR had devolved into a camp structure that was able to accommodate on the inside all manner of theories, people, and places. Yet while feminism contributed to troubled boundaries of IR, it did so against the backdrop of internal boundary dilemmas of inside and outside, good women/bad women, authentic versus dominant voice, gender versus feminism, and so on. Today, feminist IR is somewhat different from its earlier orientations. It now draws heavily on postmodern thinking about margins, multiple truths, subjugated identities and discourses, and power in general, and takes on IR theory and methodology using insights from postmodern thinking and other disciplines such as anthropology and geography. Feminist IR continues to bring new locations of the international and relations to the fore. Two such areas deal with the subject of violent women in international relations and the urgencies of development around the world.
Catia Cecilia Confortini
Many women across the world have addressed issues of peace and war since antiquity, from Christine de Pizan and Jane Addams to Betty Reardon and Elise Boulding. Although a few feminist scholars in the social sciences consider themselves “peace studies” (PS) scholars, other feminists contribute to PS by tackling peace and violence issues. PS comprises peace research, peace education, and peace activism. Feminists improve on and challenge these fields by insisting on expanded definitions of peace that suggest continuity between different forms of violence; highlighting the diverse roles played by women and other marginalized groups in violent conflicts and in peace processes; complicating our understanding of peace and violence while foregrounding gender as a social and symbolic construct involving relations of power; and proposing transformative ways of conceptualizing peace, war, and postconflict transitions. By seeing all forms of violence along a continuum, feminists transform PS’ understandings of peace. Furthermore, feminism brings women to the center of PS by making them visible as actors in both peace and conflict. Finally, feminism envisions a peaceful future that take into consideration women, other marginalized people, and gender. A number of themes continue to emerge from feminist engagement with PS, such as forgiveness, reconciliation, and transitional justice—themes situated at the intersection of peace/violence and religion.
Brooke Ackerly and Ying Zhang
The study of feminist ethics in international relations (IR) is the study of three topics. The first is the feminist contributions to key topics in international ethics and the research agenda that continues to further that enterprise. Feminists have made important contributions to IR thought on central ethical concepts. They rethink these concepts from the perspective of their impact on women, deconstruct the dichotomies of the concepts and their constituent parts, and reconsider how the field should be studied. Next, there is the feminist engagement with the epistemological construction of the discipline of IR itself, by which feminists make the construction of the field itself a normative subject. Finally, there is the feminist methodological contribution of a “meta-methodology”—a research ethic applicable in the research of all questions and able to improve the research practice of all methodologists. The contention here is that ethical IR research must be responsive to the injustices of the world, hence feminists have also explored the connections between scholarship and activism. And this in turn has meant exploring methodologies such as participatory action research that engages one with the political impact of research and methods. Furthermore, contemporary challenges related to climate, globalization, shifts in people, and shifts in global governance are encouraging feminists to work from multiple theoretical perspectives and to triangulate across multiple methods and questions, in order to contribute to our understanding of global problems and the politics of addressing them.