While Asian states do not have a coherently delineated international peacebuilding policy, their increased role and leverage in conflict management are being recognized both in scholarship and praxis. This article underlines how the geopolitical context of Asia, defined by competing regional hegemons, a weakly institutionalized regional organization, and a role of the United States as a security guarantor, has defined the conflict-management approaches of different states. “Asian” conflict-management approaches are situated within the burgeoning literature on “alternative” forms of peacebuilding and the emerging body of work on authoritarian, and illiberal forms of peacebuilding. The normative priorities of the primary Asian states of India, China, and Japan in their conflict management, including stability and development, are teased out, and the forms or modalities through which these are executed are unpacked. What such norms and practices mean for conflict-affected states in Asia are discussed in the end.
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Conflict Management and Peacebuilding in Asia
Monalisa Adhikari and Yuji Uesugi
Article
De Facto States in the 21st Century
James Ker-Lindsay
De facto states have become an increasingly interesting topic for scholars and policy makers. Regarded as an anomaly in the international system, their increasing prevalence is raising serious questions about the nature of statehood and secession in the contemporary international system. But they present a number of definitional and conceptual issues. Quite apart from how they should be called, which is a debate that seems to be close to settlement, there have been debates about which territories should qualify as de facto states. More importantly, what hope do these territories have of being legalized or legitimized in the future? It seems that the strong aversion to recognizing unilateral acts of secession will remain in force. It is also worth noting that the very nature of the international system is now changing. The international system focused almost exclusively on states is disappearing rapidly. All sorts of bodies, organizations, and companies now interact on the world stage. In this sense, de facto states may well find that they find a place in their own right in an evolving and expanding international community.
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Diplomacy and War
Robert Weiner and Paul Sharp
Scholars acknowledge that there is a close connection between diplomacy and war, but they disagree with regard to the character of this connection—what it is and what it ought to be. In general, diplomacy and war are assumed to be antagonistic and polar opposites. In contrast, the present diplomatic system is founded on the view that state interests may be pursued, international order maintained, and changes effected in it by both diplomacy and war as two faces of a single statecraft. To understand the relationships between diplomacy and war, we must look at the development of the contemporary state system and the evolution of warfare and diplomacy within it. In this context, one important claim is that the foundations of international organizations in general, and the League of Nations in particular, rest on a critique of modern (or “old”) diplomacy. For much of the Cold War, the intellectual currents favored the idea of avoiding nuclear war to gain advantage. In the post-Cold War era, the relationship between diplomacy and war remained essentially the same, with concepts such as “humanitarian intervention” and “military diplomacy” capturing the idea of a new international order. The shocks to the international system caused by events between the terrorist attacks on the United States in 2001 and the invasion of Iraq in 2003 have intensified the paradoxes of the relationship between diplomacy and war.
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Disaster Diplomacy
Carmela Lutmar and Leah Mandler
Almost every disaster brings up hope that natural disasters can somehow open up space for peaceful diplomatic interaction between parties in conflict, be they warring states or warring domestic factions. Advocates of “disaster diplomacy” argue that while earthquakes, floods, windstorms, and tsunami result in human tragedies, these events also generate opportunities for international cooperation, even between enemies. While quantitative research focusing on disaster and conflict clearly shows the connection between the two phenomena, the causal effect is not always straightforward. Certainly, conflict-prone zones suffer from higher vulnerability and risk than places where people reside in peace, just as frequently disaster-stricken areas provide more opportunities for conflicting parties to clash. However, the chicken-and-egg question remains to be clarified as most disasters in conflict zones are complex, long-term disasters exacerbated by human activity. At the same time, more detailed case studies of individual disasters substantiate the claim that natural disasters sometimes encourage diplomacy, but also emphasize significant differences in circumstances and conflict characteristics among others.
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Israeli Foreign Policy
Aviad Rubin
The main principles of Israeli foreign policy emerged during the pre-state period and were shaped by Zionist ideology and the lessons of the Holocaust. The primary goal of this policy was, and still is, to secure a sovereign Jewish state in the land of Israel, and a safe haven for world Jewry. Another dominant factor in the shaping of the foreign policy of Israel was the need to encounter the country’s challenging geostrategic situation—small territory; lack of natural resources, until the discovery of natural gas depots in water in the Israeli exclusive economic zone during the last decade; fragile Jewish communities around the world; and a hostile neighborhood. Combined together, these considerations are the issues that rank high on the agenda of Israeli foreign policy and affect Israel’s relationship with the international community, ranging from the global superpowers to third world countries. After maintaining a relatively steady foreign policy program throughout the 20th century, in the 21st century the state made some significant policy shifts, especially under Benjamin Netanyahu’s consecutive governments. These included a halt in Israeli–Palestinian negotiations for peace; a high-profile campaign against Iran’s nuclear weapons program; more emphasis on the maritime domain; and strengthening ties with illiberal leaders around the world. In 2021, the seeming epilogue of Netanyahu’s tenure as prime minister leaves an open question about the relative weight of structural and ideational factors vs. powerful political agents in the design of Israel’s foreign policy.
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Mediation of Interstate Conflicts and Civil Wars
Isak Svensson
Mediation is a process of managing or resolving a conflict through the intervention of a third party, based on the consent of the combatants. It is one of the primary diplomatic tools available to third parties seeking to decrease violence, find joint agreements on conflictual issues, and transform bellicose relationships. There are different types of mediators. While mediators are always individuals, the mediating agency providing the basis for mediation in interstate conflicts and civil wars can be a single country, formal or informal groups of countries, regional or global intergovernmental organizations, civil society organizations inside or outside the country in conflict, or even, occasionally, individuals acting on their own. These different types of mediators all take actions bringing the parties together toward an agreement on the substance of the conflict or on the procedure for managing it, without relying on the use of direct force or a law-based authority. However, they differ in their motivations, styles, access to—as well as leverage over—the parties, degree of biasness and neutrality, and their ability for internal coordination. On the path from war to peace, mediation plays an important role. Mediators contribute with marginal but important tasks in the process, including the diagnosis of the problem, getting the parties to the table, finding a formula for a settlement, and helping to work out implementation guarantees as well as many other duties. In order to perform these tasks, mediators need to build trust, mount pressure, and sometimes do both. However, mediation is not the only factor and often not the primary one behind the peaceful settlement of armed conflicts. Whereas there are many structural similarities when mediating between governments (interstate conflicts) versus between governments and nonstate armed actors (civil wars), the primary difference is that civil war contexts are permeated more intensively by issues relating to international recognition, power asymmetry, fragmentation, and complexity.
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Mill’s Method of Agreement and Method of Difference as Methods of Analysis in International Relations
Payam Ghalehdar
John Stuart Mill’s Method of Agreement and Method of Difference have been well known both in international relations (IR) scholarship and methods discussions. Despite numerous methodological innovations since the publication of Mill’s A System of Logic in 1843, the persuasive logic and intuitive appeal of the Method of Agreement and the Method of Difference have allowed them to remain a staple in IR scholarship. The utility of Mill’s methods, however, has not gone unquestioned. Claims persist that the two methods are not suitable for social science research because their requirements are too demanding.
Sustained criticism of Mill’s methods requires a sober look at their promise and potential to facilitate causal inference. Cautionary notes necessitate awareness of the logic of Mill’s comparative methods, their underlying assumptions, and remedies for potential pitfalls and weaknesses. Three underlying assumptions are associated with Mill’s methods—determinism, the inclusion of all causally relevant causes, and the independence of cases. Three core criticisms have been leveled at Mill’s methods: the inability to deal with equifinality, the narrow focus on single causes, and the purported incompatibility with observational research. Causal inference in observational settings can be strengthened by dealing with interaction effects, by specifying causal connections as correlational or set-relational, by supplementing the use of Mill’s methods with within-case procedures like process tracing, and by using qualitative comparative analysis (QCA) as a similar yet more complete comparative method.
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Neutrality Studies
Pascal Lottaz
The study of neutrality, as an academic subject in the fields of history and the social sciences, is concerned with the politics, laws, ethics, economics, norms, and other social aspects of states and international actors that attempt to maintain friendly or impartial relations with other states who are—or might become—parties to international conflict. In this regard, neutrality studies is a subject of international politics in its broadest sense, encompassing international law and international relations. It is an open space that has been explored through various academic lenses, including (but not limited to) realism, liberalism, constructivism, and poststructuralism. Most neutrality research in the early 21st century is focused on particular periods or forms of neutrality. To discuss this topic, it is helpful to distinguish two levels of analysis. First, there is historical research that describes the observable phenomenon of neutral behavior and its related effects, in other words, specific instances when countries (or actors) remained neutral. This is mostly the domain of historians. The second level is the moral, legal, political, and ideational assessment of neutral situations, which are theoretical discussions that treat issues (including but not limited to) the underlying reasons and the larger impact of neutrality on specific conflict dynamics, security systems, identities, and norms. Ideological debates often occur on this level since theoretical assessments of neutrality depend heavily on the subjective framing of the conflicts they accompany.
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Process Tracing Methods and International Studies
Derek Beach
Process tracing (PT) is a case study method that enables scholars to study how causal processes (also known as causal mechanisms) play out in real-world cases. Despite the increasing popularity of the method in international studies, there is still considerable disagreement among scholars about how to understand the process actually being traced and how these processes can be studied empirically. This article tries to bring clarity to these disagreements by arguing that there is not one correct variant of PT, but instead several distinct variants of PT methods that differ based on the positions scholars take on what is being traced and how it can be traced. First, some scholars work with simple, abstract (minimalist) process theories, whereas others disaggregate process theories into parts composed of actors engaging in activities. Second, some scholars contend that inferences that assess the difference that a process makes for outcomes can only be made through controlled comparisons of cases. Others posit that we should study processes through the empirical traces left by their operation within cases. Finally, there are scholars who contend that causal processes in international studies involve social actors, meaning that more interpretive methods should be combined with more traditional PT. The article illustrates how different variants of PT have been used in published work within international studies, followed by a discussion of key challenges with using PT methods.
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Regional Organizations and Conflict Management in Africa: The Case of the Intergovernmental Authority on Development (IGAD) in the Horn of Africa Region
Kasaija Phillip Apuuli
The Horn of Africa (HoA) is one of the most conflict-ridden and insecure regions in the world. The regional organization—specifically, the Intergovernmental Authority on Development (IGAD)—has emerged as one of the most important actors in seeking solutions to the conflicts. The normative and legal foundation for regional organizations to get involved in managing regional conflicts is Chapter VIII of the UN Charter. In this regard, the Economic Community of West African States and the Southern Africa Development Community, among others, have engaged in mediating regional conflicts. The advantages of having regional organizations managing regional conflicts include that they can mobilize faster due to being near the conflict, they have a better grasp of the issues, and they are motivated to take action because they potentially have to live with the consequences of the conflicts. In the case of the HoA, while the IGAD has successfully intervened (to the extent that peace agreements have been concluded) in Sudan, Somalia, and South Sudan conflicts, the intervention processes were ad hoc. At the same time, the organization did not intervene in other regional disputes such as the Ethiopia–Eritrea border dispute, Kenya–Somalia maritime boundary dispute, and the Lord’s Resistance Army insurgency in northern Uganda, among others, mainly for the reason of protecting member states’ national interests. In 2012, IGAD decided to establish a mediation support unit (MSU) as part of the organization’s peace and security architecture to systematically conduct conflict mediation, whenever the need arises. The IGAD MSU has established a roster of regional mediators and crafted strategic guidelines for mediation, among others. Nevertheless, it has faced a number of challenges including thin staffing levels and dependence on external funding. Moreover, IGAD as an organization has in some instances been altogether ignored as a mediator, and it generally lacks a mechanism to enforce its will. In the end, the organization occasionally continues to be called upon to intervene in regional conflicts notwithstanding the highlighted challenges.