Romance linguistics, a discipline emerging and taking shape in the 19th century, was initially, and primarily, oriented toward linguistic-philological text study, historical-comparative grammar and etymology. Its (almost inherently) historical and particularistic orientation was rather incompatible with the systematizing and generalizing goals of structural linguistics developing in the first decades of the 20th century. As a consequence, Romance scholars were not among the founders or leading figures of the emergent schools of structural linguistics, either in Europe or in the United States. Apart from the rather dogmatic “holistic” claims of areal norms put forward by the Italian school of neolinguistica, Romance scholars for a long time were reticent to posit universal or general principles with reference to language structure or to the evolution of languages. After World War II, Romance scholars in Europe and the United States became increasingly interested in the methods, techniques, and concepts of (respectively) European and American structuralism. The impact of structuralism can be traced in the career of individual Romance scholars, ranging from authors who more or less consistently followed a structuralist approach in the diachronic and/or synchronic study of Romance languages, to scholars who developed theoretical concepts that refined or extended the structuralist framework. In line with its century-old tradition, Romance linguistics, focusing on the study of the history, function, and meaning of individual words (and of proper names), became a catalyst in the development of structure-oriented approaches in dialectology, etymology, semantics, lexicology, and onomastics. In addition, scholars active in Romance-speaking countries have contributed to structuralism in a broad sense: structuralism in literary and semiotic studies, in philosophy, in psychology and psychoanalysis, and in anthropology.
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Article
The Contribution of Romance Linguistics to the Development of Structuralism
Pierre Swiggers
Article
Morphologization and the Boundary Between Morphology and Phonology in the Romance Languages
Paul O'Neill
This article analyses, from a Romance perspective, the concept of morphologization and seeks to answer the following question: At what point does a historically proven phonological cause-and-effect relationship, whereby phonological feature X causes and determines phonological feature Y, cease to hold and the dephonologized Y element stand as a marker of some morphological distinction? The question is relevant to cases in which the original phonological conditioning element is still present and where it has disappeared. I explain that the answer to this question depends entirely on one’s conception of morphology and phonology. I argue against theories that adhere to the principle of lexical minimization and have a static conception of morphology, which is restricted to the concatenation of idiosyncratic morphemes. These theories are forced by their theoretical underpinnings, which are often ideological and not supported by robust empirical evidence, to explain morphologized phenomena as being synchronically derived by phonology. This approach comes at a huge cost: the model of phonology is endowed with powerful tools to make the analysis fit the theory and which ultimately diminishes the empirical content and plausibility of the phonological hypotheses; such approaches also constitute serious problems for language acquisition and learning. I argue for more dynamic and abstractive models of morphology, which do not impose strict restrictions on lexical storage. I ultimately view morphologization as an instance of morphologically conditioned phonology and uphold that there is no strict boundary between the phonology and morphology but both systems overlap and interact.
I analyze data and phonological explanations of metaphony in nouns and verbs in Italo-Romance, plural formation in Spanish and Portuguese, the distribution of velar allomorphy in the Italian and Spanish verbs, and the distribution of verbal stress in Surmiran Romansh and Spanish. With reference to the latter, the contribution dedicates significant space exploring the extent to which the diphthong/monophthong alternation in Spanish, and different types of allomorphy in Surmiran Romansh, is a matter of phonologically conditioned allomorphy or morphologically conditioned phonology.
Article
The Expression of Modality in Classical Chinese: Notions, Taxonomy and Distinctive Features
Carlotta Sparvoli
Classical Chinese is the written language used from the late 6th to the early 2nd century bce. Located between the Eastern Zhou (770–256) and the foundation of the Qin dynasty (221–207), its textual repertoire comprises the philosophical treaties of the Warring States period (475–221 bce) and, based on syntactic criteria, roughly coincides with the Late Archaic Chinese (LAC). In a diachronic perspective, this is the stage between the rise of a set of possibility and desiderative modals and their systematic use to express a progressively more varied set of modal meanings. Even though many of those expressions still instantiate in modern Chinese, as bùdébù, ‘have to’, which echoes the LAC construction of possibility modal in double negation, the usage of other markers fell in disuse to be replaced by specialized modal, especially for epistemic and deontic modality, starting from Early Medieval Chinese (2nd–6th c.
ce). The main bulk of LAC modals is built around three possibility modals, characterized by different syntactic, aspectual, and argumental properties, and expressing three types of enabling conditions for the actualization of the state of affairs. The first, and the most productive, is kĕ, ‘be possible, can’; it is related to the presence or absence of external factors that allow or prevent a given event. The modal néng, ‘be able’ is instead referred to inherent properties of the first participant; finally, dé, ‘come to get, manage’ expresses the potential of actualization of the first participant in the given circumstances. Combined with negation, restrictive focus markers, and specific pragmatic environments, each marker conveys a more varied array of modal meanings, also shifting to the necessity domain. In the latter area, the primary normative source is bound to contingent circumstances (including the power emanated by an authority) rather than moral obligations. Additionally, the only item that occurs consistently in LAC literature as a direct equivalent of deontic ‘should’ (yí宜) is more related to appropriateness than obligation. A further set of modal particles and speaker-oriented adverbs contribute to expressing the degree of factuality of the propositional content, conveying evidential and epistemic contents. Finally, the data show the centrality in LAC of the notion of necessity interpreted in terms of unavoidability, only possibility, and a lack of alternatives.
Article
Romance in Contact with Albanian
Walter Breu
Albanian has been documented in historical texts only since the 16th century. In contrast, it had been in continuous contact with languages of the Latin phylum since the first encounters of Romans and Proto-Albanians in the 2nd century bce. Given the late documentation of Albanian, the different layers of matter borrowings from Latin and its daughter languages are relevant for the reconstruction of Proto-Albanian phonology and its development through the centuries. Latinisms also play a role in the discussion about the original home of the Albanians.
From the very beginning, Latin influence seems to have been all-embracing with respect to the lexical domain, including word formation and lexical calquing. This is true not only for Latin itself but also for later Romance, especially for Italian historical varieties, less so for now extinct Balkan-Romance vernaculars like Dalmatian, and doubtful for Romanian, whose similarities with Albanian had been strongly overestimated in the past. Many Latin-based words in Albanian have the character of indirect Latinisms, as they go back to originally Latin borrowings via Ancient (and Medieval) Greek, and there is also the problem of learned borrowings from Medieval Latin. As for other Romance languages, only French has to be considered as the source of fairly recent borrowings, often hardly distinguishable from Italian ones, due to analogical integration processes. In spite of 19th-century claims in this respect, Latin (and Romance) grammatical influence on Albanian is (next to) zero.
In Italo-Albanian varieties that have developed all over southern Italy since the late Middle Ages, based on a succession of immigration waves, Italian influence has been especially strong, not only with respect to the lexical domain but by interfering in some parts of grammar, too.
Article
Major Isoglosses in Romània
Marcello Barbato
An isogloss is defined as a line that divides two areas in which a single feature has distinct values. The features apply to all linguistic levels and can be synchronic or diachronic. In Romance studies, isoglosses are generally traced on the basis of phonological and diachronic features. Very early on it was observed that, depending on the feature selected, different zones were outlined (noncoincidence of isoglosses). From this arose skepticism with respect to the possibility of delineating dialect groups. It was noted, however, that isoglosses often follow a trend that is at least parallel, if not coinciding (isogloss bundles). Research has therefore recognized the existence of dialect boundaries and has continued to investigate the correlation between these boundaries and physical or cultural ones.
The isogloss is a problematic instrument for several aspects: It imposes a two-dimensional representation of linguistic reality that leaves no space for vertical variation (diastratic, diaphasic). Moreover, varieties do not always demonstrate a juxtaposition that can be represented by an isogloss (e.g., linguistic enclaves or bilingual areas). A further question is whether it is necessary to establish a hierarchy of isoglosses (phonological, morphological, lexical, etc.). Despite these issues, the isogloss remains a fundamental instrument for linguistic geography.
The major isogloss bundles distinguish dialect groups: Sardinian, Romanian, Galician-Portuguese, Astur-Leonese, Castilian, Navarro-Aragonese, Catalan, Gascon, Occitanic, French, Alpine Romance, Cisalpine Romance, and Italian. For each bundle, the article attempts to determine whether and how it has changed over time, and what the possible cultural correlations of this might be.
Article
Onomasiology in the Romance Languages
Esme Winter-Froemel
Onomasiology represents an approach in semantics that takes the perspective from content to form and investigates the ways in which referents or concepts are designated in particular languages. In this way, onomasiology can be seen as being complementary to semasiology, which takes the opposite perspective and focuses on form-content relations. From a semiotic perspective, the two perspectives can be more clearly defined and delimited from each other by specifying the basic semiotic entities that represent the key reference points for onomasiological and semasiological investigations, respectively. Previous research has highlighted the contribution of both to a comprehensive understanding of lexical semantics. In this respect, the distinction between meaning change and change of designation appears to be of key importance for the domain of lexical innovation and change.
In the history of Romance linguistics, onomasiological perspectives were included in early etymological studies (e.g., Diez, Salvioni, Tappolet, Merlo), and the term “onomasiology” was introduced by Zauner. The research on “Wörter and Sachen” (words and objects), and the research focus on lexical fields then took an explicit focus on onomasiological research questions, with linguistic geography established as a specific subdomain of linguistic research. The linguistic maps and atlases elaborated in this context provided important resources for multiple applications and theoretical discussions of synchronic and diachronic issues of Romance linguistics. In addition, various onomasiological case studies on particular concepts and conceptual domains were conducted, and onomasiological dictionaries elaborated. Moreover, linguistic typology has aimed to identify universal patterns of conceptualization and strategies of designation. With the rise of cognitive semantics, the synchronic relevance of onomasiology has been reinvigorated, as many basic approaches and concepts developed in this framework are inherently based on an onomasiological perspective. Bringing together typological considerations and cognitive semantics, and linking these approaches to the achievements of the prestructuralist and structuralist traditions, diachronic cognitive onomasiology opens up multiple perspectives for further research in lexical semantics. Finally, the potential of onomasiological investigations has also gained interest in language contact research, where issues of borrowability as well as semantic and pragmatic patterns of linguistic borrowing have been studied. A broad range of further research perspectives arises from the focus on the language users and their communicative intentions, these perspectives being strongly linked to the usage-based turn in cognitive linguistics as well as to investigations at the semantics-pragmatics interface.
Article
Diez, Meyer-Lübke, and Co. The Founding of Romance Linguistics
Marcello Barbato
The study of Romance linguistics was born in the 19th-century German university, and like all linguistics of that era it is historical in nature. With respect to Indo-European and Germanic linguistics, a difference was immediately apparent: Unlike Indo-European and Common Germanic, Latin’s attestation is extensive in duration, as well as rich and varied: Romance linguists can thus make use of reconstruction as well as documentation.
Friedrich Diez, author of the first historical grammar and first etymological dictionary on Romance languages, founded Romance linguistics. His studies singlehandedly constructed the foundations of the discipline. His teaching soon spread not only across German-speaking countries, but also into France and Italy.
Subsequently, the most significant contributions came from two scholars trained in the Indo-European field: the German linguist Hugo Schuchardt, whose doctoral thesis studied with sharp theoretical awareness the passage from Latin to the Romance languages, and the Italian Graziadio Isaia Ascoli, who showed how the Romance panorama could be extraordinarily enriched by the analysis of nonstandard varieties.
The discipline thus developed fully and radiated out. Great issues came to be debated: models of linguistic change (genealogical tree, wave), the possibility of distinguishing dialect groups, the relative weight of phonology, and semantics in lexical reconstruction. New disciplines such as linguistic geography were born, and new instruments like the linguistic atlas were forged. Romance linguistics thus became the avant-garde of general linguistics.
Meanwhile, a new synthesis of the discipline had been created by a Swiss scholar, Wilhelm Meyer-Lübke, who published a historical grammar and an etymological dictionary of the Romance languages.
Article
Classifiers in Morphology
Marcin Kilarski and Marc Allassonnière-Tang
Classifiers are partly grammaticalized systems of classification of nominal referents. The choice of a classifier can be based on such criteria as animacy, sex, material, and function as well as physical properties such as shape, size, and consistency. Such meanings are expressed by free or bound morphemes in a variety of morphosyntactic contexts, on the basis of which particular subtypes of classifiers are distinguished. These include the most well-known numeral classifiers which occur with numerals or quantifiers, as in Mandarin Chinese yí liàng chē (one clf.vehicle car) ‘one car’. The other types of classifiers are found in contexts other than quantification (noun classifiers), in possessive constructions (possessive classifiers), in verbs (verbal classifiers), as well as with deictics (deictic classifiers) and in locative phrases (locative classifiers). Classifiers are found in languages of diverse typological profiles, ranging from the analytic languages of Southeast Asia and Oceania to the polysynthetic languages of the Americas. Classifiers are also found in other modalities (i.e., sign languages and writing systems).
Along with grammatical gender, classifiers constitute one of the two main types of nominal classification. Although classifiers and gender differ in some ways, with the presence of a classifier not being reflected in agreement (i.e., the form of associated words), in others they exhibit common patterns. Thus, both types of nominal classification markers contribute to the expansion of the lexicon and the organization of discourse. Shared patterns also involve common paths of evolution, as illustrated by the grammaticalization of classifier systems into gender systems. In turn, particular types of classifiers resemble various means of lexical categorization found in non-classifier languages, including measure words, class terms, as well as semantic agreement between the verb and direct object. All these three means of classification can be viewed in terms of a continuum of grammaticalization, ranging from lexical means to partly grammaticalized classifiers and to grammaticalized gender systems.
Although evidence of classifiers in non-Indo-European languages has been available since the 16th century, it was only the end of the 20th century that saw a formative stage in their study. Since then, classifier systems have offered fascinating insights into the diversity of language structure, including such key phenomena as categorization, functionality, grammaticalization, and the distinction between lexicon and grammar as well as the language-internal and external factors underlying the evolution of morphosyntactic complexity.
Article
External Influences in the History of English
Markku Filppula and Juhani Klemola
Few European languages have in the course of their histories undergone as radical changes as English did in the medieval period. The earliest documented variety of the language, Old English (c. 450 to 1100 ce), was a synthetic language, typologically similar to modern German, with its three genders, relatively free word order, rich case system, and verbal morphology. By the beginning of the Middle English period (c. 1100 to 1500), changes that had begun a few centuries earlier in the Old English period had resulted in a remarkable typological shift from a synthetic language to an analytic language with fixed word order, very few inflections, and a heavy reliance on function words. System-internal pressures had a role to play in these changes, but arguably they were primarily due to intensive contacts with other languages, including Celtic languages, (British) Latin, Scandinavian languages, and a little later, French. As a result, English came to diverge from its Germanic sister languages, losing or reducing such Proto-Germanic features as grammatical gender; most inflections on nouns, adjectives, pronouns, and verbs; verb-second syntax; and certain types of reflexive marking.
Among the external influences, long contacts with speakers of especially Brittonic Celtic languages (i.e., Welsh, Cornish, and Cumbrian) can be considered to have been of particular importance. Following the arrival of the Angles, Saxons, and Jutes from around 450 ce onward, there began an intensive and large-scale process of language shift on the part of the indigenous Celtic and British Latin speaking population in Britain. A general wisdom in contact linguistics is that in such circumstances—when the contact is intensive and the shifting population large enough—the acquired language (in this case English) undergoes moderate to heavy restructuring of its grammatical system, leading generally to simplification of its morphosyntax. In the history of English, this process was also greatly reinforced by the Viking invasions, which started in the late 8th century ce, and brought a large Scandinavian-speaking population to Britain. The resulting contacts between the Anglo-Saxons and the Vikings also contributed to the decrease of complexity of the Old English morphosyntax. In addition, the Scandinavian settlements of the Danelaw area left their permanent mark in place-names and dialect vocabulary in especially the eastern and northern parts of the country.
In contrast to syntactic influences, which are typical of conditions of language shift, contacts that are less intensive and involve extensive bilingualism generally lead to lexical borrowing. This was the situation following the Norman Conquest of Britain in 1066 ce. It led to an influx of French loanwords into English, most of which have persisted in use up to the present day. It has been estimated that almost one third of the present-day English vocabulary is of French origin. By comparison, there is far less evidence of French influence on “core” English syntax. The earliest loanwords were superimposed by the French-speaking new nobility and pertained to administration, law, military terminology, and religion. Cultural prestige was the prime motivation for the later medieval borrowings.
Article
Language Contact and the Lexicon of Romance Languages
André Thibault and Nicholas LoVecchio
The Romance languages have been involved in many situations of language contact. While language contact is evident at all levels, the most visible effects on the system of the recipient language concern the lexicon.
The relationship between language contact and the lexicon raises some theoretical issues that are not always adequately addressed, including in etymological lexicography. First is the very notion of what constitutes “language contact.” Contrary to a somewhat dated view, language contact does not necessarily imply physical presence, contemporaneity, and orality: as far as the lexicon is concerned, contact can happen over time and space, particularly through written media. Depending on the kind of extralinguistic circumstances at stake, language contact can be induced by diverse factors, leading to different forms of borrowing.
The misleading terms borrowings or loans mask the reality that these are actually adapted imitations—whether formal, semantic, or both—of a foreign model. Likewise, the common Latin or Greek origins of a huge proportion of the Romance lexicon often obscure the real history of words. As these classical languages have contributed numerous technical and scientific terms, as well as a series of “roots,” words coined in one Romance language can easily be reproduced in any other. However, simply reducing a word’s etymology to the origin of its components (classic or otherwise), ignoring intermediate stages and possibly intermediating languages in the borrowing process, is a distortion of word history. To the extent that it is useful to refer to “internationalisms,” related words in different Romance languages merit careful, often arduous research in the process of identifying the actual origin of a given coining. From a methodological point of view, it is crucial to distinguish between the immediate lending language and the oldest stage that can be identified, with the former being more relevant in a rigorous approach to comparative historical lexicology.
Concrete examples from Ibero-Romania, Gallo-Romania, Italo-Romania, and Balkan-Romania highlight the variety of different Romance loans and reflect the diverse historical factors particular to each linguistic community in which borrowing occurred.
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