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Article

The Contribution of Romance Linguistics to the Development of Structuralism  

Pierre Swiggers

Romance linguistics, a discipline emerging and taking shape in the 19th century, was initially, and primarily, oriented toward linguistic-philological text study, historical-comparative grammar and etymology. Its (almost inherently) historical and particularistic orientation was rather incompatible with the systematizing and generalizing goals of structural linguistics developing in the first decades of the 20th century. As a consequence, Romance scholars were not among the founders or leading figures of the emergent schools of structural linguistics, either in Europe or in the United States. Apart from the rather dogmatic “holistic” claims of areal norms put forward by the Italian school of neolinguistica, Romance scholars for a long time were reticent to posit universal or general principles with reference to language structure or to the evolution of languages. After World War II, Romance scholars in Europe and the United States became increasingly interested in the methods, techniques, and concepts of (respectively) European and American structuralism. The impact of structuralism can be traced in the career of individual Romance scholars, ranging from authors who more or less consistently followed a structuralist approach in the diachronic and/or synchronic study of Romance languages, to scholars who developed theoretical concepts that refined or extended the structuralist framework. In line with its century-old tradition, Romance linguistics, focusing on the study of the history, function, and meaning of individual words (and of proper names), became a catalyst in the development of structure-oriented approaches in dialectology, etymology, semantics, lexicology, and onomastics. In addition, scholars active in Romance-speaking countries have contributed to structuralism in a broad sense: structuralism in literary and semiotic studies, in philosophy, in psychology and psychoanalysis, and in anthropology.

Article

The DP-Domain in Germanic  

Philipp Rauth

The domain of the so-called Determiner Phrase (DP) includes the lexical noun as well as its associated determiners (articles, pronouns), numerals, quantifiers, and modifiers (adjectives, possessors, relative clauses, attributive PPs). The reason why nominals are referred to as DPs is the assumption that they are structurally headed by the determiner, or more precisely by the article, rather than by the noun itself. The lexical NP thus has an extended functional DP-layer. The specifier of D can be occupied by certain pronouns such as demonstratives, which are considered phrasal. In addition to the DP-layer, numerals, quantifiers, adjectives, and possessives constitute a series of further functional layers between D and N. Common features of the Germanic DP-domain are, to name but a few, an absent indefinite plural article, prenominal adjectives and possessive constructions like s-genitives, and possessor doubling. However, North and West Germanic differ considerably with respect to, for instance, definiteness marking, the placement of demonstrative reinforcers, and the unmarked position of possessive pronouns and possessor-DPs. It is these differences that pose a challenge to researchers who aim to find a unified structural analysis for the DP in Germanic. A common strategy to account for different word-order preferences are low base positions and movement: The unmarked position of possessive determiners is postnominal in North Germanic (huset hans ‘house.def his’, Norwegian) and prenominal in West Germanic (sein Haus ‘his house’, German). Therefore, the possessive pronoun is often assumed to be base-generated in a structurally low position. West Germanic possessives then precede the head noun by obligatorily rising to the DP-layer, while in North Germanic they (preferably) stay in situ. In the last 20 years, generative research on the syntax of less prominent as well as nonstandard Germanic varieties has gained momentum. Studies of this kind enable an additional perspective on phenomena that would be difficult to analyze if only the standard varieties were considered. For instance, the exact grammaticalization path of the reinforcement of the Proto-Germanic demonstrative *þo- by the interjection *sai must remain speculative due to the lack of Proto-Germanic data. A look at contemporary data can help: Some modern Germanic varieties show a similar reinforcement of demonstratives by locative adverbs (die do birdies ‘those there birds’, Pennsylvania German), which can serve as a blueprint for reconstructing the grammaticalization path of the Proto-Germanic reinforced demonstrative.

Article

Usage-Based Approaches to Germanic Languages  

Martin Hilpert

The theoretical outlook of usage-based linguistics is a position that views language as a dynamic, evolving system and that recognizes the importance of usage frequency and frequency effects in language, as well as the foundational role of domain-general sociocognitive processes. Methodologically, usage-based studies draw on corpus-linguistic methods, experimentation, and computational modeling, often in ways that combine different methods and triangulate the results. Given the availability of corpus resources and the availability of experimental participants, there is a rich literature of usage-based studies focusing on Germanic languages, which at the same time has greatly benefited from usage-based research into other language families. This research has uncovered frequency effects based on measurements of token frequency, type frequency, collocational strength, and dispersion. These frequency effects result from the repeated experience of linguistic units such as words, collocations, morphological patterns, and syntactic constructions, which impact language production, language processing, and language change. Usage-based linguistics further investigates how the properties of linguistic structures can be explained in terms of cognitive and social processes that are not in themselves linguistic. Domain-general sociocognitive processes such as categorization, joint attention, pattern recognition, and intention reading manifest themselves in language processing and production, as well as in the structure of linguistic units. In addition to research that addresses the form and meaning of such linguistic units at different levels of linguistic organization, domains of inquiry that are in the current focus of usage-based studies include linguistic variation, first and second-language acquisition, bilingualism, and language change.

Article

Binding in Germanic  

Eric Reuland and Martin Everaert

All languages have expressions, typically pronominals and anaphors, that may or must depend for their interpretation on another expression, their antecedent. When such a dependency is subject to structural conditions, it reflects binding. Although there is considerable variation in binding patterns cross-linguistically, in fact, variation is along a limited set of parameters. The Germanic languages exemplify some of the main factors involved. In Germanic, third-person pronominals generally do not allow binding by a co-argument. However, in Frisian and Afrikaans, they do, being embedded in a richer structure than meets the eye. In Continental West Germanic and Scandinavian, anaphors come in two types: simplex anaphors (SE-anaphors)—deficient for number and gender—and complex anaphors (SELF-anaphors). These typically consist of a pronominal or SE-anaphor combined with an element like Dutch zelf ‘self’ or one of its cognates. In all the Germanic languages SELF-anaphors are bound in their local domain—approximately the domain of their nearest subject—except in a few identifiable positions, where they are interpreted logophorically. That is, they accept a non-local antecedent, provided this element holds the perspective of the sentence. The distribution of SE-anaphors involves three different conditions. First, they can be bound by a co-argument only if the verb belongs to a restricted class, which allows syntactic detransitivization. Second, in general, SE-anaphors allow non-local binding. But the conditions differ among subgroups. In Dutch and German, they can only be bound non-locally when contained in a causative or perception verb complement or a small clause. In Mainland Scandinavian, non-local binding is, in principle, available to all infinitival clauses (subject to some dialectal variation). For instance, in some varieties of Norwegian, referentiality of intervening subjects restricts binding; in other varieties, the restricting factor is not “finiteness” but “being specified for tense.” Third, in Icelandic long-distance antecedents beyond the infinitival domain are licensed by a subjunctive, together with the requirement that the antecedent holds the perspective. Faroese largely patterns like Icelandic, although lacking a subjunctive. However, the class of verbs that allow this pattern coincides with the class of verbs in Icelandic that have a subjunctive complement. Non-local binding of SE-anaphors is sensitive to the requirement that the antecedent be animate, but the languages show differences in the details. Unlike the West Germanic languages, the Scandinavian languages all have a possessive reflexive in third person. In general, their distribution appears to be quite close to that of SE-anaphors, but this is subject to dialectal variation, with various differences in the details.

Article

Nonverbal Clauses in Wano: A Trans–New Guinea Language  

Willem Burung

West Papua has approximately 300 ethnic languages, which are classified into two main families: the Austronesian languages, of the coastal ethnic groups, and the Papuan languages, of the montane native dwellers. Papuan languages are further sub-divided into 43 language families, of which Trans–New Guinea is the largest in terms of number. Wano is a member of the Trans–New Guinea family. Clauses lacking a verb as a core element in their structures are known as nonverbal clauses, which are intransitive cross-linguistically. Languages like English may grammatically differentiate nonverbal clauses from nonverbal predicates, which is not so in languages like Wano that lack a copula. An English clause, he is my child, for instance, is a verbal clause with a nonverbal predicate, while its equivalent expression in Wano, at nabut ‘he is my child’, with its morphosyntactic structure {he/she/it 1s-child.of male possessor}, is a nonverbal clause with a nonverbal predicate. Nonverbal clauses in Wano may have the forms of (a) subject-predicate, for example, at nica ‘she is my mother’, with its morphosyntactic structure: {he/she/it 1s-mother}, where the inalienable kin noun, nica ‘my mother’ {1s-mother} is the predicate; and (b) subject-object-predicate, for example, kat an nabua ‘you.sg love me’, with its morphosyntactic structure: {you.sg I 1s-love’}, of which the cognition noun, nabua ‘my love’ {1s-love}, functions as predicate head. How a nonverbal clause could be transitive is a fundamental question that is worth the explanatory definition of Wano nouns in terms of their morphology-semantics-pragmatics interface. Noun morphology in Wano is straightforward yet may undergo complex semantic-pragmatic coding with respect to morphosyntactic structures. One reason is that in some kin terminologies, the language distinguishes the sex of the possessor, such as the inalienable kin phrase ‘my child’, that is, nabut, which has the morphological structure of {1s-child.of male possessor} or {1s-fatherling:child}; this is applicable only for male possessor, and nayak {1s-motherling:child} is for female possessor. The distinction may lead to semantic-pragmatic complexity for the interpretation of the English possessive phrase our child in Wano, which is either ninyabut ‘our child’ {1p-fatherling:child}, restricted to male possessors, or ninyayak ‘our child’ {1p-motherling:child}, restricted to female possessors. The other reason is the presence of a type of inalienable noun, that is, physiocognition nouns, in nonverbal clauses as predicate elements, for example, an nanop anduk ‘my head is painful’ {I 1s-head 3s-pain}, where the physiology noun anduk ‘his pain’ {3s-pain} is the predicate, and kat at enokweid ‘you.sg think of him’ {you.sg he 3s-mind} is the clause that has the cognition noun enokweid ‘his mind’ as predicate. Wano divides inalienable nouns into: (2.1) cultural nouns, for example, nayum ‘my netbag’ {1s-netbag}; (2.2) kin nouns, for example, kare ‘your.sg uncle’ {2s-uncle}; (2.3) body part nouns, for example, nanop ‘my head’ {1s-head} for (2.3.1) solid body part nouns and adian ‘his blood’ {3s-blood} for (2.3.2) liquid body part nouns; and (2.4) physiocognition nouns, for example, nabua ‘my love’ {1s-love} for (2.4.1) cognition nouns, and anduk ‘his pain’ {3s-pain} for (2.4.2) physiology nouns. Physiology nouns are found in the subject-predicate structure and cognition nouns in the subject-object-predicate.

Article

Conversion in Germanic  

Martina Werner

In Germanic languages, conversion is seen as a change in category (i.e., syntactic category, word class, part of speech) without (overt) affixation. Conversion is attested in all Germanic languages. The definition of conversion as transposition or as derivation with a so-called zero-affix, which is responsible for the word-class change, depends on the language-specific part-of-speech system as well as, as often argued, the direction of conversion. Different types of conversion (e.g., from adjective to noun) are attested in Germanic languages, which differ especially semantically from each other. Although minor conversion types are attested, the main conversion types in Germanic languages are verb-to-noun conversion (deverbal nouns), adjective-to-noun conversion (deadjectival nouns), and noun-to-verb conversion (denominal verbs). Due to the characteristics of word-class change, conversion displays many parallels to derivational processes such as the directionality of category change and the preservation of lexical and grammatical properties of the underlying stem such as argument structure. Some, however, have argued that conversion does not exist as a specific rule and is only a symptom of lexical relisting. Another question is whether two such words are related by a conversion process that is still productive or are lexically listed relics of a now unproductive process. Furthermore, the direction of conversion of present-day Germanic, for example, the identification of the word class of the input before being converted, is unclear sometimes. Generally, deverbal and deadjectival nominal conversion in Germanic languages is semantically more transparent than denominal and deadjectival verbal conversion: despite the occurrence of some highly frequent, but lexicalized counterexamples, the semantic impact of conversion is only sometimes predictable, slightly more in the nominal domain than in the verbal domain. The semantics of verb formation by conversion (e.g., whether conversion leads to causative readings or not) is hardly predictable. Overall, conversion in Germanic is considered a process with multiple linkages to other morphological phenomena such as derivation, back-formation, and inflectional categories such as grammatical gender. Due to the lack of formal markers, conversion is considered non-iconic. The different kinds of conversions are merely based on language-specific mechanisms, but what all Germanic languages share at least is the ability to form nominal conversion, which is independent of their typological characteristics as isolating-analytic versus inflectional-fusional languages. This is surprising given the crosslinguistic prevalence of verbal conversion in the languages of the world.

Article

Arthur Abramson  

Philip Rubin

Arthur Seymour Abramson (1925–2017) was an American linguist who was prominent in the international experimental phonetics research community. He was best known for his pioneering work, with Leigh Lisker, on voice onset time (VOT), and for his many years spent studying tone and voice quality in languages such as Thai. Born and raised in Jersey City, New Jersey, Abramson served several years in the Army during World War II. Upon his return to civilian life, he attended Columbia University (BA, 1950; PhD, 1960). There he met Franklin Cooper, an adjunct who taught acoustic phonetics while also working for Haskins Laboratories. Abramson started working on a part-time basis at Haskins and remained affiliated with the institution until his death. For his doctoral dissertation (1962), he studied the vowels and tones of the Thai language, which would sit at the heart of his research and travels for the rest of his life. He would expand his investigations to include various languages and dialects, such as Pattani Malay and the Kuai dialect of Suai, a Mon-Khmer language. Abramson began his collaboration with University Pennsylvania linguist Leigh Lisker at Haskins Laboratories in the 1960s. Using their unique VOT technique, a sensitive measure of the articulatory timing between an occlusion in the vocal tract and the beginning of phonation (characterized by the onset of vibration of the vocal folds), they studied the voicing distinctions of various languages. Their long standing collaboration continued until Lisker’s death in 2006. Abramson and colleagues often made innovative use of state-of-art tools and technologies in their work, including transillumination of the larynx in running speech, X-ray movies of speakers in several languages/dialects, electroglottography, and articulatory speech synthesis. Abramson’s career was also notable for the academic and scientific service roles that he assumed, including membership on the council of the International Phonetic Association (IPA), and as a coordinator of the effort to revise the International Phonetic Alphabet at the IPA’s 1989 Kiel Convention. He was also editor of the journal Language and Speech, and took on leadership roles at the Linguistic Society of America and the Acoustical Society of America. He was the founding Chair of the Linguistics Department at the University of Connecticut, which became a hotbed for research in experimental phonetics in the 1970s and 1980s because of its many affiliations with Haskins Laboratories. He also served for many years as a board member at Haskins, and Secretary of both the Board and the Haskins Corporation, where he was a friend and mentor to many.

Article

Syntactic Typology  

Masayoshi Shibatani

The major achievements in syntactic typology garnered nearly 50 years ago by acclaimed typologists such as Edward Keenan and Bernard Comrie continue to exert enormous influence in the field, deserving periodic appraisals in the light of new discoveries and insights. With an increased understanding of them in recent years, typologically controversial ergative and Philippine-type languages provide a unique opportunity to reassess the issues surrounding the delicately intertwined topics of grammatical relations and relative clauses (RCs), perhaps the two foremost topics in syntactic typology. Keenan’s property-list approach to the grammatical relation subject brings wrong results for ergative and Philippine-type languages, both of which have at their disposal two primary grammatical relations of subject and absolutive in the former and of subject and topic in the latter. Ergative languages are characterized by their deployment of arguments according to both the nominative (S=A≠P) and the ergative (S=P≠A) pattern. Phenomena such as nominal morphology and relativization are typically controlled by the absolutive relation, defined as a union of {S, P} resulting from a P-based generalization. Other phenomena such as the second person imperative deletion and a gap control in compound (coordinate) sentences involve as a pivot the subject relation, defined as an {S, A} grouping resulting from an A-based generalization. Ergative languages, thus, clearly demonstrate that grammatical relations are phenomenon/construction specific. Philippine-type languages reinforce this point by their possession of subjects, as defined above, and a pragmatico-syntactic relation of topic correlated with the referential prominence of a noun phrase (NP) argument. As in ergative languages, certain phenomena, for example, controlling of a gap in the want-type control construction, operate in terms of the subject, while others, for example, relativization, revolve around the topic. With regard to RCs, the points made above bear directly on the claim by Keenan and Comrie that subjects are universally the most relativizable of NP’s, justifying the high end of the Noun Phrase Accessibility Hierarchy. A new nominalization perspective on relative clauses reveals that grammatical relations are actually irrelevant to the relativization process per se, and that the widely embraced typology of RCs, recognizing so-called headless and internally headed RCs and others as construction types, is misguided in that RCs in fact do not exist as independent grammatical structures; they are merely epiphenomenal to the usage patterns of two types of grammatical nominalizations. The so-called subject relativization (e.g., You should marry a man who loves you ) involves a head noun and a subject argument nominalization (e.g., [who [Ø loves you]]) that are joined together forming a larger NP constituent in the manner similar to the way a head noun and an adjectival modifier are brought together in a simple attributive construction (e.g., a rich man) with no regard to grammatical relations. The same argument nominalization can head an NP (e.g., You should marry who loves you ). This is known as a headless RC, while it is in fact no more than an NP use of an argument nominalization, as opposed to the modification use of the same structure in the ordinary restrictive RC seen above. So-called internally headed RCs involve event nominalizations (e.g., Quechua Maria wallpa-ta wayk’u-sqa-n -ta mik”u-sayku [Maria chicken-acc cook-P.nmlzr-3sg-acc eat-prog.1pl], lit. “We are eating Maria cook a chicken,” and English I heard John sing in the kitchen ) that evoke various substantive entities metonymically related to the event, such as event protagonists (as in the Quechua example), results (as in the English example), and abstract entities such as facts and propositions (e.g., I know that John sings in the kitchen ).

Article

Existential and Locative Constructions in the Romance Languages  

Delia Bentley

Existential and locative constructions form an interesting cluster of copular structures in Romance. They are clearly related, and yet there are theoretical reasons to keep them apart. In-depth analysis of the Romance languages lends empirical support to their differentiation. In semantic terms, existentials express propositions about existence or presence in an implicit contextual domain, whereas locatives express propositions about the location of an entity. In terms of information structure, existentials are typically all new or broad focus constructions. Locatives are normally characterized by focus on the location, although this can also be a presupposed topic. Romance existentials are formed with a copula and a postcopular phrase (the pivot). A wide range of variation is found in copula selection, copula-pivot agreement, expletive subjects, the presence and function of an etymologically locative precopular proform, and, finally, the categorial status of the pivot, which is normally a noun phrase, but can also be an adjective (Calabrian, Sicilian). As for Romance locatives, a distinction must be drawn between, on the one hand, a construction with canonical SV order and S-V agreement and, on the other hand, another construction, with VS order and, in some languages, lack of V-S agreement. This latter structure has been named inverse locative. Both existentials and locatives have a nonverbal predicate: the locative phrase in locatives and the postcopular noun or adjectival phrase in existentials. In locatives the predicate selects a thematic argument (i.e., an argument endowed with a thematic role), which serves as the syntactic subject, exception being made for inverse locatives in some languages. Contrastingly, in existentials, there is no thematic argument. In some languages the copula turns to the pivot for agreement, as this is the only overt noun phrase endowed with person and number features (Italian, Friulian, Romanian, etc.). In other languages this non-canonical agreement is not licensed (French, some Calabrian dialects, Brazilian Portuguese, etc.). In others still (Spanish, Sardinian, European Portuguese, Catalan, Gallo-Italian, etc.), it is only admitted with pivot classes that can be defined in terms of specificity. When the copula does not agree with the pivot, an expletive subject form may figure in precopular position. The cross-linguistic variation in copula-pivot agreement has been claimed to depend on language-specific constraints on subjecthood. Highly specific pivots are only admitted in contextualized existentials, which express a proposition about the presence of an individual or an entity in a given and salient context. These existentials are found in all the Romance languages and would seem to defy the semantico-pragmatic constraints on the pivot that are widely known as Definiteness Effects.

Article

The Playful Lexicon in the Romance Languages: Prosodic Templates, Onomatopoeia, Reduplication, Clipping, Blending  

David Pharies

A lexical item is described as “playful” or “ludic” when it shows evidence of manipulation of the relation that inheres between its form (signifier) and its meaning (signified). The playful lexicon of any given language, therefore, is the sum total of its lexical items that show signs of such manipulation. Linguists have long recognized that the only necessary link between a word’s form and its meaning is the arbitrary social convention that binds them. However, nothing prevents speakers from creating additional, unnecessary and therefore essentially “playful” links, associating forms with meanings in a symbolic, hence non-arbitrary way. This semantic effect is most evident in the case of onomatopoeia, through which the phonetic form of words that designate sounds is designed to be conventionally imitative of the sound. A second group of playful words combines repeated sequences of sounds with meanings that are themselves suggestive of repetition or related concepts such as collectivity, continuity, or actions in sequence, as well as repeated, back-and-forth, or uncontrolled movements, or even, more abstractly, intensity and hesitation. The playfulness of truncated forms such as clips and blends is based on a still more abstract connection between forms and meanings. In the case of clipping, the truncation of the full form of a word triggers a corresponding connotative truncation or diminution of the meaning, that is, a suggestion that the referent is small—either endearingly, humorously, or contemptuously so. In blending, truncation is often accompanied by overlapping, which symbolically highlights the interrelatedness or juxtaposition of the constituents’ individual meanings. Prosodic templates do not constitute a separate category per se; instead, they may play a part in the formation or alteration of words in any of the other categories discussed here.