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Alignment and Word Order in the Romance Languages  

Francesco Rovai

The term “alignment” refers to the formal realization of the argument structure of the clause, that is, the ways in which the core arguments of the predicate are encoded by means of three main morphosyntactic devices: nominal case marking (morphological case, adpositions), verb marking systems (verbal agreement, pronominal affixes, auxiliaries, voice distinctions, etc.), and word order. The relative importance of these mechanisms of argument coding may considerably vary from language to language. In the Romance family, a major role is played by finite verb agreement and, to a lesser extent, auxiliary selection, participial agreement, voice distinctions, and word order, depending on the language/variety. Most typically, both transitive and intransitive subjects share the same formal coding (they control finite verb agreement and precede the verb in the basic word order) and are distinguished from direct objects (which do not control finite verb agreement and follow the verb in the basic word order). This arrangement of the argument structure is traditionally known as “nominative/accusative” alignment and can be easily identified as the main alignment of the Romance languages. Note that, with very few exceptions, nominal case marking is instead “neutral,” since no overt morphological distinction is made between subject and object arguments after the loss of the Latin case system. However, although the Romance languages can legitimately be associated with an accusative alignment, it must be borne in mind that, whatever the property selected, natural languages speak against an all-encompassing, holistic typology. A language “belongs” to an alignment type only insofar as it displays a significantly above-average frequency of clause structures with that kind of argument coding, but this does not exclude the existence of several grammatical domains that partake of different alignments. In the Romance family, minor patterns are attested that are not consistent with an accusative alignment. In part, they depend on robust crosslinguistic tendencies in the distribution of the different alignment types when they coexist in the same language. In part, they reflect phenomena of morphosyntactic realignment that can be traced back to the transition from Latin to Romance, when, alongside the dominant accusative alignment of the classical language, Late Latin developed an active alignment in some domains of the grammar—a development that has its roots in Classical and Early Latin. Today, the Romance languages preserve traces of this intermediate stage, but in large part, the signs of it have been replaced with novel accusative structures. In particular, at the level of the sentence, there emerges an accusative-aligned word order, with the preverbal position realizing the default “subject” position and the postverbal position instantiating the default “object” position.


Cognitive Semantics in the Romance Languages  

Ulrich Detges

Cognitive semantics (CS) is an approach to the study of linguistic meaning. It is based on the assumption that the human linguistic capacity is part of our cognitive abilities, and that language in general and meaning in particular can therefore be better understood by taking into account the cognitive mechanisms that control the conceptual and perceptual processing of extra-linguistic reality. Issues central to CS are (a) the notion of prototype and its role in the description of language, (b) the nature of linguistic meaning, and (c) the functioning of different types of semantic relations. The question concerning the nature of meaning is an issue that is particularly controversial between CS on the one hand and structuralist and generative approaches on the other hand: is linguistic meaning conceptual, that is, part of our encyclopedic knowledge (as is claimed by CS), or is it autonomous, that is, based on abstract and language-specific features? According to CS, the most important types of semantic relations are metaphor, metonymy, and different kinds of taxonomic relations, which, in turn, can be further broken down into more basic associative relations such as similarity, contiguity, and contrast. These play a central role not only in polysemy and word formation, that is, in the lexicon, but also in the grammar.


Collectives in the Romance Languages  

Wiltrud Mihatsch

Just like other semantic subtypes of nouns such as event nouns or agent nouns, collectives may be morphologically opaque lexemes, but they are also regularly derived in many languages. Perhaps not a word-formation category as productive as event nouns or agent nouns, collective nouns still represent a category associated with particular means of word formation, in the case of the Romance languages by means of derivational suffixes. The Romance languages all have suffixes for deriving collectives, but only very few go directly back to Latin. In most cases, they evolve from other derivational suffixes via metonymic changes of individual derived nouns, notably event nouns and quality nouns. Due to the ubiquity of these changes, series of semantically and morphologically equivalent collectives trigger functional changes of the suffixes themselves, which may then acquire collective meaning. Most of these suffixes are pan-Romance, in many cases going back to very early changes, or to inter-Romance loans. The different Romance languages have overlapping inventories of suffixes, with different degrees of productivity and different semantic niches. The ease of transition from event or quality noun to collective also explains why only few suffixes are exclusively used for the derivation of collective nouns.


Copulas in the Romance Languages  

Christopher Pountain

Definition of the copula as a discrete grammatical category is problematic. It is the semantically unmarked copulas (simple equivalents of the English verb ‘to be’) which deserve most attention in a comparison of the Romance languages; they have a typically suppletive historical morphology and are often the result of the grammaticalization of full lexical verbs, the point at which true unmarked copular status is achieved being sometimes difficult to identify. The unmarked copulas of the Ibero-Romance languages (Spanish, Portuguese, and Catalan) have the most complex distribution and have proved the most difficult to account for synchronically. The situation in the early 21st century is the consequence of a progressive encroachment of the reflexes of Latin stare and other verbs on the functions of Latin esse (reference is made to the Classical Latin form esse for convenience; however, the Romance paradigms must be taken to derive from a Vulgar Latin form *essĕre, into which other verbs, notably sedēre ‘to sit’ in the case of the Ibero-Romance languages, were suppletively incorporated). The contrastive study of the development of cognate copular verbs in closely related languages needs closer attention in regard to the identification of the parameters of copula choice with adjectival complements.


The Expression of Modality in Classical Chinese: Notions, Taxonomy and Distinctive Features  

Carlotta Sparvoli

Classical Chinese is the written language used from the late 6th to the early 2nd century bce. Located between the Eastern Zhou (770–256) and the foundation of the Qin dynasty (221–207), its textual repertoire comprises the philosophical treaties of the Warring States period (475–221 bce) and, based on syntactic criteria, roughly coincides with the Late Archaic Chinese (LAC). In a diachronic perspective, this is the stage between the rise of a set of possibility and desiderative modals and their systematic use to express a progressively more varied set of modal meanings. Even though many of those expressions still instantiate in modern Chinese, as bùdébù, ‘have to’, which echoes the LAC construction of possibility modal in double negation, the usage of other markers fell in disuse to be replaced by specialized modal, especially for epistemic and deontic modality, starting from Early Medieval Chinese (2nd–6th c. ce). The main bulk of LAC modals is built around three possibility modals, characterized by different syntactic, aspectual, and argumental properties, and expressing three types of enabling conditions for the actualization of the state of affairs. The first, and the most productive, is kĕ, ‘be possible, can’; it is related to the presence or absence of external factors that allow or prevent a given event. The modal néng, ‘be able’ is instead referred to inherent properties of the first participant; finally, dé, ‘come to get, manage’ expresses the potential of actualization of the first participant in the given circumstances. Combined with negation, restrictive focus markers, and specific pragmatic environments, each marker conveys a more varied array of modal meanings, also shifting to the necessity domain. In the latter area, the primary normative source is bound to contingent circumstances (including the power emanated by an authority) rather than moral obligations. Additionally, the only item that occurs consistently in LAC literature as a direct equivalent of deontic ‘should’ (yí宜) is more related to appropriateness than obligation. A further set of modal particles and speaker-oriented adverbs contribute to expressing the degree of factuality of the propositional content, conveying evidential and epistemic contents. Finally, the data show the centrality in LAC of the notion of necessity interpreted in terms of unavoidability, only possibility, and a lack of alternatives.


Gothic and Other East Germanic Varieties  

Stefan Schaffner

Biblical Gothic is the earliest Germanic language preserved in a longer text. The main source is represented by the Bible translation of the Visigothic Arian Christian bishop Wulfila ( born ca. 311, deceased ca. 382–383). Another few short Gothic texts are extant. For the translation of the Bible (ca. 350–380), on the basis of a Greek text, Wulfila invented his own alphabet (called Wulfila’s alphabet), using the Greek alphabet as model, with the addition of Latin and runic characters. Several manuscripts (5th/6th century; the most famous is the Uppsala Codex argenteus) contain the greater part of the New Testament. In spite of its fragmentary documentation, Gothic represents without doubt an important basis for the reconstruction of Proto-Germanic, because it offers—due to its early attestation—very archaic features in all areas of its grammar in comparison with the other old Germanic languages, the documentation of which began some centuries later. Gothic also shows recent innovations (especially the almost complete elimination of the effects of Verner’s Law within the strong verbs). The position of Gothic within the other Germanic subgroups, North and West Germanic, is still a matter of controversial discussion. Whereas older research stressed the correspondences between Gothic and North Germanic and, therefore, favored a closer relationship between them, postulating a subgroup Goto-Nordic, currently, a subgrouping into Northwest Germanic on the one hand and East Germanic (with Gothic as the most important representative) one the other hand is preferred, although this model also leaves open a couple of questions, giving impetus to further research. Other varieties of East Germanic are runic epigraphic texts (less than 10, most of them probably Gothic) from the 1st half of the 3rd century until the end of the 6th century. One of them (on the Charnay fibula, 2nd half of the 6th century) is probably of Burgundian origin. The documentation of other EGrm (East Germanic). languages is very poor and consists almost only of a few names. Two short syntagmata can probably be attributed to Vandalic. Crimean Gothic, the latest attested EGrm. language, is documented in a list of several dozen words and three lines of a cantilena. Most attested forms seem to represent a late EGrm. dialect.


History of the Occitan and Gascon Lexicon  

Hélène Carles and Martin Glessgen

The process of differentiation of the Occitan and the Gascon lexicon began under the Roman Empire, increasing from the 8th century onward, and was further accentuated during the course of the second millennium. The dialects but also the written varieties of Medieval Occitan and Gascon were highly developed and remained pluricentric. The mechanisms of lexical innovation engendered by the development of the various textual traditions, as well as by intertextuality, caused the vocabulary to develop considerably between the 12th and the 15th centuries. From the 16th to the 19th centuries, the process of elaboration of written culture began to grind to a halt, although the two languages continued to be spoken throughout the territory. The traditional vocabulary continued to diversify, parallel to the development of regional literature and the constitution of significant lexical inventories. Thus, at the start of the contemporary period, the dialectal varieties of Occitan and Gascon had reached a pinnacle of diversification, but use of the spoken variety diminished throughout the 20th century, despite the powerful revival movements of the 19th and 20th centuries. Future research should intensify its efforts in the field of lexicological analysis with the object of emphasizing the richness of dialectal varieties and the expressivity of contemporary literature.


Indefinite Articles in the Romance Languages  

Julia Pozas Loyo

A common feature of Romance languages is the existence of indefinite articles. Prototypically, indefinite articles serve to introduce new referents into discourse, which can later be taken up by means of a definite. In Romance languages, the diachronic source of indefinite articles is the unitary cardinal ‘one’ and in most cases the singular indefinite article is formally identical to the numeral: Ast., Sp., Cat., Occ., It., Srd. un/una; Pt. um/uma; Glc. un/unha; Fr. un/une; RaeR. en/ena; Ro. un/o. Despite their formal identity to the unitary cardinal, these forms are considered indefinite articles since they can be used in generic and predicative nominals, the two contexts that characterize the last stages of the grammaticalization of indefinite articles. As for plurals, there are two possible diachronic sources. On one hand, Gallo-Romance languages and some varieties of Italo-Romance (i.e., Tuscan and northern Italian dialects) have grammaticalized a plural marker of indefiniteness on the basis of the preposition de, di (< lat. de) plus the definite article (e.g., Fr. des; It. dei/delle/degli). On the other hand, Ibero-Romance and neighboring languages derive their simple indefinite plural marker from the plural forms of the Latin cardinal (i.e., acc.pl. unos, unas): Pt. uns/umas; Glc. uns/unhas; Ast. unos/unes; Sp. unos/unas; and Cat. uns/unes. Romanian also preserves a plural form derived from Lat. unos, unas: for the nom.acc unii/unele, and gen.dat. unor. More commonly, however, plural indefinites are left bare or are preceded by nişte ‘some’ or câţiva ‘several.’ The use of the plural indefinite article in Romance is less extended than that of its singular counterpart. In fact, except for French where the obligatoriness of the determiner has been linked to the severe loss of morphological number, plural indefinite count nouns can, under certain circumstances, remain bare. Finally, in diachrony, the grammaticalization of plural indefinite articles is behind that of the singular. Synchronically, this is reflected in at least two facts: first, the frequency of use and the degree of obligatoriness of the plural indefinite articles are significantly lower than that of the singular indefinite article; second, plural indefinite articles are normally not accepted in generics.


Onomasiology in the Romance Languages  

Esme Winter-Froemel

Onomasiology represents an approach in semantics that takes the perspective from content to form and investigates the ways in which referents or concepts are designated in particular languages. In this way, onomasiology can be seen as being complementary to semasiology, which takes the opposite perspective and focuses on form-content relations. From a semiotic perspective, the two perspectives can be more clearly defined and delimited from each other by specifying the basic semiotic entities that represent the key reference points for onomasiological and semasiological investigations, respectively. Previous research has highlighted the contribution of both to a comprehensive understanding of lexical semantics. In this respect, the distinction between meaning change and change of designation appears to be of key importance for the domain of lexical innovation and change. In the history of Romance linguistics, onomasiological perspectives were included in early etymological studies (e.g., Diez, Salvioni, Tappolet, Merlo), and the term “onomasiology” was introduced by Zauner. The research on “Wörter and Sachen” (words and objects), and the research focus on lexical fields then took an explicit focus on onomasiological research questions, with linguistic geography established as a specific subdomain of linguistic research. The linguistic maps and atlases elaborated in this context provided important resources for multiple applications and theoretical discussions of synchronic and diachronic issues of Romance linguistics. In addition, various onomasiological case studies on particular concepts and conceptual domains were conducted, and onomasiological dictionaries elaborated. Moreover, linguistic typology has aimed to identify universal patterns of conceptualization and strategies of designation. With the rise of cognitive semantics, the synchronic relevance of onomasiology has been reinvigorated, as many basic approaches and concepts developed in this framework are inherently based on an onomasiological perspective. Bringing together typological considerations and cognitive semantics, and linking these approaches to the achievements of the prestructuralist and structuralist traditions, diachronic cognitive onomasiology opens up multiple perspectives for further research in lexical semantics. Finally, the potential of onomasiological investigations has also gained interest in language contact research, where issues of borrowability as well as semantic and pragmatic patterns of linguistic borrowing have been studied. A broad range of further research perspectives arises from the focus on the language users and their communicative intentions, these perspectives being strongly linked to the usage-based turn in cognitive linguistics as well as to investigations at the semantics-pragmatics interface.


Partitive Articles in the Romance Languages  

Anne Carlier and Béatrice Lamiroy

Partitive articles raise several research questions. First, whereas a vast majority of the world’s languages do not have articles at all, and only some have a definite article as well as an indefinite article for singular count nouns, why did some Romance languages develop an article for indefinite plural nouns (Fr des hommes art.indf.m.pl man:pl ‘men’) and singular mass or abstract nouns (It del vino art.indf.m.sg wine ‘wine’, Fr du bonheur art.indf.m.sg happiness ‘happiness’)? Secondly, unlike the definite article and the indefinite singular article, whose source is already a determiner (or pronoun), that is, the distal demonstrative and the unity numeral respectively, the partitive article derives from a preposition contracted with the definite article. How did the Latin preposition de grammaticalize into an article? And why was the grammaticalization process completed in French, but not in Italian? Thirdly, given that the source of the partitive article was available for all Romance languages, since some form of partitive construction was already attested in Late Latin, why did the process not take place in Rumanian and the Ibero-Romance languages?


Semantic Change  

Elizabeth Closs Traugott

Traditional approaches to semantic change typically focus on outcomes of meaning change and list types of change such as metaphoric and metonymic extension, broadening and narrowing, and the development of positive and negative meanings. Examples are usually considered out of context, and are lexical members of nominal and adjectival word classes. However, language is a communicative activity that is highly dependent on context, whether that of the ongoing discourse or of social and ideological changes. Much recent work on semantic change has focused, not on results of change, but on pragmatic enabling factors for change in the flow of speech. Attention has been paid to the contributions of cognitive processes, such as analogical thinking, production of cues as to how a message is to be interpreted, and perception or interpretation of meaning, especially in grammaticalization. Mechanisms of change such as metaphorization, metonymization, and subjectification have been among topics of special interest and debate. The work has been enabled by the fine-grained approach to contextual data that electronic corpora allow.


Verb Concatenation in Asian Linguistics  

Benjamin Slade

Across a large part of Asia are found a variety of verb-verb collocations, a prominent subset of which involves collocations typically displaying completive or resultative semantics. Such collocations are found in Indo-Aryan and Dravidian languages of South Asia, Turkic and Iranian languages of Central Asia, and in Chinese languages. In South and Central Asian languages, verb-verb collocations usually involve some added aspectual/Aktionsart element of meaning, frequently (though not exclusively) indicating completion of an event and sometimes involving speaker evaluation of the event (e.g., surprise, regret). Thus Hindi Rām-ne kitāb paṛh diyā, literally “John read-gave the book,” with the sense “John read the book out.” In Chinese languages, many verb-verb collocations involve a resultative sense, similar to English “Kim ran herself/her shoes ragged.” However, earlier Chinese verb-verb collocations were agent-oriented, for example, She-sha Ling Gong“(Someone) shot and killed Duke Ling,” where she is “shoot” and sha is “kill.” In Indo-Aryan, Dravidian, and Central Asian languages, we find verb-verb collocations that evolve from idiomaticization and grammaticalization of constructions involving converbs, for example, a collocation meaning “he, having eaten food, left” acquires the meaning “he ate food (completely).” Similarly, the Chinese verb-verb resultatives derive from earlier verb-verb “co-ordinate” constructions (originally with an overt morpheme er: ji er sha zhi “struck and killed him”), which functionally is similar to the role of converbs in South and Central Asian languages. While these Asian verb-verb collocations are strikingly similar in broad strokes, there are significant differences in the lexical, semantic, and morphosyntactic properties of these constructions in different languages. This is true even in closely related languages in the same language family, such as in Hindi and Nepali. The historical relation between verb-verb collocations in different Asian languages is unclear. Even in geographically proximate language families such as Indo-Aryan and Dravidian, there is evidence of independent development of verb-verb collocations, with possible later convergence. Central Asian verb-verb collocations being very similar in morphosyntactic structure to South Asian verb-verb collocations, it is tempting to suppose that for these there is some contact-based cause, particularly since such collocations are much less prominent in Turkic and Iranian languages outside of Central Asia. The relation between South and Central Asian verb-verb collocations and Chinese verb-verb collocations is even more opaque, and there are greater linguistic differences here. In this connection, further study of verb-verb collocations in Asian languages geographically intermediate to Central and South Asia, including Thai, Vietnamese, and Burmese, is required.