The term “alignment” refers to the formal realization of the argument structure of the clause, that is, the ways in which the core arguments of the predicate are encoded by means of three main morphosyntactic devices: nominal case marking (morphological case, adpositions), verb marking systems (verbal agreement, pronominal affixes, auxiliaries, voice distinctions, etc.), and word order. The relative importance of these mechanisms of argument coding may considerably vary from language to language. In the Romance family, a major role is played by finite verb agreement and, to a lesser extent, auxiliary selection, participial agreement, voice distinctions, and word order, depending on the language/variety. Most typically, both transitive and intransitive subjects share the same formal coding (they control finite verb agreement and precede the verb in the basic word order) and are distinguished from direct objects (which do not control finite verb agreement and follow the verb in the basic word order). This arrangement of the argument structure is traditionally known as “nominative/accusative” alignment and can be easily identified as the main alignment of the Romance languages. Note that, with very few exceptions, nominal case marking is instead “neutral,” since no overt morphological distinction is made between subject and object arguments after the loss of the Latin case system.
However, although the Romance languages can legitimately be associated with an accusative alignment, it must be borne in mind that, whatever the property selected, natural languages speak against an all-encompassing, holistic typology. A language “belongs” to an alignment type only insofar as it displays a significantly above-average frequency of clause structures with that kind of argument coding, but this does not exclude the existence of several grammatical domains that partake of different alignments. In the Romance family, minor patterns are attested that are not consistent with an accusative alignment. In part, they depend on robust crosslinguistic tendencies in the distribution of the different alignment types when they coexist in the same language. In part, they reflect phenomena of morphosyntactic realignment that can be traced back to the transition from Latin to Romance, when, alongside the dominant accusative alignment of the classical language, Late Latin developed an active alignment in some domains of the grammar—a development that has its roots in Classical and Early Latin. Today, the Romance languages preserve traces of this intermediate stage, but in large part, the signs of it have been replaced with novel accusative structures. In particular, at the level of the sentence, there emerges an accusative-aligned word order, with the preverbal position realizing the default “subject” position and the postverbal position instantiating the default “object” position.
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Article
Alignment and Word Order in the Romance Languages
Francesco Rovai
Article
Argument Realization in Syntax
Malka Rappaport Hovav
Words are sensitive to syntactic context. Argument realization is the study of the relation between argument-taking words, the syntactic contexts they appear in and the interpretive properties that constrain the relation between them.
Article
Bracketing Paradoxes in Morphology
Heather Newell
Bracketing paradoxes—constructions whose morphosyntactic and morpho-phonological structures appear to be irreconcilably at odds (e.g., unhappier)—are unanimously taken to point to truths about the derivational system that we have not yet grasped. Consider that the prefix un- must be structurally separate in some way from happier both for its own reasons (its [n] surprisingly does not assimilate in Place to a following consonant (e.g., u[n]popular)), and for reasons external to the prefix (the suffix -er must be insensitive to the presence of un-, as the comparative cannot attach to bases of three syllables or longer (e.g., *intelligenter)). But, un- must simultaneously be present in the derivation before -er is merged, so that unhappier can have the proper semantic reading (‘more unhappy’, and not ‘not happier’). Bracketing paradoxes emerged as a problem for generative accounts of both morphosyntax and morphophonology only in the 1970s. With the rise of restrictions on and technology used to describe and represent the behavior of affixes (e.g., the Affix-Ordering Generalization, Lexical Phonology and Morphology, the Prosodic Hierarchy), morphosyntacticians and phonologists were confronted with this type of inconsistent derivation in many unrelated languages.
Article
Chinese Cleft Sentences
Yuli Feng
Chinese clefts mainly involve two patterns, the shi…de pattern and the bare shi pattern, and the shi…de pattern can be further categorized into the V–O–de pattern and the V–O–de pattern, which are distinguished according to the relative order of the object and de. Compared to clefts in other languages, Chinese clefts are particularly special in two aspects. First, in the surface order, the cleft focus stays together with the cleft presupposition between shi and de, instead of moving to a higher position as in languages like English. Second, Chinese shi…de clefts have a heavy preference for past-tense interpretations and the V–de–O pattern cannot host tense, aspect and modal elements in its presupposition.
In the existing literature, some analyses take shi to be the central element of focus-marking, which partitions cleft sentences into the cleft focus and the cleft presupposition; while other analyses relate shi in clefts with shi in idenitificational/specificational sentences and pin down shi as a copula verb. For de, a group of studies treat it to be an optional element that serves a secondary function such as mood-marking or tense-marking; while other analyses, taking the shi…de pattern to be prototypical clefts that encode contrastiveness or exhaustivity, tend to assign de the function of focus partition and treat shi as a semantically vacuous copula verb. The TAM restriction is then explained by assigning de the syntactic position of a tense/aspect head or by ascribing such restrictions to PF-level linearization constraints and the implied default temporal interpretation of the cleft construction.
Semantically, just like English it-clefts, the existence/absence of the exhaustive effect in Chinese clefts is a much-debated issue that has generated competing views. Some studies distinguish between emphatic and exhaustive meanings, and treat exhaustivity as the defining criterion for cleft sentences in Chinese, while others hold that Chinese clefts only encode contrastiveness and do not mark exhaustivity at the level of assertion.
Article
Chinese Dou Quantification
Yuli Feng and Haihua Pan
Dou has been seen as a typical example of universal quantification and the point of departure in the formal study of quantification in Chinese. The constraints on dou’s quantificational structure, dou’s diverse uses, and the compatibility between dou and other quantificational expressions have further promoted the refinement of the theory of quantification and sparked debate over the semantic nature of dou. The universal quantificational approach holds that dou is a universal quantifier and explains its diverse uses as the effects produced by quantification on different sorts of entities and different ways of quantificational mapping. However, non-quantificational approaches, integrating the insights of degree semantics and focus semantics, take the scalar use as dou’s core semantics. The quantificational approach to dou can account for its meaning of exclusiveness and the interpretational differences engendered by dou when it associates with a wh-indeterminate to its left or to its right, whereas non-quantificational approaches cannot determine the interpretational differences caused by rightward and leftward association and cannot explain the exclusive use of dou. Despite the differences, the various approaches to dou, quantificational or non-quantificational, have far-reaching theoretical significance for understanding the mechanism of quantification in natural language.
Article
Liheci ‘Separable Words’ in Mandarin Chinese
Kuang Ye and Haihua Pan
Liheci ‘separable words’ is a special phenomenon in Mandarin Chinese, and it refers to an intransitive verb with two or more syllables that allows the insertion of syntactic modifiers or an argument in between the first syllable and the second or the rest of syllables with the help of the nominal modifier marker de. There are two major groups of Liheci: those stored in the lexicon, such as bangmang ‘help’, lifa ‘haircut’, and shenqi ‘anger’, and those derived in syntax through noun-to-verb incorporation, such as chifan ‘eat meal’, leiqiang ‘build wall’, in which fan ‘meal’ and qiang ‘wall’ are incorporated into chi ‘eat’ and lei ‘build’, respectively, to function as temporary verbal compounds. The well-known behavior of Liheci is that it can be separated by nominal modifiers or a syntactic argument. For example, bangmang ‘help’ can be used to form a verb phrase bang Lisi-de mang ‘give Lisi a help’ by inserting Lisi and a nominal modifier marker, de, between bang and mang, with bang being understood as the predicate and Lisi-de mang as the object. Although Lisi appears as a possessor marked by de, it should be understood as the theme object of the compound verb. In similar ways, the syntactic–semantic elements such as agent, theme, adjectives, measure phrases, relative clauses, and the like can all be inserted between the two components of bangmang, deriving verb phrases like (Zhangsan) bang Zhangsan-de mang ‘(Zhangsan) do Zhangsan’s help’, where Zhangsan is the agent; bang-le yi-ci mang ‘help once’, where yi-ci is a measure phrase; and bang bieren bu xiang bang de mang ‘give a help that others don’t want to give’, where bieren bu xiang bang is a relative clause. The same insertions can be found in Liheci formed in syntax. For example, chi liang-ci fan ‘eat two time’s meal’ (eat meals twice), lei san-tian qiang ‘build three day’s wall’ (build walls for three days).
There are three syntactic-semantic properties exhibited in verb phrases formed with Liheci: first, possessors being understood as Liheci’s logical argument; second, interdependent relation between the predicate and the complement; and, third, obligatory use of verbal classifiers instead of nominal classifiers.
In this article, first, five influential analyses in the literature are reviewed, pointing out their strengths and weaknesses. Then, the cognate object approach is discussed. Under this approach, Lihecis are found to be intransitive verbs that are capable of taking nominalized reduplicates of themselves as their cognate objects. After a complementary deletion on the verb and its reduplicate object in the Phonetic Form (PF), all the relevant verb phrases can be well derived, with no true separation involved in the derivation, as all the copies of Liheci in question remain intact all along. After a discussion of the relevant syntactic structures, it is shown that with this syntactic capacity, all participants involved in the events can be successfully accommodated and correctly interpreted. The advantage can be manifested in six aspects, demonstrating that this proposal fares much better than other approaches.
Article
Cognitive Semantics in the Romance Languages
Ulrich Detges
Cognitive semantics (CS) is an approach to the study of linguistic meaning. It is based on the assumption that the human linguistic capacity is part of our cognitive abilities, and that language in general and meaning in particular can therefore be better understood by taking into account the cognitive mechanisms that control the conceptual and perceptual processing of extra-linguistic reality. Issues central to CS are (a) the notion of prototype and its role in the description of language, (b) the nature of linguistic meaning, and (c) the functioning of different types of semantic relations. The question concerning the nature of meaning is an issue that is particularly controversial between CS on the one hand and structuralist and generative approaches on the other hand: is linguistic meaning conceptual, that is, part of our encyclopedic knowledge (as is claimed by CS), or is it autonomous, that is, based on abstract and language-specific features? According to CS, the most important types of semantic relations are metaphor, metonymy, and different kinds of taxonomic relations, which, in turn, can be further broken down into more basic associative relations such as similarity, contiguity, and contrast. These play a central role not only in polysemy and word formation, that is, in the lexicon, but also in the grammar.
Article
Connectionism in Linguistic Theory
Xiaowei Zhao
Connectionism is an important theoretical framework for the study of human cognition and behavior. Also known as Parallel Distributed Processing (PDP) or Artificial Neural Networks (ANN), connectionism advocates that learning, representation, and processing of information in mind are parallel, distributed, and interactive in nature. It argues for the emergence of human cognition as the outcome of large networks of interactive processing units operating simultaneously. Inspired by findings from neural science and artificial intelligence, connectionism is a powerful computational tool, and it has had profound impact on many areas of research, including linguistics. Since the beginning of connectionism, many connectionist models have been developed to account for a wide range of important linguistic phenomena observed in monolingual research, such as speech perception, speech production, semantic representation, and early lexical development in children. Recently, the application of connectionism to bilingual research has also gathered momentum. Connectionist models are often precise in the specification of modeling parameters and flexible in the manipulation of relevant variables in the model to address relevant theoretical questions, therefore they can provide significant advantages in testing mechanisms underlying language processes.
Article
Degree Expressions in Chinese
Linmin Zhang
Degree expressions in natural language reflect how human cognition performs abstract tasks like taking measurements (i.e., mapping items to degrees on a certain scale) and conducting comparisons between measurements. There is a great variation on how different languages encode notions like degrees and scales and operate comparison, inspiring ongoing theoretical development in degree semantics. This article presents major empirical data on degree expressions in Mandarin Chinese and surveys current research on Chinese-specific phenomena.
Compared to well-known English phenomena, Chinese gradable predicates like 高gāo ‘tall, high’ seem rather syntactic-category-fluid, and due to the lack of comparative morphemes, their interpretation can be ambiguous between a comparative use and a positive/measurement interpretation. Typical degree expressions in Chinese, including the positive use, comparatives, equatives, and measurement constructions, demonstrate patterns different from those in English. Moreover, not only adjective-like words such as 高gāo ‘tall, high’, but also property nouns (e.g., 魅力mèi-lì ‘charm’, 钱qián ‘money’) and mental verbs (e.g., 喜欢xǐ-huān ‘like’) have gradable meanings and can be used to form degree expressions.
With regard to these empirical phenomena, this article focuses on the following fundamental research questions in the literature: (a) The encoding of comparison: In a language lacking comparative morphemes, how is the distinction established between the positive and the comparative interpretation? (b) Compositional derivation: How are Chinese comparatives distinct from well-studied English clausal comparatives? (c) Ontology of degrees: How do various Chinese degree expressions reveal the underlying ontological assumptions of scales and degrees?
Even though many of the research questions are still hotly debated in the existing literature, research on Chinese empirical data already brings profound implications for theoretical development of degree semantics. In particular, this article suggests a new look at variations between languages with versus without overt comparative morphemes (e.g., English -er) and invites more research on the pragmatics involved in cross-linguistic degree expressions.
Article
Denominal Verbs in Morphology
Heike Baeskow
Denominal verbs are verbs formed from nouns by means of various word-formation processes such as derivation, conversion, or less common mechanisms like reduplication, change of pitch, or root and pattern. Because their well-formedness is determined by morphosyntactic, phonological, and semantic constraints, they have been analyzed from a variety of lexicalist and non-lexicalist perspectives, including Optimality Theory, Lexical Semantics, Cognitive Grammar, Onomasiology, and Neo-Construction Grammar. Independently of their structural shape, denominal verbs have in common that they denote events in which the referents of their base nouns (e.g., computer in the case of computerize) participate in a non-arbitrary way. While traditional labels like ‘ornative’, ‘privative’, ‘locative’, ‘instrumental’ and the like allow for a preliminary classification of denominal verbs, a more formal description has to account for at least three basic aspects, namely (1) competition among functionally similar word-formation patterns, (2) the polysemy of affixes, which precludes a neat one-to-one relation between derivatives displaying a particular affix and a particular semantic class, and (3) the relevance of generic knowledge and contextual information for the interpretation of (innovative) denominal verbs.
Article
Diatheses in Germanic
Simon Kasper
An alternation between clauses is treated as a diathetical alternation (a) if one or more semantic roles associated with the main verb exhibit differential grammatical (i.e., morphological or syntactic) encoding, (b) if the overt lexical expressions have same lexical roots, and (c) if the clauses approximately share at least the meaning and truth conditions of the semantically less specific clause alternant. This qualifies as diathesis what has come to be known as the canonical passive, impersonal passive, non-canonical passive, pseudo-passive, anticausative, the dative alternation, and the locative alternation, among others. The focus of this article is on the semantic restrictions governing a clause’s participation in various diathetical alternations across the modern Germanic (standard) languages. Semantic differences between alternating clauses are captured using a sophisticated semantic role account. Grammatical encoding of diathesis is described in a theory-neutral manner using the four-case system of the old Germanic languages as a tertium comparationis and syntactic function notions from descriptive typology. Diatheses are differentiated by the semantic roles that are fore- and backgrounded by means of the syntactic functions they bear. The roles that alternate in grammatical coding are foregrounded in the clause in which they have the higher syntactic function in a syntactic function hierarchy, and they are backgrounded in the clause in which they have the lower syntactic function. In a first set of diatheses, alternations are described in which the proto-agent role is backgrounded and a proto-patient is foregrounded. This set includes a “patient passive” and the “anticausative domain.” In a second set of diatheses, the proto-agent is again backgrounded, but now the proto-recipient is foregrounded. This is illustrated using the “eventive recipient passive.” Completing this pattern, the “locational passive” represents a diathetical pattern in which the proto-agent role is backgrounded once more and the proto-locational role is foregrounded. Other types of diatheses in which the proto-locational is foregrounded and the proto-patient is backgrounded are exemplified by means of the location/possession alternation (dative alternation) and the location/affection alternation (e.g., locative and applicative alternations).
Article
Displacement in Syntax
Klaus Abels
Displacement is a ubiquitous phenomenon in natural languages. Grammarians often speak of displacement in cases where the rules for the canonical word order of a language lead to the expectation of finding a word or phrase in a particular position in the sentence whereas it surfaces instead in a different position and the canonical position remains empty: ‘Which book did you buy?’ is an example of displacement because the noun phrase ‘which book’, which acts as the grammatical object in the question, does not occur in the canonical object position, which in English is after the verb. Instead, it surfaces at the beginning of the sentence and the object position remains empty. Displacement is often used as a diagnostic for constituent structure because it affects only (but not all) constituents. In the clear cases, displaced constituents show properties associated with two distinct linear and hierarchical positions. Typically, one of these two positions c-commands the other and the displaced element is pronounced in the c-commanding position. Displacement also shows strong interactions with the path between the empty canonical position and the position where the element is pronounced: one often encounters morphological changes along this path and evidence for structural placement of the displaced constituent, as well as constraints on displacement induced by the path.
The exact scope of displacement as an analytically unified phenomenon varies from theory to theory. If more then one type of syntactic displacement is recognized, the question of the interaction between movement types arises. Displacement phenomena are extensively studied by syntacticians. Their enduring interest derives from the fact that the complex interactions between displacement and other aspects of syntax offer a powerful probe into the inner workings and architecture of the human syntactic faculty.
Article
Focus and Focus Structures in the Romance Languages
Silvio Cruschina
Focus is key to understanding processes of syntactic and prosodic readjustments in the Romance languages. Since, prosodically, it must be the most prominent constituent in the sentence, focus associates with the nuclear pitch accent, which may be shifted from its default rightmost position when the syntactic position of the focus also changes. The application of specific syntactic operations depends both on the size and on the subtype of focus, although not always unambiguously. Subject inversion characterizes focus structures where the domain of focus covers either the whole sentence (broad-focus) or a single constituent (narrow-focus). Presentational constructions distinctively mark broad focus, avoiding potential ambiguity with an SVO structure where the predicate is the focus and the subject is interpreted as topic. In narrow-focus structures, the focus constituent typically occurs sentence-final (postverbal focalization), but it may also be fronted (focus fronting), depending on the specific interpretation associated with the focus.
Semantically, focus indicates the presence of alternatives, and the different interpretations arise from the way the set of alternatives is pragmatically exploited, giving rise to a contextually open set (information focus), to contrast or correction (contrastive or corrective focus), or to surprise or unexpectedness (mirative focus). Whether a subtype of focus may undergo fronting in a Romance language is subject to variation. In most varieties it is indeed possible with contrastive or corrective focus, but it has been shown that focus fronting is also acceptable with noncontrastive focus in several languages, especially with mirative focus.
Finally, certain focus-sensitive operators or particles directly interact with the narrow-focus constituent of the sentence and their association with focus has semantic effects on the interpretation of the sentence.
Article
Form and Meaning of (Indefinite) Pronouns
Olaf Koeneman and Hedde Zeijlstra
The relation between the morphological form of a pronoun and its semantic function is not always transparent, and syncretism abounds in natural languages. In a language like English, for instance, three types of indefinite pronouns can be identified, often grouped in series: the some-series, the any-series, and the no-series. However, this does not mean that there are also three semantic functions for indefinite pronouns. Haspelmath (1997), in fact distinguishes nine functions. Closer inspection shows that these nine functions must be reduced to four main functions of indefinites, each with a number of subfunctions: (i) Negative Polarity Items; (ii) Free-Choice Items; (iii) negative indefinites; and (iv) positive or existential indefinites. These functions and subfunctions can be morphologically realized differently across languages, but don’t have to. In English, functions (i) and (ii), unlike (iii) and (iv), may morphologically group together, both expressed by the any-series. Where morphological correspondences between the kinds of functions that indefinites may express call for a classification, such classifications turn out to be semantically well motivated too. Similar observations can be made for definite pronouns, where it turns out that various functions, such as the first person inclusive/exclusive distinction or dual number, are sometimes, but not always morphologically distinguished, showing that these may be subfunctions of higher, more general functions. The question as to how to demarcate the landscape of indefinite and definite pronouns thus does not depend on semantic differences alone: Morphological differences are at least as much telling. The interplay between morphological and semantic properties can provide serious answers to how to define indefinites and the various forms and functions that these may take on.
Article
Genericity
Ariel Cohen
Generics are sentences such as Birds fly, which express generalizations. They are prevalent in speech, and as far as is known, no human language lacks generics. Yet, it is very far from clear what they mean. After all, not all birds fly—penguins don’t!
There are two general views about the meaning of generics in the literature, and each view encompasses many specific theories. According to the inductivist view, a generic states that a sufficient number of individuals satisfy a certain property—in the example above, it says that sufficiently many birds fly. This view faces the complicated problem of spelling out exactly how many is “sufficiently many” in a way that correctly captures the intuitive truth conditions of generics.
An alternative, the rules and regulations view, despairs from this project and proposes instead that generics directly express rules in the world. Rules are taken to be abstract objects, which are not related to the properties of specific individuals. This view faces the difficult problem of explaining how people come to know of such rules when judging the truth of falsity of generics, and accounting for the strong intuition that a sentence such as Birds fly talks about birds, not abstract objects.
What seems to be beyond dispute is that generics, even if they do not express rules, are lawlike: they state non-accidental generalizations. Many scholars have taken this fact to indicate that generics are parametric on possible worlds: they refer to worlds other than the actual world. This, again, raises the problem of how people come to know about what happens in these other worlds. However, a rigorous application of standard tests for intensionality shows that generics are not, in fact, parametric on possible worlds, but only on time. This unusual property may explain much of the mystery surrounding generics.
Another mysterious property of generics is that although there is no language without them, there is no linguistic construction that is devoted to the expression of genericity. Rather, generics can be expressed in a variety of ways, each of which can also express nongenerics. Yet, each manifestation of generics differs subtly (or sometimes not so subtly) in its meaning from the others.
Even when these and other puzzles of genericity are solved, one mystery would remain: Why are generics, which are so easy to produce and understand in conversation, so difficult to analyze?
Article
Idioms and Phraseology
M. Teresa Espinal and Jaume Mateu
Idioms, conceived as fixed multi-word expressions that conceptually encode non-compositional meaning, are linguistic units that raise a number of questions relevant in the study of language and mind (e.g., whether they are stored in the lexicon or in memory, whether they have internal or external syntax similar to other expressions of the language, whether their conventional use is parallel to their non-compositional meaning, whether they are processed in similar ways to regular compositional expressions of the language, etc.). Idioms show some similarities and differences with other sorts of formulaic expressions, the main types of idioms that have been characterized in the linguistic literature, and the dimensions on which idiomaticity lies. Syntactically, idioms manifest a set of syntactic properties, as well as a number of constraints that account for their internal and external structure. Semantically, idioms present an interesting behavior with respect to a set of semantic properties that account for their meaning (i.e., conventionality, compositionality, and transparency, as well as aspectuality, referentiality, thematic roles, etc.). The study of idioms has been approached from lexicographic and computational, as well as from psycholinguistic and neurolinguistic perspectives.
Article
Intervention Effects in Mandarin Chinese
Haoze Li
Intervention effects (IEs) refer to the phenomenon where an interrogative wh-expression cannot follow a quantifier or a focus expression. IEs are commonly found in wh-in-situ languages because it is more likely for in-situ wh-expressions to follow quantifiers or focus expressions. Since wh-in-situ in Mandarin Chinese (Mandarin, for short) has been subject to extensive research, it has played an important role in providing the empirical foundation for the research on IEs, based on which different approaches have been pursued. These approaches debate whether the nature of IEs is syntactic, semantic, or pragmatic. They also shed light on related linguistic issues, such as locality conditions, interactions of focus and wh-expressions, and information structure. The present article surveys the empirical and theoretical landscape of IEs in Mandarin, with the goals of providing references and directions for future research.
Article
Meanings of Constructions
Laura A. Michaelis
Meanings are assembled in various ways in a construction-based grammar, and this array can be represented as a continuum of idiomaticity, a gradient of lexical fixity. Constructional meanings are the meanings to be discovered at every point along the idiomaticity continuum. At the leftmost, or ‘fixed,’ extreme of this continuum are frozen idioms, like the salt of the earth and in the know. The set of frozen idioms includes those with idiosyncratic syntactic properties, like the fixed expression by and large (an exceptional pattern of coordination in which a preposition and adjective are conjoined). Other frozen idioms, like the unexceptionable modified noun red herring, feature syntax found elsewhere. At the rightmost, or ‘open’ end of this continuum are fully productive patterns, including the rule that licenses the string Kim blinked, known as the Subject-Predicate construction. Between these two poles are (a) lexically fixed idiomatic expressions, verb-headed and otherwise, with regular inflection, such as chew/chews/chewed the fat; (b) flexible expressions with invariant lexical fillers, including phrasal idioms like spill the beans and the Correlative Conditional, such as the more, the merrier; and (c) specialized syntactic patterns without lexical fillers, like the Conjunctive Conditional (e.g., One more remark like that and you’re out of here). Construction Grammar represents this range of expressions in a uniform way: whether phrasal or lexical, all are modeled as feature structures that specify phonological and morphological structure, meaning, use conditions, and relevant syntactic information (including syntactic category and combinatoric potential).
Article
Morphology in Japonic Languages
Taro Kageyama
Due to the agglutinative character, Japanese and Ryukyuan morphology is predominantly concatenative, applying to garden-variety word formation processes such as compounding, prefixation, suffixation, and inflection, though nonconcatenative morphology like clipping, blending, and reduplication is also available and sometimes interacts with concatenative word formation. The formal simplicity of the principal morphological devices is counterbalanced by their complex interaction with syntax and semantics as well as by the intricate interactions of four lexical strata (native, Sino-Japanese, foreign, and mimetic) with particular morphological processes. A wealth of phenomena is adduced that pertain to central issues in theories of morphology, such as the demarcation between words and phrases; the feasibility of the lexical integrity principle; the controversy over lexicalism and syntacticism; the distinction of morpheme-based and word-based morphology; the effects of the stage-level vs. individual-level distinction on the applicability of morphological rules; the interface of morphology, syntax, and semantics, and pragmatics; and the role of conjugation and inflection in predicate agglutination. In particular, the formation of compound and complex verbs/adjectives takes place in both lexical and syntactic structures, and the compound and complex predicates thus formed are further followed in syntax by suffixal predicates representing grammatical categories like causative, passive, negation, and politeness as well as inflections of tense and mood to form a long chain of predicate complexes. In addition, an array of morphological objects—bound root, word, clitic, nonindependent word or fuzoku-go, and (for Japanese) word plus—participate productively in word formation. The close association of morphology and syntax in Japonic languages thus demonstrates that morphological processes are spread over lexical and syntactic structures, whereas words are equipped with the distinct property of morphological integrity, which distinguishes them from syntactic phrases.
Article
Noun-Modifying Clause Construction in Japanese
Yoshiko Matsumoto
The noun-modifying clause construction (NMCC) in Japanese is a complex noun phrase in which a prenominal clause is dependent on the head noun. Naturally occurring instances of the construction demonstrate that a single structure, schematized as [[… predicate (finite/adnominal)] Noun], represents a wide range of semantic relations between the head noun and the dependent clause, encompassing some that would be expressed by structurally distinct constructions such as relative clauses, noun complement clauses, and other types of complex noun phrases in other languages, such as English. In that way, the Japanese NMCC demonstrates a clear case of the general noun-modifying construction (GNMCC), that is, an NMCC that has structural uniformity across interpretations that extend beyond the range of relative clauses.
One of the notable properties of the Japanese NMCC is that the modifying clause may consist only of the predicate, reflecting the fact that referential density is moderate in Japanese—arguments of a predicate are not required to be overtly expressed either in the main clause or in the modifying clause. Another property of the Japanese NMCC is that there is no explicit marking in the construction that indicates the grammatical or semantic relation between the head noun and the modifying clause. The two major constituents are simply juxtaposed to each other.
Successful construal of the intended interpretations of instances of such a construction, in the absence of explicit markings, likely relies on an aggregate of structural, semantic, and pragmatic factors, including the semantic content of the linguistic elements, verb valence information, and the interpreter’s real-world knowledge, in addition to the basic structural information.
Researchers with different theoretical approaches have studied Japanese NMCCs or subsets thereof. Syntactic approaches, inspired by generative grammar, have focused mostly on relative clauses and aimed to identify universally recognized syntactic principles. Studies that take the descriptive approach have focused on detailed descriptions and the classification of a wide spectrum of naturally occurring instances of the construction in Japanese. The third and most recent group of studies has emphasized the importance of semantics and pragmatics in accounting for a wide variety of naturally occurring instances.
The examination of Japanese NMCCs provides information about the nature of clausal noun modification and affords insights into languages beyond Japanese, as similar phenomena have reportedly been observed crosslinguistically to varying degrees.
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