Blocking can be defined as the non-occurrence of some linguistic form, whose existence could be expected on general grounds, due to the existence of a rival form. *Oxes, for example, is blocked by oxen, *stealer by thief. Although blocking is closely associated with morphology, in reality the competing “forms” can not only be morphemes or words, but can also be syntactic units. In German, for example, the compound Rotwein ‘red wine’ blocks the phrasal unit *roter Wein (in the relevant sense), just as the phrasal unit rote Rübe ‘beetroot; lit. red beet’ blocks the compound *Rotrübe. In these examples, one crucial factor determining blocking is synonymy; speakers apparently have a deep-rooted presumption against synonyms. Whether homonymy can also lead to a similar avoidance strategy, is still controversial. But even if homonymy blocking exists, it certainly is much less systematic than synonymy blocking.
In all the examples mentioned above, it is a word stored in the mental lexicon that blocks a rival formation. However, besides such cases of lexical blocking, one can observe blocking among productive patterns. Dutch has three suffixes for deriving agent nouns from verbal bases, -er, -der, and -aar. Of these three suffixes, the first one is the default choice, while -der and -aar are chosen in very specific phonological environments: as Geert Booij describes in The Morphology of Dutch (2002), “the suffix -aar occurs after stems ending in a coronal sonorant consonant preceded by schwa, and -der occurs after stems ending in /r/” (p. 122). Contrary to lexical blocking, the effect of this kind of pattern blocking does not depend on words stored in the mental lexicon and their token frequency but on abstract features (in the case at hand, phonological features).
Blocking was first recognized by the Indian grammarian Pāṇini in the 5th or 4th century bc, when he stated that of two competing rules, the more restricted one had precedence. In the 1960s, this insight was revived by generative grammarians under the name “Elsewhere Principle,” which is still used in several grammatical theories (Distributed Morphology and Paradigm Function Morphology, among others). Alternatively, other theories, which go back to the German linguist Hermann Paul, have tackled the phenomenon on the basis of the mental lexicon. The great advantage of this latter approach is that it can account, in a natural way, for the crucial role played by frequency. Frequency is also crucial in the most promising theory, so-called statistical pre-emption, of how blocking can be learned.
Article
Blocking
Franz Rainer
Article
Construction-Based Research in China
Xu Yang and Randy J. Lapolla
Research on construction-based grammar in China began in the late 1990s. Since its initial stages of introduction and preliminary exploration, it has entered a stage of productive and innovative development. In the past two decades, Chinese construction grammarians have achieved a number of valuable research results. In terms of theoretical applications, they have described and explained various types of constructions, such as schematic, partly variable, and fully substantive constructions. They have also applied the constructionist approach to the teaching of Chinese as a second language, proposing some new grammar systems or teaching modes such as the construction-chunk approach (构式-语块教学法), the lexicon-construction interaction model (词汇-构式互动体系), and trinitarian grammar (三一语法). In terms of theoretical innovation, Chinese construction grammarians have put forward theories or hypotheses such as the unification of grammar and rhetoric through constructions, the concept of lexical coercion, and interactive construction grammar (互动构式语法).
However, some problems have also emerged in the field of construction grammar approaches. These include a narrow understanding of the concept of construction, a limited range of research topics, and a narrow range of disciplinary perspectives and methods. To ensure the long-term development of construction-based research in China, scholars should be encouraged to make the following changes: First, they should adopt a usage-based approach using natural data, and they should keep up with advances in the study of construction networks. Second, they should broaden the scope of construction-based research and integrate it with language typology and historical linguistics. Finally, they should integrate cross-disciplinary and interdisciplinary research findings and methods. In this way, construction-based research in China can continue to flourish and make significant contributions to the study of grammar and language.
Article
The Contribution of Romance Linguistics to the Development of Structuralism
Pierre Swiggers
Romance linguistics, a discipline emerging and taking shape in the 19th century, was initially, and primarily, oriented toward linguistic-philological text study, historical-comparative grammar and etymology. Its (almost inherently) historical and particularistic orientation was rather incompatible with the systematizing and generalizing goals of structural linguistics developing in the first decades of the 20th century. As a consequence, Romance scholars were not among the founders or leading figures of the emergent schools of structural linguistics, either in Europe or in the United States. Apart from the rather dogmatic “holistic” claims of areal norms put forward by the Italian school of neolinguistica, Romance scholars for a long time were reticent to posit universal or general principles with reference to language structure or to the evolution of languages. After World War II, Romance scholars in Europe and the United States became increasingly interested in the methods, techniques, and concepts of (respectively) European and American structuralism. The impact of structuralism can be traced in the career of individual Romance scholars, ranging from authors who more or less consistently followed a structuralist approach in the diachronic and/or synchronic study of Romance languages, to scholars who developed theoretical concepts that refined or extended the structuralist framework. In line with its century-old tradition, Romance linguistics, focusing on the study of the history, function, and meaning of individual words (and of proper names), became a catalyst in the development of structure-oriented approaches in dialectology, etymology, semantics, lexicology, and onomastics. In addition, scholars active in Romance-speaking countries have contributed to structuralism in a broad sense: structuralism in literary and semiotic studies, in philosophy, in psychology and psychoanalysis, and in anthropology.
Article
Ferdinand de Saussure
John E. Joseph
Ferdinand de Saussure (1857–1913), the founding figure of modern linguistics, made his mark on the field with a book he published a month after his 21st birthday, in which he proposed a radical rethinking of the original system of vowels in Proto-Indo-European. A year later, he submitted his doctoral thesis on a morpho-syntactic topic, the genitive absolute in Sanskrit, to the University of Leipzig. He went to Paris intending to do a second, French doctorate, but instead he was given responsibility for courses on Gothic and Old High Gerrman at the École Pratique des Hautes Études, and for managing the publications of the Société de Linguistique de Paris. He abandoned more than one large publication project of his own during the decade he spent in Paris. In 1891 he returned to his native Geneva, where the University created a chair in Sanskrit and the history and comparison of languages for him. He produced some significant work on Lithuanian during this period, connected to his early book on the Indo-European vowel system, and yielding Saussure’s Law, concerning the placement of stress in Lithuanian. He undertook writing projects about the general nature of language, but again abandoned them. In 1907, 1908–1909, and 1910–1911, he gave three courses in general linguistics at the University of Geneva, in which he developed an approach to languages as systems of signs, each sign consisting of a signifier (sound pattern) and a signified (concept), both of them mental rather than physical in nature, and conjoined arbitrarily and inseparably. The socially shared language system, or langue, makes possible the production and comprehension of parole, utterances, by individual speakers and hearers. Each signifier and signified is a value generated by its difference from all the other signifiers or signifieds with which it coexists on an associative (or paradigmatic) axis, and affected as well by its syntagmatic axis. Shortly after Saussure’s death at 55, two of his colleagues, Bally and Sechehaye, gathered together students’ notes from the three courses, as well as manuscript notes by Saussure, and from them constructed the Cours de linguistique générale, published in 1916. Over the course of the next several decades, this book became the basis for the structuralist approach, initially within linguistics, and later adapted to other fields. Saussure left behind a large quantity of manuscript material that has gradually been published over the last few decades, and continues to be published, shedding new light on his thought.
Article
A History of Creole Studies
Silvio Moreira de Sousa, Johannes Mücke, and Philipp Krämer
As an institutionalized subfield of academic research, Creole studies (or Creolistics) emerged in the second half of the 20th century on the basis of pioneering works in the last decades of the 19th century and first half of the 20th century. Yet its research traditions—just like the Creole languages themselves—are much older and are deeply intertwined with the history of European colonialism, slavery, and Christian missionary activities all around the globe. Throughout the history of research, creolists focused on the emergence of Creole languages and their grammatical structures—often in comparison to European colonial languages. In connection with the observations in grammar and history, creolists discussed theoretical matters such as the role of language acquisition in creolization, the status of Creoles among the other languages in the world, and the social conditions in which they are or were spoken. These discussions molded the way in which the acquired knowledge was transmitted to the following generations of creolists.
Article
Language Ideologies
Susan Gal
Language ideologies are representations about the nature, structure, and use of linguistic forms in a social world. These understandings are never only about language. They are politically positioned, morally and aesthetically loaded evaluations of the situated linguistic practices to which a social group attends. Language ideologies are evident in practices and in embodied dispositions, or may be implicit in textual form and in material infrastructures. Sometimes they are explicit in discourse. Language ideologies are indispensable in social life because they mediate between aspects of language and other sociocultural phenomena such as identities, interactional stances, and hierarchies of cultural value.Speakers must draw on their presumptions about language and speech to interpret talk and thereby engage in everyday interactions, including child socialization, political debate, ritual speech, intellectual exploration, and governance. Language ideologies have considerable sociopolitical and historical consequences as metacommunications that frame the meaning of enregistered signs-in-use. Mediatingsemiotically between linguistic practices and social as well as linguistic structures, ideologies shape the direction of linguistic and social change. Semiotic concepts of indexicality, differentiation, rhematization, fractality, and erasure are essential in analysis. Language ideologies are evident in communities of all kinds. Scholars, too, have ideological presuppositions which orient their research and have political consequences. A study of a social group's language ideologies is indispensable in projects of language documentation, revitalization, poetics, and multilingual sustainability.
Article
Models of Human Sentence Comprehension in Computational Psycholinguistics
John Hale
Computational models of human sentence comprehension help researchers reason about how grammar might actually be used in the understanding process. Taking a cognitivist approach, this article relates computational psycholinguistics to neighboring fields (such as linguistics), surveys important precedents, and catalogs open problems.
Article
Morphologization and the Boundary Between Morphology and Phonology in the Romance Languages
Paul O'Neill
This article analyses, from a Romance perspective, the concept of morphologization and seeks to answer the following question: At what point does a historically proven phonological cause-and-effect relationship, whereby phonological feature X causes and determines phonological feature Y, cease to hold and the dephonologized Y element stand as a marker of some morphological distinction? The question is relevant to cases in which the original phonological conditioning element is still present and where it has disappeared. I explain that the answer to this question depends entirely on one’s conception of morphology and phonology. I argue against theories that adhere to the principle of lexical minimization and have a static conception of morphology, which is restricted to the concatenation of idiosyncratic morphemes. These theories are forced by their theoretical underpinnings, which are often ideological and not supported by robust empirical evidence, to explain morphologized phenomena as being synchronically derived by phonology. This approach comes at a huge cost: the model of phonology is endowed with powerful tools to make the analysis fit the theory and which ultimately diminishes the empirical content and plausibility of the phonological hypotheses; such approaches also constitute serious problems for language acquisition and learning. I argue for more dynamic and abstractive models of morphology, which do not impose strict restrictions on lexical storage. I ultimately view morphologization as an instance of morphologically conditioned phonology and uphold that there is no strict boundary between the phonology and morphology but both systems overlap and interact.
I analyze data and phonological explanations of metaphony in nouns and verbs in Italo-Romance, plural formation in Spanish and Portuguese, the distribution of velar allomorphy in the Italian and Spanish verbs, and the distribution of verbal stress in Surmiran Romansh and Spanish. With reference to the latter, the contribution dedicates significant space exploring the extent to which the diphthong/monophthong alternation in Spanish, and different types of allomorphy in Surmiran Romansh, is a matter of phonologically conditioned allomorphy or morphologically conditioned phonology.
Article
Morphology in Typology: Historical Retrospect, State of the Art, and Prospects
Peter M. Arkadiev
Morphology, understood as internal structure of words, has always figured prominently in linguistic typology, and it is with the morphological classification of languages into “fusional,” “agglutinating,” and “isolating” proposed by the linguists and philosophers of the early 19th century that the advent of typology is often associated. However, since then typology has shifted its interests toward mapping the individual parameters of cross-linguistic diversity and looking for correlations between them rather than classifying languages into idealized “types” and to syntactically and semantically centered inquiries. Since the second half of the 20th century, morphology has been viewed as just one possible type of expression of meaning or syntactic function, often too idiosyncratic to yield to any interesting cross-linguistic let alone universal generalizations. Such notions as “flexive” or “agglutinating” have proven to be ill-defined and requiring revision in terms of more primitive logically independent and empirically uncorrelated parameters. Moreover, well-founded doubts have been cast upon such basic notions as “word,” “affix,” and the like, which have notoriously resisted adequate cross-linguistically applicable definitions, and the same has been the fate of still popular concepts like “inflection” and “derivation.” On the other hand, most theoretically oriented work on morphology, concerned with both individual languages and cross-linguistic comparison, has largely abandoned the traditional morpheme-based approaches of the American structuralists of the first half of the 20th century, shifting its attention to paradigmatic relations between morphologically relevant units, which themselves can be larger than traditional words. These developments suggest a reassessment of the basic notions and analytic approaches of morphological typology. Instead of sticking to crude and possibly misleading notions such as “word” or “derivation,” it is necessary to carefully define more primitive and empirically better-grounded notions and parameters of cross-linguistic variation in the domains of both syntagmatics and paradigmatics, to plot the space of possibilities defined by these parameters, and to seek possible correlations between them as well as explanations of these correlations or of the lack thereof.
Article
The Status of the Morpheme
Tom Leu
The morpheme was the central notion in morphological theorizing in the 20th century. It has a very intuitive appeal as the indivisible and invariant unit of form and meaning, a minimal linguistic sign. Ideally, that would be all there is to build words and sentences from. But this ideal does not appear to be entirely adequate. At least at a perhaps superficial understanding of form as a series of phonemes, and of meaning as concepts and morphosyntactic feature sets, the form and the meaning side of words are often not structured isomorphically. Different analytical reactions are possible to deal with the empirical challenges resulting from the various kinds of non-isomorphism between form and meaning. One prominent option is to reject the morpheme and to recognize conceptually larger units such as the word or the lexeme and its paradigm as the operands of morphological theory. This contrasts with various theoretical options maintaining the morpheme, terminologically or at least conceptually at some level. One such option is to maintain the morpheme as a minimal unit of form, relaxing the tension imposed by the meaning requirement. Another option is to maintain it as a minimal morphosyntactic unit, relaxing the requirements on the form side. The latter (and to a lesser extent also the former) has been understood in various profoundly different ways: association of one morpheme with several form variants, association of a morpheme with non-self-sufficient phonological units, or association of a morpheme with a formal process distinct from affixation. Variants of all of these possibilities have been entertained and have established distinct schools of thought. The overall architecture of the grammar, in particular the way that the morphology integrates with the syntax and the phonology, has become a driving force in the debate. If there are morpheme-sized units, are they pre-syntactic or post-syntactic units? Is the association between meaning and phonological information pre-syntactic or post-syntactic? Do morpheme-sized pieces have a specific status in the syntax? Invoking some of the main issues involved, this article draws a profile of the debate, following the term morpheme on a by-and-large chronological path from the late 19th century to the 21st century.
Article
Syntactic Typology
Masayoshi Shibatani
The major achievements in syntactic typology garnered nearly 50 years ago by acclaimed typologists such as Edward Keenan and Bernard Comrie continue to exert enormous influence in the field, deserving periodic appraisals in the light of new discoveries and insights. With an increased understanding of them in recent years, typologically controversial ergative and Philippine-type languages provide a unique opportunity to reassess the issues surrounding the delicately intertwined topics of grammatical relations and relative clauses (RCs), perhaps the two foremost topics in syntactic typology.
Keenan’s property-list approach to the grammatical relation subject brings wrong results for ergative and Philippine-type languages, both of which have at their disposal two primary grammatical relations of subject and absolutive in the former and of subject and topic in the latter. Ergative languages are characterized by their deployment of arguments according to both the nominative (S=A≠P) and the ergative (S=P≠A) pattern. Phenomena such as nominal morphology and relativization are typically controlled by the absolutive relation, defined as a union of {S, P} resulting from a P-based generalization. Other phenomena such as the second person imperative deletion and a gap control in compound (coordinate) sentences involve as a pivot the subject relation, defined as an {S, A} grouping resulting from an A-based generalization. Ergative languages, thus, clearly demonstrate that grammatical relations are phenomenon/construction specific. Philippine-type languages reinforce this point by their possession of subjects, as defined above, and a pragmatico-syntactic relation of topic correlated with the referential prominence of a noun phrase (NP) argument. As in ergative languages, certain phenomena, for example, controlling of a gap in the want-type control construction, operate in terms of the subject, while others, for example, relativization, revolve around the topic.
With regard to RCs, the points made above bear directly on the claim by Keenan and Comrie that subjects are universally the most relativizable of NP’s, justifying the high end of the Noun Phrase Accessibility Hierarchy. A new nominalization perspective on relative clauses reveals that grammatical relations are actually irrelevant to the relativization process per se, and that the widely embraced typology of RCs, recognizing so-called headless and internally headed RCs and others as construction types, is misguided in that RCs in fact do not exist as independent grammatical structures; they are merely epiphenomenal to the usage patterns of two types of grammatical nominalizations.
The so-called subject relativization (e.g., You should marry a man
who loves you
) involves a head noun and a subject argument nominalization (e.g., [who [Ø loves you]]) that are joined together forming a larger NP constituent in the manner similar to the way a head noun and an adjectival modifier are brought together in a simple attributive construction (e.g., a rich man) with no regard to grammatical relations. The same argument nominalization can head an NP (e.g., You should marry who loves you
). This is known as a headless RC, while it is in fact no more than an NP use of an argument nominalization, as opposed to the modification use of the same structure in the ordinary restrictive RC seen above. So-called internally headed RCs involve event nominalizations (e.g., Quechua
Maria wallpa-ta wayk’u-sqa-n
-ta mik”u-sayku [Maria chicken-acc cook-P.nmlzr-3sg-acc eat-prog.1pl], lit. “We are eating Maria cook a chicken,” and English I heard
John sing in the kitchen
) that evoke various substantive entities metonymically related to the event, such as event protagonists (as in the Quechua example), results (as in the English example), and abstract entities such as facts and propositions (e.g., I know that John sings in the kitchen
).
Article
William Labov
Matthew J. Gordon
William Labov (b. 1927) is an American linguist who pioneered the study of variationist sociolinguistics. Born and raised in northern New Jersey, Labov studied English and philosophy at Harvard University (BA, 1948) and worked as an industrial chemist for several years before entering graduate school in linguistics at Columbia University in 1961. He completed his PhD in 1964, under the direction of Uriel Weinreich. He worked at Columbia until 1971, when he joined the faculty of the University of Pennsylvania, where he taught until his retirement in 2014.
Labov’s influence on the field began with research he conducted in graduate school. His study of changing pronunciations on Martha’s Vineyard, the subject of his master’s thesis, introduced a method for observing sound change in progress and broke with tradition by exploring social motivations for linguistic innovations. For his PhD dissertation, Labov carried out a study of dialect patterns on the Lower East Side of New York City. Using a systematic, quantitative methodology, he demonstrated that linguistic variation is socially stratified, such that the use of pronunciation features (e.g., dropping of post-vocalic /r/) correlates with social class, ethnicity, etc. in regular patterns. Labov’s early research was greatly influential and inspired many scholars to carry out similar projects in other communities. The paradigm came to be known as variationist sociolinguistics.
Much of Labov’s scholarship seeks to advance our understanding of language change. Historical linguists traditionally study completed linguistic changes, often long after they occurred, but Labov developed a method for examining active changes through a quantitative comparison of speakers representing several generations. This approach produces a new perspective on the change process by revealing intermediate stages. Labov has brought insights from this research to bear on theoretical debates within historical linguistics and the field more broadly. His work in this area has also documented many active sound changes in American English. Among these changes are innovations underway in particular dialects, such as the vowel changes in Philadelphia, as well as broader regional patterns, such as the Northern Cities Shift heard in the Great Lakes states.
Throughout his career, social justice concerns have fueled Labov’s research. He has sought to demonstrate that the speech of stigmatized groups is as systematic and rule-governed as any other. He led a pioneering study in Harlem in the late 1960s that shone new light on African American English, demonstrating, for example, that grammatical usages like the deletion of the copula (e.g., He fast) are subject to regular constraints. Labov has served as an expert witness in court and before the U.S. Congress to share insights from his study of African American English. He has also worked to promote literacy for speakers of non-standard dialects, carrying out research on reading and developing material for the teaching of reading to these populations.
