This article examines agreement in the Romance languages in light of current studies and with the toolkit of linguistic typology. I will first introduce the definition of agreement assumed in the article, demonstrating its superiority to the alternatives proposed in the literature, and then move on to consider empirical data from all branches of the Romance language family, illustrating how agreement works in all its components. This will require dealing with, in order, the controllers and targets of agreement, then the morphosyntactic features that are active in the agreement rules, then the conditions that may constrain those rules, and finally the syntactic domains in which agreement takes place. In the first half of this overview, the focus will be mainly on what is common to all Romance languages, while in the second half I will concentrate on the phenomena of agreement that are remarkable, in that they are rare and/or unexpected, from a crosslinguistic perspective. It will become clear from this survey that there is no dearth of such unusual phenomena, and that the Romance language family, especially through its lesser-known nonstandard local vernaculars (which will be treated here with equal dignity to the major literary languages), holds in store considerable richness that must be taken into serious consideration by any language typologist interested in agreement.
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Article
Agreement in the Romance Languages
Michele Loporcaro
Article
Alignment and Word Order in the Romance Languages
Francesco Rovai
The term “alignment” refers to the formal realization of the argument structure of the clause, that is, the ways in which the core arguments of the predicate are encoded by means of three main morphosyntactic devices: nominal case marking (morphological case, adpositions), verb marking systems (verbal agreement, pronominal affixes, auxiliaries, voice distinctions, etc.), and word order. The relative importance of these mechanisms of argument coding may considerably vary from language to language. In the Romance family, a major role is played by finite verb agreement and, to a lesser extent, auxiliary selection, participial agreement, voice distinctions, and word order, depending on the language/variety. Most typically, both transitive and intransitive subjects share the same formal coding (they control finite verb agreement and precede the verb in the basic word order) and are distinguished from direct objects (which do not control finite verb agreement and follow the verb in the basic word order). This arrangement of the argument structure is traditionally known as “nominative/accusative” alignment and can be easily identified as the main alignment of the Romance languages. Note that, with very few exceptions, nominal case marking is instead “neutral,” since no overt morphological distinction is made between subject and object arguments after the loss of the Latin case system.
However, although the Romance languages can legitimately be associated with an accusative alignment, it must be borne in mind that, whatever the property selected, natural languages speak against an all-encompassing, holistic typology. A language “belongs” to an alignment type only insofar as it displays a significantly above-average frequency of clause structures with that kind of argument coding, but this does not exclude the existence of several grammatical domains that partake of different alignments. In the Romance family, minor patterns are attested that are not consistent with an accusative alignment. In part, they depend on robust crosslinguistic tendencies in the distribution of the different alignment types when they coexist in the same language. In part, they reflect phenomena of morphosyntactic realignment that can be traced back to the transition from Latin to Romance, when, alongside the dominant accusative alignment of the classical language, Late Latin developed an active alignment in some domains of the grammar—a development that has its roots in Classical and Early Latin. Today, the Romance languages preserve traces of this intermediate stage, but in large part, the signs of it have been replaced with novel accusative structures. In particular, at the level of the sentence, there emerges an accusative-aligned word order, with the preverbal position realizing the default “subject” position and the postverbal position instantiating the default “object” position.
Article
Argument Realization in Syntax
Malka Rappaport Hovav
Words are sensitive to syntactic context. Argument realization is the study of the relation between argument-taking words, the syntactic contexts they appear in and the interpretive properties that constrain the relation between them.
Article
Blocking
Franz Rainer
Blocking can be defined as the non-occurrence of some linguistic form, whose existence could be expected on general grounds, due to the existence of a rival form. *Oxes, for example, is blocked by oxen, *stealer by thief. Although blocking is closely associated with morphology, in reality the competing “forms” can not only be morphemes or words, but can also be syntactic units. In German, for example, the compound Rotwein ‘red wine’ blocks the phrasal unit *roter Wein (in the relevant sense), just as the phrasal unit rote Rübe ‘beetroot; lit. red beet’ blocks the compound *Rotrübe. In these examples, one crucial factor determining blocking is synonymy; speakers apparently have a deep-rooted presumption against synonyms. Whether homonymy can also lead to a similar avoidance strategy, is still controversial. But even if homonymy blocking exists, it certainly is much less systematic than synonymy blocking.
In all the examples mentioned above, it is a word stored in the mental lexicon that blocks a rival formation. However, besides such cases of lexical blocking, one can observe blocking among productive patterns. Dutch has three suffixes for deriving agent nouns from verbal bases, -er, -der, and -aar. Of these three suffixes, the first one is the default choice, while -der and -aar are chosen in very specific phonological environments: as Geert Booij describes in The Morphology of Dutch (2002), “the suffix -aar occurs after stems ending in a coronal sonorant consonant preceded by schwa, and -der occurs after stems ending in /r/” (p. 122). Contrary to lexical blocking, the effect of this kind of pattern blocking does not depend on words stored in the mental lexicon and their token frequency but on abstract features (in the case at hand, phonological features).
Blocking was first recognized by the Indian grammarian Pāṇini in the 5th or 4th century bc, when he stated that of two competing rules, the more restricted one had precedence. In the 1960s, this insight was revived by generative grammarians under the name “Elsewhere Principle,” which is still used in several grammatical theories (Distributed Morphology and Paradigm Function Morphology, among others). Alternatively, other theories, which go back to the German linguist Hermann Paul, have tackled the phenomenon on the basis of the mental lexicon. The great advantage of this latter approach is that it can account, in a natural way, for the crucial role played by frequency. Frequency is also crucial in the most promising theory, so-called statistical pre-emption, of how blocking can be learned.
Article
Bracketing Paradoxes in Morphology
Heather Newell
Bracketing paradoxes—constructions whose morphosyntactic and morpho-phonological structures appear to be irreconcilably at odds (e.g., unhappier)—are unanimously taken to point to truths about the derivational system that we have not yet grasped. Consider that the prefix un- must be structurally separate in some way from happier both for its own reasons (its [n] surprisingly does not assimilate in Place to a following consonant (e.g., u[n]popular)), and for reasons external to the prefix (the suffix -er must be insensitive to the presence of un-, as the comparative cannot attach to bases of three syllables or longer (e.g., *intelligenter)). But, un- must simultaneously be present in the derivation before -er is merged, so that unhappier can have the proper semantic reading (‘more unhappy’, and not ‘not happier’). Bracketing paradoxes emerged as a problem for generative accounts of both morphosyntax and morphophonology only in the 1970s. With the rise of restrictions on and technology used to describe and represent the behavior of affixes (e.g., the Affix-Ordering Generalization, Lexical Phonology and Morphology, the Prosodic Hierarchy), morphosyntacticians and phonologists were confronted with this type of inconsistent derivation in many unrelated languages.
Article
Case
Andrej L. Malchukov
Morphological case is conventionally defined as a system of marking of a dependent nominal for the type of relationship they bear to their heads. While most linguists would agree with this definition, in practice it is often a matter of controversy whether a certain marker X counts as case in language L, or how many case values language L features. First, the distinction between morphological cases and case particles/adpositions is fuzzy in a cross-linguistic perspective. Second, the distinctions between cases can be obscured by patterns of case syncretism, leading to different analyses of the underlying system. On the functional side, it is important to distinguish between syntactic (structural), semantic, and “pragmatic” cases, yet these distinctions are not clear-cut either, as syntactic cases historically arise from the two latter sources. Moreover, case paradigms of individual languages usually show a conflation between syntactic, semantic, and pragmatic cases (see the phenomenon of “focal ergativity,” where ergative case is used when the A argument is in focus). The composition of case paradigms can be shown to follow a certain typological pattern, which is captured by case hierarchy, as proposed by Greenberg and Blake, among others. Case hierarchy constrains the way how case systems evolve (or are reduced) across languages and derives from relative markedness and, ultimately, from frequencies of individual cases. The (one-dimensional) case hierarchy is, however, incapable of capturing all recurrent polysemies of individual case markers; rather, such polysemies can be represented through a more complex two-dimensional hierarchy (semantic map), which can also be given a diachronic interpretation.
Article
Case Interactions in Syntax
Jessica Coon and Clint Parker
The phenomenon of case has been studied widely at both the descriptive and theoretical levels. Typological work on morphological case systems has provided a picture of the variability of case cross-linguistically. In particular, languages may differ with respect to whether or not arguments are marked with overt morphological case, the inventory of cases with which they may be marked, and the alignment of case marking (e.g., nominative-accusative vs. ergative-absolutive). In the theoretical realm, not only has morphological case been argued to play a role in multiple syntactic phenomena, but current generative work also debates the role of abstract case (i.e., Case) in the grammar: abstract case features have been proposed to underlie morphological case, and to license nominals in the derivation.
The phenomenon of case has been argued to play a role in at least three areas of the syntax reviewed here: (a) agreement, (b) A-movement, and (c) A’-movement. Morphological case has been shown to determine a nominal argument’s eligibility to participate in verbal agreement, and recent work has argued that languages vary as to whether movement to subject position is case-sensitive. As for case-sensitive A’-movement, recent literature on ergative extraction restrictions debates whether this phenomenon should be seen as another instance of “case discrimination” or whether the pattern arises from other properties of ergative languages. Finally, other works discussed here have examined agreement and A’-extraction patterns in languages with no visible case morphology. The presence of patterns and typological gaps—both in languages with overt morphological case and in those without it—lends support to the relevance of abstract case in the syntax.
Article
Liheci ‘Separable Words’ in Mandarin Chinese
Kuang Ye and Haihua Pan
Liheci ‘separable words’ is a special phenomenon in Mandarin Chinese, and it refers to an intransitive verb with two or more syllables that allows the insertion of syntactic modifiers or an argument in between the first syllable and the second or the rest of syllables with the help of the nominal modifier marker de. There are two major groups of Liheci: those stored in the lexicon, such as bangmang ‘help’, lifa ‘haircut’, and shenqi ‘anger’, and those derived in syntax through noun-to-verb incorporation, such as chifan ‘eat meal’, leiqiang ‘build wall’, in which fan ‘meal’ and qiang ‘wall’ are incorporated into chi ‘eat’ and lei ‘build’, respectively, to function as temporary verbal compounds. The well-known behavior of Liheci is that it can be separated by nominal modifiers or a syntactic argument. For example, bangmang ‘help’ can be used to form a verb phrase bang Lisi-de mang ‘give Lisi a help’ by inserting Lisi and a nominal modifier marker, de, between bang and mang, with bang being understood as the predicate and Lisi-de mang as the object. Although Lisi appears as a possessor marked by de, it should be understood as the theme object of the compound verb. In similar ways, the syntactic–semantic elements such as agent, theme, adjectives, measure phrases, relative clauses, and the like can all be inserted between the two components of bangmang, deriving verb phrases like (Zhangsan) bang Zhangsan-de mang ‘(Zhangsan) do Zhangsan’s help’, where Zhangsan is the agent; bang-le yi-ci mang ‘help once’, where yi-ci is a measure phrase; and bang bieren bu xiang bang de mang ‘give a help that others don’t want to give’, where bieren bu xiang bang is a relative clause. The same insertions can be found in Liheci formed in syntax. For example, chi liang-ci fan ‘eat two time’s meal’ (eat meals twice), lei san-tian qiang ‘build three day’s wall’ (build walls for three days).
There are three syntactic-semantic properties exhibited in verb phrases formed with Liheci: first, possessors being understood as Liheci’s logical argument; second, interdependent relation between the predicate and the complement; and, third, obligatory use of verbal classifiers instead of nominal classifiers.
In this article, first, five influential analyses in the literature are reviewed, pointing out their strengths and weaknesses. Then, the cognate object approach is discussed. Under this approach, Lihecis are found to be intransitive verbs that are capable of taking nominalized reduplicates of themselves as their cognate objects. After a complementary deletion on the verb and its reduplicate object in the Phonetic Form (PF), all the relevant verb phrases can be well derived, with no true separation involved in the derivation, as all the copies of Liheci in question remain intact all along. After a discussion of the relevant syntactic structures, it is shown that with this syntactic capacity, all participants involved in the events can be successfully accommodated and correctly interpreted. The advantage can be manifested in six aspects, demonstrating that this proposal fares much better than other approaches.
Article
Clause Types (and Clausal Complementation) in Germanic
Julia Bacskai-Atkari
Clauses can fulfill various functions in discourse; in most cases, the form of the clause is indicative of its discourse function. The discourse functions (such as making statements or asking questions) are referred to as speech acts, while the grammatical counterparts are referred to as clause types (such as declarative or interrogative). Declarative clauses are canonical (that is, they are syntactically more basic than non-canonical ones): they are by default used to express statements, and they represent the most unmarked word order configuration(s) in a language. Other clause types, such as interrogatives, can be distinguished by various means, including changes in the intonation pattern, different (non-canonical) word orders, the use of morphosyntactic markers (such as interrogative words), as well as combinations of these, as can be observed across Germanic. The explicit marking of clause types is referred to as clause typing, and it affects both the syntactic component of the grammar and its interfaces.
Apart from main clauses, which can correspond to complete utterances, there are also embedded clauses, which are contained within another clause, referred to as the matrix clause: matrix clauses can be either main clauses or embedded clauses. Embedded clauses may be argument clauses, in which case they are selected by a matrix element (such as a verb), but they can also be adjunct clauses, which modify some element in the matrix clause (or the entire matrix clause).
Embedded clauses fall into various clause types. Some of these can also be main clauses, such as declarative clauses or interrogative clauses. Other embedded clause types do not occur as main clauses, as is the case for relative clauses or comparative clauses. Clause typing in embedded clauses has two major aspects: embedded clauses are distinguished from matrix clauses and from other embedded clause types. Main clauses can be typed in various—syntactic and non-syntactic—ways, but Germanic languages type embedded clauses by morphosyntactic means intonation plays little, if any, role. These morphosyntactic markers fall into various categories according to what roles they fulfill in the clause. Germanic languages show considerable variation in morphosyntactic markers, depending on the clause type and the variety, and in many cases, such markers can also co-occur, resulting in complex left peripheries.
Article
Clitics and Clitic Clusters in Morphology
Eulalia Bonet
Clitics can be defined as prosodically defective function words. They can belong to a number of syntactic categories, such as articles, pronouns, prepositions, complementizers, negative adverbs, or auxiliaries. They do not generally belong to open classes, like verbs, nouns, or adjectives. Their prosodically defective character is most often manifested by the absence of stress, which in turn correlates with vowel reduction in those languages that have it independently; sometimes the clitic can be just a consonant or a consonant cluster, with no vowel. This same prosodically defective character forces them to attach either to the word that follows them (proclisis) or to the word that precedes them (enclisis); in some cases they even appear inside a word (mesoclisis or endoclisis). The word to which a clitic attaches is called the host. In some languages (like some dialects of Italian or Catalan) enclitics can surface as stressed, but the presence of stress can be argued to be the result of assignment of stress to the host-clitic complex, not to the clitic itself. One consequence of clitics being prosodically defective is that they cannot be the sole element of an utterance, for instance as an answer to some question; they need to always appear with a host.
A useful distinction is that between simple clitics and special clitics. Simple clitics often have a nonclitic variant and appear in the expected syntactic position for nonclitics of their syntactic category. Much more attention has been paid in the literature to special clitics. Special clitics appear in a designated position within the clause or within the noun phrase (or determiner phrase). In several languages certain clitics must appear in second position, within the clause, as in most South Slavic languages, or within the noun phrase, as in Kwakw'ala. The pronominal clitics of Romance languages or Greek must have the verb as a host and appear in a position different from the full noun phrase. A much debated question is whether the position of special clitics is the result of syntactic movement, or whether other factors, morphological or phonological, intervene as well or are the sole motivation for their position. Clitics can also cluster, with some languages allowing only sequences of two clitics, and other languages allowing longer sequences. Here one relevant question is what determines the order of the clitics, with the main avenues of analysis being approaches based on syntactic movement, approaches based on the types of morphosyntactic features each clitic has, and approaches based on templates. An additional issue concerning clitic clusters is the incompatibility between specific clitics when combined and the changes that this incompatibility can provoke in the form of one or more of the clitics. Combinations of identical or nearly identical clitics are often disallowed, and the constraint known as the Person-Case Constraint (PCC) disallows combinations of clitics with a first or second person accusative clitic (a direct object, DO, clitic) and a third person (and sometimes also first or second person) dative clitic (an indirect object, IO, clitic). In all these cases either one of the clitics surfaces with the form of another clitic or one of the clitics does not surface; sometimes there is no possible output. Here again both syntactic and morphological approaches have been proposed.
Article
Cognitive Semantics in the Romance Languages
Ulrich Detges
Cognitive semantics (CS) is an approach to the study of linguistic meaning. It is based on the assumption that the human linguistic capacity is part of our cognitive abilities, and that language in general and meaning in particular can therefore be better understood by taking into account the cognitive mechanisms that control the conceptual and perceptual processing of extra-linguistic reality. Issues central to CS are (a) the notion of prototype and its role in the description of language, (b) the nature of linguistic meaning, and (c) the functioning of different types of semantic relations. The question concerning the nature of meaning is an issue that is particularly controversial between CS on the one hand and structuralist and generative approaches on the other hand: is linguistic meaning conceptual, that is, part of our encyclopedic knowledge (as is claimed by CS), or is it autonomous, that is, based on abstract and language-specific features? According to CS, the most important types of semantic relations are metaphor, metonymy, and different kinds of taxonomic relations, which, in turn, can be further broken down into more basic associative relations such as similarity, contiguity, and contrast. These play a central role not only in polysemy and word formation, that is, in the lexicon, but also in the grammar.
Article
Construction-Based Research in China
Xu Yang and Randy J. Lapolla
Research on construction-based grammar in China began in the late 1990s. Since its initial stages of introduction and preliminary exploration, it has entered a stage of productive and innovative development. In the past two decades, Chinese construction grammarians have achieved a number of valuable research results. In terms of theoretical applications, they have described and explained various types of constructions, such as schematic, partly variable, and fully substantive constructions. They have also applied the constructionist approach to the teaching of Chinese as a second language, proposing some new grammar systems or teaching modes such as the construction-chunk approach (构式-语块教学法), the lexicon-construction interaction model (词汇-构式互动体系), and trinitarian grammar (三一语法). In terms of theoretical innovation, Chinese construction grammarians have put forward theories or hypotheses such as the unification of grammar and rhetoric through constructions, the concept of lexical coercion, and interactive construction grammar (互动构式语法).
However, some problems have also emerged in the field of construction grammar approaches. These include a narrow understanding of the concept of construction, a limited range of research topics, and a narrow range of disciplinary perspectives and methods. To ensure the long-term development of construction-based research in China, scholars should be encouraged to make the following changes: First, they should adopt a usage-based approach using natural data, and they should keep up with advances in the study of construction networks. Second, they should broaden the scope of construction-based research and integrate it with language typology and historical linguistics. Finally, they should integrate cross-disciplinary and interdisciplinary research findings and methods. In this way, construction-based research in China can continue to flourish and make significant contributions to the study of grammar and language.
Article
Deponency in Morphology
Laura Grestenberger
Deponency refers to mismatches between morphological form and syntactic function (or “meaning”), such that a given morphological exponent appears in a syntactic environment that is unexpected from the point of view of its canonical (“normal” or “expected”) function. This phenomenon takes its name from Latin, where certain morphologically “passive” verbs appear in syntactically active contexts (for example, hort-or ‘I encourage’, with the same ending as passive am-or ‘I am loved’), but it occurs in other languages as well. Moreover, the term has been extended to include mismatches in other domains, such as number mismatches in nominal morphology or tense mismatches on verbs (e.g., in the Germanic preterite-presents). Theoretical treatments of deponency vary from seeking a unified (and uniform) account of all observed mismatches to arguing that the wide range of cross-linguistically attested form-function mismatches does not form a natural class and does not require explanatory devices specific to the domain of morphology. It has also been argued that some apparent mismatches are “spurious” and have been misanalyzed.
Nevertheless, it is generally agreed across frameworks that however such “morphological mismatches” are to be analyzed, deponency has potential ramifications for theories of the syntax-morphology interface and (depending on one’s theoretical approach) the structure of the lexicon.
Article
Distributed Morphology
Jonathan David Bobaljik
Distributed Morphology (DM) is a framework in theoretical morphology, characterized by two core tenets: (i) that the internal hierarchical structure of words is, in the first instance, syntactic (complex words are derived syntactically), and (ii) that the syntax operates on abstract morphemes, defined in terms of morphosyntactic features, and that the spell-out (realization, exponence) of these abstract morphemes occurs after the syntax. Distributing the functions of the classical morpheme in this way allows for analysis of mismatches between the minimal units of grammatical combination and the minimal units of sound. Much work within the framework is nevertheless guided by seeking to understand restrictions on such mismatches, balancing the need for the detailed description of complex morphological data in individual languages against an attempt to explain broad patterns in terms of restrictions imposed by grammatical principles.
Article
Exoskeletal Versus Endoskeletal Approaches in Morphology
Víctor Acedo-Matellán
A fundamental difference in theoretical models of morphology and, particularly, of the syntax–morphology interface is that between endoskeletal and exoskeletal approaches. In the former, more traditional, endoskeletal approaches, open-class lexical items like cat or sing are held to be inherently endowed with a series of formal features that determine the properties of the linguistic expressions in which they appear. In the latter, more recent, exoskeletal approaches, it is rather the morphosyntactic configurations, independently produced by the combination of abstract functional elements, that determine those properties. Lexical items, in this latter approach, are part of the structure but, crucially, do not determine it.
Conceptually, although a correlation is usually made between endoskeletalism and lexicalism/projectionism, on the one hand, and between exoskeletalism and (neo)constructionism, on the other, things are actually more complicated, and some frameworks exist that seem to challenge those correlations, in particular when the difference between word and morpheme is taken into account.
Empirically, the difference between these two approaches to morphology and the morphology-syntax interface comes to light when one examines how each one treats a diversity of word-related phenomena: morphosyntactic category and category shift in derivational processes, inflectional class, nominal properties like mass or count, and verbal properties like agentivity and (a)telicity.
Article
Head Movement and Morphological Strength
Jan-Wouter Zwart
In the Principles and Parameters framework of Generative Grammar, the various positions occupied by the verb have been identified as functional heads hosting inflectional material (affixes or features), which may or may not attract the verb. This gave rise to a hypothesis, the Rich Agreement Hypothesis (RAH), according to which the verb has to move to the relevant functional head when the corresponding inflectional paradigm counts as “rich.”
The RAH is motivated by synchronic and diachronic variation among closely related languages (mostly of the Germanic family) suggesting a correspondence between verb movement and rich agreement. Research into this correspondence was initially marred by the absence of a fundamental definition of “richness” and by the observation of counterexamples, both synchronically (dialects not conforming to the pattern) and diachronically (a significant time gap between the erosion of verbal inflection and the disappearance of verb movement). Also, the research was based on a limited group of related languages and dialects. This led to the conclusion that there was at best a weak correlation between verb movement and richness of morphology.
Recently, the RAH has been revived in its strong form, proposing a fundamental definition of richness and testing the RAH against a typologically more diverse sample of the languages of the world. While this represents significant progress, several problems remain, with certain (current and past) varieties of North Germanic not conforming to the expected pattern, and the typological survey yielding mixed or unclear results. A further problem is that other Germanic languages (Dutch, German, Frisian) vary as to the richness of their morphology, but show identical verb placement patterns.
This state of affairs, especially in light of recent minimalist proposals relocating both inflectional morphology and verb movement outside syntax proper (to a component in the model of grammar interfacing between narrow syntax and phonetic realization), suggests that we need a more fundamental understanding of the relation between morphology and syntax before any relation between head movement and morphological strength can be reliably ascertained.
Article
Inflectional Morphology
Gregory Stump
Inflection is the systematic relation between words’ morphosyntactic content and their morphological form; as such, the phenomenon of inflection raises fundamental questions about the nature of morphology itself and about its interfaces. Within the domain of morphology proper, it is essential to establish how (or whether) inflection differs from other kinds of morphology and to identify the ways in which morphosyntactic content can be encoded morphologically. A number of different approaches to modeling inflectional morphology have been proposed; these tend to cluster into two main groups, those that are morpheme-based and those that are lexeme-based. Morpheme-based theories tend to treat inflectional morphology as fundamentally concatenative; they tend to represent an inflected word’s morphosyntactic content as a compositional summing of its morphemes’ content; they tend to attribute an inflected word’s internal structure to syntactic principles; and they tend to minimize the theoretical significance of inflectional paradigms. Lexeme-based theories, by contrast, tend to accord concatenative and nonconcatenative morphology essentially equal status as marks of inflection; they tend to represent an inflected word’s morphosyntactic content as a property set intrinsically associated with that word’s paradigm cell; they tend to assume that an inflected word’s internal morphology is neither accessible to nor defined by syntactic principles; and they tend to treat inflection as the morphological realization of a paradigm’s cells. Four important issues for approaches of either sort are the nature of nonconcatenative morphology, the incidence of extended exponence, the underdetermination of a word’s morphosyntactic content by its inflectional form, and the nature of word forms’ internal structure. The structure of a word’s inventory of inflected forms—its paradigm—is the locus of considerable cross-linguistic variation. In particular, the canonical relation of content to form in an inflectional paradigm is subject to a wide array of deviations, including inflection-class distinctions, morphomic properties, defectiveness, deponency, metaconjugation, and syncretism; these deviations pose important challenges for understanding the interfaces of inflectional morphology, and a theory’s resolution of these challenges depends squarely on whether that theory is morpheme-based or lexeme-based.
Article
Morphology and Pro Drop
Olaf Koeneman and Hedde Zeijlstra
Many, and according to some estimates most, of the world’s languages allow the subject of the sentence to be unexpressed, a phenomenon known as ‘pro(noun) drop’. In a language like Italian, Gianni parla ‘Gianni speaks’ and Parla ‘(S)he speaks’ are both grammatical sentences. This is in contrast to a language like English, in which not expressing the subject leads to an ungrammatical sentence: *Speaks. The difference between being and not being able to leave the subject unexpressed (or, to put it differently, to have a ‘null subject’) has been related to the richness of the verbal paradigm of a language. Whereas Italian has six different agreement endings in the present tense, English only marks the third-person singular differently (with an -s affix, as in John speak-s). Although this correlation with rich agreement is pervasive, it does not successfully capture all the cross-linguistic variation that is attested. Languages like Japanese and Chinese, for instance, allow unexpressed arguments (including subjects) in the absence of any agreement. For these languages, it has been observed that their pronominal paradigms tend to have transparent, agglutinative nominal morphology, expressing case or number features. Trickier perhaps are languages that allow pro drop under certain conditions only. Some languages, such as Finnish or colloquial variants of German, allow it in certain but not all person/number contexts. Other languages, such as Icelandic, allow the subject to be unexpressed only if it is an expletive, the counterpart of English it (cf. It is raining) or there (There is a man in the garden). For these so-called partial pro drop languages, it is still unclear if one can relate their more restricted absence of overt subjects to other observable properties that they possess.
Article
Morphology in Japonic Languages
Taro Kageyama
Due to the agglutinative character, Japanese and Ryukyuan morphology is predominantly concatenative, applying to garden-variety word formation processes such as compounding, prefixation, suffixation, and inflection, though nonconcatenative morphology like clipping, blending, and reduplication is also available and sometimes interacts with concatenative word formation. The formal simplicity of the principal morphological devices is counterbalanced by their complex interaction with syntax and semantics as well as by the intricate interactions of four lexical strata (native, Sino-Japanese, foreign, and mimetic) with particular morphological processes. A wealth of phenomena is adduced that pertain to central issues in theories of morphology, such as the demarcation between words and phrases; the feasibility of the lexical integrity principle; the controversy over lexicalism and syntacticism; the distinction of morpheme-based and word-based morphology; the effects of the stage-level vs. individual-level distinction on the applicability of morphological rules; the interface of morphology, syntax, and semantics, and pragmatics; and the role of conjugation and inflection in predicate agglutination. In particular, the formation of compound and complex verbs/adjectives takes place in both lexical and syntactic structures, and the compound and complex predicates thus formed are further followed in syntax by suffixal predicates representing grammatical categories like causative, passive, negation, and politeness as well as inflections of tense and mood to form a long chain of predicate complexes. In addition, an array of morphological objects—bound root, word, clitic, nonindependent word or fuzoku-go, and (for Japanese) word plus—participate productively in word formation. The close association of morphology and syntax in Japonic languages thus demonstrates that morphological processes are spread over lexical and syntactic structures, whereas words are equipped with the distinct property of morphological integrity, which distinguishes them from syntactic phrases.
Article
Morphology of Clitic Pronouns in the Romance Languages
Berthold Crysmann and Ana R. Luís
Bound weak pronominals, such as French les in Je les ai vu(e)s ‘I have seen them’ or Italian lo in Giovanni lo vuole ‘John wants it’, are generally known in the literature as clitic pronouns. There are a number of reasons why it has been claimed that these forms behave more like affixes than like independent word forms. Among other aspects, it has been shown that the behavior of Romance clitic pronouns inside the clitic cluster is morphophonologically and morphotactically identical to that of affixes. Likewise, the fact that clitic pronouns both trigger non-productive allomorphy on the verb and undergo allomorphic variation indicates that clitic pronouns attach to the verb in the morphology rather than in the syntax. In this article, we survey the main morphological properties that have been previously documented for Romance clitic pronouns. We show that the Romance languages exhibit a variety of morphological idiosyncrasies and that such variation poses serious challenges to general syntactic principles. Having demonstrated the affixal nature of clitic systems, we then turn to more controversial aspects of clitic pronouns, namely clitic climbing with auxiliaries and complex predicates. These contexts, which pose interesting challenges to both morphology and syntax, have been commonly used to weaken the inflectional approach to clitic pronouns. We survey existing lexicalist accounts of clitic systems and show how the interaction between clitics and syntax can be captured within an inflectional analysis of clitic pronouns.
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