This article examines agreement in the Romance languages in light of current studies and with the toolkit of linguistic typology. I will first introduce the definition of agreement assumed in the article, demonstrating its superiority to the alternatives proposed in the literature, and then move on to consider empirical data from all branches of the Romance language family, illustrating how agreement works in all its components. This will require dealing with, in order, the controllers and targets of agreement, then the morphosyntactic features that are active in the agreement rules, then the conditions that may constrain those rules, and finally the syntactic domains in which agreement takes place. In the first half of this overview, the focus will be mainly on what is common to all Romance languages, while in the second half I will concentrate on the phenomena of agreement that are remarkable, in that they are rare and/or unexpected, from a crosslinguistic perspective. It will become clear from this survey that there is no dearth of such unusual phenomena, and that the Romance language family, especially through its lesser-known nonstandard local vernaculars (which will be treated here with equal dignity to the major literary languages), holds in store considerable richness that must be taken into serious consideration by any language typologist interested in agreement.
Article
Agreement in the Romance Languages
Michele Loporcaro
Article
Alignment and Word Order in the Romance Languages
Francesco Rovai
The term “alignment” refers to the formal realization of the argument structure of the clause, that is, the ways in which the core arguments of the predicate are encoded by means of three main morphosyntactic devices: nominal case marking (morphological case, adpositions), verb marking systems (verbal agreement, pronominal affixes, auxiliaries, voice distinctions, etc.), and word order. The relative importance of these mechanisms of argument coding may considerably vary from language to language. In the Romance family, a major role is played by finite verb agreement and, to a lesser extent, auxiliary selection, participial agreement, voice distinctions, and word order, depending on the language/variety. Most typically, both transitive and intransitive subjects share the same formal coding (they control finite verb agreement and precede the verb in the basic word order) and are distinguished from direct objects (which do not control finite verb agreement and follow the verb in the basic word order). This arrangement of the argument structure is traditionally known as “nominative/accusative” alignment and can be easily identified as the main alignment of the Romance languages. Note that, with very few exceptions, nominal case marking is instead “neutral,” since no overt morphological distinction is made between subject and object arguments after the loss of the Latin case system.
However, although the Romance languages can legitimately be associated with an accusative alignment, it must be borne in mind that, whatever the property selected, natural languages speak against an all-encompassing, holistic typology. A language “belongs” to an alignment type only insofar as it displays a significantly above-average frequency of clause structures with that kind of argument coding, but this does not exclude the existence of several grammatical domains that partake of different alignments. In the Romance family, minor patterns are attested that are not consistent with an accusative alignment. In part, they depend on robust crosslinguistic tendencies in the distribution of the different alignment types when they coexist in the same language. In part, they reflect phenomena of morphosyntactic realignment that can be traced back to the transition from Latin to Romance, when, alongside the dominant accusative alignment of the classical language, Late Latin developed an active alignment in some domains of the grammar—a development that has its roots in Classical and Early Latin. Today, the Romance languages preserve traces of this intermediate stage, but in large part, the signs of it have been replaced with novel accusative structures. In particular, at the level of the sentence, there emerges an accusative-aligned word order, with the preverbal position realizing the default “subject” position and the postverbal position instantiating the default “object” position.
Article
Argument Realization in Syntax
Malka Rappaport Hovav
Words are sensitive to syntactic context. Argument realization is the study of the relation between argument-taking words, the syntactic contexts they appear in and the interpretive properties that constrain the relation between them.
Article
Binding in Germanic
Eric Reuland and Martin Everaert
All languages have expressions, typically pronominals and anaphors, that may or must depend for their interpretation on another expression, their antecedent. When such a dependency is subject to structural conditions, it reflects binding. Although there is considerable variation in binding patterns cross-linguistically, in fact, variation is along a limited set of parameters. The Germanic languages exemplify some of the main factors involved.
In Germanic, third-person pronominals generally do not allow binding by a co-argument. However, in Frisian and Afrikaans, they do, being embedded in a richer structure than meets the eye. In Continental West Germanic and Scandinavian, anaphors come in two types: simplex anaphors (SE-anaphors)—deficient for number and gender—and complex anaphors (SELF-anaphors). These typically consist of a pronominal or SE-anaphor combined with an element like Dutch zelf ‘self’ or one of its cognates. In all the Germanic languages SELF-anaphors are bound in their local domain—approximately the domain of their nearest subject—except in a few identifiable positions, where they are interpreted logophorically. That is, they accept a non-local antecedent, provided this element holds the perspective of the sentence.
The distribution of SE-anaphors involves three different conditions. First, they can be bound by a co-argument only if the verb belongs to a restricted class, which allows syntactic detransitivization. Second, in general, SE-anaphors allow non-local binding. But the conditions differ among subgroups. In Dutch and German, they can only be bound non-locally when contained in a causative or perception verb complement or a small clause. In Mainland Scandinavian, non-local binding is, in principle, available to all infinitival clauses (subject to some dialectal variation). For instance, in some varieties of Norwegian, referentiality of intervening subjects restricts binding; in other varieties, the restricting factor is not “finiteness” but “being specified for tense.” Third, in Icelandic long-distance antecedents beyond the infinitival domain are licensed by a subjunctive, together with the requirement that the antecedent holds the perspective. Faroese largely patterns like Icelandic, although lacking a subjunctive. However, the class of verbs that allow this pattern coincides with the class of verbs in Icelandic that have a subjunctive complement.
Non-local binding of SE-anaphors is sensitive to the requirement that the antecedent be animate, but the languages show differences in the details.
Unlike the West Germanic languages, the Scandinavian languages all have a possessive reflexive in third person. In general, their distribution appears to be quite close to that of SE-anaphors, but this is subject to dialectal variation, with various differences in the details.
Article
Blocking
Franz Rainer
Blocking can be defined as the non-occurrence of some linguistic form, whose existence could be expected on general grounds, due to the existence of a rival form. *Oxes, for example, is blocked by oxen, *stealer by thief. Although blocking is closely associated with morphology, in reality the competing “forms” can not only be morphemes or words, but can also be syntactic units. In German, for example, the compound Rotwein ‘red wine’ blocks the phrasal unit *roter Wein (in the relevant sense), just as the phrasal unit rote Rübe ‘beetroot; lit. red beet’ blocks the compound *Rotrübe. In these examples, one crucial factor determining blocking is synonymy; speakers apparently have a deep-rooted presumption against synonyms. Whether homonymy can also lead to a similar avoidance strategy, is still controversial. But even if homonymy blocking exists, it certainly is much less systematic than synonymy blocking.
In all the examples mentioned above, it is a word stored in the mental lexicon that blocks a rival formation. However, besides such cases of lexical blocking, one can observe blocking among productive patterns. Dutch has three suffixes for deriving agent nouns from verbal bases, -er, -der, and -aar. Of these three suffixes, the first one is the default choice, while -der and -aar are chosen in very specific phonological environments: as Geert Booij describes in The Morphology of Dutch (2002), “the suffix -aar occurs after stems ending in a coronal sonorant consonant preceded by schwa, and -der occurs after stems ending in /r/” (p. 122). Contrary to lexical blocking, the effect of this kind of pattern blocking does not depend on words stored in the mental lexicon and their token frequency but on abstract features (in the case at hand, phonological features).
Blocking was first recognized by the Indian grammarian Pāṇini in the 5th or 4th century bc, when he stated that of two competing rules, the more restricted one had precedence. In the 1960s, this insight was revived by generative grammarians under the name “Elsewhere Principle,” which is still used in several grammatical theories (Distributed Morphology and Paradigm Function Morphology, among others). Alternatively, other theories, which go back to the German linguist Hermann Paul, have tackled the phenomenon on the basis of the mental lexicon. The great advantage of this latter approach is that it can account, in a natural way, for the crucial role played by frequency. Frequency is also crucial in the most promising theory, so-called statistical pre-emption, of how blocking can be learned.
Article
Bracketing Paradoxes in Morphology
Heather Newell
Bracketing paradoxes—constructions whose morphosyntactic and morpho-phonological structures appear to be irreconcilably at odds (e.g., unhappier)—are unanimously taken to point to truths about the derivational system that we have not yet grasped. Consider that the prefix un- must be structurally separate in some way from happier both for its own reasons (its [n] surprisingly does not assimilate in Place to a following consonant (e.g., u[n]popular)), and for reasons external to the prefix (the suffix -er must be insensitive to the presence of un-, as the comparative cannot attach to bases of three syllables or longer (e.g., *intelligenter)). But, un- must simultaneously be present in the derivation before -er is merged, so that unhappier can have the proper semantic reading (‘more unhappy’, and not ‘not happier’). Bracketing paradoxes emerged as a problem for generative accounts of both morphosyntax and morphophonology only in the 1970s. With the rise of restrictions on and technology used to describe and represent the behavior of affixes (e.g., the Affix-Ordering Generalization, Lexical Phonology and Morphology, the Prosodic Hierarchy), morphosyntacticians and phonologists were confronted with this type of inconsistent derivation in many unrelated languages.
Article
Case
Andrej L. Malchukov
Morphological case is conventionally defined as a system of marking of a dependent nominal for the type of relationship they bear to their heads. While most linguists would agree with this definition, in practice it is often a matter of controversy whether a certain marker X counts as case in language L, or how many case values language L features. First, the distinction between morphological cases and case particles/adpositions is fuzzy in a cross-linguistic perspective. Second, the distinctions between cases can be obscured by patterns of case syncretism, leading to different analyses of the underlying system. On the functional side, it is important to distinguish between syntactic (structural), semantic, and “pragmatic” cases, yet these distinctions are not clear-cut either, as syntactic cases historically arise from the two latter sources. Moreover, case paradigms of individual languages usually show a conflation between syntactic, semantic, and pragmatic cases (see the phenomenon of “focal ergativity,” where ergative case is used when the A argument is in focus). The composition of case paradigms can be shown to follow a certain typological pattern, which is captured by case hierarchy, as proposed by Greenberg and Blake, among others. Case hierarchy constrains the way how case systems evolve (or are reduced) across languages and derives from relative markedness and, ultimately, from frequencies of individual cases. The (one-dimensional) case hierarchy is, however, incapable of capturing all recurrent polysemies of individual case markers; rather, such polysemies can be represented through a more complex two-dimensional hierarchy (semantic map), which can also be given a diachronic interpretation.
Article
Case Interactions in Syntax
Jessica Coon and Clint Parker
The phenomenon of case has been studied widely at both the descriptive and theoretical levels. Typological work on morphological case systems has provided a picture of the variability of case cross-linguistically. In particular, languages may differ with respect to whether or not arguments are marked with overt morphological case, the inventory of cases with which they may be marked, and the alignment of case marking (e.g., nominative-accusative vs. ergative-absolutive). In the theoretical realm, not only has morphological case been argued to play a role in multiple syntactic phenomena, but current generative work also debates the role of abstract case (i.e., Case) in the grammar: abstract case features have been proposed to underlie morphological case, and to license nominals in the derivation.
The phenomenon of case has been argued to play a role in at least three areas of the syntax reviewed here: (a) agreement, (b) A-movement, and (c) A’-movement. Morphological case has been shown to determine a nominal argument’s eligibility to participate in verbal agreement, and recent work has argued that languages vary as to whether movement to subject position is case-sensitive. As for case-sensitive A’-movement, recent literature on ergative extraction restrictions debates whether this phenomenon should be seen as another instance of “case discrimination” or whether the pattern arises from other properties of ergative languages. Finally, other works discussed here have examined agreement and A’-extraction patterns in languages with no visible case morphology. The presence of patterns and typological gaps—both in languages with overt morphological case and in those without it—lends support to the relevance of abstract case in the syntax.
Article
Liheci ‘Separable Words’ in Mandarin Chinese
Kuang Ye and Haihua Pan
Liheci ‘separable words’ is a special phenomenon in Mandarin Chinese, and it refers to an intransitive verb with two or more syllables that allows the insertion of syntactic modifiers or an argument in between the first syllable and the second or the rest of syllables with the help of the nominal modifier marker de. There are two major groups of Liheci: those stored in the lexicon, such as bangmang ‘help’, lifa ‘haircut’, and shenqi ‘anger’, and those derived in syntax through noun-to-verb incorporation, such as chifan ‘eat meal’, leiqiang ‘build wall’, in which fan ‘meal’ and qiang ‘wall’ are incorporated into chi ‘eat’ and lei ‘build’, respectively, to function as temporary verbal compounds. The well-known behavior of Liheci is that it can be separated by nominal modifiers or a syntactic argument. For example, bangmang ‘help’ can be used to form a verb phrase bang Lisi-de mang ‘give Lisi a help’ by inserting Lisi and a nominal modifier marker, de, between bang and mang, with bang being understood as the predicate and Lisi-de mang as the object. Although Lisi appears as a possessor marked by de, it should be understood as the theme object of the compound verb. In similar ways, the syntactic–semantic elements such as agent, theme, adjectives, measure phrases, relative clauses, and the like can all be inserted between the two components of bangmang, deriving verb phrases like (Zhangsan) bang Zhangsan-de mang ‘(Zhangsan) do Zhangsan’s help’, where Zhangsan is the agent; bang-le yi-ci mang ‘help once’, where yi-ci is a measure phrase; and bang bieren bu xiang bang de mang ‘give a help that others don’t want to give’, where bieren bu xiang bang is a relative clause. The same insertions can be found in Liheci formed in syntax. For example, chi liang-ci fan ‘eat two time’s meal’ (eat meals twice), lei san-tian qiang ‘build three day’s wall’ (build walls for three days).
There are three syntactic-semantic properties exhibited in verb phrases formed with Liheci: first, possessors being understood as Liheci’s logical argument; second, interdependent relation between the predicate and the complement; and, third, obligatory use of verbal classifiers instead of nominal classifiers.
In this article, first, five influential analyses in the literature are reviewed, pointing out their strengths and weaknesses. Then, the cognate object approach is discussed. Under this approach, Lihecis are found to be intransitive verbs that are capable of taking nominalized reduplicates of themselves as their cognate objects. After a complementary deletion on the verb and its reduplicate object in the Phonetic Form (PF), all the relevant verb phrases can be well derived, with no true separation involved in the derivation, as all the copies of Liheci in question remain intact all along. After a discussion of the relevant syntactic structures, it is shown that with this syntactic capacity, all participants involved in the events can be successfully accommodated and correctly interpreted. The advantage can be manifested in six aspects, demonstrating that this proposal fares much better than other approaches.
Article
Clause Types (and Clausal Complementation) in Germanic
Julia Bacskai-Atkari
Clauses can fulfill various functions in discourse; in most cases, the form of the clause is indicative of its discourse function. The discourse functions (such as making statements or asking questions) are referred to as speech acts, while the grammatical counterparts are referred to as clause types (such as declarative or interrogative). Declarative clauses are canonical (that is, they are syntactically more basic than non-canonical ones): they are by default used to express statements, and they represent the most unmarked word order configuration(s) in a language. Other clause types, such as interrogatives, can be distinguished by various means, including changes in the intonation pattern, different (non-canonical) word orders, the use of morphosyntactic markers (such as interrogative words), as well as combinations of these, as can be observed across Germanic. The explicit marking of clause types is referred to as clause typing, and it affects both the syntactic component of the grammar and its interfaces.
Apart from main clauses, which can correspond to complete utterances, there are also embedded clauses, which are contained within another clause, referred to as the matrix clause: matrix clauses can be either main clauses or embedded clauses. Embedded clauses may be argument clauses, in which case they are selected by a matrix element (such as a verb), but they can also be adjunct clauses, which modify some element in the matrix clause (or the entire matrix clause).
Embedded clauses fall into various clause types. Some of these can also be main clauses, such as declarative clauses or interrogative clauses. Other embedded clause types do not occur as main clauses, as is the case for relative clauses or comparative clauses. Clause typing in embedded clauses has two major aspects: embedded clauses are distinguished from matrix clauses and from other embedded clause types. Main clauses can be typed in various—syntactic and non-syntactic—ways, but Germanic languages type embedded clauses by morphosyntactic means intonation plays little, if any, role. These morphosyntactic markers fall into various categories according to what roles they fulfill in the clause. Germanic languages show considerable variation in morphosyntactic markers, depending on the clause type and the variety, and in many cases, such markers can also co-occur, resulting in complex left peripheries.
Article
Clitics and Clitic Clusters in Morphology
Eulalia Bonet
Clitics can be defined as prosodically defective function words. They can belong to a number of syntactic categories, such as articles, pronouns, prepositions, complementizers, negative adverbs, or auxiliaries. They do not generally belong to open classes, like verbs, nouns, or adjectives. Their prosodically defective character is most often manifested by the absence of stress, which in turn correlates with vowel reduction in those languages that have it independently; sometimes the clitic can be just a consonant or a consonant cluster, with no vowel. This same prosodically defective character forces them to attach either to the word that follows them (proclisis) or to the word that precedes them (enclisis); in some cases they even appear inside a word (mesoclisis or endoclisis). The word to which a clitic attaches is called the host. In some languages (like some dialects of Italian or Catalan) enclitics can surface as stressed, but the presence of stress can be argued to be the result of assignment of stress to the host-clitic complex, not to the clitic itself. One consequence of clitics being prosodically defective is that they cannot be the sole element of an utterance, for instance as an answer to some question; they need to always appear with a host.
A useful distinction is that between simple clitics and special clitics. Simple clitics often have a nonclitic variant and appear in the expected syntactic position for nonclitics of their syntactic category. Much more attention has been paid in the literature to special clitics. Special clitics appear in a designated position within the clause or within the noun phrase (or determiner phrase). In several languages certain clitics must appear in second position, within the clause, as in most South Slavic languages, or within the noun phrase, as in Kwakw'ala. The pronominal clitics of Romance languages or Greek must have the verb as a host and appear in a position different from the full noun phrase. A much debated question is whether the position of special clitics is the result of syntactic movement, or whether other factors, morphological or phonological, intervene as well or are the sole motivation for their position. Clitics can also cluster, with some languages allowing only sequences of two clitics, and other languages allowing longer sequences. Here one relevant question is what determines the order of the clitics, with the main avenues of analysis being approaches based on syntactic movement, approaches based on the types of morphosyntactic features each clitic has, and approaches based on templates. An additional issue concerning clitic clusters is the incompatibility between specific clitics when combined and the changes that this incompatibility can provoke in the form of one or more of the clitics. Combinations of identical or nearly identical clitics are often disallowed, and the constraint known as the Person-Case Constraint (PCC) disallows combinations of clitics with a first or second person accusative clitic (a direct object, DO, clitic) and a third person (and sometimes also first or second person) dative clitic (an indirect object, IO, clitic). In all these cases either one of the clitics surfaces with the form of another clitic or one of the clitics does not surface; sometimes there is no possible output. Here again both syntactic and morphological approaches have been proposed.
Article
Cognitive Semantics in the Romance Languages
Ulrich Detges
Cognitive semantics (CS) is an approach to the study of linguistic meaning. It is based on the assumption that the human linguistic capacity is part of our cognitive abilities, and that language in general and meaning in particular can therefore be better understood by taking into account the cognitive mechanisms that control the conceptual and perceptual processing of extra-linguistic reality. Issues central to CS are (a) the notion of prototype and its role in the description of language, (b) the nature of linguistic meaning, and (c) the functioning of different types of semantic relations. The question concerning the nature of meaning is an issue that is particularly controversial between CS on the one hand and structuralist and generative approaches on the other hand: is linguistic meaning conceptual, that is, part of our encyclopedic knowledge (as is claimed by CS), or is it autonomous, that is, based on abstract and language-specific features? According to CS, the most important types of semantic relations are metaphor, metonymy, and different kinds of taxonomic relations, which, in turn, can be further broken down into more basic associative relations such as similarity, contiguity, and contrast. These play a central role not only in polysemy and word formation, that is, in the lexicon, but also in the grammar.
Article
Computational Phonology
Jane Chandlee and Jeffrey Heinz
Computational phonology studies the nature of the computations necessary and sufficient for characterizing phonological knowledge. As a field it is informed by the theories of computation and phonology.
The computational nature of phonological knowledge is important because at a fundamental level it is about the psychological nature of memory as it pertains to phonological knowledge. Different types of phonological knowledge can be characterized as computational problems, and the solutions to these problems reveal their computational nature. In contrast to syntactic knowledge, there is clear evidence that phonological knowledge is computationally bounded to the so-called regular classes of sets and relations. These classes have multiple mathematical characterizations in terms of logic, automata, and algebra with significant implications for the nature of memory. In fact, there is evidence that phonological knowledge is bounded by particular subregular classes, with more restrictive logical, automata-theoretic, and algebraic characterizations, and thus by weaker models of memory.
Article
Connectionism in Linguistic Theory
Xiaowei Zhao
Connectionism is an important theoretical framework for the study of human cognition and behavior. Also known as Parallel Distributed Processing (PDP) or Artificial Neural Networks (ANN), connectionism advocates that learning, representation, and processing of information in mind are parallel, distributed, and interactive in nature. It argues for the emergence of human cognition as the outcome of large networks of interactive processing units operating simultaneously. Inspired by findings from neural science and artificial intelligence, connectionism is a powerful computational tool, and it has had profound impact on many areas of research, including linguistics. Since the beginning of connectionism, many connectionist models have been developed to account for a wide range of important linguistic phenomena observed in monolingual research, such as speech perception, speech production, semantic representation, and early lexical development in children. Recently, the application of connectionism to bilingual research has also gathered momentum. Connectionist models are often precise in the specification of modeling parameters and flexible in the manipulation of relevant variables in the model to address relevant theoretical questions, therefore they can provide significant advantages in testing mechanisms underlying language processes.
Article
Construction-Based Research in China
Xu Yang and Randy J. Lapolla
Research on construction-based grammar in China began in the late 1990s. Since its initial stages of introduction and preliminary exploration, it has entered a stage of productive and innovative development. In the past two decades, Chinese construction grammarians have achieved a number of valuable research results. In terms of theoretical applications, they have described and explained various types of constructions, such as schematic, partly variable, and fully substantive constructions. They have also applied the constructionist approach to the teaching of Chinese as a second language, proposing some new grammar systems or teaching modes such as the construction-chunk approach (构式-语块教学法), the lexicon-construction interaction model (词汇-构式互动体系), and trinitarian grammar (三一语法). In terms of theoretical innovation, Chinese construction grammarians have put forward theories or hypotheses such as the unification of grammar and rhetoric through constructions, the concept of lexical coercion, and interactive construction grammar (互动构式语法).
However, some problems have also emerged in the field of construction grammar approaches. These include a narrow understanding of the concept of construction, a limited range of research topics, and a narrow range of disciplinary perspectives and methods. To ensure the long-term development of construction-based research in China, scholars should be encouraged to make the following changes: First, they should adopt a usage-based approach using natural data, and they should keep up with advances in the study of construction networks. Second, they should broaden the scope of construction-based research and integrate it with language typology and historical linguistics. Finally, they should integrate cross-disciplinary and interdisciplinary research findings and methods. In this way, construction-based research in China can continue to flourish and make significant contributions to the study of grammar and language.
Article
Degree Expressions in Chinese
Linmin Zhang
Degree expressions in natural language reflect how human cognition performs abstract tasks like taking measurements (i.e., mapping items to degrees on a certain scale) and conducting comparisons between measurements. There is a great variation on how different languages encode notions like degrees and scales and operate comparison, inspiring ongoing theoretical development in degree semantics. This article presents major empirical data on degree expressions in Mandarin Chinese and surveys current research on Chinese-specific phenomena.
Compared to well-known English phenomena, Chinese gradable predicates like 高gāo ‘tall, high’ seem rather syntactic-category-fluid, and due to the lack of comparative morphemes, their interpretation can be ambiguous between a comparative use and a positive/measurement interpretation. Typical degree expressions in Chinese, including the positive use, comparatives, equatives, and measurement constructions, demonstrate patterns different from those in English. Moreover, not only adjective-like words such as 高gāo ‘tall, high’, but also property nouns (e.g., 魅力mèi-lì ‘charm’, 钱qián ‘money’) and mental verbs (e.g., 喜欢xǐ-huān ‘like’) have gradable meanings and can be used to form degree expressions.
With regard to these empirical phenomena, this article focuses on the following fundamental research questions in the literature: (a) The encoding of comparison: In a language lacking comparative morphemes, how is the distinction established between the positive and the comparative interpretation? (b) Compositional derivation: How are Chinese comparatives distinct from well-studied English clausal comparatives? (c) Ontology of degrees: How do various Chinese degree expressions reveal the underlying ontological assumptions of scales and degrees?
Even though many of the research questions are still hotly debated in the existing literature, research on Chinese empirical data already brings profound implications for theoretical development of degree semantics. In particular, this article suggests a new look at variations between languages with versus without overt comparative morphemes (e.g., English -er) and invites more research on the pragmatics involved in cross-linguistic degree expressions.
Article
Deponency in Morphology
Laura Grestenberger
Deponency refers to mismatches between morphological form and syntactic function (or “meaning”), such that a given morphological exponent appears in a syntactic environment that is unexpected from the point of view of its canonical (“normal” or “expected”) function. This phenomenon takes its name from Latin, where certain morphologically “passive” verbs appear in syntactically active contexts (for example, hort-or ‘I encourage’, with the same ending as passive am-or ‘I am loved’), but it occurs in other languages as well. Moreover, the term has been extended to include mismatches in other domains, such as number mismatches in nominal morphology or tense mismatches on verbs (e.g., in the Germanic preterite-presents). Theoretical treatments of deponency vary from seeking a unified (and uniform) account of all observed mismatches to arguing that the wide range of cross-linguistically attested form-function mismatches does not form a natural class and does not require explanatory devices specific to the domain of morphology. It has also been argued that some apparent mismatches are “spurious” and have been misanalyzed.
Nevertheless, it is generally agreed across frameworks that however such “morphological mismatches” are to be analyzed, deponency has potential ramifications for theories of the syntax-morphology interface and (depending on one’s theoretical approach) the structure of the lexicon.
Article
Diatheses in Germanic
Simon Kasper
An alternation between clauses is treated as a diathetical alternation (a) if one or more semantic roles associated with the main verb exhibit differential grammatical (i.e., morphological or syntactic) encoding, (b) if the overt lexical expressions have same lexical roots, and (c) if the clauses approximately share at least the meaning and truth conditions of the semantically less specific clause alternant. This qualifies as diathesis what has come to be known as the canonical passive, impersonal passive, non-canonical passive, pseudo-passive, anticausative, the dative alternation, and the locative alternation, among others. The focus of this article is on the semantic restrictions governing a clause’s participation in various diathetical alternations across the modern Germanic (standard) languages. Semantic differences between alternating clauses are captured using a sophisticated semantic role account. Grammatical encoding of diathesis is described in a theory-neutral manner using the four-case system of the old Germanic languages as a tertium comparationis and syntactic function notions from descriptive typology. Diatheses are differentiated by the semantic roles that are fore- and backgrounded by means of the syntactic functions they bear. The roles that alternate in grammatical coding are foregrounded in the clause in which they have the higher syntactic function in a syntactic function hierarchy, and they are backgrounded in the clause in which they have the lower syntactic function. In a first set of diatheses, alternations are described in which the proto-agent role is backgrounded and a proto-patient is foregrounded. This set includes a “patient passive” and the “anticausative domain.” In a second set of diatheses, the proto-agent is again backgrounded, but now the proto-recipient is foregrounded. This is illustrated using the “eventive recipient passive.” Completing this pattern, the “locational passive” represents a diathetical pattern in which the proto-agent role is backgrounded once more and the proto-locational role is foregrounded. Other types of diatheses in which the proto-locational is foregrounded and the proto-patient is backgrounded are exemplified by means of the location/possession alternation (dative alternation) and the location/affection alternation (e.g., locative and applicative alternations).
Article
Discourse Coherence in Chinese
Saina Wuyun
Discourse coherence is motivated by the need of the speaker to be understood, which is a psychological phenomenon reflected in the organization of natural discourse. It can be realized via the continuity or recurrence of some element(s) across a span (or spans) of text; alternatively, it can be defined in terms of cohesion, where the interpretation of some element in the discourse is dependent on that of another.
The study of Chinese discourse can be traced back to the Han Dynasty, when the area of endeavor known as classical article-logy (Wénzhāngxué: 文章学) was affiliated to literature. The study of discourse coherence of modern linguistic sense starts from the late 1980s, when counterparts of ‘discourse analysis’, ‘discourse coherence’, and ‘cohesion’ in Chinese linguistic study were assigned a roughly equivalent connotation to those in the West. Two different approaches are differentiated based on the different foci of attention on this issue, namely the entity-oriented and the relation-oriented approach. The former focuses on the continuity of a particular element called “topic” in discourse and the topic chain thus formed, while the latter concerns itself with the connective relations within a discourse and the devices being adopted to realize these relations. Existing analyses toward discourse coherence in Chinese provide different classifications of coherence realization, most of which can be grouped into either of these two orientations.
Topic continuity is one way of realizing discourse coherence in Chinese. The topic of a discourse is what the discourse is about, and always refers to something about which the speaker/writer assumes the receiver has some knowledge. Headed by the topic, a topic chain is a stretch of discourse composed of more than one clause that functions as a discourse unit in Chinese. A topic can play a continuing or (re)introductory role with regard to the previous discourse and a chaining or contrastive role with regard to the subsequent discourse within a topic chain. It is via these specific functions that the coherence of a discourse is maintained.
Traditional approaches to composite sentences and clause clusters in Chinese provide careful description of the realization of both coordination and elaboration relations, which to a large extent are consistent with the systemic functional approach toward the cohesive devices and the Rhetorical Structure Theory framework. These traditional classifications of cohesive relations are still referred to by current studies. Via the connective devices (implicit ones such as the underlying logical relation, or explicit ones such as connective adverbs and conjunctions), the logical relation between adjacent clauses are specified, and in turn a global coherent discourse is constructed.
A coherent discourse is a cluster of clauses bearing all kinds of semantic relations realized via explicit or implicit connective devices. The coherence of discourse relies on the internal cohesive relations within a topic chain as well as the connection among all topic chains of the discourse in question. The study of inner-sentential composition as well as the inter-sentential discourse connectiveness are both investigations on the cohesion of a discourse in Chinese.
Article
Displacement in Syntax
Klaus Abels
Displacement is a ubiquitous phenomenon in natural languages. Grammarians often speak of displacement in cases where the rules for the canonical word order of a language lead to the expectation of finding a word or phrase in a particular position in the sentence whereas it surfaces instead in a different position and the canonical position remains empty: ‘Which book did you buy?’ is an example of displacement because the noun phrase ‘which book’, which acts as the grammatical object in the question, does not occur in the canonical object position, which in English is after the verb. Instead, it surfaces at the beginning of the sentence and the object position remains empty. Displacement is often used as a diagnostic for constituent structure because it affects only (but not all) constituents. In the clear cases, displaced constituents show properties associated with two distinct linear and hierarchical positions. Typically, one of these two positions c-commands the other and the displaced element is pronounced in the c-commanding position. Displacement also shows strong interactions with the path between the empty canonical position and the position where the element is pronounced: one often encounters morphological changes along this path and evidence for structural placement of the displaced constituent, as well as constraints on displacement induced by the path.
The exact scope of displacement as an analytically unified phenomenon varies from theory to theory. If more then one type of syntactic displacement is recognized, the question of the interaction between movement types arises. Displacement phenomena are extensively studied by syntacticians. Their enduring interest derives from the fact that the complex interactions between displacement and other aspects of syntax offer a powerful probe into the inner workings and architecture of the human syntactic faculty.
