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Old and Middle Japanese  

Bjarke Frellesvig

Old and Middle Japanese are the pre-modern periods of the attested history of the Japanese language. Old Japanese (OJ) is largely the language of the 8th century, with a modest, but still significant number of written sources, most of which is poetry. Middle Japanese is divided into two distinct periods, Early Middle Japanese (EMJ, 800–1200) and Late Middle Japanese (LMJ, 1200–1600). EMJ saw most of the significant sound changes that took place in the language, as well as profound influence from Chinese, whereas most grammatical changes took place between the end of EMJ and the end of LMJ. By the end of LMJ, the Japanese language had reached a form that is not significantly different from present-day Japanese. OJ phonology was simple, both in terms of phoneme inventory and syllable structure, with a total of only 88 different syllables. In EMJ, the language became quantity sensitive, with the introduction of a long versus short syllables. OJ and EMJ had obligatory verb inflection for a number of modal and syntactic categories (including an important distinction between a conclusive and an (ad)nominalizing form), whereas the expression of aspect and tense was optional. Through late EMJ and LMJ this system changed completely to one without nominalizing inflection, but obligatory inflection for tense. The morphological pronominal system of OJ was lost in EMJ, which developed a range of lexical and lexically based terms of speaker and hearer reference. OJ had a two-way (speaker–nonspeaker) demonstrative system, which in EMJ was replaced by a three-way (proximal–mesial–distal) system. OJ had a system of differential object marking, based on specificity, as well as a word order rule that placed accusative marked objects before most subjects; both of these features were lost in EMJ. OJ and EMJ had genitive subject marking in subordinate clauses and in focused, interrogative and exclamative main clauses, but no case marking of subjects in declarative, optative, or imperative main clauses and no nominative marker. Through LMJ genitive subject marking was gradually circumscribed and a nominative case particle was acquired which could mark subjects in all types of clauses. OJ had a well-developed system of complex predicates, in which two verbs jointly formed the predicate of a single clause, which is the source of the LMJ and NJ (Modern Japanese) verb–verb compound complex predicates. OJ and EMJ also had mono-clausal focus constructions that functionally were similar to clefts in English; these constructions were lost in LMJ.


Rendaku or Sequential Voicing in Japanese Phonology  

Timothy J. Vance

The term rendaku, sometimes translated as sequential voicing, denotes a morphophonemic phenomenon in Japanese. In a prototypical case, an alternating morpheme appears with an initial voiceless obstruent as a word on its own or as the initial element (E1) in a compound but with an initial voiced obstruent as the second element (E2) in a two-element compound. For example, the simplex word /take/ ‘bamboo’ and the compound /take+yabu/ ‘bamboo grove’ (cf. /yabu/ ‘grove’) begin with voiceless /t/, but this morpheme meaning ‘bamboo’ begins with voiced /d/ in /sao+dake/ ‘bamboo (made into a) pole’ (cf. /sao/ ‘pole’). Rendaku was already firmly established in 8th-century Old Japanese (OJ), the earliest variety for which extensive written records exist, and subsequent sound changes have made the alternations phonetically heterogeneous. Many OJ compounds with eligible E2s did not undergo rendaku, and the phenomenon remains pervasively irregular in modern Japanese. There are, however, many factors that promote or inhibit rendaku, and some of these appear to influence native-speaker behavior on experimental tasks. The best known phonological factor is Lyman’s Law, according to which rendaku does not apply to E2s that contain a non-initial voiced obstruent. Many theoretical phonologists endorse the idea that Lyman’s Law is a sub-case of the Obligatory Contour Principle, which rules out identical or similar units if they would be adjacent in some domain. Other well-known factors involve vocabulary stratum (e.g., the resistance to rendaku of recently borrowed E2s) or the morphological/semantic relationship between E2 and E1 (e.g., the resistance to rendaku of coordinate compounds). Some morphemes are idiosyncratically immune to rendaku. Other morphemes alternate but undergo rendaku in some compounds while failing to undergo it in others, even though no known factor is relevant. In addition, many individual compounds vary between a form with rendaku and a form without, and this variability is often not reflected in dictionary entries. Despite its irregularity, rendaku is productive in the sense that it often applies to newly created compounds. Many compounds, of course, are stored (with or without rendaku) in a speaker’s lexicon, but fact that native speakers can apply rendaku not just to existing E2s in novel compounds but even to made-up E2s shows that rendaku as an active process is somehow incorporated into the grammar.


Argument Realization and Case in Japanese  

Hideki Kishimoto

Japanese is a language where the grammatical status of arguments and adjuncts is marked exclusively by postnominal case markers, and various argument realization patterns can be assessed by their case marking. Since Japanese is categorized as a language of the nominative-accusative type typologically, the unmarked case-marking frame obtained for transitive predicates of the non-stative (or eventive) type is ‘nominative-accusative’. Nevertheless, transitive predicates falling into the stative class often have other case-marking alignments, such as ‘nominative-nominative’ and ‘dative-nominative’. Consequently, Japanese provides much more varying argument realization patterns than those expected from its typological character as a nominative-accusative language. In point of fact, argument marking can actually be much more elastic and variable, the variations being motivated by several linguistic factors. Arguments often have the option of receiving either syntactic or semantic case, with no difference in the logical or cognitive meaning (as in plural agent and source agent alternations) or depending on the meanings their predicate carry (as in locative alternation). The type of case marking that is not normally available in main clauses can sometimes be obtained in embedded contexts (i.e., in exceptional case marking and small-clause constructions). In complex predicates, including causative and indirect passive predicates, arguments are case-marked differently from their base clauses by virtue of suffixation, and their case patterns follow the mono-clausal case array, despite the fact that they have multi-clausal structures. Various case marking options are also made available for arguments by grammatical operations. Some processes instantiate a change on the grammatical relations and case marking of arguments with no affixation or embedding. Japanese has the grammatical process of subjectivization, creating extra (non-thematic) major subjects, many of which are identified as instances of ‘possessor raising’ (or argument ascension). There is another type of grammatical process, which reduces the number of arguments by virtue of incorporating a noun into the predicate, as found in the light verb constructions with suru ‘do’ and the complex adjective constructions formed on the negative adjective nai ‘non-existent.’


Origins of the Japanese Language  

Alexander Vovin

The Northeast Asia is one of the unique points on the globe where there are many language isolates and portmanteau families. From a conservative point of view, the Japanese language is a member of such a portmanteau family that has recently and increasingly been called Japonic in the Western literature. While Japanese is unquestionably a member of this Japonic language family, which consists of two Japanese languages (Japanese itself and the moribund Hachijō language) and four or five relatively closely related Ryūkyūan languages (Amami, Okinawan, Miyako, Yaeyama, and possibly Yonaguni), attempts have also been made to establish a genetic relationship between Japanese and various other language families. Most of these attempts have been amateurish, a major exception being the Koreo-Japonic hypothesis, which still remains unproven as well. It is also quite likely that the Japonic language family (or, more precisely, Insular Japonic) is the only linguistic grouping whose genetic relationship can be established beyond any doubt. A genetic relationship is also likely to exist between Japonic and a number of fragmentarily attested languages that once flourished in the south and center of the Korean Peninsula, but that died out no later than 9th century A.D. The paucity of material available does not allow one to establish solid predictive-productive regular correspondences in many cases, but intuitively the genetic relationship seems to be a matter of fact. Anything beyond intuition, however, lies in the realm of conjecture and speculation. The alleged Koreo-Japonic relationship is best explained by a centuries-long contact relationship rather than by common origin, given such factors as the virtual absence of any kind of shared paradigmatic morphology, as well as by multiple problems in establishing the real (and not imaginable or made-to-fit) regular correspondences. The Japanese-“Altaic” hypothesis is even more speculative and far-fetched. Consequently, the conclusion is that the Japanese language or the Japonic language family has no demonstrable relationship with any other language family or language isolate on the planet.


Morphology in Japonic Languages  

Taro Kageyama

Due to the agglutinative character, Japanese and Ryukyuan morphology is predominantly concatenative, applying to garden-variety word formation processes such as compounding, prefixation, suffixation, and inflection, though nonconcatenative morphology like clipping, blending, and reduplication is also available and sometimes interacts with concatenative word formation. The formal simplicity of the principal morphological devices is counterbalanced by their complex interaction with syntax and semantics as well as by the intricate interactions of four lexical strata (native, Sino-Japanese, foreign, and mimetic) with particular morphological processes. A wealth of phenomena is adduced that pertain to central issues in theories of morphology, such as the demarcation between words and phrases; the feasibility of the lexical integrity principle; the controversy over lexicalism and syntacticism; the distinction of morpheme-based and word-based morphology; the effects of the stage-level vs. individual-level distinction on the applicability of morphological rules; the interface of morphology, syntax, and semantics, and pragmatics; and the role of conjugation and inflection in predicate agglutination. In particular, the formation of compound and complex verbs/adjectives takes place in both lexical and syntactic structures, and the compound and complex predicates thus formed are further followed in syntax by suffixal predicates representing grammatical categories like causative, passive, negation, and politeness as well as inflections of tense and mood to form a long chain of predicate complexes. In addition, an array of morphological objects—bound root, word, clitic, nonindependent word or fuzoku-go, and (for Japanese) word plus—participate productively in word formation. The close association of morphology and syntax in Japonic languages thus demonstrates that morphological processes are spread over lexical and syntactic structures, whereas words are equipped with the distinct property of morphological integrity, which distinguishes them from syntactic phrases.


Language and Linguistics in Pre-Modern China and East Asia  

Lei Zhu

Traditional Chinese linguistics grew out of two distinct interests in language: the philosophical reflection on things and their names, and the practical concern for literacy education and the correct understanding of classical works. The former is most typically found in the teachings of such pre-Qin masters as Confucius, Mozi, and Gongsun Long, who lived between the 6th and 3rd centuries bc, the latter in the enormous number of dictionaries, textbooks, and research works which, as a reflection of the fact that most Chinese morphemes are monosyllabic, are centered around the pronunciations, written forms, and meanings of these monosyllabic morphemes, or zi (“characters”) as they are called in Chinese. Apparently, it was the latter, philological, interest that motivated the bulk of the Chinese linguistic tradition, giving rise to such important works as Shuowen Jiezi and Qieyun, and culminating in the scholarship of the Qing Dynasty (1616–1911). But at the bottom, the philosophical concern never ceased to exist: The dominating idea that all things should have their rightful names just as they should occupy their rightful places in the universe, for example, was behind the compilation of Shuowen Jiezi and many other works. Further, the development of philology, or xiaoxue (“basic learning”), was strongly influenced by the study of philosophical thoughts, or daxue (“greater learning”), throughout its history. The picture just presented, in which Chinese philosophy and philology are combined to form a seemingly autonomous tradition, is complicated, however, by the fact that the Indic linguistic tradition started to influence the Chinese in the 2nd century ad, causing remarkable changes in the analyzing techniques (especially regarding character pronunciation), findings, and course of development of language studies in China. Most crucially, scholars began to realize that syllables had internal structures and that the pronunciation of one character could be represented by two others that shared the same initial and final with it respectively. This technique, known as fanqie, laid the basis for the illustrious 7th-century rhyme dictionary Qieyun, the rhyme table Yunjing, and a great many works that followed. These works, besides providing reference for verse composition (and, consequently, for the imperial examinations held to select government officials), proved such an essential tool in the philological study of classical works, that many Qing scholars, at the very height of traditional Chinese linguistics, regarded character pronunciation as central to xiaoxue and indispensable for the understanding of ancient texts. While character pronunciation received overwhelming attention, the studies of character form and meaning continued to develop, though they were frequently influenced by and sometimes combined with the study of character pronunciation, as in the analysis of the relations between Old Chinese sound categories and the phonetic components of Chinese characters and in their application in the exegetical investigation of classical texts. Chinese, with its linguistic tradition, had a profound impact in ancient East Asia. Not only did traditional studies of Japanese, Tangut, and other languages show significant Chinese influence, under which not the least achievement was the invention of the earliest writing systems for these languages, but many scholars from Japan and Korea actually took an active part in the study of Chinese as well, so that the Chinese linguistic tradition would itself be incomplete without the materials and findings these non-Chinese scholars have contributed. On the other hand, some of these scholars, most notably Motoori Norinaga and Fujitani Nariakira in Japan, were able to free themselves from the character-centered Chinese routine and develop rather original linguistic theories.


Syntax of Ditransitives  

Heidi Harley and Shigeru Miyagawa

Ditransitive predicates select for two internal arguments, and hence minimally entail the participation of three entities in the event described by the verb. Canonical ditransitive verbs include give, show, and teach; in each case, the verb requires an agent (a giver, shower, or teacher, respectively), a theme (the thing given, shown, or taught), and a goal (the recipient, viewer, or student). The property of requiring two internal arguments makes ditransitive verbs syntactically unique. Selection in generative grammar is often modeled as syntactic sisterhood, so ditransitive verbs immediately raise the question of whether a verb may have two sisters, requiring a ternary-branching structure, or whether one of the two internal arguments is not in a sisterhood relation with the verb. Another important property of English ditransitive constructions is the two syntactic structures associated with them. In the so-called “double object construction,” or DOC, the goal and theme both are simple NPs and appear following the verb in the order V-goal-theme. In the “dative construction,” the goal is a PP rather than an NP and follows the theme in the order V-theme-to goal. Many ditransitive verbs allow both structures (e.g., give John a book/give a book to John). Some verbs are restricted to appear only in one or the other (e.g. demonstrate a technique to the class/*demonstrate the class a technique; cost John $20/*cost $20 to John). For verbs which allow both structures, there can be slightly different interpretations available for each. Crosslinguistic results reveal that the underlying structural distinctions and their interpretive correlates are pervasive, even in the face of significant surface differences between languages. The detailed analysis of these questions has led to considerable progress in generative syntax. For example, the discovery of the hierarchical relationship between the first and second arguments of a ditransitive has been key in motivating the adoption of binary branching and the vP hypothesis. Many outstanding questions remain, however, and the syntactic encoding of ditransitivity continues to inform the development of grammatical theory.


Focus-Predicate Concord kakari musubi Constructions in Japanese and Okinawan  

Rumiko Shinzato

In a special Focus-to-Predicate concord construction (kakari musubi), specific focus particles called kakari joshi correlate with predicate conjugational endings, or musubi, other than regular finite forms, creating special illocutionary effects, such as emphatic assertion or question. In Old Japanese, a particle ka, s(/z)ö, ya, or namu triggers an adnominal ending, while kösö calls for a realis ending. In Old Okinawan, ga or du prompts an adnominal ending, while sɨ associates with realis endings. Kakari musubi existed in Proto-Japonic but died out in the Japanese branch; however, it is still preserved in its sister branch, Ryukyuan, in the Okinawan language. This concord phenomenon, observed in only a few languages of the world, presents diverse issues concerning its evolution from origin to demise, the functional and semantic differences of its kakari particles (e.g., question-forming Old Japanese ka vs. ya) and positional (sentence-medial vs. sentence-final) contrast. Furthermore, kakari musubi bears relevance to syntactic constructions such as clefts and nominalizations. Finally, some kakari particles stemming from demonstratives offer worthy data for theory construction in grammaticalization or iconicity. Because of its far reaching relevance, the construction has garnered attention from both formal and functional schools of linguistics.


Altaic Languages  

George Starostin

“Altaic” is a common term applied by linguists to a number of language families, spread across Central Asia and the Far East and sharing a large, most likely non-coincidental, number of structural and morphemic similarities. At the onset of Altaic studies, these similarities were ascribed to the one-time existence of an ancestral language—“Proto-Altaic,” from which all these families are descended; circumstantial evidence and glottochronological calculations tentatively date this language to some time around the 6th–7th millennium bc, and suggest Southern Siberia or adjacent territories (hence the name “Altaic”) as the original homeland of its speakers. However, since the mid-20th century the dominant view in historical linguistics has shifted to that of an “Altaic Sprachbund” (diffusion area), implying that the families in question have not sprung from a common source, but rather have acquired their similarities over a long period of mutual linguistic contact. The bulk of “Altaic” has traditionally included such uncontroversial families as Turkic, Mongolic, and Manchu-Tungusic; additionally, Japanese (Japonic) and Korean are also frequently seen as potential members of the larger Altaic family (the entire five branches are sometimes referred to as “Macro-Altaic”). The debate over the nature of the relationship between the various units that constitute “Altaic,” sometimes referred to as “the Altaic controversy,” has been one of the most hotly debated topics in 20th-century historical linguistics and a major focal point of studies dealing with the prehistory of Central and East Eurasia. Supporters of “Proto-Altaic,” commonly known as “(pro-)Altaicists,” claim that only divergence from an original common ancestor can account for the observed regular phonetic correspondences and other structural similarities, whereas “anti-Altaicists,” without denying the existence of such similarities, insist that they do not belong to the “core” layers of the respective languages and are therefore better explained as results of lexical borrowing and other forms of areal linguistic contact. As a rule, “pro-Altaicists” claim that “Proto-Altaic” is as reconstructible by means of the classic comparative method as any uncontroversial linguistic family; in support of this view, they have produced several attempts to assemble large bodies of etymological evidence for the hypothesis, backed by systems of regular phonetic correspondences between compared languages. All of these, however, have been heavily criticized by “anti-Altaicists” for lack of methodological rigor, implausibility of proposed phonetic and/or semantic changes, and confusion of recent borrowings with items allegedly inherited from a common ancestor. Despite the validity of many of these objections, it remains unclear whether they are sufficient to completely discredit the hypothesis of a genetic connection between the various branches of “Altaic,” which continues to be actively supported by a small, but stable scholarly minority.


Phrase Structure and Movement in Japanese  

Mamoru Saito

Japanese exhibits some unique features with respect to phrase structure and movement. It is well-known that its phrase structure is strictly head-final. It also provides ample evidence that a sentence may have more complex structure than its surface form suggests. Causative sentences are the best-known example of this. They appear to be simple sentences with verbs accompanying the causative suffix, -sase. But the causative suffix is an independent verb and takes a small clause vP complement in the syntactic representation. Japanese sentences can have a rich structure in the right periphery. For example, embedded clauses may contain up to three overt complementizers, corresponding to Finite (no), Interrogative (ka), and Report/Force (to). Matrix clauses may end in a sequence of discourse particles, such as wa, yo, and ne. Each of the complementizers and discourse particles has a selectional requirement of its own. More research is required to settle on the functional heads in the nominal structure. Among the controversial issues are whether D is present and whether Case markers should be analyzed as independent heads. Various kinds of movement operations are observed in the language. NP-movement to the subject position takes place in passive and unaccusative sentences, and clausal comparatives and clefts are derived by operator-movement. Scrambling is a unique movement operation that should be distinguished from both NP-movement and operator-movement. It does not establish operator-variable relations but is not subject to the locality requirements imposed on NP-movement. It cannot be PF-movement as it creates new binding possibilities. It is still debated whether head movement, for example, the movement of verb to tense, takes place in the language.


Noun-Modifying Clause Construction in Japanese  

Yoshiko Matsumoto

The noun-modifying clause construction (NMCC) in Japanese is a complex noun phrase in which a prenominal clause is dependent on the head noun. Naturally occurring instances of the construction demonstrate that a single structure, schematized as [[… predicate (finite/adnominal)] Noun], represents a wide range of semantic relations between the head noun and the dependent clause, encompassing some that would be expressed by structurally distinct constructions such as relative clauses, noun complement clauses, and other types of complex noun phrases in other languages, such as English. In that way, the Japanese NMCC demonstrates a clear case of the general noun-modifying construction (GNMCC), that is, an NMCC that has structural uniformity across interpretations that extend beyond the range of relative clauses. One of the notable properties of the Japanese NMCC is that the modifying clause may consist only of the predicate, reflecting the fact that referential density is moderate in Japanese—arguments of a predicate are not required to be overtly expressed either in the main clause or in the modifying clause. Another property of the Japanese NMCC is that there is no explicit marking in the construction that indicates the grammatical or semantic relation between the head noun and the modifying clause. The two major constituents are simply juxtaposed to each other. Successful construal of the intended interpretations of instances of such a construction, in the absence of explicit markings, likely relies on an aggregate of structural, semantic, and pragmatic factors, including the semantic content of the linguistic elements, verb valence information, and the interpreter’s real-world knowledge, in addition to the basic structural information. Researchers with different theoretical approaches have studied Japanese NMCCs or subsets thereof. Syntactic approaches, inspired by generative grammar, have focused mostly on relative clauses and aimed to identify universally recognized syntactic principles. Studies that take the descriptive approach have focused on detailed descriptions and the classification of a wide spectrum of naturally occurring instances of the construction in Japanese. The third and most recent group of studies has emphasized the importance of semantics and pragmatics in accounting for a wide variety of naturally occurring instances. The examination of Japanese NMCCs provides information about the nature of clausal noun modification and affords insights into languages beyond Japanese, as similar phenomena have reportedly been observed crosslinguistically to varying degrees.


Accent in Japanese Phonology  

Haruo Kubozono

The word accent system of Tokyo Japanese might look quite complex with a number of accent patterns and rules. However, recent research has shown that it is not as complex as has been assumed if one incorporates the notion of markedness into the analysis: nouns have only two productive accent patterns, the antepenultimate and the unaccented pattern, and different accent rules can be generalized if one focuses on these two productive accent patterns. The word accent system raises some new interesting issues. One of them concerns the fact that a majority of nouns are ‘unaccented,’ that is, they are pronounced with a rather flat pitch pattern, apparently violating the principle of obligatoriness. A careful analysis of noun accentuation reveals that this strange accent pattern occurs in some linguistically predictable structures. In morphologically simplex nouns, it typically tends to emerge in four-mora nouns ending in a sequence of light syllables. In compound nouns, on the other hand, it emerges due to multiple factors, such as compound-final deaccenting morphemes, deaccenting pseudo-morphemes, and some types of prosodic configurations. Japanese pitch accent exhibits an interesting aspect in its interactions with other phonological and linguistic structures. For example, the accent of compound nouns is closely related with rendaku, or sequential voicing; the choice between the accented and unaccented patterns in certain types of compound nouns correlates with the presence or absence of the sequential voicing. Moreover, whether the compound accent rule applies to a certain compound depends on its internal morphosyntactic configuration as well as its meaning; alternatively, the compound accent rule is blocked in certain types of morphosyntactic and semantic structures. Finally, careful analysis of word accent sheds new light on the syllable structure of the language, notably on two interrelated questions about diphthong-hood and super-heavy syllables. It provides crucial insight into ‘diphthongs,’ or the question of which vowel sequence constitutes a diphthong, against a vowel sequence across a syllable boundary. It also presents new evidence against trimoraic syllables in the language.