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Article

‘Folk etymology’ and ‘contamination’ each involve associative formal influences between words which have no ‘etymological’ (i.e., historical), connexion. From a morphological perspective, in folk etymology a word acquires at least some elements of the structure of some other, historically unrelated, word. The result often looks like a compound, of a word composed of other, independently existing, words. These are usually (but not necessarily) ‘compounds’ lacking in any semantic compositionality, which do not ‘make sense’: for example, French beaupré ‘bowsprit’, but apparently ‘beautiful meadow’, possibly derived from English bowsprit. Typically involved are relatively long, polysyllabic, words, characteristically belonging to erudite or exotic vocabulary, whose unfamiliarity is accommodated by speakers unfamiliar with the target word through replacement of portions of that word with more familiar words. Contamination differs from folk etymology both on the formal and on the semantic side, usually involving non-morphemic elements, and acting between words that are semantically linked: for example, Spanish nuera ‘daughter-in-law’, instead of etymologically expected **nora, apparently influenced by the vowel historically underlying suegra ‘mother-in-law’. While there is nothing uniquely Romance about these phenomena, Romance languages abound in them.

Article

André Thibault and Nicholas LoVecchio

The Romance languages have been involved in many situations of language contact. While language contact is evident at all levels, the most visible effects on the system of the recipient language concern the lexicon. The relationship between language contact and the lexicon raises some theoretical issues that are not always adequately addressed, including in etymological lexicography. First is the very notion of what constitutes “language contact.” Contrary to a somewhat dated view, language contact does not necessarily imply physical presence, contemporaneity, and orality: as far as the lexicon is concerned, contact can happen over time and space, particularly through written media. Depending on the kind of extralinguistic circumstances at stake, language contact can be induced by diverse factors, leading to different forms of borrowing. The misleading terms borrowings or loans mask the reality that these are actually adapted imitations—whether formal, semantic, or both—of a foreign model. Likewise, the common Latin or Greek origins of a huge proportion of the Romance lexicon often obscure the real history of words. As these classical languages have contributed numerous technical and scientific terms, as well as a series of “roots,” words coined in one Romance language can easily be reproduced in any other. However, simply reducing a word’s etymology to the origin of its components (classic or otherwise), ignoring intermediate stages and possibly intermediating languages in the borrowing process, is a distortion of word history. To the extent that it is useful to refer to “internationalisms,” related words in different Romance languages merit careful, often arduous research in the process of identifying the actual origin of a given coining. From a methodological point of view, it is crucial to distinguish between the immediate lending language and the oldest stage that can be identified, with the former being more relevant in a rigorous approach to comparative historical lexicology. Concrete examples from Ibero-Romania, Gallo-Romania, Italo-Romania, and Balkan-Romania highlight the variety of different Romance loans and reflect the diverse historical factors particular to each linguistic community in which borrowing occurred.

Article

Christopher Pountain

Definition of the copula as a discrete grammatical category is problematic. It is the semantically unmarked copulas (simple equivalents of the English verb ‘to be’) which deserve most attention in a comparison of the Romance languages; they have a typically suppletive historical morphology and are often the result of the grammaticalization of full lexical verbs, the point at which true unmarked copular status is achieved being sometimes difficult to identify. The unmarked copulas of the Ibero-Romance languages (Spanish, Portuguese, and Catalan) have the most complex distribution and have proved the most difficult to account for synchronically. The situation in the early 21st century is the consequence of a progressive encroachment of the reflexes of Latin stare and other verbs on the functions of Latin esse (reference is made to the Classical Latin form esse for convenience; however, the Romance paradigms must be taken to derive from a Vulgar Latin form *essĕre, into which other verbs, notably sedēre ‘to sit’ in the case of the Ibero-Romance languages, were suppletively incorporated). The contrastive study of the development of cognate copular verbs in closely related languages needs closer attention in regard to the identification of the parameters of copula choice with adjectival complements.

Article

Etymologies are statements about the origin and history of linguistic items (words and structures). Typically, an etymology gives information about what historical period of a language a word or a structure was created and what kinds of processes were involved, as well as about its subsequent history. Usually, etymologies involve the reconstruction of parts or all of an item’s history including the original formation. A reconstruction is a hypothesis about the form and meaning of an ancestral form and the changes it has undergone to yield the oldest attested form. This hypothesis is based on language-internal data and data from related languages as well as our knowledge about language change. The use of comparative data is key for determining and reconstructing the ancestral form of a linguistic item. One important property of reconstructions, and hence of etymologies, is that they are probabilistic; that is, they are hypotheses that are more or less likely to be correct. Etymologies of high quality have a high level of reliability or confidence, whereas etymologies of low quality are generally only weakly supported. There is a range of factors influencing the quality of an etymology, and it is important to make clear how well-supported etymologies are when considering the etymological situation of the whole or a part of the vocabulary of a language. Two pivotal factors are the degree to which sound correspondences and related changes are regular and the strength of the correspondence pattern in terms of correspondence sets and equations. There is a significant body of work of etymological research on Germanic. This work can be broadly categorized into studies that etymologize words in a given daughter language and studies that take a more comparative approach. The focus of the literature has been on finding connections within the Indo-European family and explaining Germanic and its lexicon in terms of their development from Proto-Indo-European. Nonetheless, it is well known that the Germanic lexicon contains loans from other Indo-European languages, especially from Celtic and Latin, such as PGmc. *tūna- ‘fence’ (e.g., OHG zūn ‘fence’) borrowed from Proto-Celtic *dūno ‘fort, rampart’. It is also common knowledge that a substantial part of the Germanic vocabulary is of unclear origin. The exact amount of non-etymologized vocabulary in the Germanic lexicon is unknown, but existing quantitative data suggest that the standard figure quoted in the literature of one third is too low. However, mainstream literature has not systematically investigated Germanic words of unknown origin with the aim of finding contact etymologies that satisfy the standard requirements of contact linguistics. Since the second half of the 20th century, non-Indo-European elements in the Germanic lexicon have received more attention. The majority of hypotheses involves substratum languages. By contrast, one key observation based on what is known about outcomes of language contact, supported by well-studied cases, is that it is quite likely that some of these non-etymologized words were borrowed from non-Indo-European languages, and it is also likely that at least some of these words are from a superstratum rather than a substratum. Relevant lexical items belong to semantic domains such as warfare, the legal system, and administration, for example, PGmc. *fulka- ‘divison’ (of an army), *sibjō ‘family, clan’, *aþal-/*aþil-/*aþil- ‘nobility, noble’. Moreover, non-etymologized words relating to superior cultural innovations, for example, terms of coins (PGmc. *skellingaz/*skillinaz ‘shilling’ and PGmc. *pan(n)(d)ing ‘penny’) and agricultural innovations (PGmc. *plōg- ‘(wheel) plough’) also fit better with superstratum influence than with substratum influence. Furthermore, it is also important to highlight that words of unknown origin form part of the lexical core of Germanic, for example, *erþō ‘earth’, *handuz ‘hand’, *stainaz ‘stone’, *drinkanan ‘drink’. Whatever the origin of the hitherto non-etymologized words in the PGmc. lexicon, it is to be expected that a sizable part of them are of non-Indo-European origin. Given the significant implications for the cultural history of the people who spoke Proto-Germanic and their contemporaries, it seems well worth investigating the extra-Indo-European connections of Proto-Germanic in spite of the challenges.

Article

The study of Romance linguistics was born in the 19th-century German university, and like all linguistics of that era it is historical in nature. With respect to Indo-European and Germanic linguistics, a difference was immediately apparent: Unlike Indo-European and Common Germanic, Latin’s attestation is extensive in duration, as well as rich and varied: Romance linguists can thus make use of reconstruction as well as documentation. Friedrich Diez, author of the first historical grammar and first etymological dictionary on Romance languages, founded Romance linguistics. His studies singlehandedly constructed the foundations of the discipline. His teaching soon spread not only across German-speaking countries, but also into France and Italy. Subsequently, the most significant contributions came from two scholars trained in the Indo-European field: the German linguist Hugo Schuchardt, whose doctoral thesis studied with sharp theoretical awareness the passage from Latin to the Romance languages, and the Italian Graziadio Isaia Ascoli, who showed how the Romance panorama could be extraordinarily enriched by the analysis of nonstandard varieties. The discipline thus developed fully and radiated out. Great issues came to be debated: models of linguistic change (genealogical tree, wave), the possibility of distinguishing dialect groups, the relative weight of phonology, and semantics in lexical reconstruction. New disciplines such as linguistic geography were born, and new instruments like the linguistic atlas were forged. Romance linguistics thus became the avant-garde of general linguistics. Meanwhile, a new synthesis of the discipline had been created by a Swiss scholar, Wilhelm Meyer-Lübke, who published a historical grammar and an etymological dictionary of the Romance languages.

Article

Éva Buchi and Steven N. Dworkin

Etymology is the only linguistic subdiscipline that is uniquely historical in its study of the relevant linguistic data and one of the oldest fields in Romance linguistics. The concept of etymology as practiced by Romanists has changed over the last 100 years. At the outset, Romance etymologists took as their brief the search for and identification of individual word origins. Starting in the early 20th century, various specialists began to view etymology as the preparation of the complete history of all facets of the evolution over time and space of the words or lexical families being studied. Identification of the underlying base was only the first step in the process. From this perspective, etymology constitutes an essential element of diachronic lexicology, which covers all formal, semantic, and syntactic facets of a word’s evolution, including, if appropriate, the circumstances leading to its demise and replacement.

Article

David Fertig

Analogy is traditionally regarded as one of the three main factors responsible for language change, along with sound change and borrowing. Whereas sound change is understood to be phonetically motivated and blind to structural patterns and semantic and functional relationships, analogy is licensed precisely by those patterns and relationships. In the Neogrammarian tradition, analogical change is regarded, at least largely, as a by-product of the normal operation (acquisition, representation, and use) of the mental grammar. Historical linguists commonly use proportional equations of the form A : B = C : X to represent analogical innovations, where A, B, and C are (sets of) word forms known to the innovator, who solves for X by discerning a formal relationship between A and B and then deductively arriving at a form that is related to C in the same way that B is related to A. Along with the core type of analogical change captured by proportional equations, most historical linguists include a number of other phenomena under the analogy umbrella. Some of these, such as paradigm leveling—the reduction or elimination of stem alternations in paradigms—are arguably largely proportional, but others such as contamination and folk etymology seem to have less to do with the normal operation of the mental grammar and instead involve some kind of interference among the mental representations of phonetically or semantically similar forms. The Neogrammarian approach to analogical change has been criticized and challenged on a variety of grounds, and a number of important scholars use the term “analogy” in a rather different sense, to refer to the role that phonological and/or semantic similarity play in the influence that forms exert on each other.

Article

Adjectivalization is the derivation of adjectives from a verb, a noun, an adjective, and occasionally from other parts of speech or from phrases. Cross-linguistically, adjectivalization seems to be less frequent than nominalization and verbalization. In most languages adjectivalization involves suffixation, but other adjectivalization devices, such as prefixation, reduplication or zero derivation, are also attested. Adjectivalization by means of suffixation has been studied in depth for English. As for other languages in which suffixation is used for adjectivalization, topics that have been studied for English are the types of suffixes used for adjectivalization, their productivity, their semantic contribution, the category of the base to which they attach, and their etymology. For English an etymological distinction between native suffixes and suffixes with a Romance, more specifically Latinate, origin can be made, related to their bound or non-bound character, the type of base to which they attach, and the prosody of the derived word. One of the major challenges to the idea of word-class changing derivation, in this case adjectivalization, comes from polyfunctional words. Participles may function both as verbs and as adjectives, which leads to the question how these complex forms are formally and semantically related. There are also derivational suffixes that are used for the formation of both adjectives and nouns. For these cases as well the formal and semantic relation has to be established. For several Western European languages a relation has been established, in the theoretical literature, between the polyfunctionality of adjectival/nominal suffixes and their influence on the prosody or the phonological properties of the root, due to their etymology. It seems that the dichotomy between two types of suffixes that is created in this way does not always occur and that there is also a mixed case.

Article

George Starostin

“Altaic” is a common term applied by linguists to a number of language families, spread across Central Asia and the Far East and sharing a large, most likely non-coincidental, number of structural and morphemic similarities. At the onset of Altaic studies, these similarities were ascribed to the one-time existence of an ancestral language—“Proto-Altaic,” from which all these families are descended; circumstantial evidence and glottochronological calculations tentatively date this language to some time around the 6th–7th millennium bc, and suggest Southern Siberia or adjacent territories (hence the name “Altaic”) as the original homeland of its speakers. However, since the mid-20th century the dominant view in historical linguistics has shifted to that of an “Altaic Sprachbund” (diffusion area), implying that the families in question have not sprung from a common source, but rather have acquired their similarities over a long period of mutual linguistic contact. The bulk of “Altaic” has traditionally included such uncontroversial families as Turkic, Mongolic, and Manchu-Tungusic; additionally, Japanese (Japonic) and Korean are also frequently seen as potential members of the larger Altaic family (the entire five branches are sometimes referred to as “Macro-Altaic”). The debate over the nature of the relationship between the various units that constitute “Altaic,” sometimes referred to as “the Altaic controversy,” has been one of the most hotly debated topics in 20th-century historical linguistics and a major focal point of studies dealing with the prehistory of Central and East Eurasia. Supporters of “Proto-Altaic,” commonly known as “(pro-)Altaicists,” claim that only divergence from an original common ancestor can account for the observed regular phonetic correspondences and other structural similarities, whereas “anti-Altaicists,” without denying the existence of such similarities, insist that they do not belong to the “core” layers of the respective languages and are therefore better explained as results of lexical borrowing and other forms of areal linguistic contact. As a rule, “pro-Altaicists” claim that “Proto-Altaic” is as reconstructible by means of the classic comparative method as any uncontroversial linguistic family; in support of this view, they have produced several attempts to assemble large bodies of etymological evidence for the hypothesis, backed by systems of regular phonetic correspondences between compared languages. All of these, however, have been heavily criticized by “anti-Altaicists” for lack of methodological rigor, implausibility of proposed phonetic and/or semantic changes, and confusion of recent borrowings with items allegedly inherited from a common ancestor. Despite the validity of many of these objections, it remains unclear whether they are sufficient to completely discredit the hypothesis of a genetic connection between the various branches of “Altaic,” which continues to be actively supported by a small, but stable scholarly minority.