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Article

Dániel Z. Kádár

Politeness comprises linguistic and non-linguistic behavior through which people indicate that they take others’ feelings of how they should be treated into account. Politeness comes into operation through evaluative moments—the interactants’ (or other participants’) assessments of interactional behavior—and it is a key interpersonal interactional phenomenon, due to the fact that it helps people to build up and maintain interpersonal relationships. The operation of politeness involves valences: when people behave in what they perceive as polite in a given situation, they attempt to enactment shared values with others, hence triggering positive emotions. The interactants use valenced categories as a benchmark for their production and evaluation of language and behavior, and valence reflects the participants’ perceived moral order of an interactional context/event, that is, their perceptions of ‘how things should be’ in a given situation. Thus, the examination of politeness reveals information about the broader in-group, social, and cultural values that underlie the productive and evaluative interactional behavior of individuals. As politeness is a social action that consists of both linguistic and non-linguistic elements and that embodies a social practice, the research of politeness also provides insights into the social practices that surround individual language use. Pragmatics-based research on politeness started in the late 1970s and early 1980s, and has become one of the most popular areas in pragmatics. The field has undergone various methodological and theoretical changes. These include the “first wave” of politeness research, in the course of which researchers either attempted to model politeness across languages and cultures by using universal frameworks, or engaged in culture-specific criticism of such frameworks. In the “second wave” of politeness research, researchers attempted to approach politeness as an individualistic, and often idiosyncratic, interactionally co-constructed phenomenon. A key argument of the second wave is that politeness can only be studied at the micro-level of the individual, and so it may be overambitious to attempt to model this phenomenon across languages and cultures. In the “third wave” of politeness research, scholars attempt to model politeness across languages and cultures, without compromising the endeavour of examining politeness as an interactionally co-constructed phenomenon. Key phenomena studied in politeness research include, among others, impoliteness, intercultural interaction, cross-cultural similarities and differences of politeness, the gendered characteristics of politeness behavior, and convention and ritual. Politeness research is a multidisciplinary field that is engaged in the examination of a wide variety of data types.

Article

Nicholas Allott

Conversational implicatures (i) are implied by the speaker in making an utterance; (ii) are part of the content of the utterance, but (iii) do not contribute to direct (or explicit) utterance content; and (iv) are not encoded by the linguistic meaning of what has been uttered. In (1), Amelia asserts that she is on a diet, and implicates something different: that she is not having cake. (1)Benjamin:Are you having some of this chocolate cake?Amelia:I’m on a diet. Conversational implicatures are a subset of the implications of an utterance: namely those that are part of utterance content. Within the class of conversational implicatures, there are distinctions between particularized and generalized implicatures; implicated premises and implicated conclusions; and weak and strong implicatures. An obvious question is how implicatures are possible: how can a speaker intentionally imply something that is not part of the linguistic meaning of the phrase she utters, and how can her addressee recover that utterance content? Working out what has been implicated is not a matter of deduction, but of inference to the best explanation. What is to be explained is why the speaker has uttered the words that she did, in the way and in the circumstances that she did. Grice proposed that rational talk exchanges are cooperative and are therefore governed by a Cooperative Principle (CP) and conversational maxims: hearers can reasonably assume that rational speakers will attempt to cooperate and that rational cooperative speakers will try to make their contribution truthful, informative, relevant and clear, inter alia, and these expectations therefore guide the interpretation of utterances. On his view, since addressees can infer implicatures, speakers can take advantage of their ability, conveying implicatures by exploiting the maxims. Grice’s theory aimed to show how implicatures could in principle arise. In contrast, work in linguistic pragmatics has attempted to model their actual derivation. Given the need for a cognitively tractable decision procedure, both the neo-Gricean school and work on communication in relevance theory propose a system with fewer principles than Grice’s. Neo-Gricean work attempts to reduce Grice’s array of maxims to just two (Horn) or three (Levinson), while Sperber and Wilson’s relevance theory rejects maxims and the CP and proposes that pragmatic inference hinges on a single communicative principle of relevance. Conversational implicatures typically have a number of interesting properties, including calculability, cancelability, nondetachability, and indeterminacy. These properties can be used to investigate whether a putative implicature is correctly identified as such, although none of them provides a fail-safe test. A further test, embedding, has also been prominent in work on implicatures. A number of phenomena that Grice treated as implicatures would now be treated by many as pragmatic enrichment contributing to the proposition expressed. But Grice’s postulation of implicatures was a crucial advance, both for its theoretical unification of apparently diverse types of utterance content and for the attention it drew to pragmatic inference and the division of labor between linguistic semantics and pragmatics in theorizing about verbal communication.

Article

Myrto Grigoroglou and Anna Papafragou

To become competent communicators, children need to learn that what a speaker means often goes beyond the literal meaning of what the speaker says. The acquisition of pragmatics as a field is the study of how children learn to bridge the gap between the semantic meaning of words and structures and the intended meaning of an utterance. Of interest is whether young children are capable of reasoning about others’ intentions and how this ability develops over time. For a long period, estimates of children’s pragmatic sophistication were mostly pessimistic: early work on a number of phenomena showed that very young communicators were egocentric, oblivious to other interlocutors’ intentions, and overall insensitive to subtle pragmatic aspects of interpretation. Recent years have seen major shifts in the study of children’s pragmatic development. Novel methods and more fine-grained theoretical approaches have led to a reconsideration of older findings on how children acquire pragmatics across a number of phenomena and have produced a wealth of new evidence and theories. Three areas that have generated a considerable body of developmental work on pragmatics include reference (the relation between words or phrases and entities in the world), implicature (a type of inferred meaning that arises when a speaker violates conversational rules), and metaphor (a case of figurative language). Findings from these three domains suggest that children actively use pragmatic reasoning to delimit potential referents for newly encountered words, can take into account the perspective of a communicative partner, and are sensitive to some aspects of implicated and metaphorical meaning. Nevertheless, children’s success with pragmatic communication is fragile and task-dependent.

Article

Game theory provides formal means of representing and explaining action choices in social decision situations where the choices of one participant depend on the choices of another. Game theoretic pragmatics approaches language production and interpretation as a game in this sense. Patterns in language use are explained as optimal, rational, or at least nearly optimal or rational solutions to a communication problem. Three intimately related perspectives on game theoretic pragmatics are sketched here: (i) the evolutionary perspective explains language use as the outcome of some optimization process, (ii) the rationalistic perspective pictures language use as a form of rational decision-making, and (iii) the probabilistic reasoning perspective considers specifically speakers’ and listeners’ beliefs about each other. There are clear commonalities behind these three perspectives, and they may in practice blend into each other. At the heart of game theoretic pragmatics lies the idea that speaker and listener behavior, when it comes to using a language with a given semantic meaning, are attuned to each other. By focusing on the evolutionary or rationalistic perspective, we can then give a functional account of general patterns in our pragmatic language use. The probabilistic reasoning perspective invites modeling actual speaker and listener behavior, for example, as it shows in quantitative aspects of experimental data.

Article

Brady Clark

Intonation impacts pragmatic meaning. A range of empirical evidence shows that the pragmatic functions of intonation are specifiable. The dimensions of meaning impacted by intonation include at-issue meanings (for example, what is asserted in an assertion), presuppositions, conversational implicatures, and conventional implicatures. Certain linguistic expressions (such as the English exclusive only) are dependent on intonation, and some of these dependencies impact at-issue meaning. Intonation can also trigger certain presuppositions, in particular a certain type of anaphoric presupposition associated with the discourse context. There is also a robust interaction between intonation and implicature. The intonational prominence associated with focus can trigger certain scalar, existence, and exhaustive conversational implicatures. Finally, certain intonational contours (for example, the rise-fall-rise contour) appear to define conventional implicatures.

Article

Salvador Valera

Polysemy and homonymy are traditionally described in the context of paradigmatic lexical relations. Unlike monosemy, in which one meaning is associated with one form, and unlike synonymy, in which one meaning is associated with several forms, in polysemy and homonymy several meanings are associated with one form. The classical view of polysemy and homonymy is as a binary opposition whereby the various meanings of one form are described either as within one word (polysemy) or as within as many words as meanings (homonymy). In this approach, the decision is made according to whether the meanings can be related to one or two different sources. This classical view does not prevail in the literature as it did in the past. The most extreme revisions have questioned the descriptive synchronic difference between polysemy and homonymy or have subsumed the separation as under a general use of one term (homophony) and then established distinctions within, according to meaning and distribution. A more widespread reinterpretation of the classical opposition is in terms of a gradient where polysemy and homonymy arrange themselves along a continuum. Such a gradient arranges formally identical units at different points according to their degree of semantic proximity and degree of entrenchment (the latter understood as the degree to which a form recalls a semantic content and is activated in a speaker’s mind). The granularity of this type of gradient varies according to specific proposals, but, in the essential, the representation ranges from most and clearest proximity as well as highest degree of entrenchment in polysemy to least and most obscure proximity and lowest degree of entrenchment in homonymy.

Article

Christopher Pountain

Definition of the copula as a discrete grammatical category is problematic. It is the semantically unmarked copulas (simple equivalents of the English verb ‘to be’) which deserve most attention in a comparison of the Romance languages; they have a typically suppletive historical morphology and are often the result of the grammaticalization of full lexical verbs, the point at which true unmarked copular status is achieved being sometimes difficult to identify. The unmarked copulas of the Ibero-Romance languages (Spanish, Portuguese, and Catalan) have the most complex distribution and have proved the most difficult to account for synchronically. The situation in the early 21st century is the consequence of a progressive encroachment of the reflexes of Latin stare and other verbs on the functions of Latin esse (reference is made to the Classical Latin form esse for convenience; however, the Romance paradigms must be taken to derive from a Vulgar Latin form *essĕre, into which other verbs, notably sedēre ‘to sit’ in the case of the Ibero-Romance languages, were suppletively incorporated). The contrastive study of the development of cognate copular verbs in closely related languages needs closer attention in regard to the identification of the parameters of copula choice with adjectival complements.

Article

The words and word-parts children acquire at different stages offer insights into how the mental lexicon might be organized. Children first identify ‘words,’ recurring sequences of sounds, in the speech stream, attach some meaning to them, and, later, analyze such words further into parts, namely stems and affixes. These are the elements they store in memory in order to recognize them on subsequent occasions. They also serve as target models when children try to produce those words themselves. When they coin words, they make use of bare stems, combine certain stems with each other, and sometimes add affixes as well. The options they choose depend on how much they need to add to coin a new word, which familiar elements they can draw on, and how productive that option is in the language. Children’s uses of stems and affixes in coining new words also reveal that they must be relying on one representation in comprehension and a different representation in production. For comprehension, they need to store information about the acoustic properties of a word, taking into account different occasions, different speakers, and different dialects, not to mention second-language speakers. For production, they need to work out which articulatory plan to follow in order to reproduce the target word. And they take time to get their production of a word aligned with the representation they have stored for comprehension. In fact, there is a general asymmetry here, with comprehension being ahead of production for children, and also being far more extensive than production, for both children and adults. Finally, as children add more words to their repertoires, they organize and reorganize their vocabulary into semantic domains. In doing this, they make use of pragmatic directions from adults that help them link related words through a variety of semantic relations.

Article

Walter Bisang

Linguistic change not only affects the lexicon and the phonology of words, it also operates on the grammar of a language. In this context, grammaticalization is concerned with the development of lexical items into markers of grammatical categories or, more generally, with the development of markers used for procedural cueing of abstract relationships out of linguistic items with concrete referential meaning. A well-known example is the English verb go in its function of a future marker, as in She is going to visit her friend. Phenomena like these are very frequent across the world’s languages and across many different domains of grammatical categories. In the last 50 years, research on grammaticalization has come up with a plethora of (a) generalizations, (b) models of how grammaticalization works, and (c) methodological refinements. On (a): Processes of grammaticalization develop gradually, step by step, and the sequence of the individual stages follows certain clines as they have been generalized from cross-linguistic comparison (unidirectionality). Even though there are counterexamples that go against the directionality of various clines, their number seems smaller than assumed in the late 1990s. On (b): Models or scenarios of grammaticalization integrate various factors. Depending on the theoretical background, grammaticalization and its results are motivated either by the competing motivations of economy vs. iconicity/explicitness in functional typology or by a change from movement to merger in the minimalist program. Pragmatic inference is of central importance for initiating processes of grammaticalization (and maybe also at later stages), and it activates mechanisms like reanalysis and analogy, whose status is controversial in the literature. Finally, grammaticalization does not only work within individual languages/varieties, it also operates across languages. In situations of contact, the existence of a certain grammatical category may induce grammaticalization in another language. On (c): Even though it is hard to measure degrees of grammaticalization in terms of absolute and exact figures, it is possible to determine relative degrees of grammaticalization in terms of the autonomy of linguistic signs. Moreover, more recent research has come up with criteria for distinguishing grammaticalization and lexicalization (defined as the loss of productivity, transparency, and/or compositionality of former productive, transparent, and compositional structures). In spite of these findings, there are still quite a number of questions that need further research. Two questions to be discussed address basic issues concerning the overall properties of grammaticalization. (1) What is the relation between constructions and grammaticalization? In the more traditional view, constructions are seen as the syntactic framework within which linguistic items are grammaticalized. In more recent approaches based on construction grammar, constructions are defined as combinations of form and meaning. Thus, grammaticalization can be seen in the light of constructionalization, i.e., the creation of new combinations of form and meaning. Even though constructionalization covers many apects of grammaticalization, it does not exhaustively cover the domain of grammaticalization. (2) Is grammaticalization cross-linguistically homogeneous, or is there a certain range of variation? There is evidence from East and mainland Southeast Asia that there is cross-linguistic variation to some extent.

Article

Annie Zaenen

Hearers and readers make inferences on the basis of what they hear or read. These inferences are partly determined by the linguistic form that the writer or speaker chooses to give to her utterance. The inferences can be about the state of the world that the speaker or writer wants the hearer or reader to conclude are pertinent, or they can be about the attitude of the speaker or writer vis-à-vis this state of affairs. The attention here goes to the inferences of the first type. Research in semantics and pragmatics has isolated a number of linguistic phenomena that make specific contributions to the process of inference. Broadly, entailments of asserted material, presuppositions (e.g., factive constructions), and invited inferences (especially scalar implicatures) can be distinguished. While we make these inferences all the time, they have been studied piecemeal only in theoretical linguistics. When attempts are made to build natural language understanding systems, the need for a more systematic and wholesale approach to the problem is felt. Some of the approaches developed in Natural Language Processing are based on linguistic insights, whereas others use methods that do not require (full) semantic analysis. In this article, I give an overview of the main linguistic issues and of a variety of computational approaches, especially those stimulated by the RTE challenges first proposed in 2004.

Article

Marieke Woensdregt and Kenny Smith

Pragmatics is the branch of linguistics that deals with language use in context. It looks at the meaning linguistic utterances can have beyond their literal meaning (implicature), and also at presupposition and turn taking in conversation. Thus, pragmatics lies on the interface between language and social cognition. From the point of view of both speaker and listener, doing pragmatics requires reasoning about the minds of others. For instance, a speaker has to think about what knowledge they share with the listener to choose what information to explicitly encode in their utterance and what to leave implicit. A listener has to make inferences about what the speaker meant based on the context, their knowledge about the speaker, and their knowledge of general conventions in language use. This ability to reason about the minds of others (usually referred to as “mindreading” or “theory of mind”) is a cognitive capacity that is uniquely developed in humans compared to other animals. What we know about how pragmatics (and the underlying ability to make inferences about the minds of others) has evolved. Biological evolution and cultural evolution are the two main processes that can lead to the development of a complex behavior over generations, and we can explore to what extent they account for what we know about pragmatics. In biological evolution, changes happen as a result of natural selection on genetically transmitted traits. In cultural evolution on the other hand, selection happens on skills that are transmitted through social learning. Many hypotheses have been put forward about the role that natural selection may have played in the evolution of social and communicative skills in humans (for example, as a result of changes in food sources, foraging strategy, or group size). The role of social learning and cumulative culture, however, has been often overlooked. This omission is particularly striking in the case of pragmatics, as language itself is a prime example of a culturally transmitted skill, and there is solid evidence that the pragmatic capacities that are so central to language use may themselves be partially shaped by social learning. In light of empirical findings from comparative, developmental, and experimental research, we can consider the potential contributions of both biological and cultural evolutionary mechanisms to the evolution of pragmatics. The dynamics of types of evolutionary processes can also be explored using experiments and computational models.

Article

Laura A. Michaelis

Meanings are assembled in various ways in a construction-based grammar, and this array can be represented as a continuum of idiomaticity, a gradient of lexical fixity. Constructional meanings are the meanings to be discovered at every point along the idiomaticity continuum. At the leftmost, or ‘fixed,’ extreme of this continuum are frozen idioms, like the salt of the earth and in the know. The set of frozen idioms includes those with idiosyncratic syntactic properties, like the fixed expression by and large (an exceptional pattern of coordination in which a preposition and adjective are conjoined). Other frozen idioms, like the unexceptionable modified noun red herring, feature syntax found elsewhere. At the rightmost, or ‘open’ end of this continuum are fully productive patterns, including the rule that licenses the string Kim blinked, known as the Subject-Predicate construction. Between these two poles are (a) lexically fixed idiomatic expressions, verb-headed and otherwise, with regular inflection, such as chew/chews/chewed the fat; (b) flexible expressions with invariant lexical fillers, including phrasal idioms like spill the beans and the Correlative Conditional, such as the more, the merrier; and (c) specialized syntactic patterns without lexical fillers, like the Conjunctive Conditional (e.g., One more remark like that and you’re out of here). Construction Grammar represents this range of expressions in a uniform way: whether phrasal or lexical, all are modeled as feature structures that specify phonological and morphological structure, meaning, use conditions, and relevant syntactic information (including syntactic category and combinatoric potential).

Article

William F. Hanks

Deictic expressions, like English ‘this, that, here, and there’ occur in all known human languages. They are typically used to individuate objects in the immediate context in which they are uttered, by pointing at them so as to direct attention to them. The object, or demonstratum is singled out as a focus, and a successful act of deictic reference is one that results in the Speaker (Spr) and Addressee (Adr) attending to the same referential object. Thus, (1)A:Oh, there’sthat guy again (pointing)B:Oh yeah, now I see him (fixing gaze on the guy) (2)A:I’ll have that one over there (pointing to a dessert on a tray)B:This? (touching pastry with tongs)A:yeah, that looks greatB:Here ya’ go (handing pastry to customer) In an exchange like (1), A’s utterance spotlights the individual guy, directing B’s attention to him, and B’s response (both verbal and ocular) displays that he has recognized him. In (2) A’s utterance individuates one pastry among several, B’s response makes sure he’s attending to the right one, A reconfirms and B completes by presenting the pastry to him. If we compare the two examples, it is clear that the underscored deictics can pick out or present individuals without describing them. In a similar way, “I, you, he/she, we, now, (back) then,” and their analogues are all used to pick out individuals (persons, objects, or time frames), apparently without describing them. As a corollary of this semantic paucity, individual deictics vary extremely widely in the kinds of object they may properly denote: ‘here’ can denote anything from the tip of your nose to planet Earth, and ‘this’ can denote anything from a pastry to an upcoming day (this Tuesday). Under the same circumstance, ‘this’ and ‘that’ can refer appropriately to the same object, depending upon who is speaking, as in (2). How can forms that are so abstract and variable over contexts be so specific and rigid in a given context? On what parameters do deictics and deictic systems in human languages vary, and how do they relate to grammar and semantics more generally?

Article

Agustín Vicente and Ingrid L. Falkum

Polysemy is characterized as the phenomenon whereby a single word form is associated with two or several related senses. It is distinguished from monosemy, where one word form is associated with a single meaning, and homonymy, where a single word form is associated with two or several unrelated meanings. Although the distinctions between polysemy, monosemy, and homonymy may seem clear at an intuitive level, they have proven difficult to draw in practice. Polysemy proliferates in natural language: Virtually every word is polysemous to some extent. Still, the phenomenon has been largely ignored in the mainstream linguistics literature and in related disciplines such as philosophy of language. However, polysemy is a topic of relevance to linguistic and philosophical debates regarding lexical meaning representation, compositional semantics, and the semantics–pragmatics divide. Early accounts treated polysemy in terms of sense enumeration: each sense of a polysemous expression is represented individually in the lexicon, such that polysemy and homonymy were treated on a par. This approach has been strongly criticized on both theoretical and empirical grounds. Since at least the 1990s, most researchers converge on the hypothesis that the senses of at least many polysemous expressions derive from a single meaning representation, though the status of this representation is a matter of vivid debate: Are the lexical representations of polysemous expressions informationally poor and underspecified with respect to their different senses? Or do they have to be informationally rich in order to store and be able to generate all these polysemous senses? Alternatively, senses might be computed from a literal, primary meaning via semantic or pragmatic mechanisms such as coercion, modulation or ad hoc concept construction (including metaphorical and metonymic extension), mechanisms that apparently play a role also in explaining how polysemy arises and is implicated in lexical semantic change.

Article

Case  

Andrej L. Malchukov

Morphological case is conventionally defined as a system of marking of a dependent nominal for the type of relationship they bear to their heads. While most linguists would agree with this definition, in practice it is often a matter of controversy whether a certain marker X counts as case in language L, or how many case values language L features. First, the distinction between morphological cases and case particles/adpositions is fuzzy in a cross-linguistic perspective. Second, the distinctions between cases can be obscured by patterns of case syncretism, leading to different analyses of the underlying system. On the functional side, it is important to distinguish between syntactic (structural), semantic, and “pragmatic” cases, yet these distinctions are not clear-cut either, as syntactic cases historically arise from the two latter sources. Moreover, case paradigms of individual languages usually show a conflation between syntactic, semantic, and pragmatic cases (see the phenomenon of “focal ergativity,” where ergative case is used when the A argument is in focus). The composition of case paradigms can be shown to follow a certain typological pattern, which is captured by case hierarchy, as proposed by Greenberg and Blake, among others. Case hierarchy constrains the way how case systems evolve (or are reduced) across languages and derives from relative markedness and, ultimately, from frequencies of individual cases. The (one-dimensional) case hierarchy is, however, incapable of capturing all recurrent polysemies of individual case markers; rather, such polysemies can be represented through a more complex two-dimensional hierarchy (semantic map), which can also be given a diachronic interpretation.

Article

The noun-modifying clause construction (NMCC) in Japanese is a complex noun phrase in which a prenominal clause is dependent on the head noun. Naturally occurring instances of the construction demonstrate that a single structure, schematized as [[… predicate (finite/adnominal)] Noun], represents a wide range of semantic relations between the head noun and the dependent clause, encompassing some that would be expressed by structurally distinct constructions such as relative clauses, noun complement clauses, and other types of complex noun phrases in other languages, such as English. In that way, the Japanese NMCC demonstrates a clear case of the general noun-modifying construction (GNMCC), that is, an NMCC that has structural uniformity across interpretations that extend beyond the range of relative clauses. One of the notable properties of the Japanese NMCC is that the modifying clause may consist only of the predicate, reflecting the fact that referential density is moderate in Japanese—arguments of a predicate are not required to be overtly expressed either in the main clause or in the modifying clause. Another property of the Japanese NMCC is that there is no explicit marking in the construction that indicates the grammatical or semantic relation between the head noun and the modifying clause. The two major constituents are simply juxtaposed to each other. Successful construal of the intended interpretations of instances of such a construction, in the absence of explicit markings, likely relies on an aggregate of structural, semantic, and pragmatic factors, including the semantic content of the linguistic elements, verb valence information, and the interpreter’s real-world knowledge, in addition to the basic structural information. Researchers with different theoretical approaches have studied Japanese NMCCs or subsets thereof. Syntactic approaches, inspired by generative grammar, have focused mostly on relative clauses and aimed to identify universally recognized syntactic principles. Studies that take the descriptive approach have focused on detailed descriptions and the classification of a wide spectrum of naturally occurring instances of the construction in Japanese. The third and most recent group of studies has emphasized the importance of semantics and pragmatics in accounting for a wide variety of naturally occurring instances. The examination of Japanese NMCCs provides information about the nature of clausal noun modification and affords insights into languages beyond Japanese, as similar phenomena have reportedly been observed crosslinguistically to varying degrees.