First known as a kephalaion in Greek, capitulum or caput in Latin, the chapter arose in antiquity as a finding device within long, often heterogenous prose texts, prior even to the advent of the codex. By the 4th century
Michelle P. Brown
The codex occupies an iconic role in Western culture. Usually narrowly applied to the folded book form of the age of print, it owes its origins and development to pre-print manuscript culture. As early as the 1st century
Both men and women, religious and secular, wealthy or poor, figured in the production of medieval books, as authors, makers, and users. Documentary evidence and that detected within the books themselves gives a picture of the ways in which literary works were composed, captured in writing, published, disseminated, and accessed. Each manuscript is unique, but together they provide a portal into a thousand years of thought.
Ekphrasis is a Greek term whose etymological meaning is “to speak out” or “to show in full.” Debates on ekphrasis go back to classical antiquity and Homer’s lines on Hephaestos making Achilles’ shield in Book 18 of the epic The Iliad (8th century
Daniel P. Gunn
In free indirect discourse (FID), the narrative discourse of a text incorporates the language and subjectivity of a character, including emotional coloring, deictics, judgments, and style, without an introductory attributing frame like “she thought that” and without shifts in the pronouns or the tense sequence to accord with the character’s perspective. By combining the immediacy of direct quotation and the flexibility of indirect discourse, FID allows for the seamless integration of a character’s thought or speech, with all of its distinctive markers, into the narratorial discourse. Because FID occurs in the context of narratorial discourse and allows for a fluid movement back and forth between narratorial and figural subjectivities, it characteristically entails a mixture or interplay of two voices—the narrator’s and the character’s—in the same utterance, as in parody or mimicry. The evocation of a character’s thought or speech through FID and its relation to narratorial commentary and report can be subtle and nuanced, and identifying and making sense of FID sentences requires significant interpretive activity on the part of the reader. FID has been a crucially important technique for the representation of consciousness in the English novel, particularly in the tradition which runs from Jane Austen through George Eliot to Henry James, Virginia Woolf, and James Joyce, which concerns itself increasingly with the imagined thought-lives of characters. Depending on the context, FID passages can be presented sympathetically, inviting the reader to immerse herself or himself unreservedly in the character’s thought or speech, or ironically, with the language of the character creating a dissonant effect against the background of the narrator’s discourse and the novel’s design. FID is also sometimes referred to as style indirect libre, free indirect style, represented speech and thought, or narrated monologue.
Defining the grotesque in a concise and objective manner is notoriously difficult. When researching the term for his classic study On the Grotesque: Strategies of Contradiction in Art and Literature (1982), Geoffrey Galt Harpham observed that the grotesque is hard to pin down because it is defined as being in opposition to something rather than possessing any defining quality in and of itself. Any attempt to identify specific grotesque characteristics outside of a specific context is therefore challenging for two reasons. First, because the grotesque is that which transgresses and challenges what is considered normal, bounded, and stable, meaning that one of the few universal and fundamental qualities of the grotesque is that it is abnormal, unbounded, and unstable. Second, since even the most rigid norms and boundaries shift over time, that which is defined in terms of opposition and transgression will naturally change as well, meaning that the term grotesque meant very different things in different historical eras. For instance, as Olli Lagerspetz points out in A Philosophy of Dust (2018), while 16th-century aristocrats in France may routinely have received guests while sitting on their night stools, similar behavior exhibited today would surely be interpreted not only as out of the ordinary, but as grotesque. Likewise, perceptions of the normal and the abnormal vary widely even within the same time period, depending on one’s class, gender, race, profession, sexual orientation, cultural background, and so on.
Literacy is a measure of being literate, of the ability to read and write. The central activity of the humanities—its shared discipline—literacy has become one of its most powerful and diffuse metaphors, becoming a broadly applied metaphor representing a fluency, a competency, or a skill in manipulating information. The word “literacy” is of recent coinage, being little more than a century old. Reading and writing, or effectively using letters (the word at the root of literacy), are ancient skills, but the word “literacy” likely springs from and reflects the emergence of mass public education at the end of the 19th and the turn of the 20th century. In this sense, then “literacy” measures personal and demographic development. Literacy is mimetic. It is synesthetic—in some languages, it means hearing sounds (the phonemes) in what is seen (the letters); in others, it means linking a symbol to the thing symbolized. Although a recent word, “literacy” depends upon the emergence of symbolic sign systems in ancient times. Written symbolic systems, by contrast, are relatively recent developments in human history. But they bear a more complicated relationship to the spoken language, being in part a representation of it (and thus a recording of its contents) while also offering a representation of the world, the referent: that is, literacy involves an awareness of the representation of the world. Reading and writing are tied to millennia of changes in technologies of representation. As a term denoting fluidity with letters, literacy has a history and a geography that follow the development and movement of a phonetic alphabetic and subsequent systems of writing. If the alphabet encodes a shift from orality to literacy, HTML encodes a shift from verbal literacy to a kind of numerical literacy not yet theorized.
Lyric poetry is an ancient genre, enduring to the present day, but it is not continuous in its longevity. What happens to lyric poetry and how it changes during its numerous and sometimes lengthy periods of historical eclipse (such as the 18th century) may be as important to our understanding of lyric as an assessment of its periods of high achievement. For it is during these periods of relative obscurity that lyric enters into complex relations with other genres of poetry and prose, affirming the general thesis that all genres are relational and porous. The question of whether any particular properties of lyric poetry endure throughout its 2,700-year checkered history can be addressed by examining its basic powers: its forms; its figurative and narrative functions; and its styles and diction. The hierarchy of these functions is mutable, as one finds in today’s rift between a scholarly revival of formalist analysis and the increasing emphasis on diction in contemporary poetry. As a way of assessing lyric poetry’s basic operations, the present article surveys the ongoing tension between form and diction by sketching a critique of the tenets of New Formalism in literary studies, especially its presumptions about the relation of poetic form to the external world and its tendency to subject form to close analysis, as if it could yield, like style or diction, detailed knowledge of the world. Long overshadowed by the doctrinal tenets of modernist formalism, the expressive powers of diction occupy a central place in contemporary concerns about identity and social conflict, at the same time that diction (unlike form) is especially susceptible to the vocabularistic methods of “distant reading”—to the computational methods of the digital humanities. The indexical convergence of concreteness and abstraction, expression and rationalism, proximity and distance, in these poetic and scholarly experiments with diction points to precedents in the 18th century, when the emergence of Anglophone poetries in the context of colonialism and the incorporation of vernacular languages into poetic diction (via the ballad revival) intersected with the development of modern lexicography and the establishment of Standard English. The nascent transactions of poetics and positivism through the ontology of diction in the 21st century remind us that poetic diction is always changing but also that the hierarchy of form, figuration, and diction in lyric poetry inevitably shifts over time—a reconfiguration of lyric priorities that helps to shape the premises and methods of literary studies.
Dirk Van Hulle
The study of modern manuscripts to examine writing processes is termed “genetic criticism.” A current trend that is sometimes overdramatized as “the archival turn” is a result of renewed interest in this discipline, which has a long tradition situated at the intersection between modern book history, bibliography, textual criticism, and scholarly editing. Handwritten documents are called “modern” manuscripts to distinguish them from medieval or even older manuscripts. Whereas most extant medieval manuscripts are scribal copies and fit into a context of textual circulation and dissemination, modern manuscripts are usually autographs for private use. Traditionally, the watershed between older and “modern” manuscripts is situated around the middle of the 18th century, coinciding with the rise of the so-called Geniezeit, the Sturm und Drang (Storm and Stress) period in which the notion of “genius” became fashionable. Authors such as Goethe carefully preserved their manuscripts. This new interest in authors’ manuscripts can be part of the “genius” ideology: since a draft was regarded as the trace of a thought process, a manuscript was the tangible evidence of capital-G “Genius” at work. But this division between modern and older manuscripts needs to be nuanced, for there are of course autograph manuscripts with cancellations and revisions from earlier periods, which are equally interesting for manuscript research. Genetic criticism studies the dynamics of creative processes, discerning a difference between the part of the genesis that takes place in the author’s private environment and the continuation of that genesis after the work has become public. But the genesis is often not a linear development “before” and “after” publication; rather, it can be conceptualized by means of a triangular model. The three corners of that model are endogenesis (the “inside” of a writing process, the writing of drafts), exogenesis (the relation to external sources of inspiration), and epigenesis (the continuation of the genesis and revision after publication). At any point in the genesis there is the possibility that exogenetic material may color the endo- or the epigenesis. In the digital age, archival literary documents are no longer coterminous with a material object. But that does not mean the end of genetic criticism. On the contrary, an exciting future lies ahead. Born-digital works require new methods of analysis, including digital forensics, computer-assisted collation, and new forms of distant reading. The challenge is to connect to methods of digital text analysis by finding ways to enable macroanalysis across versions.
Realism is a historical phenomenon that is not of the past. Its recurrent rises and falls only attest to its persistence as a measure of representational authority. Even as literary history has produced different moments of “realism wars,” over the politics of realist versus antirealist aesthetics, the demand to represent an often strange and changing reality—however contested a term that may be—guarantees realism’s ongoing critical future.
Undoubtedly, realism has held a privileged position in the history of Western literary representation. Its fortunes are closely linked to the development of capitalist modernity, the rise of the novel, the emergence of the bourgeoisie, and the expansion of middle-class readerships with the literacy and leisure to read—and with an interest in reading about themselves as subjects. While many genealogies of realism are closely tied to the history of the rise of the novel—with Don Quixote as a point of departure—it is from its later, 19th-century forms that critical assumptions have emerged about its capacities and limitations. The 19th-century novel—whether its European or slightly later American version—is taken as the apex of the form and is tied to the rise of industrial capitalism, burgeoning ideas of social class, and expansion of empire. Although many of the realist writers of the 19th century were self-reflexive about the form, and often articulated theories of realism as distinct from romance and sentimental fiction, it was not until the mid-20th century, following the canonization of modernism in English departments, that a full-fledged critical analysis of realism as a form or mode would take shape. Our fullest articulations of realism therefore owe a great deal to its negative comparison to later forms—or, conversely, to the effort to resuscitate realism’s reputation against perceived critical oversimplifications. In consequence, there is no single definition of realism—nor even agreement on whether it is a mode, form, or genre—but an extraordinarily heterogenous set of ways of approaching it as a problem of representation.
Standard early genealogies of realism are to be found in historical accounts such as Ian Watt’s The Rise of the Novel and György Lukács’ Theory of the Novel and The Historical Novel, with a guide to important critiques and modifications to be found in Michael McKeon’s Theory of the Novel. This article does not retrace those critical histories. Nor does it presume to address the full range of realisms in the modern arts, including painting, photography, film, and video and digital arts. It focuses on the changing status of realism in the literary landscape, uses the fault lines of contemporary critical debates about realism to refer back to some of the recurrent terms of realism/antirealism debates, and concludes with a consideration of the “return” to realism in the 21st century.
Although scholars generally agree that satire cannot be defined in a categorical or exhaustive way, there is a consensus regarding its major features: satire is a mode, rather than a genre; it attacks historically specific targets, who are real; it is an intentional and purposeful literary form; its targets deserve ridicule on the basis of their behavior; and satire is both humorous and critical by its nature. The specificity and negativity of satire are what separates it from comedy, which tends to ridicule general types of people in ways that are ultimately redemptive. Satire is also rhetorically complex, and its critiques have a convoluted or indirect relation to the views of the author. Satire’s long history, which is not straightforwardly linear, means that it is impossible to catalogue all of the views on it from antiquity through to modernity. Modern criticism on satire, however, is easier to summarize and has often made use of ancient satirical traditions for its own purposes—especially because many early modern theorists of satire were also satirists. In particular, modern satire has generated an internal dichotomy between a rhetorical tradition of satire associated with Juvenal, and an ethical tradition associated with Horace. Most criticism of satire from the 20th century onward repeats and re-inscribes this binary in various ways. The Yale school of critics applied key insights from the New Critics to offer a rhetorical approach to satire. The Chicago school focused on the historical nature of satirical references but still presented a broadly formalist account of satire. Early 21st century criticism has moved between a rhetorical approach inflected by poststructural theory and a historicism grounded in archival research, empiricism, and period studies. Both of these approaches, however, have continued to internally reproduce a division between satire’s aesthetic qualities and its ethical or instrumental qualities. Finally, there is also a tradition of Menippean satire that differs markedly in character from traditional satire studies. While criticism of Menippean satire tends to foreground the aesthetic potential of satire over and above ethics, it also often focuses on many works that are arguably not really satirical in nature.