What allegory is and how it functions varies hugely throughout its history in the European tradition. One version of allegory sees it as a rhetorical strategy by which a speaker or writer can say one thing but mean another, by means of an extended figuration. A different, theological understanding of it is that allegory consists of events, described in the Bible, which themselves represent other events or spiritual realities, so that the world in a certain sense signifies. Both understandings draw inspiration from Platonist or Neoplatonist philosophical traditions and textual practices. Whatever the justification for such an understanding of hermeneutics, taking a text to have a concealed meaning poses problems. Can such meaning be identified? Who is responsible for that meaning? Consideration of allegory necessitates consideration of texts’ readers, who are variously understood to gain pleasure and understanding through the experience of interpretation or to be faced with a cognitive conundrum according to which the meaning that allegory promises is impossible to find or even to articulate. The work of interpretation is also foregrounded in the commitment in classical, medieval, and modern approaches to allegoresis, the identification of concealed meanings in earlier texts. Such readings find, for example, philosophical truths concealed in the fables of Greek and Roman mythography. While allegorical approaches dominate European 12th-century Scholastic philosophy and literature, as the Middle Ages progress, an Aristotelian literalism overshadows a more Platonist commitment to figuration. Allegory continues in playful narrative poetry, written in the vernacular, in which allegory’s paradoxes and ironies can be enjoyed and indulged, all the while holding out the promise of hidden meanings to committed interpreters. Rejected as stilted and backward by Romantic thinkers, allegory nonetheless persists, both as reclaimed by 20th-century theorists from Walter Benjamin to Northrop Frye and more generally as a way of understanding aesthetic productions whose meaning is not immediately available. Thinking allegorically and thinking about allegory have been at the heart of literary theory and practice in the Western tradition for over two millennia, so that to think about allegory is necessarily to think about what literature means.
Article
Allegory
Jonathan Morton
Article
Animal Studies and the Early Modern Period
Nicole Mennell
The burgeoning field of animal studies has facilitated the exploration of human-animal relations across a variety of disciplines. Following the animal turn in humanities scholarship, a number of studies published in the late 20th and early 21st centuries have demonstrated that animals reflected the social, cultural, and political concerns of the early modern period in a unique manner due to a shift in the ways in which animals were viewed and valued. This shift was largely caused by the increasing commodification of animals, the discovery of new creatures through global exploration, a renewed interest in investigating and documenting all earthly beings, and an enhanced concern for animal welfare. A range of early modern texts reflect this shift in the perception of animals through engaged interaction with conceptions of the human-animal divide and interrogation of human exceptionalism. Animals also inhabit a multitude of early modern texts in a less prominent manner because, as is the case in the modern world, animals lived alongside humans and were a fundamental part of everyday life. While these texts may not at first seem to reveal much detail about the lives of animals and how they were viewed in the early modern period, the field of animal studies has provided a method of bringing nonhuman beings to the fore. When analyzing the representation of nonhuman beings in early modern texts through the lens of animal studies a thorough consideration of the context in which such texts were written and investigation of the lived experience of the animals they seek to portray is required in order to capture, what leading animal studies scholar Erica Fudge terms, a holistic history of animals.
Article
Carl Schmitt’s Literary Criticism
Peter Uwe Hohendahl
As early as 1916, Carl Schmitt underscored the centrality of myth and religion in his analysis of the expressionist Theodor Däubler. He celebrated Däubler as a Christian poet and radical critic of modernity. This critique of modernity was then articulated in more systematic terms his 1919 essay Political Romanticism, which opposed the Romantic approach to life and art as ironic escapism and relativism. During the 1920s and 1930s, a personal search for new ground led Schmitt to the Catholic author Konrad Weiss, and subsequently to Herman Melville’s story Benito Cereno as a private allegory of Carl Schmitt as persecuted intellectual. His late literary criticism focused on William Shakespeare’s Hamlet. His interpretation emphasizes the tragic nature of the play, explicitly taking issue with Walter Benjamin’s reading of Hamlet as a Christian Trauerspiel (mourning play). For Schmitt, the central issue is the presence of contemporary history as a force that deeply impacts the drama. This argument is directed against the notion of play and the idea of aesthetic autonomy. Instead, for Schmitt, the older concept of representation defines the place and relevance of art and the aesthetic within a broader cultural and religious configuration.
Article
The Chapter
Nicholas Dames
First known as a kephalaion in Greek, capitulum or caput in Latin, the chapter arose in antiquity as a finding device within long, often heterogenous prose texts, prior even to the advent of the codex. By the 4th century ce, it was no longer unusual for texts to be composed in capitula; but it is with the advent of the fictional prose narratives we call the novel that the chapter, both ubiquitous and innocuous, developed into a compositional practice with a distinct way of thinking about biographical time. A technique of discontinuous reading or “consultative access” which finds a home in a form for continuous, immersive reading, the chapter is a case study in adaptive reuse and slow change. One of the primary ways the chapter became a narrative form rather than just an editorial practice is through the long history of the chaptering of the Bible, particularly the various systems for chaptering the New Testament, which culminated in the early 13th century formation of the biblical chaptering system still in use across the West. Biblical chapters formed a template for how to segment ongoing plots or actions which was taken up by writers, printers, and editors from the late medieval period onward; pivotal examples include William Caxton’s chaptering of Thomas Malory’s Morte d’Arthur in his 1485 printing of the text, or the several mises en proses of Chrétien de Troyes’s poems carried out in the Burgundian court circle of the 15th century. By the 18th century, a vibrant set of discussions, controversies, and experiments with chapters were characteristic of the novel form, which increasingly used chapter titles and chapter breaks to meditate upon how different temporal units understand human agency in different ways. With the eventual dominance of the novel in 19th-century literary culture, the chapter had been honed into a way of thinking about the segmented nature of biographical memory, as well as the temporal frames—the day, the year, the episode or epoch—in which that segmenting occurs; chapters in this period were of an increasingly standard size, although still lacking any formal rules or definition. Modernist prose narratives often played with the chapter form, expanding it or drastically shortening it, but these experiments usually tended to reaffirm the unit of the chapter as a significant measure by which we make sense of human experience.
Article
Comedy
Yi-hsin Hsu
So strong is the cultural desire for an independent and original theory of comedy that Aristotle is imagined to have penned, aside from his glancing treatments of comedy in the Poetics, a critical assessment of the genre, now lost. The symbolic absence of this presumed Aristotelian treatise speaks volumes for the near unattainability of such a critical endeavor. Comedy is at times conceptualized as a generative “umbrella” genre that subsumes other adjoining modes of literary figuration—satire, parody, romance, irony, joke, word play, farce, and stand-up—all while being routinely subject to cultural and theoretical conflation with humor, laughter, amusement, wit, and other physiological as well as intellectual triggers or responses to the comic. The generic contours of comedy are ever-expanding and helplessly slippery. Comedy embodies divergences and dualities. Its anthropological association with fertility rituals at its generic inception suggests privilege and respectability, but Plato’s prejudice against comedy as fit for slaves and outcasts, together with Aristotle’s identification of comedy with lowliness and ugliness, conditions the perception of the genre as relatively vulgar, inferior, and base when examined alongside its nobler counterpart, tragedy. Comedy’s capacity to channel expressions for behavioral deviation in the Feasts of Fools qualifies the genre as a social subversive, but that comedy is conducive to societal stability as a safety valve for discontentedness and insurgence proves that the genre wields the potential of a social fixative. Comedy is said to be grounded on malice and superiority, but playwrights throughout the ages have used it to advance virtue. It is in and between these seemingly irreconcilable contradictions that theoretical abstractions of this elusive genre may be attempted.
Article
Critique
Charlie Blake
From its emergence and early evolution in and through the writings of Immanuel Kant, Ludwig Feuerbach, and Karl Marx, critique established its parameters very early on as both porous and dynamic. Critique has always been, in this sense, mutable, directed, and both multidisciplinary and transdisciplinary, and this very fluidity and flexibility of its processes are possibly among the central reasons for its continuous relevance even when it has been dismantled, rebuffed, and attacked for embodying traits, from gender bias to Eurocentrism to neuro-normativity, that seem to indicate the very opposite of that flexibility. Indeed, once it is examined closely as an apparatus, the mechanism of critique will invariably reveal itself as having always contained the tools for its own opposition and even the tools for its own destruction. Critique has in this way always implied both its generality as a form and autocritique as an essential part of its process. For the past two centuries this general, self-reflective, and self-dismantling quality has led to its constant reinvention and re-adaptation by a wide range of thinkers and writers and across a broad range of disciplines.
In the case of literature and literary theory, its role can often best be grasped as that of a meta-discourse in which the nature and purpose of literary criticism is shadowed, reflected upon, and performed. From this perspective, from the 18th-century origins of critique in its gestation in the fields of theology and literary criticism to its formalization by Kant, the literary expression of critique has always been bound up with debates over the function of literary texts, their history, their production, their consumption, and their critical evaluation. In the early 21st century, having evolved from its beginnings through and alongside various forms of anticritique in the 20th century, critique now finds itself in an age that favors some variant or other of postcritique. It remains to be seen whether this tendency, which suggests its obsolescence and superseding, marks the end of critique as some would wish or merely its latest metamorphosis and diversification in response to the multivalent pressures of digital acceleration and ecological crisis. Whatever path or paths contemporary judgment on this question may follow, critique as the name of a series of techniques and operations guided by a desire for certain ends is likely to remain one of the most consistent ways of surveying any particular field of intellectual endeavor and the relations between adjacent or even divergent fields in terms of their commonalities and differences. As Kant and Voltaire understood so well of their own age, modernity is characterized in the first instance by its will to criticism and then by the systematic criticism of the conditions for that criticism. By the same token now in late or post- or neo-modernity, if contemporary conversations about literature and its pleasures, challenges, study, and criticism require an overview, then some version of critique or its legacy will undoubtedly still come into play.
Article
Daemonic
Angus Nicholls
The term daemonic—often substantivized in German as the daemonic (das Dämonische) since its use by Johann Wolfgang von Goethe in the early 19th century—is a literary topos associated with divine inspiration and the idea of genius, with the nexus between character and fate and, in more orthodox Christian manifestations, with moral transgression and evil. Although strictly modern literary uses of the term have become prominent only since Goethe, its origins lie in the classical idea of the δαíμων, transliterated into English as daimon or daemon, as an intermediary between the earthly and the divine. This notion can be found in pre-Socratic thinkers such as Empedocles and Heraclitus, in Plato, and in various Stoic and Neo-Platonic sources. One influential aspect of Plato’s presentation of the daemonic is found in Socrates’s daimonion: a divine sign, voice, or hint that dissuades Socrates from taking certain actions at crucial moments in his life. Another is the notion that every soul contains an element of divinity—known as its daimon—that leads it toward heavenly truth. Already in Roman thought, this idea of an external voice or sign begins to be associated with an internal genius that belongs to the individual.
In Christian thinking of the European romantic period, the daemonic in general and the Socratic daimonion in particular are associated with notions such as non-rational divine inspiration (for example, in Johann Georg Hamann and Johann Gottfried Herder) and with divine providence (for example, in Joseph Priestley). At the same time, the daemonic is also often interpreted as evil or Satanic—that is: as demonic—by European authors writing in a Christian context. In Russia in particular, during a period spanning from the mid-19th century until the early 20th century, there is a rich vein of novels, including works by Gogol and Dostoevsky, that deal with this more strictly Christian sense of the demonic, especially the notion that the author/narrator may be a heretical figure who supplants the primacy of God’s creation. But the main focus of this article is the more richly ambivalent notion of the daemonic, which explicitly combines both the Greco-Roman and Judeo-Christian heritages of the term. This topos is most prominently mobilized by two literary exponents during the 19th century: Goethe, especially in his autobiography Dichtung und Wahrheit (Poetry and Truth), and Samuel Taylor Coleridge, in his Notebooks and in the Lectures on the History of Philosophy. Both Goethe’s and Coleridge’s treatments of the term, alongside its classical and Judeo-Christian heritages, exerted an influence upon literary theory of the 20th century, leading important theorists such as Georg Lukács, Walter Benjamin, Hans Blumenberg, Angus Fletcher, and Harold Bloom to associate the daemonic with questions concerning the novel, myth, irony, allegory, and literary influence.
Article
Digital Humanities
Simon Burrows and Michael Falk
The article offers a definition, overview, and assessment of the current state of digital humanities, particularly with regard to its actual and potential contribution to literary studies. It outlines the history of humanities computing and digital humanities, its evolution as a discipline, including its institutional development and outstanding challenges it faces. It also considers some of the most cogent critiques digital humanities has faced, particularly from North American-based literary scholars, some of whom have suggested it represents a threat to centuries-old traditions of humanistic inquiry and particularly to literary scholarship based on the tradition of close reading. The article shows instead that digital humanities approaches gainfully employed offer powerful new means of illuminating both context and content of texts, to assist with both close and distant readings, offering a supplement rather than a replacement for traditional means of literary inquiry. The digital techniques it discusses include stylometry, topic modeling, literary mapping, historical bibliometrics, corpus linguistic techniques, and sequence alignment, as well as some of the contributions that they have made. Further, the article explains how many key aspirations of digital humanities scholarship, including interoperability and linked open data, have yet to be realized, and it considers some of the projects that are currently making this possible and the challenges that they face. The article concludes on a slightly cautionary note: What are the implications of the digital humanities for literary study? It is too early to tell.
Article
Enchantment
Michael Saler
In the early 20th century, the German sociologist Max Weber famously argued that Western modernity was “disenchanted.” He meant that modernity was defined by the growth of rationalization, which evacuated the shared spiritual meanings and purposes that had characterized premodern societies oriented toward supernatural worldviews. Rather than relying on “mysterious, incalculable forces,” Weber maintained that modernity relied on reason, science, and bureaucracies to manage existence. Weber’s disenchantment paradigm influenced thinkers throughout the 20th century, but since the turn of the 21st century, it has been substantially revised. Critics note that traditional “enchanted” worldviews continued to thrive within modernity, and varieties of specifically modern “re-enchantments” arose as well, consistent with the rational, secular, and consumerist currents of the modern world. Critics also observe that the paradigm was too one-sided in its stress on rationalization as the guiding principle of modernity. The paradigm’s binary opposition between reason and the irrational, or the dialectical transformation of the former into the latter, have been largely replaced by an emphasis on the complementary nature of reason and the imagination. (Indeed, contrary to Weber’s assertion, the imagination itself is now perceived as a “mysterious, incalculable force” within modernity, appealing to the secular and the religious alike.) The new paradigm highlights the intertwined nature of the Enlightenment and Romanticism, reason and the imagination, disenchantment and enchantment. Modernity is characterized less by outright disenchantment than by “disenchanted enchantment.”
Article
Enunciation
Russell Smith
Enunciation refers to the act of making a spoken or written statement, as opposed to the content of the statement. It is associated with the work of French linguist Émile Benveniste, whose Problems in General Linguistics (1966) argued that formalist and structuralist accounts of language fail to pay sufficient attention to the fact that many of the core elements of any language, such as the pronouns “I” and “you,” are entirely dependent for their function on the unique circumstances in which they are enunciated. Enunciation thus describes the process by which a speaker or writer takes up the position of a linguistic subject. Benveniste further argued that all acts of language use are fundamentally dialogical in nature, although the individual acts of speaking and listening, writing and reading may be widely separated in place and time. These questions played a pivotal role in the shift, both in literary theory and in the human sciences more broadly, from structuralism to poststructuralism through the course of the late 1960s and early 1970s. This involved a shift from the study of language as a signifying system, to the study of discourse as the range of different processes by which individual acts of speaking and writing, listening and reading, are framed in advance by formal and informal rules and conventions. Every actual instance of language use is inseparable from its enunciative situation, and this entails attention to the questions of who is speaking, to whom, and why? As developed in different ways by theorists such as Julia Kristeva and Jacques Lacan, Roland Barthes and Michel Foucault, the linguistics of enunciation would raise profound questions about the role of language in the formation of subjectivity and in the discursive operation of power.
Article
Laughter
Anca Parvulescu
Following Mikhail Bakhtin’s influential study Rabelais and His World, a generation of scholars have thought of laughter as subversive—of norms, institutions, religion, gender. The literary canon, however, is ripe with situations in which characters refrain from laughing at certain objects.
Article
Literature and International Copyright after the Berne Convention (1886)
Sanna Nyqvist
The gradual development of national copyright laws during the 18th and 19th centuries resulted in quite different and culture-specific understandings of the nature and scope of protection provided for literary and artistic works. The lack of international standards of regulation meant that literary works could be freely reprinted, translated, and appropriated abroad. As a result of the increasing internationalization of literature, bestselling authors of the 19th century began to call for a universal copyright. Their activism proved an important catalyst of the first international copyright treaty, the Berne Convention, signed in 1886 by ten nations.
The Berne Convention has since been revised many times and is currently ratified by over 170 signatories. In its current form, it grants relatively strong rights to authors who produce works that can be categorized as “originals.” It determines the minimum standards of protection which bind the national legislation of its member states, for instance by setting the minimum length of copyright protection at fifty years from the death of the author. The development of international copyright agreements since the latter half of the 20th century has resulted in a network of mutually reinforcing treaties and an increased awareness and control of copyrights on a global scale. At the same time, such treaties and the national laws they govern can offer only partial solutions to the multiple conflicts of interest relating to the uses of literary works beyond their countries of origin.
The main concerns of the 19th-century authors who lobbied for universal copyright are still relevant today, albeit in somewhat different forms. With the advances of technology that allow for effortless storing and distribution of works in digital form, and given the economic gap between content-producing industrialized countries and the less-developed countries that use that content, book piracy still exists and is often a symptom of a dysfunctional or exclusive local market environment. In addition to the abolition of piracy, another core concern for the Berne Convention was the regulation of translation rights. The treaty divides the copyright in translated works between authors of originals and translators, which challenges the notion of originality as the criterion for protection since translations are by necessity derivative. The division of authors into two groups meriting different types of protection is further complicated by the rise of the so-called “born-translated literature” which effectively blurs the distinction between originals and translations. The international framework of copyright has harmonized many aspects of copyright, yet left others unregulated: appropriations, such as parody, have proven problematic in an international setting due to differences in how national laws justify the existence of derivative and transformative works.
International copyright thus remains an oxymoron: it is promulgated in and through national laws, and the disputes are settled in national courts although literature, especially translated literature, has multiple countries of origin and is increasingly distributed by international booksellers to a potentially global audience.
Article
Poetics
Jonathan Culler
The term poetics designates both a field of study and the practice of a particular author or group of authors. Aristotle’s Poetics, the most important work of literary theory in the Western tradition, undertakes to describe in systematic fashion the major forms of literature, the components of each, and how these elements contribute to the effects desired. Aristotle proceeds on the assumption that there is a comprehensive structure of knowledge attainable about poetry, which is not the experience of poetry, but poetics. Such a poetics treats literature as an autonomous object of knowledge, whose major genres or forms it seeks to analyze. This is an explicit poetics; but we also speak of the poetics implicit in the work of an individual writer, or of a group of writers, or of the literature of an era, as in The Poetics of Dante’s Paradiso, or even The Poetics of Postmodernism, which focus on the characteristic techniques, compositional habits, and ways of treating subjects in the literary practice under consideration. As the latter title indicates, the term poetics is used even when the literature treated does not include much poetry. Poetics can be distinguished from literary history, in that it focuses on literature as a system of possibilities rather than as a historical sequence or a practice in history, although categories from poetics will be important for any study of the evolution of literature. In literary theory, poetics is set apart for concentrating on intrinsic characteristics of literature as a system, as opposed to treating it as a phenomenon to be explained in social, historical, economic, or psychological terms. Poetics is particularly distinguished from hermeneutics or interpretation, in that it does not attempt to determine the meaning of literary works but asks how they function: What are characteristics of different literary genres and their constituents? How do their various elements work together to produce the effects they do for readers? Many contributions to the theory of literature can be seen as contributions to poetics, insofar as they try to explain the nature of literature and describe some of its major forms, even if they are presented as arguments about the literary practice of a particular period or literary mode. Western poetics begins with Aristotle, whose poetics is based on drama: literature is defined an imitation of action, in which plot is central. In Chinese and Japanese cultures, by contrast, foundational poetics have been drawn from lyric poetry and have focused on affect and expression rather than on representation. In the history of Western poetics mimesis has remained fundamental, despite changes that, from time to time, treat literature as the expression of the experience of the author or the attempt to create certain experiences for the reader.
Article
Technology
Eleonora Lima
The history of literature has always been influenced by technological progress, as a transformative cultural power—threatening destruction or promising a luminous future—as a theme inspiring new narrative forms and plots, or as a force influencing the way authors conceive textuality and perform their creative work. The entanglement between literary and technological inventions is even recorded in the etymology of the word, which comes from the Greek “techne,” a term referring to arts as well as crafts. The way writers conceive this relationship, however, varies greatly: although some consider the work of technicians to be congenial to artistic creation, as they both demonstrate human creativity and ingenuity, others believe technology to be a dehumanizing and unnatural force, not only alien to literature but in competition with its own ethos. Therefore, depending on their position, the writer comes to embody the mythical figure of Prometheus, the first technician and defiant creator, or that of Orpheus, symbolizing the marriage between poetry and nature compared to any artificial creation. However, the opposition between nature and technology, with literature positioning itself either in one realm or the other, is only one of many possible critical perspectives. Indeed, when moving beyond the idea of technology as merely a kind of artifact, the affinities between texts and machines clearly emerge. A mutual relation connects technology and textuality, and this has to do with the complex nature of material and cultural objects, each shaped by social use, aesthetic norms, and power structures. This bond between discursivity and materiality is impossible to disentangle, as is the contextual relationship between literature and technology: Texts prescribe meanings to machines just as much as the latter shape their textuality. To recognize literature and technology as two different systems of meanings and sets of practices which are nevertheless always in conversation with each other is also to understand literature as technology. This stance has nothing to do with the likeness of the poet and the technician as creative minds but rather with the idea of literary texts functioning like technologies and, ultimately, offering a meta-reflexive analysis of their own textuality. According to this critical perspective, literature performatively enacts the changes in textuality brought about by technological progress, from the printing press to digital writing tools.
Article
Walter Benjamin and Jewish Radical Culture
Michael Löwy
Walter Benjamin (1892–1940) was situated among a constellation of early-20th-century radical Jewish thinkers delving into questions of German culture and philosophy in Mitteleuropa. Within this Jewish Central European radical culture, a complex network of links, of “elective affinities,” as Johann Wolfgang Goethe called them, brought together romanticism, Jewish messianism, anti-bourgeois cultural rebellion, and revolutionary (socialist and anarchist) utopias. This messianism is not the one of Jewish orthodoxy but a new, highly political version, seen through the lens of German romanticism. Benjamin should thus be viewed as a religious atheist with anarchist leanings, who only discovers Marxism in the mid-1920s, following the lectures of Georg Lukacs’s that were published as History and Class Consciousness in 1923. He became the first Marxist to break radically with the ideology of progress. Benjamin’s thinking has a distinct critical quality that sets his apart from the dominant and official forms of historical materialism and gives him a formidable political and intellectual superiority as a Marxist critic. This philosophical peculiarity comes from his ability to incorporate into the body of Marxist revolutionary theory insights from Jewish messianism and from the German Romantic critique of modern civilization.
