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Agenda Setting and Natural Hazards  

Rob A. DeLeo

Agenda setting describes the process through which issues are selected for consideration by a decision-making body. Among the myriad of issues policymakers can consider, few are more vexing than natural hazards. By aggregating (or threatening to aggregate) death, destruction, and economic loss, natural hazards represent a serious and persistent threat to public safety. While citizens rightfully expect policymakers to protect them, many of the policy challenges associated natural hazards fail to reach the crowded government agenda. This article reviews the literature on agenda setting and natural hazards, including the strain between preparing for emerging hazards, on the one hand, and responding to existing disasters, on the other hand. It considers the extent to which natural hazards pose distinctive difficulties during the agenda-setting process, focusing specifically on the dynamics of issue identification, problem definition, venue shopping, and interest group mobilization in natural hazard domains. It closes by suggesting a number of future avenues of agenda-setting research.


Benefit-Cost Analysis of Economic Resilience Actions  

Adam Rose

Economic resilience, in its static form, refers to utilizing remaining resources efficiently to maintain functionality of a household, business, industry, or entire economy after a disaster strikes, and, in its dynamic form, to effectively investing in repair and reconstruction to promote accelerated recovery. As such, economic resilience is oriented to implementing various post-disaster actions (tactics) to reduce business interruption (BI), in contrast to pre-disaster actions such as mitigation that are primarily oriented to preventing property damage. A number of static resilience tactics have been shown to be effective (e.g., conserving scarce inputs, finding substitutes from within and from outside the region, using inventories, and relocating activity to branch plants/offices or other sites). Efforts to measure the effectiveness of the various tactics are relatively new and aim to translate these estimates into dollar benefits, which can be juxtaposed to estimates of dollar costs of implementing the tactics. A comprehensive benefit-cost analysis can assist public- and private sector decision makers in determining the best set of resilience tactics to form an overall resilience strategy.


Challenges for Natural Hazard and Risk Management in Mountain Regions of Europe  

Margreth Keiler and Sven Fuchs

European mountain regions are diverse, from gently rolling hills to high mountain areas, and from low populated rural areas to urban regions or from communities dependent on agricultural productions to hubs of tourist industry. Communities in European mountain regions are threatened by different hazard types: for example floods, landslides, or glacial hazards, mostly in a multi-hazard environment. Due to climate change and socioeconomic developments they are challenged by emerging and spatially as well as temporally highly dynamic risks. Consequently, over decades societies in European mountain ranges developed different hazard and risk management strategies on a national to local level, which are presented below focusing on the European Alps. Until the late 19th century, the paradigm of hazard protection was related to engineering measures, mostly implemented in the catchments, and new authorities responsible for mitigation were founded. From the 19th century, more integrative strategies became prominent, becoming manifest in the 1960s with land-use management strategies targeted at a separation of hazardous areas and areas used for settlement and economic purpose. In research and in the application, the concept of hazard mitigation was step by step replaced by the concept of risk. The concept of risk includes three components (or drivers), apart from hazard analysis also the assessment and evaluation of exposure and vulnerability; thus, it addresses in the management of risk reduction all three components. These three drivers are all dynamic, while the concept of risk itself is thus far a static approach. The dynamic of risk drivers is a result of both climate change and socioeconomic change, leading through different combinations either to an increase or a decrease in risk. Consequently, natural hazard and risk management, defined since the 21st century using the complexity paradigm, should acknowledge such dynamics. Moreover, researchers from different disciplines as well as practitioners have to meet the challenges of sustainable development in the European mountains. Thus, they should consider the effects of dynamics in risk drivers (e.g., increasing exposure, increasing vulnerability, changes in magnitude, and frequency of hazard events), and possible effects on development areas. These challenges, furthermore, can be better met in the future by concepts of risk governance, including but not limited to improved land management strategies and adaptive risk management.


Collective Choices Affecting Natural Hazards Governance, Risk, and Vulnerability  

Thomas Thaler, David Shively, Jacob Petersen-Perlman, Lenka Slavikova, and Thomas Hartmann

The frequency and severity of extreme weather events are expected to increase due to climate change. These developments and challenges have focused the attention of policymakers on the question of how to manage natural hazards. The main political discourse revolves around the questions of how we can make our society more resilient for possible future events. A central challenge reflects collective choices, which affect natural hazards governance, risk, and individual and societal vulnerability. In particular, transboundary river basins present difficult and challenging decisions at local, regional, national, and international levels as they involve and engage large numbers of stakeholders. Each of these groups has different perspectives and interests in how to design and organize flood risk management, which often hinder transnational collaborations in terms of upstream–downstream or different riverbed cooperation. Numerous efforts to resolve these conflicts have historically been tried across the world, particularly in relation to institutional cooperation. Consequently, greater engagement of different countries in management of natural hazards risks could decrease international conflicts and increase capacity at regional and local levels to adapt to future hazard events. Better understanding of the issues, perspectives, choices, and potential for conflict, and clear sharing of responsibilities, is crucial for reducing impacts of future events at the transboundary level.


Corruption and the Governance of Disaster Risk  

David Alexander

This article considers how corruption affects the management of disaster mitigation, relief, and recovery. Corruption is a very serious and pervasive issue that affects all countries and many operations related to disasters, yet it has not been studied to the degree that it merits. This is because it is difficult to define, hard to measure and difficult to separate from other issues, such as excessive political influence and economic mismanagement. Not all corruption is illegal, and not all of that which is against the law is vigorously pursued by law enforcement. In essence, corruption subverts public resources for private gain, to the damage of the body politic and people at large. It is often associated with political violence and authoritarianism and is a highly exploitative phenomenon. Corruption knows no boundaries of social class or economic status. It tends to be greatest where there are strong juxtapositions of extreme wealth and poverty. Corruption is intimately bound up with the armaments trade. The relationship between arms supply and humanitarian assistance and support for democracy is complex and difficult to decipher. So is the relationship between disasters and organized crime. In both cases, disasters are seen as opportunities for corruption and potentially massive gains, achieved amid the fear, suffering, and disruption of the aftermath. In humanitarian emergencies, black markets can thrive, which, although they support people by providing basic incomes, do nothing to reduce disaster risk. In counties in which the informal sector is very large, there are few, and perhaps insufficient, controls on corruption in business and economic affairs. Corruption is a major factor in weakening efforts to bring the problem of disasters under control. The solution is to reduce its impact by ensuring that transactions connected with disasters are transparent, ethically justifiable, and in line with what the affected population wants and needs. In this respect, the phenomenon is bound up with fundamental human rights. Denial or restriction of such rights can reduce a person’s access to information and freedom to act in favor of disaster reduction. Corruption can exacerbate such situations. Yet disasters often reveal the effects of corruption, for example, in the collapse of buildings that were not built to established safety codes.


Disaster and Emergency Planning for Preparedness, Response, and Recovery  

David Alexander

Emergency and disaster planning involves a coordinated, co-operative process of preparing to match urgent needs with available resources. The phases are research, writing, dissemination, testing, and updating. Hence, an emergency plan needs to be a living document that is periodically adapted to changing circumstances and that provides a guide to the protocols, procedures, and division of responsibilities in emergency response. Emergency planning is an exploratory process that provides generic procedures for managing unforeseen impacts and should use carefully constructed scenarios to anticipate the needs that will be generated by foreseeable hazards when they strike. Plans need to be developed for specific sectors, such as education, health, industry, and commerce. They also need to exist in a nested hierarchy that extends from the local emergency response (the most fundamental level), through the regional tiers of government, to the national and international levels. Failure to plan can be construed as negligence because it would involve failing to anticipate needs that cannot be responded to adequately by improvisation during an emergency. Plans are needed, not only for responding to the impacts of disaster, but also to maintain business continuity while managing the crisis, and to guide recovery and reconstruction effectively. Dealing with disaster is a social process that requires public support for planning initiatives and participation by a wide variety of responders, technical experts and citizens. It needs to be sustainable in the light of challenges posed by non-renewable resource utilization, climate change, population growth, and imbalances of wealth. Although, at its most basic level, emergency planning is little more than codified common sense, the increasing complexity of modern disasters has required substantial professionalization of the field. This is especially true in light of the increasing role in emergency response of information and communications technology. Disaster planners and coordinators are resource managers, and in the future, they will need to cope with complex and sophisticated transfers of human and material resources. In a globalizing world that is subject to accelerating physical, social, and economic change, the challenge of managing emergencies well depends on effective planning and foresight, and the ability to connect disparate elements of the emergency response into coherent strategies.


Disaster Risk Reduction and Furthering Women’s Rights  

Supriya Akerkar

Traditional conceptions of disaster mitigation focus mainly on risk reduction practices using technology; however, disaster mitigation needs to be reconceptualized as a discursive and social intervention process in the disaster-development continuum to further women’s rights and equality and their emancipatory interests before, during, and after disasters. Such reconception would be more aligned with current formulations within the Sendai Framework of Action (2015–2030), which to an extent highlights the need to engage with gender inequalities through women’s leadership in disaster and development planning and the fifth UN Sustainable Development Goal on furthering gender equality. As discursive practices, disaster mitigation should question discrimination against and marginalization of women in disaster recoveries and development processes in different contexts. Discourse about women and gender is ingrained in the society and further perpetuated through regressive and patriarchal state policies and practices in the disaster-development continuum. A critical and progressive politics for women’s rights that furthers their equality would counter regressive discourses and their effects. Women experience discrimination through complex and multiple axes of power, such as race, class, ethnicity, and other social markers. Instead of treating women as a passive site for relief and recovery, nongovernmental organizations, both national and international, should work with women as persons with agency, voice, aspirations, and capacity to bring about policy and social change in the terrain of the disaster-development continuum. Critical humanitarianism and mobilizing women’s leadership would be a hallmark of such work. The relation between disaster mitigation and women’s rights is that of a virtuous cycle that calls for a synergy between disaster response and development goals to further women’s equality and rights. A vision for socially just and equal society must inform the relation between disaster mitigation and furthering women’s rights.


Disasters and the Private Sector: Impact of Extreme Events, Preparedness, and Contribution to Disaster Risk Reduction  

Simon A. Andrew, Vaswati Chatterjee, and Gary Webb

Private-sector organizations play a significant role in disaster management. Small businesses and larger corporations employ a sizable population in our communities, provide essential goods and services, and are often an integral component of community development. Within the disaster management arena, private-sector organizations in coordination with government agencies provide valuable services in the aftermath of disasters. They make valuable contributions to relief and response through donations and volunteering. They also aid the recovery process through continued employment that provides economic stability to the surrounding community and provision of essential services like food, rebuilding and reconstruction services, and housing for displaced populations. Certain businesses may also significantly contribute to long-term disaster management functions like community disaster risk reduction. While small businesses often actively participate in community resilience planning and implementation, larger corporations also contribute toward sustainable development through corporate social responsibility policies. However, to be effective partners in disaster management, businesses need to be first prepared to maintain continuity of operations in the aftermath of disasters. Having a continuity of operations plan and taking financial preparedness measures have been found to be effective for survival of businesses. Businesses may face other challenges when participating in disaster management actions—specifically, lack of resources and knowledge, as well as collective action risks associated with public–private partnerships. Additionally, not all private-sector agencies may be motivated to contribute toward disaster risk reduction practices. In fact, disasters can often create short-term positive economic impacts due to flow of external aid and increased demand for certain services like construction and housing—thus motivating businesses to choose short-term economic profits over long-term investments in disaster risk reduction. In summary, while the role of the private sector in disaster management is crucial, their involvement is complex and faces numerous challenges. The connection between businesses and community resilience is also less studied. It is therefore of value to examine the role of businesses as significant stakeholders in community disaster management, identify factors that motivate or hinder their participation, and discuss ways in which businesses can improve their own preparedness so as to minimize disruption in the aftermath of disasters.


Economics and Disaster Risk Management  

Randrianalijaona Mahefasoa, Razanakoto Thierry, Salava Julien, Randriamanampisoa Holimalala, and Lazamanana Pierre

Economics is the science of wealth, the main objective of which is to satisfy human needs within the constraint of limited available resources. The production and consumption patterns of economic agents are examined in order to identify the most efficient and optimal ways of meeting needs. At the same time, redistribution problems have an important place in economic science, and they lead to questions of development and economic growth. Since the 1990s, officially declared by the United Nations as the International Decade for Natural Disaster Reduction (IDNDR), the relatively frequent occurrence of devastating disasters, induced mainly by natural hazards but also by human activities, development efforts and economic growth have been seriously threatened. Poverty alleviation efforts undertaken by nations in the Global South and supported by international donors, as well as development outcomes worldwide, are suffering from disasters. The international community has become more and more aware of the need to systematically mainstream disaster risk reduction in development policy and strategy. Therefore, disaster risk reduction economics is becoming a priority and part of economics as a science. For more than three decades, based on risk assessment, risk prevention and mitigation strategies, including structural and nonstructural measures, such as but not limited to, risk retention and transfer, preparedness as well as ex-post activities such as response, recovery and reconstruction are using economic variables and tools since mid-2000s to become more efficient. Furthermore, protecting economic growth and development benefits is possible only if enough attention is given to risk science. From this perspective, risk science is becoming part of economics, as evidenced by the new branch called risk reduction economics, which is essential to the attainment of sustainable development goals and resilient societies.


Ecosystem-Based Disaster Risk Reduction  

Deepthi Wickramasinghe

Disasters and their devastating consequences are increasingly evident in the world. Although nobody can prevent a hazard from occurring, individuals, societies, and governments can take necessary steps to avoid a hazard being transformed to a disaster. It is becoming clear that if sufficient efforts are not made, higher costs and greater losses including lives are inevitable. Thus, understanding risk and vulnerability and developing methods to reduce the impact of disasters and increase community resilience are priorities in development agendas. Ecosystem-based disaster risk reduction (Eco-DRR) includes protection, restoration, and sustainable management of ecosystems to obtain nature’s “free services” to reduce disaster risk. The Eco-DRR concept is deeply rooted in nature, ecosystem services, and human practices in contrast to conventional structural disaster management methods. Eco-DRR approaches also contribute to successful implementation of postdisaster recovery. The implementation of Eco-DRR concepts can be challenging, and planning and making integrated decisions leading to sustainable development and nature conservation to harness safety and reduce community risks must be the way forward.


Evolution of Strategic Flood Risk Management in Support of Social Justice, Ecosystem Health, and Resilience  

Paul Sayers

Throughout history, flood management practice has evolved in response to flood events. This heuristic approach has yielded some important incremental shifts in both policy and planning (from the need to plan at a catchment scale to the recognition that flooding arises from multiple sources and that defenses, no matter how reliable, fail). Progress, however, has been painfully slow and sporadic, but a new, more strategic, approach is now emerging. A strategic approach does not, however, simply sustain an acceptable level of flood defence. Strategic Flood Risk Management (SFRM) is an approach that relies upon an adaptable portfolio of measures and policies to deliver outcomes that are socially just (when assessed against egalitarian, utilitarian, and Rawlsian principles), contribute positively to ecosystem services, and promote resilience. In doing so, SFRM offers a practical policy and planning framework to transform our understanding of risk and move toward a flood-resilient society. A strategic approach to flood management involves much more than simply reducing the chance of damage through the provision of “strong” structures and recognizes adaptive management as much more than simply “wait and see.” SFRM is inherently risk based and implemented through a continuous process of review and adaptation that seeks to actively manage future uncertainty, a characteristic that sets it apart from the linear flood defense planning paradigm based upon a more certain view of the future. In doing so, SFRM accepts there is no silver bullet to flood issues and that people and economies cannot always be protected from flooding. It accepts flooding as an important ecosystem function and that a legitimate ecosystem service is its contribution to flood risk management. Perhaps most importantly, however, SFRM enables the inherent conflicts as well as opportunities that characterize flood management choices to be openly debated, priorities to be set, and difficult investment choices to be made.


Fiscal Implications of Managing Natural Disasters for National and Subnational Governments  

Qing Miao

Natural disasters cause massive social disruptions and can lead to tremendous economic and human losses. Given their uncertain and destructive nature, disasters invariably induce significant governmental responses and typically pose severe financial challenges for jurisdictions across all levels of government. From a public finance perspective, disasters cause governments to incur additional spending on various emergency management activities, and by disrupting normal business activities they also affect tax base robustness and cause revenue losses. The question is: How significant are these fiscal effects and how do they affect hazards governance more generally? Understanding the fiscal implications of natural disasters is essential to evaluating the size of the economic costs of disasters as well as forecasting governments’ financial exposure to future shocks. Furthermore, how disaster costs are shared among different levels of government is another important question concerning the intergovernmental dynamics of disaster management. In the US federal system, the direct fiscal costs of natural disasters (i.e., increased government expenditures due to disaster shocks) are largely borne by the federal government. It is estimated that Hurricane Katrina cost the federal government approximately $120 billion while Hurricane Sandy cost $60 billion. Even in the years without large-scale disaster events, federal disaster spending is between $2 billion and $6 billion annually. Under the Stafford Act, the federal government plays a critical role in funding disaster-related programs (e.g., direct relief, mitigation grants, and subsidized insurance programs) and redistributing the actual costs of natural hazards, meaning that a considerable portion of the local disaster burden is shifted to all US taxpayers. This raises a set of issues concerning the equity and efficiency of the US disaster policy framework. Managing disasters involves multiphased activities to mitigate, prepare for, respond to, and recover from disaster shocks. There is a common belief that the federal government inappropriately spends far more on ex post disaster response, relief, and recovery than what it spends on ex ante mitigation and preparedness, often driven by political motivations (e.g., meeting voters’ preferences for postdisaster aid) and the current budget rules. As pointed out by many others, federal disaster relief and assistance distort the subnational incentive to invest in local disaster prevention and mitigation efforts. Furthermore, given the mounting evidence on the cost-effectiveness of disaster mitigation programs in reducing future disaster damages, the current practice of focusing resources on postdisaster assistance means substantial public welfare losses. In recent years there has been a call for the federal government to shift its disaster policy emphasis toward mitigation and preparedness and also to facilitate local efforts on mitigation. To achieve the goal requires a comprehensive reform in government budgeting for emergency management.


Flood Warning Systems and Their Performance  

Dennis John Parker

Humankind is becoming increasingly dependent on timely flood warnings. Dependence is being driven by an increasing frequency and intensity of heavy rainfall events, a growing number of disruptive and damaging floods, and rising sea levels associated with climate change. At the same time, the population living in flood-risk areas and the value of urban and rural assets exposed to floods are growing rapidly. Flood warnings are an important means of adapting to growing flood risk and learning to live with it by avoiding damage, loss of life, and injury. Such warnings are increasingly being employed in combination with other flood-risk management measures, including large-scale mobile flood barriers and property-level protection measures. Given that lives may well depend on effective flood warnings and appropriate warning responses, it is crucial that the warnings perform satisfactorily, particularly by being accurate, reliable, and timely. A sufficiently long warning lead time to allow precautions to be taken and property and people to be moved out of harm’s way is particularly important. However, flood warnings are heavily dependent on the other components of flood forecasting, warning, and response systems of which they are a central part. These other components—flood detection, flood forecasting, warning communication, and warning response—form a system that is characterized as a chain, each link of which depends on the other links for effective outcomes. Inherent weaknesses exist in chainlike processes and are often the basis of warning underperformance when it occurs. A number of key issues confront those seeking to create and successfully operate flood warning systems, including (1) translating technical flood forecasts into warnings that are readily understandable by the public; (2) taking legal responsibility for warnings and their dissemination; (3) raising flood-risk awareness; (4) designing effective flood warning messages; (5) knowing how best and when to communicate warnings; and (6) addressing uncertainties surrounding flood warnings. Flood warning science brings together a large body of research findings from a particularly wide range of disciplines ranging from hydrometeorological science to social psychology. In recent decades, major advances have been made in forecasting fluvial and coastal floods. Accurately forecasting pluvial events that cause surface-water floods is at the research frontier, with significant progress being made. Over the same time period, impressive advances in a variety of rapid, personalized communication means has transformed the process of flood warning dissemination. Much is now known about the factors that constrain and aid appropriate flood warning responses both at the individual and at organized, flood emergency response levels, and a range of innovations are being applied to improve response effectiveness. Although the uniqueness of each flood and the inherent unpredictability involved in flood events means that sometimes flood warnings may not perform as expected, flood warning science is helping to minimize these occurrences.


Hazards, Social Resilience, and Safer Futures  

Lena Dominelli

The concepts of hazards and risks began in engineering when scientists were measuring the points at which materials would become sufficiently stressed by the pressures upon them that they would break. These concepts migrated into the environmental sciences to assess risk in the natural terrain, including the risks that human activities posed to the survival of animals (including fish in streams) and plants in the biosphere. From there, they moved to the social sciences, primarily in formal disaster discourses. With the realization that modern societies constantly faced risks cushioned in uncertainties within everyday life, the media popularized the concept of risk and its accoutrements, including mitigation, adaptation, and preventative measures, among the general populace. A crucial manifestation of this is the media’s accounts of the risks affecting different groups of people or places contracting Covid-19, which burst upon a somnambulant world in December 2019 in Wuhan, China. The World Health Organization (WHO) declared Covid-19 a pandemic on March 11, 2020. Politicians of diverse hues sought to reassure nervous inhabitants that they had followed robust, scientific advice on risks to facilitate “flattening the curve” by spreading the rate of infection in different communities over a longer period to reduce demand for public health services. Definitions of hazard, risk, vulnerability, and resilience evolved as they moved from the physical sciences into everyday life to reassure edgy populations that their social systems, especially the medical ones, could cope with the demands of disasters. While most countries have managed the risk Covid-19 posed to health services, this has been at a price that people found difficult to accept. Instead, as they reflected upon their experiences of being confronted with the deaths of many loved ones, especially among elders in care homes; adversities foisted upon the disease’s outcomes by existing social inequalities; and loss of associative freedoms, many questioned whether official mitigation strategies were commensurate with apparent risks. The public demanded an end to such inequities and questioned the bases on which politicians made their decisions. They also began to search for certainties in the social responses to risk in the hopes of building better futures as other institutions, schools, and businesses went into lockdown, and social relationships and people’s usual interactions with others ceased. For some, it seemed as if society were crumbling around them, and they wanted a better version of their world to replace the one devastated by Covid-19 (or other disasters). Key to this better version was a safer, fairer, more equitable and reliable future. Responses to the risks within Covid-19 scenarios are similar to responses to other disasters, including earthquakes, volcanic eruptions, wildfires, tsunamis, storms, extreme weather events, and climate change. The claims of “building back better” are examined through a resilience lens to determine whether such demands are realizable, and if not, what hinders their realization. Understanding such issues will facilitate identification of an agenda for future research into mitigation, adaptation, and preventative measures necessary to protect people and the planet Earth from the harm of subsequent disasters.


The Human Ecology of Disaster Risk in Cold Mountainous Regions  

Kenneth Hewitt

A range of environmental and social dimensions of disasters occur in or are affected by the mountain cryosphere (MC). Core areas have glaciers and permafrost, intensive freeze-thaw, and seasonally abundant melt waters. A variety of cryospheric hazards is involved, their dangers magnified by steep, high, and rugged terrain. Some unique threats are snow or ice avalanches and glacial lake outburst floods. These highlight the classic alpine zones, but cryospheric hazards occur in more extensive parts of mountain ecosystems, affecting greater populations and more varied settings. Recently, habitat threats have become identified with global climate warming: receding glaciers, declining snowfall, and degrading permafrost. Particularly dangerous prospects arise with changing hazards in the populous mid-latitude and tropical high mountains. Six modern calamities briefly introduce the kinds of dangers and human contexts engaged. Disaster style and scope differs between events confined to the MC, others in which it is only a part or is a source of dangerous processes that descend into surrounding lowlands. The MC is also affected by non-cryospheric hazards, notably earthquake and volcanism. In human terms, the MC shares many disaster risk issues with other regions. Economy and land use, poverty or gender, for instance, are critical aspects of exposure and protections, or lack of them. This situates disaster risk within human ecological and adaptive relations to the predicaments of cold and steepland terrain. A great diversity of habitats and cultures is recognized. “Verticality” offers a unifying theme; characterizing the MC through ways in which life forms, ecosystems, and human settlement adjust to altitudinal zones, to upslope transitions, and the downslope cascades of moisture and geomorphic processes. These also give special importance to multi-hazard chains and long-runout processes including floods. Traditional mountain cultures exploit proximity and seasonality of different resources in the vertical, and avoidance of steepland dangers. This underscores sustainability and changing risk for the many surviving agro-pastoral and village economies and the special predicaments of indigenous cultures. Certain common stereotypes, such as remoteness or fragility of mountain habitats, require caution. They tend to overemphasize environmental determinism and underestimate social factors. Nor should they lead to neglect of wealthier, modernized areas, which also benefit most from geophysical research, dedicated agencies, and expert systems. However, modern developments now affect nearly all MC regions, bringing expanding dangers as well as benefits. Threats related to road networks are discussed, from mining and other large-scale resource extraction. Disaster losses and responses are also being rapidly transformed by urbanization. More broadly, highland–lowland relations can uniquely affect disaster risk, as do transboundary issues and initiatives in the mountains stemming from metropolitan centers. Anthropogenic climate warming generates dangers for mountain peoples but originates mainly from lowland activities. The extent of armed conflict affecting the MC is exceptional. Conflicts affect all aspects of human security. In the mountains as most other places, disaster risk reduction (DRR) policies have tended to favor emergency response. A human ecological approach emphasizes the need to pursue avoidance strategies, precautionary and capacity-building measures. Fundamental humanitarian concerns are essential in such an approach, and point to the importance of good governance and ethics.


Intersectionality as a Forward-Thinking Approach in Disaster Research  

Cassandra Jean, Tilly E. Hall, and Jamie Vickery

Disaster researchers, policymakers, and practitioners are confronted with the pressing need to understand and address how and why certain individuals and groups of individuals experience inequities leading up to, during, and postdisaster. These efforts must consider how to address such inequities through collaborative efforts toward intentional and systemic change. The use of intersectional approaches supports better analyze and critique of discriminatory and oppressive practices that disproportionately impact historically marginalized peoples, especially in the face of hazards and disasters. Intersectionality calls for understanding how different forms of privilege, power, and oppression interact and compound to create unequal socioeconomic outcomes across individuals and groups of individuals based on their identities (e.g., age, race, sexuality, and gender) and conditions (e.g., housing composition, immigration, and marital status). A review of inter- and multidisciplinary terrains of disaster studies shows that there are multifaceted utilities, capabilities, and advantages of adopting an intersectional approach. By considering historical discriminatory practices and the root causes of vulnerability, intersectionality highlights the systemic and institutionalized patterns that create precarious situations for some people while simultaneously protecting others. Intersectionality is also well suited to support insight into individuals’ capacities that affect their ability to prepare for, respond to, and recover from disastrous events, as well as assist them in avoiding or reducing risks that make them susceptible to disaster in the first place. However, intersectional approaches within disaster studies remain underutilized and, sometimes, superficially applied. Simplistic representations, the unequal attention given to certain intersections, and the domination of Western epistemologies must be attended to in order to challenge, disrupt, and diligently undo the interactions of systematic privilege, power, and oppression that render unequal disaster experiences and outcomes.


Lessons on Risk Governance From the UNISDR Experience  

Sálvano Briceño

In the context of this article, risk governance addresses the ways and means—or institutional framework—to lead and manage the issue of risk related to natural phenomena, events, or hazards, also referred to popularly, although incorrectly, as “natural disasters.” At the present time, risk related to natural phenomena includes a major focus on the issue of climate change with which it is intimately connected, climate change being a major source of risk. To lead involves mainly defining policies and proposing legislation, hence proposing goals, conducting, promoting, orienting, providing a vision—namely, reducing the loss of lives and livelihoods as part of sustainable development—also, raising awareness and educating on the topic and addressing the ethical perspective that motivates and facilitates engagement by citizens. To manage involves, among other things, proposing organizational and technical arrangements, as well as regulations allowing the implementation of policies and legislation. Also, it involves monitoring and supervising such implementation to draw further lessons to periodically enhance the policies, legislation, regulations, and organizational and technical arrangements. UNISDR (now known as UNDRR) was established in 2000 to promote and facilitate risk reduction, becoming in a few years one of the main promoters of risk governance in the world and the main global advocate from within the United Nations system. It was an honor to serve as the first director of the UNISDR (2001–2011). A first lesson to be drawn from this experience was the need to identify, understand, and address the obstacles not allowing the implementation of what seems to be obvious to the scientific community but of difficult implementation by governments, private sector, and civil society; and alternatively, the reasons for shortcomings and weaknesses in risk governance. A second lesson identified was that risk related to natural phenomena also provides lessons for governance related to other types of risk in society—environmental, financial, health, security, and so on, each a separate and specialized topic, sharing, however, common risk governance approaches. A third lesson was the relevance of understanding leadership and management as essential components in governance. Drawing lessons on one’s own experience is always risky as it involves some subjectivity in the analysis. In the article, the aim has, nonetheless, been at the utmost objectivity on the essential learnings in having conducted the United Nations International Strategy for Disaster Reduction—UNISDR—from 2001 to around 2009 when leading and managing was shared with another manager, as I prepared for retirement in 2011. Additional lessons are identified, including those related to risk governance as it is academically conceived, hence, what risk governance includes and how it has been implemented by different international, regional, national, and local authorities. Secondly, I identify those lessons related to the experience of leading and managing an organization focused on disaster risk at the international level and in the context of the United Nations system.


Natural Hazards and Risk Management  

Ljubica Mamula-Seadon

This is an advance summary of a forthcoming article in the Oxford Research Encyclopedia of Natural Hazard Science. Please check back later for the full article. Natural hazards risk management has developed in conjunction with broader risk management theory and practice. Thus, it reflects a discourse that has characterized this field, particularly in the last decades of the 20th century. Effective implementation of natural hazards risk management strategies requires an understanding of underlying assumptions inherent to specific methodologies, as well as an explication of the process and the challenges embodied in specific approaches to risk mitigation. Historical thinking on risk, as it has unfolded in the last few hundred years, has been exemplified by a juxtaposition between positivist and post-positivist approaches to risk that dominated the risk discourse in the late 20th century. Evolution of the general concept of risk and the progress of scientific rationality modified the relationship of people to natural hazard disasters. The epistemology, derived from a worldview that champions objective knowledge gained through observation and analysis of the predicable phenomena in the world surrounding us, has greatly contributed to this change of attitude. Notwithstanding its successes, the approach has been challenged by the complexity of natural hazard risk and by the requirement for democratic risk governance. The influence of civic movements and social scientists entering the risk management field led to the current approach, which incorporates values and value judgments into risk management decision making. The discourse that generated those changes can be interpreted as positivist vs. post-positivist, influenced by concepts of sustainability and resilience, and generating some common principles, particularly relevant for policy and planning. Examples from different countries, such as New Zealand, illustrate the strengths and weaknesses of the current theory and practice of natural hazards risk management and help identify challenges for the 21st century.


Natural Hazards Governance in Chile  

Vicente Sandoval, Benjamin Wisner, and Martin Voss

The governance of natural hazards in Chile involves how different actors participate in all stages of managing natural hazards and their impacts. This includes monitoring and early warning systems and response to the most significant hazardous events in the country: earthquakes, tsunamis, volcanic eruptions, hydrological and meteorological events, and wildfires. Other general processes, such as disaster recovery, disaster risk reduction (DRR), and political economy and socioenvironmental processes of disaster risk creation are fundamental to understanding the complexity of natural hazard governance. Chile has a long history of disasters linked to its geographical and climatological diversity as well as its history and development path. The country has made significant advances toward an effective disaster risk management (DRM) system, which is backed up by sophisticated monitoring systems for earthquakes, tsunamis, volcanic eruptions, hydro- and meteorological events, and wildfires. These technical advances are integrated with disaster response mechanisms that include trained personnel, regulatory frameworks, institutions, and other actors, all under the direction of the National Emergency Office. The Chilean mode of DRM and DRR is characterized by a centralized, top-down approach that limits the opportunities for community organizations to participate in discussions of DRR and decision-making. It also centralizes planning of post-disaster processes such as reconstruction. Likewise, the dominant politico-economic model of Chile is neoliberalism. This development path has reproduced the root causes of disaster vulnerability through socioeconomic inequalities as well as poorly regulated urbanization and the practices of extractive industries. This has created numerous socioenvironmental conflicts throughout the Chilean territory with sometimes hazardous effects on local communities, especially indigenous groups. The governance of hazards and risk reduction in Chile still has a long way to go to secure the country’s path to sustainable human development.


The Governance of Flood Risk Management  

Jason Thistlethwaite and Daniel Henstra

Natural hazards are a complex governance problem. Managing the risks associated with natural hazards requires action at all scales—from household to national—but coordinating these nested responses to achieve a vertically cohesive course of action is challenging. Moreover, though governments have the legal authority and legitimacy to mandate or facilitate natural hazard risk reduction, non-governmental actors such as business firms, industry associations, research organizations and non-profit organizations hold much of the pertinent knowledge and resources. This interdependence demands horizontal collaboration, but coordinating risk reduction across organizational divides is fraught with challenges and requires skillful leadership. Flood risk management (FRM)—an integrated strategy to reduce the likelihood and impacts of flooding—demonstrates the governance challenge presented by natural hazards. By engaging stakeholders, coordinating public and private efforts, and employing a diversity of policy instruments, FRM can strengthen societal resilience, achieve greater efficiency, and enhance the legitimacy of decisions and actions to reduce flood risk. Implementing FRM, however, requires supportive flood risk governance arrangements that facilitate vertical and horizontal policy coordination by establishing strategic goals, negotiating roles and responsibilities, aligning policy instruments, and allocating resources.