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David C. Rapoport
Time gaps existed in the first three waves between precipitating political events and the development of terrorist activity. But now the time gap has disappeared because the precipitating events were directly associated with terrorism. All of those events occurred in the Islamic world where religion was employed to justify terror. Jewish, Sikh, and Christian terror groups emerged very quickly afterwards, but Islamic groups were larger, more durable, and had a more significant global impact. The international world changed; Iran’s religious revolution made it a major player; and the Soviet Union’s collapse intensified Islamic opposition to the United States.
Sikh, Jewish, and Christian terrorists came from a national base, but Islamic ones often emerged from many countries to join a particular group; and two critical groups, al-Qaeda and ISIS, aimed to re-establish a caliphate embracing the Islamic world. Diasporas provided financial support as they had in other waves, but some Islamic immigrants, like first wave anarchists, employed terror in their new homes and often left those homes to seek targets elsewhere. “Suicide bombing” or “self-martyrdom,” the wave’s distinguishing tactic, made it the most destructive wave. The only religious groups to embrace this tactic were Islamic, though ironically, the secular Tamil Tigers used it and did so more often than any Islamic group did. Islamic groups initiated social services for their societies, a program not seen earlier, and the Tamil Tigers adopted social services for their communities as well.
Al-Qaeda, born in the resistance to the Soviet Afghan invasion, became the wave’s most important group. After difficulties in helping uprisings outside Afghanistan in the Islamic world, it decided to strike the United States, and its 9/11 attacks, the wave’s high point, are the most destructive terrorist acts ever. The United States then invaded Afghanistan forcing al-Qaeda to leave that country. Instead of completing the job, however, the United States decided to invade Iraq to prevent Iraq from giving al-Qaeda weapons of mass destruction, weapons Iraq did not have. This over-reaction inflamed Muslims everywhere, enabling al-Qaeda to get more recruits and develop Iraqi resistance. One crucial focus of al-Qaeda in Iraq was its gruesome atrocities towards the Shia population, which produced violence between Sunni and Shia throughout the Islamic world. The United States ultimately eliminated al-Qaeda in Iraq, and al-Qaeda Central was unable to get another ground base. Al-Qaeda Central then adopted two methods to revitalize itself. The lone wolf strategy, developed first by U.S. Christian terrorists, did not produce many significant results. At the same time, many franchises were created but each focused on local activities and did not strengthen al-Qaeda’s global capacities.
A new situation developed with the “Arab Spring” in 2011, when peaceful secular demonstrations for equality and democracy were transformed into violent conflicts between Shia and Sunni sects. Syria, the bloodiest scene, attracted support from Shia and Sunni elements everywhere and encouraged Russia and the United States to get engaged. ISIS (Islamic State), the remnant of al-Qaeda in Iraq, was reborn and grew immensely there as it captured much territory in Iraq and Syria and became the wave’s most important group. Al-Qaeda Central also became involved and eventually turned against ISIS. In a short time ISIS lost most of the territory gained, and its European strikes to get the West more deeply involved in the conflict by sending troops to Syria and Iraq failed. Al-Qaeda and ISIS franchises continue to fight each other, a conflict that may end the wave.
To what extent is the “Euro-crisis” a problem for the EU’s international standing and role? A conceptual framework has been developed based on the five distinct analytical categories: (a) financial resources, (b) changes in the internal political structure and balance of the European Union, (c) shift of priorities, (d) output and effectiveness of EU foreign policy, and (d) soft power and normative dimension. These categories reveal that in Europe, the crisis led to an erosion of the financial and budgetary basis of foreign policy—even if it is more pronounced on the national than the European level. It also accelerated a trend toward the economization of political priorities resulting—among other things—in deepening conflicts among EU member states. These developments have, in turn, eroded both the effectiveness and the soft power of EU foreign policy. The crisis is therefore not only a strain on the European integration process but also a central challenge for the European Union as an international actor.
Samuel Lucas McMillan
Subnational governments are increasingly involved in foreign policy and foreign relations in activities usually labeled as paradiplomacy or constituent diplomacy. This phenomenon is due to the rising capacity of substate territories to act in world politics and has been aided by advances in transportation and telecommunications. National governments’ control of foreign policy has been permeated in many ways, particularly with globalization and “glocalization.”
Since 1945, subnational governments such as Australian states, Canadian provinces, and U.S. states have sought to influence foreign policy and foreign relations. Subnational leaders began traveling outside their national borders to recruit foreign investment and promote trade, even opening offices to represent their interests around the world. Subnational governments in Belgium, Germany, and Spain were active in world politics by the 1980s, and these activities expanded in Latin America in the 1990s. Today, there are new levels of activity within federal systems such as India and Nigeria. Subnational leaders now receive ambassadors and heads of government and can be treated like heads of state when they travel abroad to promote their interests.
Not only has paradiplomacy spread to subnational governments across the world, but the breath of issues addressed by legislatures and leaders is far beyond economic policy, connecting to intermestic issues such as border security, energy, environmental protection, human rights, and immigration. Shared national borders led to transborder associations being formed decades ago, and these have increased in number and specialization. New levels of awareness of global interdependencies means that subnational leaders today are likely to see both the opportunities and threats from globalization and then seek to represent their citizens’ interests.
Foreign policy in the 21st century is not only affected by transnational actors outside of government, such as multinational corporations and environmental groups, but also governmental actors from the local level to the national level. The extent to which subnational governments participate in foreign policy depends on variables related to autonomy and opportunity. Autonomy variables include constitutional framework, division of power, and rules as determined by legislative action or court decisions. Opportunity variables include geography, economic interdependence, kinship (ethnic and religious ties), as well as partisanship and the political ambitions of subnational leaders. Political culture is a variable that can affect autonomy and opportunity.
Paradiplomacy has influenced the expectations and roles of subnational leaders and has created varying degrees of institutionalization. Degrees of autonomy allowed for Flanders are not available for U.S. states. Whereas most subnational governments do not have formal roles in international organizations or a ministry devoted to international relations, this does occur in Quebec. Thus, federalism dynamics and intergovernmental relations are evolving and remain important to study.
In future research, scholars should more fully examine how subnational leaders’ roles evolve and the political impacts of paradiplomacy; the effects of democratization and how paradiplomacy is diffused; how national and subnational identity shapes paradiplomacy, and the effects paradiplomacy has on domestic and international law as well as political economy. The autonomy and power of subnational governments should be better conceptualized, particularly because less deference is given to national-level policy makers in foreign policy.
Muhammet A. Bas and Robert Schub
Uncertainty is pervasive in international politics. This uncertainty can have many sources. Each source has different origins and implications for the likelihood of conflict. Existing theories focus on three sources: (1) uncertainty due to asymmetric information about adversary traits that affect war payoffs, (2) uncertainty about adversary intentions, and (3) fundamental uncertainty about conflict-relevant processes. Scholarship details the implications of each type of uncertainty for war and peace as well as the prospects for reducing the uncertainty. While theoretical work is quite rich, empirical studies generally lag behind due to measurement challenges and difficulties in specifying clear, testable implications. Nonetheless, using novel proxies for different forms of uncertainty has generated notable progress.
Thomas C. Walker
The question of theoretical dominance has been the source of longstanding debates in the field of International Relations (IR). The folklore of the field tells of how realism fell from dominance and was replaced by liberalism in the 1990s. The systematic evidence, however, shows that neither theory was as dominant as many claimed. While the early period of postwar IR was dominated by realism, the past 35 years can be characterized by its plurality of theories. This plurality of theories, however, may not reflect a diverse field. Diversity denotes some degree of variation within an interacting community or system. Meaningful interactions between distinct research sects in IR appear to be very rare, as characterized by the so-called paradigm wars. Instead of a diverse field, IR may be characterized as insular, Balkanized sects that are hostile to differing theories and approaches.
Subnational policymaking is central to LGBT politics and law, in contrast to other arenas of policymaking for marginalized groups. With barriers to national policymaking in Congress and in the federal courts, LGBT rights activists have leveraged opportunities at the state and local levels to create LGBT-supportive policies. Opponents have also used subnational politics to further their agenda, particularly direct democracy, while LGBT rights activists have used elite politics, such as state courts, effectively. Subnational LGBT politics is also marked by a significant variety in policy outcomes, with a notable urban and suburban versus rural divide in policymaking and in the presence of openly LGBT elected officials. The case of LGBT policy and law has caused scholars to rethink questions such as the role of public opinion in state policymaking, morality politics, and courts and social change.
In modeling a global social contract, theoretical underpinnings are provided, drawing from Jean-Jacques Rousseau’s The Social Contract and John Locke’s Two Treatises of Government. The thoughts of these two great philosophers regarding democracy have been insufficiently examined, reflecting the constraints of life in 17th- and 18th-century Geneva and England, respectively. It is on this basis that their ideas may be adapted to what may be called global democracy in the dawn of the new millennium. The key drivers of their concepts of democracy were empathy and compassion (for Rousseau) and human reason and pragmatism (for Locke). Given the technological, economic, political, social, and cultural environments at the dawn of the new millennium, captured by accelerated globalization and digitalization, transnational direct democratic and transnational representative democratic models of a global social contract are feasible and justified (see Inoguchi & Lien, 2016). To illustrate this dramatic change, a contrast is made between the years 1912 and 2016–1912 when Normal Angel forecast the advent of peaceful years ahead and 2016, at the time of this writing.
Empirical research on civil war onset has been largely dominated by two approaches: a correlational or “correlates of civil war” approach which seeks to identify country-level characteristics associated with a higher likelihood of civil war outbreak, and a bargaining approach which starts from the assumption that warfare is costly and which views civil conflict as a by-product of bargaining failures. Correlational and bargaining studies of internal conflict onset have reached an analytical plateau because they fail to specify the precise mechanisms that yield civil warfare instead of a different type of violent or nonviolent outcome. An alternative, contentious framework is advanced for studying civil war onset. This framework situates the conflict event within a larger cycle of contention and specifies the mechanisms through which civil conflict is most likely to occur. According to this contentious perspective, civil wars are commonly produced by the combination of one structural condition—a state crisis of authority and/or legitimacy—and the interdependent effect of two mechanisms—radicalization and militarization. Through theory development and vignettes from a handful of civil war cases, the article makes the case that the contentious approach holds promise for elucidating how exactly civil conflicts break out. Despite holding initial explanatory power, the contentious theory of civil war onset advanced herein awaits more systematic empirical testing.
Jeffrey S. Lantis
First-generation constructivist theories argue that international norms are constitutive and regulative—that they shape state behaviors and promote international cooperation. Theories focus on the life-cycle of international norms and probe their impact on cooperation across a range of issue areas. However, a new generation of scholarship has identified the potential for contestation and challenge in international norm development and maintenance. Critical constructivist theory recognizes powerful roles for agency and alternative definitions of norm parameters and compliance.
Norm contestation can occur in multiple ways. First, critical constructivists recognize the norm development process itself can involve significant struggles over the definitions and prescriptions of normative architectures. Second, state leaders sometimes challenge the definition and prescriptions that flow from established normative architectures, and they may engage in contestation over the validity or justification of the norm or application in international institutions. Third, some norms may not become internalized in standard ways at the state level due to alternative patterns of norm diffusion and localization. Fourth, norm strength also can be affected by the actions of rival advocacy coalitions in processes of contestation.
While contestation represents a vibrant research program today, critics charge that it suffers from significant limitations. No single theory of norm change or contestation has emerged as dominant in the first decade of research, and scholars are just beginning to grapple with whether greater attention should be devoted to contestation during norm development or localization/diffusion challenges. In addition, the concept of norm change raises an ontological debate about whether norms are static or dynamic in nature, and how best to study the cyclical development of norms (or norm change over time). A discussion of areas for further research and empirical testing of norm contestation theories is also presented.
Paul F. Diehl and Gary Goertz
Few theoretical formulations are specifically devoted to accounting for peace, as opposed to war. Nevertheless, the occurrence of peace requires a different explanation than that for war. There are multiple conceptual definitions of peace, and to a significant extent these lead to different theoretical explanations. Peace, except for its “negative peace” variant, fits poorly into various “grand” international relations theories such as realism, liberalism, and constructivism. Nevertheless, there is a relatively small, but emerging, middle-level set of theoretical works that directly addresses the transformation of hostile relations to peaceful ones, in both negative and positive varieties.
Charles M. Cameron and Lewis A. Kornhauser
We summarize the formal theoretical literature on Supreme Court decision-making. We focus on two core questions: What does the Supreme Court of the United States do, and how can one model those actions; and, what do the justices of the Supreme Court want, and how can one model those preferences? Given the current state of play in judicial studies, these questions then direct this survey mostly to so-called separation of powers (SOP) models, and to studies of a multi-member (“collegial”) court employing the Supreme Court’s very distinctive and highly unusual voting rule.
The survey makes four main points. First, it sets out a new taxonomy that unifies much of the literature by linking judicial actions, modeling conventions, and the treatment of the status quo. In addition, the taxonomy identifies some models that employ inconsistent assumptions about Supreme Court actions and consequences. Second, the discussion of judicial preferences clarifies the links between judicial actions and judicial preferences. It highlights the relationships between preferences over dispositions, preferences over rules, and preferences over social outcomes. And, it explicates the difference between consequential and expressive preferences. Third, the survey delineates the separate strands of SOP models. It suggests new possibilities for this seemingly well-explored line of inquiry. Fourth, the discussion of voting emphasizes the peculiar characteristics of the Supreme Court’s voting rule. The survey maps the movement from early models that ignored the special features of this rule, to more recent ones that embrace its features and explore the resulting (and unusual) incentive effects.
Daniel W. Hill, Jr.
The adoption by the United Nations of the Universal Declaration of Human Rights in 1948 marked the beginning of the modern international human rights regime. Since then the number of international treaties that protect human rights, as well as the number of internationally recognized rights, has greatly increased. The increasing number and scope of international treaties attests to the fact that advocates for human rights view treaties, which are legally binding in principle, as useful tools for promoting respect for the various rights identified in international law. Only recently have scholars begun to collect and systematically examine evidence concerning the effectiveness of human rights treaties. This new body of research is motivated by a question that has obvious normative import and policy relevance: do we have good evidence that the widespread adoption of international human rights law has had any meaningful impact on the level of respect that states exhibit for the rights articulated in international law? To date, this literature suggests three sources of variation in the effectiveness of human rights treaties: (1) variation in the domestic political and legal institutions that facilitate enforcement and compliance, (2) variation in the nature of the rights protected by different treaties and the nature of violations, and (3) variation in the strength of governments’ commitments to the UN treaty regime. All three sources of variation point to opportunities to advance our understanding of the conditions under which international human rights law can achieve its goals.
Nazli Choucri and Gaurav Agarwal
The term lateral pressure refers to any tendency (or propensity) of states, firms, and other entities to expand their activities and exert influence and control beyond their established boundaries, whether for economic, political, military, scientific, religious, or other purposes. Framed by Robert C. North and Nazli Choucri, the theory addresses the sources and consequences of such a tendency. This chapter presents the core features—assumptions, logic, core variables, and dynamics—and summarizes the quantitative work undertaken to date. Some aspects of the theory analysis are more readily quantifiable than others. Some are consistent with conventional theory in international relations. Others are based on insights and evidence from other areas of knowledge, thus departing from tradition in potentially significant ways.
Initially applied to the causes of war, the theory focuses on the question of: Who does what, when, how, and with what consequences? The causal logic in lateral pressure theory runs from the internal drivers (i.e., the master variables that shape the profiles of states) through the intervening variables (i.e., aggregated and articulated demands given prevailing capabilities), and the outcomes often generate added complexities. To the extent that states expand their activities outside territorial boundaries, driven by a wide range of capabilities and motivations, they are likely to encounter other states similarly engaged. The intersection among spheres of influence is the first step in complex dynamics that lead to hostilities, escalation, and eventually conflict and violence.
The quantitative analysis of lateral pressure theory consists of six distinct phases. The first phase began with a large-scale, cross-national, multiple equation econometric investigation of the 45 years leading to World War I, followed by a system of simultaneous equations representing conflict dynamics among competing powers in the post–World War II era. The second phase is a detailed econometric analysis of Japan over the span of more than a century and two World Wars. The third phase of lateral pressure involves system dynamics modeling of growth and expansion of states from 1970s to the end of the 20th century and explores the use of fuzzy logic in this process. The fourth phase focuses on the state-based sources of anthropogenic greenhouse gases to endogenize the natural environment in the study of international relations. The fifth phase presents a detailed ontology of the driving variables shaping lateral pressure and their critical constituents in order to (a) frame their interconnections, (b) capture knowledge on sustainable development, (c) create knowledge management methods for the search, retrieval, and use of knowledge on sustainable development and (d) examine the use of visualization techniques for knowledge display and analysis. The sixth, and most recent, phase of lateral pressure theory and empirical analysis examines the new realities created by the construction of cyberspace and interactions with the traditional international order.
The explanation of the variations in war and peace patterns across different regions, and transitions between war and peace in the same region, is based on the introduction of the state-to-nation imbalance in a certain region—this imbalance is a key substantive underlying cause of regional war propensity. Variations in this cause account for some of the major differences in the level of war and peace among different regions. Different strategies of addressing this problem (based on global or regional/domestic factors) then produce different types and levels of regional peace. The relative influence of global versus regional/domestic factors on regional war and peace is notably addressed. The study distinguishes between “hot” and “cold” (i.e., more or less intense) types of regional war and peace, and argues that global factors (i.e., the involvement of external powers) may at most bring about the less intense cold phenomena (“cold” war and “cold” peace), whereas the more demanding hot outcomes that constitute the two extremes of the regional war-peace continuum (“hot” war and “warm” peace) depend on domestic/regional causes. The key domestic/regional factors are the level of state capacity and of national congruence (both internal and external) in the region. Each of the regional outcomes is related to the combination of independent variables affecting it. This should make it possible to examine the proposed integrated effects of the state-to-nation balance and the international system on regional war and peace.
Lars Brozus and Hanns W. Maull
Foreign policy think tanks originated in the context of the Industrial Revolution and world wars in Western industrialized countries and then spread to all parts of the globe. In the process their national orientations toward governments and their attentive national public audiences have evolved toward a global perspective. As a consequence, they also have been drawn into, and have contributed to, the debate about the future of the Western-dominated international order.
What exactly makes a think tank remains contested, but there is broad agreement on the variety of functions they fulfill. They bring knowledge to power, but power also uses them to advance its political agenda. As the idealistic notion of expert knowledge as a solution to political problems has fallen by the wayside and advocacy think tanks have flourished, the interaction of think tanks with governments, the media, and the public has become politicized. In liberal-democratic countries, there is a growing trend toward competitive knowledge production by think tanks, whereas in authoritarian systems, think tanks are increasingly being used as instruments of state-controlled public diplomacy. Ultimately, think tanks have to bridge the tension between the needs of decision-makers, on the one hand, and the standards of scientific inquiry and orientation toward the common good, on the other hand. This tension cannot be resolved, but it can be made productive. For this, a strong emphasis on professional integrity will be essential.
Richard J. Stoll
Arms races are important phenomenon They can involve the commitment of vast amounts of resources that might otherwise be used to help societies. And arms races can be a cause of war, although there is a debate on how this happens. With the arrival of the behavioral revolution in international relations, the number of quantitative studies of arms races exploded. But with the end of the Cold War, interest in studying arms races declined sharply. This is unfortunate because it is fair to say that most of the important questions involving arms races were not resolved in the empirical work that was done during the period of the Cold War.
Rose McDermott and Christian Davenport
The current practice of conceiving and examining international relations within the dogma of the existing dominant paradigm in international relations unnecessarily truncates our understanding of how historical factors influence current events and restricts our ability to generate flexible and creative hypotheses to predict, and perhaps more successfully intervene in, future events. In many ways, these constraints result, at least in part, from the temporal, strategic, and behavioral isolation embedded in these models, which limit our ability to understand, integrate, and address how states deal with one another comprehensively. Substantial theoretical and empirical purchase can be gained through the application of an integrated explanatory rubric of evolutionary modeling, invoking the central concepts of variation, selection, and retention. Models derived from evolutionary psychology, applied not only to human cognitive architecture, but also to the interaction of these psychological dynamics with environmental factors including institutions, provides a richly generative framework from which to derive meaningful and novel hypotheses about politics in general and international relations in particular. It also allows for a progressive and cumulative research agenda that can build a more comprehensive and descriptively accurate foundation for understanding the nature of interaction between people and societies as well as between states themselves. Such an approach provides a useful framework for understanding the dynamic and interactive nature of international relations, sheds light on existing limitations as well as empirical findings, and facilitates insight into areas not yet explored.
Kerry A. Chase
Government policies to protect and promote national culture are a perennial issue in the trading system. Controversy over trade and culture, in almost every instance, swirls around entertainment media—mainly movies, television, video, and music. The object of contention is that many states employ an assortment of financial, trade, and regulatory measures to subsidize locally produced entertainment, restrict imports, and favor national content over foreign content. Such measures often impede trade, pitting commercial interests in open markets and free choice against calls for state action to mitigate trade’s social repercussions.
Differing perspectives on the motives behind these policies typify disputes over trade and culture. In one view, state regulation of entertainment media is cultural policy, an essential means of preserving a nation’s identity, culture, and way of life. From another vantage point, these policies are backdoor protectionism, a handout to local business and labor under the guise of cultural preservation. The problem of trade and culture therefore raises basic questions about politics: Why do states subsidize production and restrict imports? What drives political demands for trade protection and government aid? How can variation in policy responses be understood?
In the World Trade Organization (WTO), disputes over trade and culture center on two related issues. The first is inclusion of a “cultural exception” in trade rules to green-light, on cultural grounds, state actions that interfere with trade in entertainment media. Although there is no cultural exception in the WTO, pressure to accommodate the “specificity” of entertainment media as a cultural phenomenon has complicated trade negotiations and at times required give and take to placate the opposing sides. The second issue is policy liberalization in entertainment media, which has lagged behind market opening in many other goods and services. Deadlock over trade and culture has inspired some WTO members to explore other options: the European Union (EU) and Canada spearheaded the push for a Convention on Cultural Diversity, and the United States has pursued policy liberalization in a series of free trade agreements. Important political questions again crop up: Why has culture stalemated the WTO, and why haven’t trade linkages like those for health safety standards been institutionalized for trade and culture? Why do international political alignments on this problem form as they do? What explains the design of trade rules for entertainment media, and what is the trade regime’s impact on state policy? The age-old conflict over trade and culture continues to play out and shows no signs of abating.
Although unionized workers have rarely represented more than a small minority of the population anywhere in sub-Saharan Africa, trade unions have played, and continue to play, a significant political role. Trade unions still occupy strategic choke points in many African economies, particularly around transport infrastructure, and retain a spatially concentrated organizational base as well as a degree of symbolic power drawn from participation in struggles against colonialism, apartheid, and authoritarianism. Three persistent dilemmas have strongly shaped the role of African trade unions and driven much of the academic debate about them. First are debates about the relationships between trade unions and political parties. These date to the often-fraught relationships between unions and anti-colonial movements in the last years of colonial rule. Pitched struggles, both within trade unions and between unions and governing parties, were often fought in the decade after the end of formal colonization over the degree of autonomy that unions should have from governing parties. These were often resolved through the widespread repression of politically independent unionism in the 1970s. This relationship, however, became untenable under processes of structural adjustment, and unions have often played a significant role in protests against neoliberal reforms, which have spurred widespread political transformation. Second are debates about the relationships of trade unions to non-unionized workers, especially the unemployed or the “informal” sector. Critics on both left and right have long pointed to the relatively privileged position of trade unions. This has consistently been invoked by governments seeking to justify the limited political role of trade unions as well as policies for wage restraint, state retrenchment, or currency devaluation that have negatively affected organized labor. However, given the increasingly widespread nature of informality and unemployment in contemporary Africa, trade unions have begun to make tentative steps toward organizing informal and unemployed workers in some cases. Finally, the relationships of African unions to the international labor movement and to international organizations have often been important. African unions have frequently drawn on links to international trade unions, regional institutions, or the International Labour Organization (ILO) as a way of compensating for domestic weaknesses. These strategies, however, have often engendered significant conflicts around the differing objectives of African and metropolitan actors, between African unions over access to international resources, and concerning “imperialism” by American and European unions.
Ari Sitas and Bianca Tame
This is an advance summary of a forthcoming article in the Oxford Research Encyclopedia of Politics. Please check back later for the full article.
South African trade unions had a decisive role in the political life of the territory that became the Union of South Africa and later the Republic of South Africa. Such a role was both formative and reactive; since their inception in the 1880s, trade unions attempted to shape the body politic, its legislation, its inclusions and exclusions, its bill of rights, and a whole range of social rights. They had a formative role to play in the construction and destruction of the country’s racial order. They also reacted to policy and law in all periods, creating serious challenges that continue well into the Post-Apartheid period.