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Though traditionally thought of as the preserve of technical experts—lawyers, economists and accountants—the study of taxation has recently attracted growing attention, with mounting recognition that taxation is fundamentally political, and lies near the core of the relationship between states and citizens. The first, and most common, question about the politics of taxation is: what are the political barriers to more effective and equitable taxation, and how can these political barriers may be overcome? However, it is important that any discussion of the politics of taxation also consider a second question: How can the expansion of tax collection be linked to the construction of stronger fiscal contracts, thus ensuring responsiveness and accountability in the use of tax revenues? The expansion of taxation represents a transfer of wealth from private citizens to the state, but becomes publicly desirable only if it is then consistently translated in improvements in publicly provided goods and services, and broader improvements in the quality of governance. This makes it incumbent on those interested in taxation to consider not only how best to raise additional revenue, but how best to raise additional revenue in ways that increase the likelihood that new revenue will be translated into broader public benefits.
It is now widely accepted that in many cases political resistance represents the most important barrier to more effective taxation in Africa—particularly with respect to the taxation of elite groups. This, in turn, reflects two broad political challenges: the expansion of taxation frequently confronts resistance from influential political and economic elites, while it has historically been very difficult to build popular coalitions in favor of taxation in contexts of limited transparency and significant distrust of taxation and the state. That said, recent research has shed growing light on the contexts in which reform is more likely, and the reform strategies that may contribute to overcoming political resistance. This has been accompanied by the growth of parallel research that has highlighted the contexts in which the expansion of taxation is most likely to spur public mobilization and demand-making—and thus the strategies that reformers might adopt in seeking to strengthen the links between revenue-raising and improvements in public services and accountability. Ultimately, it increasingly appears that the kinds of political strategies that can support more effective and equitable taxation are also likely to contribute to encouraging encourage expanded popular engagement and stronger links between taxation and public benefits. These include efforts to stress horizontal equity in tax collection, to expand transparency and popular engagement in tax debates and to more clearly link expanded revenue to specific public uses, in order to build popular support for reform. Such strategies have the potential to contribute to virtuous circles of reform in which new taxation is translated into valued public benefits; thus building popular support for the further expansion of more equitable taxation.
The surge in the appointments of technocrats to the top economic portfolios of finance since the 2009 Great Recession, and even the formation of fully technocratic governments in Europe, raises questions regarding the role of technocrats and technocratic governments in economic policy in democracies. Who are the technocrats? Why are they appointed in the first place? What is their impact on economic policy, and finally what are their sources of policy influence?
Surprisingly, we know little about the role of technocrats in economic policy despite their prominent presence in Eastern Europe since the early 90s and in Latin America since the early 80s. Technocrats were behind major market-conforming reforms in Latin America with lasting economic and political effects in the region. Technocrats we also appointed in many former Eastern European countries to reform the system of production and the labor market. Yet, to this day, we have little systematic knowledge and even less cross-regional comparative work on the policy effects of technocratic appointments.
Moreover, the term “technocrat” itself does have a shared meaning and is not uniformly used by scholars across the European and American continents, further inhibiting the study of technocrat policymakers. This article seeks to advance the study of technocratic government by providing a clear definition of a technocrat and of technocracy more generally; by reviewing the extant literature on the role of technocrats in economic policy with a special focus on the sources of their policy influence and finally by proposing a theoretical framework for understanding the role of technocrats as policymakers.
Douglas M. Gibler
The first argument that the democratic peace may, in fact, be the product of a larger, territorial peace among states was published in 2007. The argument was based on the strong findings associating territorial issues with conflict. Territorial issues may, in fact, be so salient to the domestic population that they force political centralization and the maintenance of non-democratic governments. This also implies that democracies are likely to be members of a group of states that have resolved their latent territorial issues with neighbors; absent these threats to the state, democracies are faced with few issues over which to fight. That argument is described here, providing a comprehensive discussion of why territorial issues are so salient to the domestic population and the effects of that salience on the polity.
Marc L. Hutchison and Daniel G. Starr
The territorial peace theory predicts that neighboring states with stable borders not only avoid conflict but that the removal of territorial threat facilitates the democratization process within those countries. The strongest and most controversial implication of this argument is that the observed peace between democracies (e.g., the democratic peace) is actually epiphenomenal or spurious to the removal of contentious territorial issues between contiguous states.
Building on observations within the international conflict literature, the territorial peace theory argues that disagreements over borders and other territorial issues are considerably more likely to lead to conflict than other types of issues because of their salience to both government elites and the domestic public. During crises in involving external territorial threats, opposition parties and the public turn to the government for protection and rally in support allowing the state to further centralize the regime and develop large standing armies which, in turn, can be wielded to repress the citizenry and maintain the status quo. Thus, states sharing unstable borders and experiencing high levels of territorial threat tend to become or remain autocratic as they are constantly defending their borders, centralizing their power, and maintaining their state control by repressing their citizenry. Conversely, in states with settled stable borders, they not only experience less conflict but ameliorating the territorial threat subsequently reduces government incentive to maintain a high level of centralization, thereby facilitating democratization. Thus, it predicts that both democracy and peace should form around stable borders and observe regional and temporal clusters. Empirical support for the theory has been consistently strong across a wide range of studies and researchers increasingly apply its arguments to explain a wide variety of different political phenomena.
Critics of the territorial peace cite some methodological and theoretical weaknesses. These critiques highlight difficulties replicating the results of early models of the territorial peace theory, point out empirical inconsistencies related to the effect of joint democracy on conflict onset, and cite several methodological and empirical issues. Defenders of the theory argue the theory has become more nuanced and more effectively operationalized over time and that these critiques may no longer be relevant. Finally, other critics charge that the use of large N statistics rather than comparative case studies detracts from the strength of the argument of the territorial peace. However, rather than framing the theories as competitors in opposition to one another, Andrew Owsiak contends that the disagreements between the democratic peace and territorial peace may be reconciled and demonstrates how the key factors from each theory compliment the other. His approach offers a promising pathway moving forward to further deepen our understanding of conflict onset, peace, and democratization.
Paul R. Hensel
Territorial issues have been prominent causes of armed conflict and war in the modern era. This observation has led to a rapidly growing body of academic literature on the sources, management, and consequences of such issues. Although territory has gotten most of the scholarly attention, this literature has its roots in research on contentious issues that began in the 1960s. Academic research on contentious issues began with studies on issue areas in foreign policy analysis, focusing on such questions as how the foreign policy process differs from more traditional domestic policy processes. This line of research struggled to find mainstream acceptance until scholars began adopting a more substantive conception of issues, focusing on the nature of the values at stake. General patterns of foreign policy conflict and cooperation have been found to differ substantially across different issues. Importantly, territorial issues are the most frequent and most dangerous issues in armed conflict and war, leading scholars to focus much of their issue-related research on the dynamics of territorial contention.
Research on territory has stemmed from the main elements of issues theory that were developed earlier: issue salience, or the importance of the issue under contention; issue context, or recent interactions over the same issue; and institutional context, or the extent to which other actors and institutions are able to influence contention over this type of issue. Armed conflict is much more likely when the issue at stake is more salient, particularly when this salience involves intangible dimensions such as the presence of a state’s ethnic kin in the claimed territory. Greater issue salience also increases the likelihood of peaceful negotiations and nonbinding conflict management techniques like mediation. A recent history of armed conflict or failed negotiations over an issue increases the likelihood of armed conflict, bilateral negotiations, and nonbinding management. The normative and institutional context also appears to affect the likelihood of conflict and peaceful management over issues, although more remains to be done in this area.
The issues literature is beginning to make important strides beyond this initial work on territorial claim management. Scholars are beginning to geocode data on international borders, raising important potential benefits for the study of territory and perhaps other issues. International legal arguments appear to affect the management of territorial claims in systematic ways, and ending territorial claims seems to produce substantial improvements in relations between the former adversaries. The same general patterns seem to hold for river and maritime issues, as well as territorial issues, and these other issue types have more promising institutional contexts. Future research could benefit from considering additional issue types (including a recent effort to collect data on identity claims), as well as studying domestic and interstate issues.
The effect of foreign policy on terrorism is an important area of research that bridges work on international relations and intrastate conflict by highlighting how an outside country can influence attacks from a nonstate actor in another country. Research in this area is important for understanding how countries like the United States can best deal with the threat of international terrorism.
Research has generally demonstrated that states with active foreign policies are more likely to experience international terrorism, particularly democracies and the United States. This has been hypothesized to occur because active foreign policies create blowback, or negative feelings toward a state, leading to greater acts of terrorism against that state.
Beyond the effects of a state’s general foreign policy, others have looked at more specific policies, such as military occupation and intervention. This body of research argues that international terrorism is often a response to perceived occupation of an area. Groups see terrorism as a method to dislodge the occupying force. This argument has been refined by other scholars, who have presented conditions or extensions of this argument. Others have focused on military intervention, arguing that the presence of troops, the negative sentiment that they evoke, and their effect on strengthening the government all create incentives for groups to attack the foreign power that has deployed troops.
Foreign aid has been seen as a policy that can address the threat of terrorism. Aid has been argued to be able to improve local conditions and incentivize and reward local states for engaging in counterterrorism. Others have presented conditions under which aid is more or less likely to be effective, including the idea that military aid might actually increase the amount of terrorism, for reasons similar to military intervention, and create an incentive for states to maintain a terrorist threat.
Other foreign policy approaches have focused on legal attempts to stop terrorists from financing their organizations. These policies have been driven by the United Nations, coalitions of states, and individual states. This article also focuses on the methodological issues that all these studies face, as well as future research directions.
The terrorist attacks of 9/11—in which al-Qaeda operatives flew airplanes into the World Trade Center and the Pentagon and attempted to crash an additional plane into the Capitol Building in Washington, DC—highlighted for many the role religion could play in terrorism. Al-Qaeda, an Islamist terrorist network striving to undermine U.S. influence in Muslim countries, combined a global religious ideology with brutal violence in a way that caught the attention of policymakers and scholars. Since then, academics have been attempting to analyze and understand how religion and terrorism intersect.
Scholars have debated whether religion is a distinctive aspect of contemporary terrorism or is secondary in importance to other factors, such as nationalism and rational calculations. Some scholars take a critical approach to the topic, pointing to normative concerns with the study of religion and terrorism, and disparate other scholars have analyzed how religion and terrorism relate to a vast array of topics from public opinion to political repression.
After surveying the literature, it is difficult to question the distinctiveness of religious terrorism. Yet it also appears that terrorism does not arise inevitably from religious beliefs, nor is it unique to Islam. Moreover, religion seems to be connected to the transnational nature of contemporary terrorism. One particularly useful approach moving forward may be to draw on the relational approach to contentious politics that scholars such as Charles Tilly have formulated.
This article’s approaches religious terrorism as violence or the threat of violence motivated by religion that intends to effect political change. This article will thus focus on how acts of violence that fall within the above definition relate to “religious imperatives,” and what the effects of these connections are. Charles Tilly’s approach to political violence, which conceptualizes terrorism as one manifestation of the range of political violence types, extends from brawls and riots to full-scale civil war. As a result, insights into how religion affects related forms of political violence can inform our understanding of religion and terrorism. Terrorism can also be understood as a nonstate phenomenon. Although states can commit terroristic acts, terrorism as a distinct tactic involves nonstate actors. State behavior—particularly religious repression—can have significant impact on the incidence and severity of religious terrorism in a country, however.
Despite operating as a regional terrorist organization in Nigeria, Boko Haram has gained international attention since kidnapping 276 schoolgirls in 2014. Scholarly research on the organization has since surged, but the literature is still in its formative stages in that it remains fractured and in need of greater synthesis. This assessment of the scholarly literature focuses on two of the most pressing questions concerning religion and Boko Haram and concludes by raising a third question concerning foreign influences that deserves greater scholarly attention.
First, what are the causal implications of religion for explaining Boko Haram’s genesis, evolution, and particularly its violent tactics, as opposed to alternative explanations—economic inequality and depravation, political corruption, anti-imperialism, educational disparities, etc.? Second, to what degree is Boko Haram the latest iteration of Islamist violence in Northern Nigeria versus an organization with distinctive origins requiring fresh analysis?
Neither question has been definitively answered. While religion is a clear motivation for Boko Haram, questions remain concerning whether it is a root motivation or a symptom of secular causes. Additionally, Boko Haram’s synthetic character—as a Nigerian Islamist group that is simultaneously networked with multiple transnational terrorist organizations—makes it difficult to categorize. Finally, questions concerning foreign influences over Boko Haram—both ideological and financial—have been raised but few empirically validated answers have been produced, offering fertile ground for future research.
Terrorism is a multifaceted phenomenon. It is by no means the sole province of religious fundamentalism although it can be (and sometimes is) the end result of an ideological trajectory identified as “fundamentalist.” Following a “higher dictate” or a “divine command” may obviate otherwise normal attributions of culpability. Thus, Christian extremism can issue in terrorism, where an otherwise negatively valued destructive act can be transformed and rendered acceptable, even laudable. Such acts may qualify as terrorist, at least in some respects. An analysis of the ideology of religious fundamentalism reveals that an extreme perspective can originate as simply a passive viewpoint, manifest as an assertive identity orientation, and emerge to be a fanatically imposed program of aggressive behaviors and actions. Christian fundamentalism is a specific variant of religious fundamentalism and, indeed, it is from within modern Christian history that the term “fundamentalism” arose. Its use today is much broader, denoting a generic phenomenon with wide application, even beyond religion.
The motif of exclusivism, which is inherent to fundamentalist ideologies and values, is an important dimension to be taken account of. It is critical to understanding the specifics of Christian extremism and terrorism. Similarly, the issue of theological justification for Christian extremism and violence, together with biblical motifs and references for violence and extremism, are important dimensions for critical study. Christian extremism rests on select biblical models and references, such as that of Phineas (Num. 25) and proffers self-justifying theological support. In short, Christian fundamentalism manifests an ideological sequence of factors whose cumulative impact once (or if) the final factor of enacting violence is reached, can be devastating. There is historical evidence for this as well as contemporary examples. The ideological and behavioral trajectory of 21st-century fundamentalist Christians can—and in some situations does—result in deadly terrorist behavior. And as with any religion, such ideology leading to terrorism is necessarily extreme: a deviance from the norm of religious values and behaviors.
In its early stages the Israeli-Palestinian conflict was dominated by two secular nationalist movements, which marginalized religious practices and institutions. However, since the early 1980s, it has gradually become a struggle that includes, and some may argue also is led by, fundamentalist parties that justify their national aspirations via religious texts, principles, and practices. It is no wonder then that a conciliation seems less and less of a realistic endeavor. On the Palestinian side, Hamas and the Palestinian Islamic Jihad are the main forces that dominant the violent Palestinian struggle, while aspiring to establish a Palestinian state that will operate as a theocracy. In Israel, Religious Zionist militant organizations engaged in violent campaigns to solidify Israel’s control over the West Bank as part of a theological framework that sees such a control as a crucial phase in the re-creation of a Jewish kingdom. Moreover, Jewish ultra-orthodox parties, which in the past refrained from engaging with the conflict with the Palestinians, in the last couple of decades became strong opposition to any conciliation efforts which will include territorial concessions by Israel.
David C. Rapoport
Global terror began in the 1880s, but it took a century before a few scholars began to understand its peculiar dynamic. One reason for the difficulty was that many scholars and government officials had “historical amnesia.” When they saw it disappear, they assumed it had become part of history and no longer had contemporary relevance. But global terror disappears and then reappears. Another reason they failed to understand the pattern is that the concept of generation was rarely used to describe politics, a concept that requires one to recognize the importance of life cycles. Modern global terror comes in the form of waves precipitated by major political events that have important global significance. A wave consists of a variety of groups with similar tactics and purposes that alter the domestic and international scenes. Four very different waves have materialized: the Anarchist, the Anti-Colonial, the New Left, and the Religious. The first three have been completed and lasted around 40 years; the fourth is now in its third decade, and if it follows the rhythm of its predecessors, it should be over in the mid-2020s, but a fifth wave may emerge thereafter.
David C. Rapoport
The First Wave of global terrorism began in Russia. After Russia was humiliated in the Crimean War (1853–1856), Czar Alexander II decided to make it more like Western states which seemed so much stronger. In 1861, he freed 25 million serfs, roughly one third of Russia’s population. He then established local self-governments, “Westernized” the judicial system, abolished capital punishment, greatly expanded universities, etc. But the changes proved difficult. The serfs had little money to buy properties necessary for their livelihoods, and the Czar refused to establish a national legislature. Narodnaya Volya (People’s Will), a small group greatly influenced by anarchists, was formed in 1879, and in 1881 it assassinated Alexander II. Members were university students; women constituted one third of the group, the first time women had ever been involved in terrorist activity. Russian terrorism persisted for 40 odd years, though individual groups rarely lasted more than 5 years.
Assassinating prominent public figures was the principal tactic, and martyrdom was then sought in court trials. Efforts were always made to seek international support, i.e., foreign bases, Diasporas, other radical groups, etc. Two kinds of terrorist groups emerged on six continents: nationalists and anarchists. Anarchists produced the “Golden Age of Assassination” (1892–1901) in which more monarchs, presidents, and prime ministers were assassinated than ever before. The Wave’s high point was from 1890 to 1910. But that high point produced furious antiterrorist sentiment and no significant support from the poor, forcing many anarchists to abandon assassination and seek other methods like syndicalism for achieving their goals.
Major counter-terror practices were developed that are still employed. Police forces were re-made. They had always worn uniforms and responded to illegal actions after they occurred, but pre-emption efforts were then required to make it impossible for acts to happen. Uniforms were removed to observe actions without being identified in the process and to enable infiltration. Prisoners could not be treated as criminals. To avoid producing martyrs, Russia abandoned public trials. In 1 year, more than 1,000 were sentenced to death and were hanged or shot secretly within 24 hours. The treatment of criminals depended on the acts they committed. But terrorists had information about actions others would do, and torture was revived everywhere to gain that information. Terrorists could not be treated as prisoners of war because they did not follow the rules of war.
David C. Rapoport
The Versailles Treaty ending World War I established a new international order by creating the League of Nations and, dividing the defeated empires in Europe into a number of nation-states. The overseas empires of the defeated became League of Nations mandates, which the victorious powers administered until they were sufficiently developed for “self -determination.” Ironically, the first terrorist campaign began in a victorious power’s territory when the Irish Republican Army produced the first success in global terrorist history though it did gain all territory sought. Campaigns emerged then in other mandates and overseas territories of the victorious powers but all failed. But the Atlantic Charter drawn in World War II made the self-determination principle more obligatory by pledging that the imperial territories of the defeated powers would be freed immediately. When the war was over, the victorious powers often dissembled portions of their empires. Elements not freed largely contained conflicting ethnic elements unable to agree on how to be governed. Successful terrorist campaigns materialized in those territories, and the wave ended when the energies of governments not terrorists dissipated! But most successes were incomplete because bloody tensions between ethnic divisions in the new states persisted.
Important terrorist decisions helped their causes. The First Wave’s language tactics, strategy, and targets were changed and helped terrorists get less offensive media coverage and significant support from the international world, particularly the United Nations. They now described themselves as “freedom fighters” not terrorists. Assassination occurred rarely, violence was restricted to local territories and efforts to cooperate with group were abandoned. The police were the principal civilian element attacked, and warnings about attacks were often given to other civilians enabling them to seek safety.
David C. Rapoport
By the 1960s the international world changed dramatically. While the nuclear balance of terror created by the atomic bomb prevented war between the First and the Second Worlds, proxy wars between the superpowers were conducted in the “Third World.” The Cold War began and the Soviet Union attempted to arouse radical groups in the Third World, an effort that grew immensely as overseas empires of Western states dissolved. The UN membership expanded because of the great number of “new” states. Two events in Third World countries were critical: Castro’s triumph in Cuba and the long Vietnam War. Vietnam was particularly crucial in animating terrorist groups throughout the West. A total of 404 groups emerged: 192 Revolutionaries and 212 Separatists. There were two Revolutionary types: 143 Nationals and 49 Transnational. The Transnationals, a product of the developed world, saw themselves as Third World agents. Nationals and Separatists aimed to remake their own states. Nationals sought equality and Separatists sought a new state that often included elements from neighboring states. Separatists were present everywhere except Latin America where all groups were Nationals.
As in the First Wave, university students provided most of the initial terrorist recruits. Women became important again except among Separatists. Cuban and PLO training facilities intensified bonds with foreign groups. The PLO was the most conspicuous group because it conducted more assaults abroad than at home. Groups from different countries cooperated in attacks, that is, OPEC ministers kidnapping (1975). At home, targets with international significance like embassies were struck. Publicity again became a principal concern, which made hostage taking preeminent for the first time, a practice that became very lucrative for some groups. Over 700 hijacked airlines intensified the wave’s international character. The Sandinista took Nicaragua’s Congress hostage in 1978, which sparked a successful insurrection. Many Third World hostages were foreigners from the developed world involved in commerce, and their companies quickly paid enormous ransoms. Earlier waves produced more deaths.
The wave began ebbing in the 1980s; new groups stopped emerging. Israel eliminated PLO facilities for training terrorist groups. International counterterrorist cooperation became effective. Terrorists now found the UN hostile. Six of the eight successes occurred when the Cold War ended and Soviet support disappeared. Most were very limited. The PLO became so weak it was allowed to return home and negotiate for a two-state solution, one still not achieved. The South African ANC produced the only real success partly because its tactics were so restrained.
David C. Rapoport
Time gaps existed in the first three waves between precipitating political events and the development of terrorist activity. But now the time gap has disappeared because the precipitating events were directly associated with terrorism. All of those events occurred in the Islamic world where religion was employed to justify terror. Jewish, Sikh, and Christian terror groups emerged very quickly afterwards, but Islamic groups were larger, more durable, and had a more significant global impact. The international world changed; Iran’s religious revolution made it a major player; and the Soviet Union’s collapse intensified Islamic opposition to the United States.
Sikh, Jewish, and Christian terrorists came from a national base, but Islamic ones often emerged from many countries to join a particular group; and two critical groups, al-Qaeda and ISIS, aimed to re-establish a caliphate embracing the Islamic world. Diasporas provided financial support as they had in other waves, but some Islamic immigrants, like first wave anarchists, employed terror in their new homes and often left those homes to seek targets elsewhere. “Suicide bombing” or “self-martyrdom,” the wave’s distinguishing tactic, made it the most destructive wave. The only religious groups to embrace this tactic were Islamic, though ironically, the secular Tamil Tigers used it and did so more often than any Islamic group did. Islamic groups initiated social services for their societies, a program not seen earlier, and the Tamil Tigers adopted social services for their communities as well.
Al-Qaeda, born in the resistance to the Soviet Afghan invasion, became the wave’s most important group. After difficulties in helping uprisings outside Afghanistan in the Islamic world, it decided to strike the United States, and its 9/11 attacks, the wave’s high point, are the most destructive terrorist acts ever. The United States then invaded Afghanistan forcing al-Qaeda to leave that country. Instead of completing the job, however, the United States decided to invade Iraq to prevent Iraq from giving al-Qaeda weapons of mass destruction, weapons Iraq did not have. This over-reaction inflamed Muslims everywhere, enabling al-Qaeda to get more recruits and develop Iraqi resistance. One crucial focus of al-Qaeda in Iraq was its gruesome atrocities towards the Shia population, which produced violence between Sunni and Shia throughout the Islamic world. The United States ultimately eliminated al-Qaeda in Iraq, and al-Qaeda Central was unable to get another ground base. Al-Qaeda Central then adopted two methods to revitalize itself. The lone wolf strategy, developed first by U.S. Christian terrorists, did not produce many significant results. At the same time, many franchises were created but each focused on local activities and did not strengthen al-Qaeda’s global capacities.
A new situation developed with the “Arab Spring” in 2011, when peaceful secular demonstrations for equality and democracy were transformed into violent conflicts between Shia and Sunni sects. Syria, the bloodiest scene, attracted support from Shia and Sunni elements everywhere and encouraged Russia and the United States to get engaged. ISIS (Islamic State), the remnant of al-Qaeda in Iraq, was reborn and grew immensely there as it captured much territory in Iraq and Syria and became the wave’s most important group. Al-Qaeda Central also became involved and eventually turned against ISIS. In a short time ISIS lost most of the territory gained, and its European strikes to get the West more deeply involved in the conflict by sending troops to Syria and Iraq failed. Al-Qaeda and ISIS franchises continue to fight each other, a conflict that may end the wave.
To what extent is the “Euro-crisis” a problem for the EU’s international standing and role? A conceptual framework has been developed based on the five distinct analytical categories: (a) financial resources, (b) changes in the internal political structure and balance of the European Union, (c) shift of priorities, (d) output and effectiveness of EU foreign policy, and (d) soft power and normative dimension. These categories reveal that in Europe, the crisis led to an erosion of the financial and budgetary basis of foreign policy—even if it is more pronounced on the national than the European level. It also accelerated a trend toward the economization of political priorities resulting—among other things—in deepening conflicts among EU member states. These developments have, in turn, eroded both the effectiveness and the soft power of EU foreign policy. The crisis is therefore not only a strain on the European integration process but also a central challenge for the European Union as an international actor.
Samuel Lucas McMillan
Subnational governments are increasingly involved in foreign policy and foreign relations in activities usually labeled as paradiplomacy or constituent diplomacy. This phenomenon is due to the rising capacity of substate territories to act in world politics and has been aided by advances in transportation and telecommunications. National governments’ control of foreign policy has been permeated in many ways, particularly with globalization and “glocalization.”
Since 1945, subnational governments such as Australian states, Canadian provinces, and U.S. states have sought to influence foreign policy and foreign relations. Subnational leaders began traveling outside their national borders to recruit foreign investment and promote trade, even opening offices to represent their interests around the world. Subnational governments in Belgium, Germany, and Spain were active in world politics by the 1980s, and these activities expanded in Latin America in the 1990s. Today, there are new levels of activity within federal systems such as India and Nigeria. Subnational leaders now receive ambassadors and heads of government and can be treated like heads of state when they travel abroad to promote their interests.
Not only has paradiplomacy spread to subnational governments across the world, but the breath of issues addressed by legislatures and leaders is far beyond economic policy, connecting to intermestic issues such as border security, energy, environmental protection, human rights, and immigration. Shared national borders led to transborder associations being formed decades ago, and these have increased in number and specialization. New levels of awareness of global interdependencies means that subnational leaders today are likely to see both the opportunities and threats from globalization and then seek to represent their citizens’ interests.
Foreign policy in the 21st century is not only affected by transnational actors outside of government, such as multinational corporations and environmental groups, but also governmental actors from the local level to the national level. The extent to which subnational governments participate in foreign policy depends on variables related to autonomy and opportunity. Autonomy variables include constitutional framework, division of power, and rules as determined by legislative action or court decisions. Opportunity variables include geography, economic interdependence, kinship (ethnic and religious ties), as well as partisanship and the political ambitions of subnational leaders. Political culture is a variable that can affect autonomy and opportunity.
Paradiplomacy has influenced the expectations and roles of subnational leaders and has created varying degrees of institutionalization. Degrees of autonomy allowed for Flanders are not available for U.S. states. Whereas most subnational governments do not have formal roles in international organizations or a ministry devoted to international relations, this does occur in Quebec. Thus, federalism dynamics and intergovernmental relations are evolving and remain important to study.
In future research, scholars should more fully examine how subnational leaders’ roles evolve and the political impacts of paradiplomacy; the effects of democratization and how paradiplomacy is diffused; how national and subnational identity shapes paradiplomacy, and the effects paradiplomacy has on domestic and international law as well as political economy. The autonomy and power of subnational governments should be better conceptualized, particularly because less deference is given to national-level policy makers in foreign policy.
Andrew R. Lewis
Conservative Christianity’s alignment with the Republican Party at the end of the 20th century is one of the most consequential political developments, both for American religion and American party politics. In the proceeding four decades, what has been the nature of this relationship? The inclusion-moderation thesis suggests that once religious movements are integrated into political parties, their interests are often co-opted by broader party interests and their positions moderate. For the Christian right in the U.S. there is mixed evidence for the inclusion-moderation process. Considering all the evidence, the most apt description is that conservative Christianity has transformed the Republican Party, and the Republican Party has transformed conservative Christianity. With its inclusion in the Republican Party, the Christian right has moderated on some aspects. The movement has become more professional, more attuned to the more widely accepted, secular styles of democratic politics, and more engaged in the broader goals and positions of the party. Conservative Christianity has also failed to fully achieve some of its most important goals and has lost some of its distinctiveness. In these ways, the party has changed the Christian right. At the same time, the Christian right has altered Republican politics. National candidates have changed their positions on important social issues, including abortion, gay rights, and religious freedom. The party’s platforms and judicially strategies have been strongly affected by movement’s interests, and conservative Christian activists have come to be central to the Republican Party. It’s stability and strength within the party have given the movement power. In these areas, the Christian right has evangelized the Republican Party rather than moderated. A fair assessment is that for the Christian right there has been partial but quite incomplete adherence to the inclusion-moderation process.
The discussion on the relevance of the “inclusion-moderation” thesis to Islamist parties has always been very stimulating. The rise of the Justice and Development Party (AKP, Adalet ve Kalkınma Partisi) in Turkey has so far attracted the attention of the international community in a period riven with the intensification of a civilizational discourse on a global scale since the early 2000s. The main premise of the study is that the “inclusion-moderation” thesis is not very relevant for the Islamists in Turkey. Rather, an “exclusion-moderation” thesis has been more relevant for Islamists’ experiences since the 1960s. AKP was established in 2001 as an offspring of traditional oppositional political Islam in Turkey, which is renowned as the “National Outlook” movement. The name of the party very successfully addressed the two missing elements of the Turkish state and society: “justice” and “development.” The party came to power in 2002 in the aftermath of the one of the most devastating economic crises to hit the country: that of 2001. Starting with a very democratic, inclusive, cohesive, liberal, universalist, and fair political discourse, the party gradually became more and more anti-democratic, authoritarian, populist, polarizing, neo-Ottomanist, and Islamist, at the expense of liberal, secular, non-Sunni, non-Muslim, and other oppositional social groups. Election declarations (seçim beyannameleri) as well as the speeches of the party leaders will be discursively analyzed to find out whether there has been any behavioral moderation in the AKP before or after they came to power. The same documents and speeches will be scrutinized to understand whether there is ideological moderation in the party. The focus will be on the latter to detect the ways in which the AKP leadership has so far deployed an Islamist ideology, which has lately become coupled with a populist political style.
Muhammet A. Bas and Robert Schub
Uncertainty is pervasive in international politics. This uncertainty can have many sources. Each source has different origins and implications for the likelihood of conflict. Existing theories focus on three sources: (1) uncertainty due to asymmetric information about adversary traits that affect war payoffs, (2) uncertainty about adversary intentions, and (3) fundamental uncertainty about conflict-relevant processes. Scholarship details the implications of each type of uncertainty for war and peace as well as the prospects for reducing the uncertainty. While theoretical work is quite rich, empirical studies generally lag behind due to measurement challenges and difficulties in specifying clear, testable implications. Nonetheless, using novel proxies for different forms of uncertainty has generated notable progress.