Jacqueline M. Klopp and Jeffrey W. Paller
Africa’s growing slums are complex, diverse neighborhoods with their own histories. Currently, these places, characterized by spatially concentrated poverty and human rights abuses, are where large proportions and, in many cases, the majority of Africa’s growing urban populations live. These slums often have a politics characterized by clientelism and repression, but also cooperation, accountability, and political mobilization. Importantly, they must be understood within a wider political context as products of larger historical processes that generate severe inequalities in standards of living, rights, and service provision. Varied approaches (modernization vs. more critical historical and political economy approaches) attempt to explain the emergence, dynamics, and persistence of slums and the politics that often produces, characterizes, and shapes them in Africa. While raising important questions about the link between urbanization and democracy, modernization theories, which are typically ahistorical, do not fully explain the persistence and actual growth of slums in African cities. More historically grounded political economy approaches better explain the formation and dynamics of slums in African cities, including the complex, uneven, and inadequate service delivery to these areas. Whether the conditions of Africa’s slums and the social injustice that undergirds them will give birth to greater democratization in Africa, which, in turn, will deliver radical improvements to the majority, is a critical unanswered question. Will social movements, populist opposition parties, and stronger citizenship claims for the poor ultimately emerge from slum—and wider city—politics? If so, will they address the political problem of inequality that the slum represents? A focus on cities, slums, and their politics is thus a core part of growing concern for the future of African cities and democratic politics on the continent.
Southern Africa is a region marked by huge tensions caused by the longevity of colonial rule and racial discrimination. Angola, Mozambique, Zimbabwe, and South Africa all achieved independence only years after most of Africa, and only with protracted militarized struggle. Even those countries that did enter independence in the 1960s, alongside most of Africa, were marked by the struggles of their neighbors—Zambia, host to exile liberation movements, was a frequent military target; and wars, sponsored or supported by apartheid South Africa, continued to rage in Angola and Mozambique even after they achieved independence. This has marked the post-independence politics of most countries of the region, almost all of whom have gone through, or remain within, an era of one-party politics or dominant party rule. In part, this can be read as a residual longing for stability. In other part it can be read as a “liberation generation” using its history as a lever by which to hang onto power. Having said that, the politics of each country has distinctive characteristics—although one has certainly been protracted effort to adhere to forms of ethics, such as “Humanism” in Zambia, and truth and reconciliation in South Africa. The contemporary politics of the region, however, is one with forms of authoritarianism and corruption and, in many cases, economic decline or turmoil. The rise of Chinese influence is also a new marker of politics in the region as all of Southern Africa, with many different former colonial powers, enters a new era of problematic cosmopolitanism—with the international jostling with already sometimes-volatile elements of ethnic diversity, balancing, and conflict.
African politics have always had a significant effect on sport, despite cherished mantras that sport and politics are mutually exclusive. Conversely, sport has played a meaningful role in the politics of African nations, from nation-building to widening foreign policy options, to making national alliances of countries that may not have otherwise supported each other, particularly with respect to the anti-apartheid struggle. Twentieth-century African politics have been a laboratory for the testing and ultimate debunking of the long-standing notion that African sport (or any human activity) exists in a vacuum, apart from the political realities of the culture within which it exists.
Dominant narratives and theories developed at the turn of the 21st century to account for the links between state formation and civil wars in Africa converged around two main ideas. First was the contention that the increase in civil wars across the continent—like that in many parts of the globe, including South Asia and Central Europe—was linked to state failure or decay. Violent conflict thus came to be seen as the expression of the weakness, disintegration, and collapse of political institutions in the postcolonial world. Second, guerrilla movements, once viewed as the ideological armed wings of Cold War contenders, then came to be seen as roving bandits interested in plundering the spoils left by decaying states, and their motives as primarily, if not only, economic or personal, rather than political. However, recent research has challenged the reductionism that underlay such accounts by looking into the day-to-day politics of civil war, thus moving beyond the search for the motives that bring rebels and rebel movements to wage war against the established order. Drawing on this literature, this article argues that violent conflict is part and parcel of historical processes of state formation. Thus, in order to understand how stable political institutions can be built in the aftermath of civil war, it is essential to study the institutions that regulate political life during conflict. This implies a need not only to look at how (and if) state institutions survive once war has broken out, but also to take into account the institutions put in place in areas beyond the control of the state.
The understanding of the differences in what a state and nonstate actors are and do in the Global South is augmented if we historicize these categories. In particular, the category of the nonstate actor is best understood when contextualized in the project of the state in which such actors operate. Building on established critical approaches, it is necessary to interrogate the a priori assumption that distinctions that frame as exclusively distinct categories of state and nonstate actors hold blanket validity for understanding politics in the Global South.
A meaningful understanding of how an actor’s influence—regardless of category—is enhanced when placed in a context, and where analysis addresses strategies and actions and their effects. To this end, an actor is defined as an entity with two characteristics: it is able to develop preferences and goals, and it is able to mobilize individuals and material resources in their pursuit. Presenting the benefits of contextual analysis shows how a focus on actors’ “sovereign potentialities” (i.e., attributes such as control over territory, service provision, generation of markers of identity, and the international recognition that an actor has and through which it can impose change on its context and environment) allows for a clearer understanding of what constrains or enables actors qua actors.
One way to explain the analytical purchase of this argument is via a novel reading of Hezbollah and of Lebanon’s politics, which is the party’s anchoring context. This makes it possible to analyze the profound effects of Hezbollah’s actions in Lebanon and regionally through its alliance with Syria (and Iran), its appeal to a wider Arab audience, and its confrontation with Israel. Special attention is given to Hezbollah’s actions in Lebanon, its involvement in the 2012–2013 Qusayr battle in support of the Syrian government, and its decision-making during the 2006 Israel War. This discussion will highlight Hezbollah’s state-like and non-state-like sovereign potentialities, and the factors that limit or enable its strategies in different contexts.
The concept of strategic culture has become widely used in the field of international relations, primarily in the context of efforts to explain the distinctive strategic behaviors of states through reference to their unique strategic properties. Despite this, a great deal of confusion remains regarding what strategic culture is, and how it may be used in the context of academic research. Two problems produce this confusion: much strategic culture literature continues to conflate culture-as-ideas with the behavior and artifacts through which those ideas become manifest, and strategic culture scholars have incorporated within their definitions of this concept overly narrow assumptions about where strategic culture may be said to exist.
To address these weaknesses in the literature, strategic culture is redefined as consisting of common ideas regarding strategy that exist across populations. This definition is narrower than many because it defines culture as common ideas rather than as ideas plus behavior (or as ideas plus artifacts). This matters not because it solves the methodological challenges faced by those who seek to study ideas, but because it forces us to confront these challenges directly in the context of efforts to understand the different ways that patterns of ideas may produce patterned behavior. This definition is also broader than many because it refuses to dismiss the possibility that common ideas related to strategic matters may exist across populations that are not bounded by the borders of existing countries. The rationale for such an approach is simply that one ought to look and see how common ideas are in fact distributed across populations, rather than assume that patterns will conform to taken-for-granted political units.
Clive H. Church
Despite its economic importance, Switzerland is surprisingly little studied. Hence it can be misunderstood. For many, it seems to have a successful relationship with the European Union (EU). In reality, Europe has become a problematic issue for the Swiss. Swiss policy has been reactive and largely driven by a conflict between pragmatic Swiss, inspired by traditional views of the needs of a neutral and federal country, and a growing body of populist Europhobes. The former are, doubtful about the “European idea” but know that a price has to be paid for vital economic advantages. The latter detest the EU and want little involvement with it, regarding political independence as more important than economic gains. The conflict between the two views can be bitter, and destabilizing.
Because of this, the key aim of Swiss policy has been to achieve some kind of third way, combining nonmembership with deep economic integration. Achieving this has become increasingly difficult despite the country’s central geographical and cultural position. This means transport links and population movements are important elements in Swiss relationships with the EU, alongside its economic and legislative involvement. Yet, at the same time, Switzerland has preserved a notable detachment from Europe’s political institutions.
Swiss relations with the EU have been evolving since 1945. The present difficulties are merely the latest, as well as perhaps the most challenging, phase of a long-standing encounter with Europe. There have been four phases in Swiss postwar relations with European integration. Initially, there was considerable reluctance to get involved, but, after some hesitation, the country entered the European Free Trade Association (EFTA) and secured a free trade deal with the European Community (EC). This worked well, bringing Switzerland into what the Swiss liked to see as quasi-membership.
This began to change in the mid-1980s, when Swiss needs and EC change led to a second phase, of seeking a deeper relationship. This led to the European Economic Area (EEA) negotiations and, when this was judged to be insufficient by the government, to a membership application. The defeat of the EEA proposal on December 6, 1992, by an emerging populist force unleashed increasing contestation over Europe. It also forced the country into a third phase of seeking bilateral makeweights for exclusion from the EEA. By the early years of the new century, this led to the present situation, which is more complicated than is often realized and is driven by indirect Europeanization. At the same time, the bilateral approach became both popular with a majority and increasingly contested on the right.
Moreover, a fourth phase has seen bilateralism increasingly contested by the EU as well, causing a long-drawn-out impasse. This was partly because the “Stop Mass Migration” initiative of February 9, 2014, threatened to undermine the existing bilaterals. A solution to this problem was found by the parliament in late 2017, but further problems appeared as, in December 2018, the country found itself apparently being asked to decide about accepting a framework agreement to regularize its sprawling range of EU deals. Given its internal divisions, this may not be possible, so the fourth phase could well persist. In any case, Europe is likely to remain a major source of profit and pain for Switzerland.
In its early stages the Israeli-Palestinian conflict was dominated by two secular nationalist movements, which marginalized religious practices and institutions. However, since the early 1980s, it has gradually become a struggle that includes, and some may argue also is led by, fundamentalist parties that justify their national aspirations via religious texts, principles, and practices. It is no wonder then that a conciliation seems less and less of a realistic endeavor. On the Palestinian side, Hamas and the Palestinian Islamic Jihad are the main forces that dominant the violent Palestinian struggle, while aspiring to establish a Palestinian state that will operate as a theocracy. In Israel, Religious Zionist militant organizations engaged in violent campaigns to solidify Israel’s control over the West Bank as part of a theological framework that sees such a control as a crucial phase in the re-creation of a Jewish kingdom. Moreover, Jewish ultra-orthodox parties, which in the past refrained from engaging with the conflict with the Palestinians, in the last couple of decades became strong opposition to any conciliation efforts which will include territorial concessions by Israel.
Although unionized workers have rarely represented more than a small minority of the population anywhere in sub-Saharan Africa, trade unions have played, and continue to play, a significant political role. Trade unions still occupy strategic choke points in many African economies, particularly around transport infrastructure, and retain a spatially concentrated organizational base as well as a degree of symbolic power drawn from participation in struggles against colonialism, apartheid, and authoritarianism. Three persistent dilemmas have strongly shaped the role of African trade unions and driven much of the academic debate about them. First are debates about the relationships between trade unions and political parties. These date to the often-fraught relationships between unions and anti-colonial movements in the last years of colonial rule. Pitched struggles, both within trade unions and between unions and governing parties, were often fought in the decade after the end of formal colonization over the degree of autonomy that unions should have from governing parties. These were often resolved through the widespread repression of politically independent unionism in the 1970s. This relationship, however, became untenable under processes of structural adjustment, and unions have often played a significant role in protests against neoliberal reforms, which have spurred widespread political transformation. Second are debates about the relationships of trade unions to non-unionized workers, especially the unemployed or the “informal” sector. Critics on both left and right have long pointed to the relatively privileged position of trade unions. This has consistently been invoked by governments seeking to justify the limited political role of trade unions as well as policies for wage restraint, state retrenchment, or currency devaluation that have negatively affected organized labor. However, given the increasingly widespread nature of informality and unemployment in contemporary Africa, trade unions have begun to make tentative steps toward organizing informal and unemployed workers in some cases. Finally, the relationships of African unions to the international labor movement and to international organizations have often been important. African unions have frequently drawn on links to international trade unions, regional institutions, or the International Labour Organization (ILO) as a way of compensating for domestic weaknesses. These strategies, however, have often engendered significant conflicts around the differing objectives of African and metropolitan actors, between African unions over access to international resources, and concerning “imperialism” by American and European unions.
Traditional leaders have a significant role in the social, political, and economic lives of citizens in countries throughout Africa. They are defined as local elites who derive legitimacy from custom, tradition, and spirituality. While their claims to authority are local, traditional leaders, or “chiefs,” are also integrated into the modern state in a variety of ways. The position of traditional leaders between state and local communities allows them to function as development intermediaries. They do so by influencing the distribution of national public goods and the representation of citizen demands to the state. Further, traditional leaders can impact development by coordinating local collective action, adjudicating conflicts, and overseeing land rights. In the role of development intermediaries, traditional leaders shape who benefits from different types of development outcomes within the local and national community. Identifying the positive and negative developmental impacts of traditional leaders requires attention to the different implications of their roles as lobbyists, local governments, political patrons, and land authorities.
Kiran Klaus Patel
Together with the Treaty of Paris (1951), which established the European Coal and Steel Community (ECSC), the two Treaties of Rome (1957) were the founding treaties of today’s European Union. Of the two Rome treaties, the more influential proved to be that which created the European Economic Community (EEC), although many contemporaries expected the European Atomic Energy Community (Euratom) to acquire that role. As during all major treaty negotiations in the history of European integration, there were divisions of opinion among the six ECSC member states (Belgium, France, West Germany, Italy, Luxembourg, and the Netherlands) along and within national lines. In the end, however, their governments were able to agree on a complex package deal with various components. To reach this result, the work of two preparatory bodies, the so-called Spaak Committee and an intergovernmental conference set up by the foreign ministers of the six ECSC states, proved crucial. In addition, transnational actors and networks had a considerable impact on the Treaties.
The ultimate treaty texts reflected this trajectory of negotiations and the wider political context of the time. The Treaties of Rome were less supranational than the Treaty of Paris, and the three resultant communities were characterized by their hybrid nature: until the Merger Treaty of 1967, they shared some common institutions, such as the Parliamentary Assembly and the Court of Justice, while they had three independent executive bodies. Euratom, which focused on cooperation in the sphere of nuclear power, soon experienced institutional crises, and the same holds true for the ECSC. The EEC, in contrast, possessed greater powers and unleashed more significant dynamics and thus became the core of European integration.
On the basis of the Treaties of Rome, the European Communities incrementally turned into the foremost forum of international cooperation and integration in (Western) Europe. That, however, was quite unclear in 1957, as reflected in opinion polls at the time. Moreover, there were important contenders for this role. By the end of the Cold War, the EC had outpaced them all, for three main reasons: its focus on market integration, its greater legal integration in comparison to organizations such as the Organisation for Economic Co-operation and Development (OECD) and the Council of Europe and, finally, its financial resources. In sum, one needs to know about the Treaties of Rome and the integration dynamics they unleashed in order to understand the enormous importance that today’s EU has acquired.
In Latin America, urban popular movements emerged in the late 1940s as thousands of low-income migrants and city residents banded together to claim land, build self-help housing, and forge neighborhood organizations that fomented community participation and mobilized to demand land titles and city services. These neighborhoods were characterized by informal housing; inadequate provision of electricity, water, sanitation, transportation, and social services; and informal employment and underemployment. During the authoritarianism of the 1960s and 1970s, some urban popular movements resisted military dictatorship while others forged clientelist ties. Democratic and authoritarian leaders alike were forced to deal with the steady influx of rural migrants to cities, and regimes of all types often came to view informal neighborhoods founded by urban popular movements as an acceptable solution to some of the challenges of urbanization. In the 1980s and 1990s, neoliberal privatization of public utilities and cuts to social safety nets harmed urban popular movements, but national and local democratization expanded some avenues of participation, and the regional trend of urban popular movements expanded in numbers and extended its geographic reach. In the 2000s, socialist “Pink Tide” governments delivered benefits to low-income sectors, and many popular sectors supported these leftist regimes. Material gains proved modest, however, and state-movement alliances were rocky, leaving urban popular movements in the awkward position of being dissatisfied with national leadership, yet preferring the Pink Tide incumbents to most alternatives. And in the 2010s, a new “right turn” emerged, as conservative leaders replaced many Pink Tide presidents, threatening to reintroduce the repressive over-policing of popular sectors. Throughout these periods, the core conceptual identity of some urban popular movements shifted from the poblador (the “founder” seeking to meet his or her family’s needs) to the vecino (the “neighbor” collaborating with other movement participants through collective efforts), to the ciudadano (the empowered “citizen” who recognizes his or her needs as rights to be secured through political engagement).
Jason Klocek and Ron E. Hassner
Although largely ignored by international relations scholars until the 21st century, religion has been and remains a pervasive social force both on and off the battlefield. It affects how combatants mobilize and prepare for war. It regulates how they fight, including unit organization and strategic decision making. In addition, religious identities, beliefs, practices, and symbols shape how and when combatants pursue peace. The study of religion and war seeks to discover and understand these varied influences, even when religion is not the pretext for fighting.
Maxime H. A. Larivé
This empirical and historical analysis of the Western European Union (WEU), an intergovernmental defense organization, contributes to the broader understanding of the construction and integration of European security and defense policy. The WEU was established in 1954 by the Modified Brussels Treaty after the failure of the European Defense Community and at the time of the construction of the North Atlantic Treaty Organization (NATO).
Over its lifetime, the WEU was confronted by two major trends: the centrality of collective defense agreement providing security on the European continent enforced by NATO and the construction of a European security and defense policy within the broad integration process of the European Union (EU). The WEU provided a platform for Western European powers, particularly France, the United Kingdom, and Germany, to engage in the construction of a European defense. Historically, these countries had diverging visions ranging from an autonomous force to one that should remain under the NATO auspice.
The end of the Cold War accelerated the transfer of the WEU mission to the EU, but the crises in the Gulf region and in the Balkans in 1990s led to a period of activity for the WEU. The institutionalization of the EU, beginning with the 1992 Treaty of Maastricht, accelerated the construction of a European defense and security policy within EU structures. The transfer from the WEU to the EU began in the late 1990s and the WEU was dissolved in 2011.
Robtel Neajai Pailey
Though deeply contested, citizenship has come to be defined in gender-inclusive terms both as a status anchored in law, with attendant rights and resources, and as agency manifested in active political participation and representation. Scholars have argued that gender often determines how citizenship rights are distributed at household, community, national, and institutional levels, thereby leaving women with many responsibilities but few resources and little representation. Citizenship laws in different parts of Africa explicitly discriminate based on ethnicity, race, gender and religion, with women bearing the brunt of these inequities. In particular, African women have faced structural, institutional, and cultural barriers to ensuring full citizenship in policy and praxis, with contestations in the post-independence era centering around the fulfillment of citizenship rights embedded in law, practice, and lived experience.
While African women’s concerns about their subjective roles as equal citizens were often sidelined during nationalist liberation movements, the post-independence era has presented more meaningful opportunities for women in the continent to demand equality of access to citizenship rights, resources, and representation. In contemporary times, a number of local, national, continental, and transnational developments have shaped the contours of the battle for women’s citizenship equality, including the prominence of domestic women’s movements; national constitutional reviews and revisions processes; electoral quotas; female labor force participation; and feminism as a unifying principle of gender justice.
African women have had to overcome constraints imposed on them not only by patriarchy, but also by histories of slavery, colonialism, structural adjustment, land dispossession, militarism, and neoliberalism. They have often been subordinated in the domestic or private sphere, with gendered values and norms then undermining their agency in the public sphere. Although African women have managed to secure some political, socio-economic, and cultural rights, resources, and representation, this has certainly not been the panacea for achieving full equality of citizenship or gender justice.
Scholars of Latin American social movements since the 1980s have sought to explain the apparent upswing in cycles of contentious politics, the innovative characteristics of these new movements, and variations in how they interact with or sidestep conventional institutional politics. The regional context for these developments is very different from the postmaterialist conditions said to have spawned European “new social movements” since the 1970s revolving around identity and values, such as ecology, peace, gay rights, and women’s movements. Relevant causal factors for Latin America’s contemporary movements include popular reaction against neoliberal policies imposed by international financial institutions and brokered by national governments. Another factor was the transition from military authoritarianism in much of the region, inaugurating a struggle between political elites with a liberal-representative vision of democratization and social movements favoring radical/participatory democracy. The era of globalization also brought reexamination of the citizenship pact and of the hegemonic (mestizo) construction of the nation-state, fueling a reinvigoration of indigenous movements, some with their own cosmovisions of buen vivir (living well) that destabilized mainstream notions of the political. The interplay between party-electoral politics and grassroots movement activism took place against the backdrop of the “pink tide” of elected leftist governments, which swept much of the region in the first decade of the 21st century and subsequently appeared to recede. Throughout this period, scholars and activists alike debated whether fundamental change could best be achieved by movements pushing parties and governments to use state power to enact reforms or by movements themselves adopting radically horizontal and inclusive patterns of organizing—“new ways of doing politics”—that would transform society from below.
The January 1, 1994, Zapatista uprising among mostly Maya peasants in the poor southeastern Mexican state of Chiapas, launched the day the North American Free Trade Agreement took effect, became emblematic of new ways of doing politics from below. What began as a rebellion of the Zapatista Army of National Liberation (Ejército Zapatista de Liberación Nacional [EZLN]) quickly morphed into a social movement that both criticized national and global power structures and sought to empower local communities through everyday practices of de facto autonomy. Negotiations with the state over indigenous rights and culture quickly broke down, but the Zapatistas proceeded anyway to develop their own structures of self-government, autonomous education, healthcare, justice, and agrarian and economic relations, among other innovative practices. The Zapatista movement continues to raise important issues such as the role of culture and identity in popular mobilization, the social spaces for organizing in an era of globalization, the new characteristics of movements that practice alternative forms of prefigurative politics, and the possibility of redefining power from below. Scholars of the Zapatista movement have also posed probing self-reflective questions about the adequacy of conventional definitions of politics and Western positivist epistemologies and about the need for decolonizing research in indigenous and other oppressed communities.
The persistent and changing forms of military interventions in global politics present continuing challenges for democratic agendas. Authoritarian regimes in Africa bolstered by militarist structures limit the possibilities for democratic alternatives. This can lead to desperate hopes that some form of militarism is a necessary prerequisite for democratic transition sometimes with the assistance of a popular sense of appeal. The outcome of such interventions is often a prelude to yet another round of authoritarian politics. In countries like Zimbabwe embedded in a Southern African region with a history of armed liberation struggles the narratives of a liberating militarism remain strong, as does the official ownership of the liberation narratives and the purported trajectory they should follow. However as these liberation parties face growing challenges from opposition voices that contest for their own claims on liberation histories, divisions and factions within the dominant parties have increased. The future of these struggles remains uncertain but there is a growing danger that a global preference for any form of political stabilization will marginalize the more difficult challenges of developing democratic alternatives.