The politics of crisis terminology is rarely examined directly. Crisis is an “umbrella,” under which resides a multitude of terms such as accidents, emergencies, fiascos, disasters, and catastrophes, as well as variations such as natural disasters, transboundary crises, and mega-crises. Yet the sheer diversity and frequent ambiguity among terms reflects the “politics” of how societies and political actors seek to cope with and address extreme events, which often pose a mixture of threat and opportunity. Central to an understanding is how (a) different terms are means of framing issues such as the scale and causes of the crisis, (b) crisis terms are part of governing strategies, and (c) nongovernmental actors (opposition parties, media, lobby groups, social movements, and citizens) can seek to influence government. A pivotal point in developing an understanding of crisis terminology is that rather bemoaning the lack of singular meanings for crisis and associated terms, or criticizing actors for “abuse” of the terms, one should recognize and accept that complex and contested crisis language and definitions are in themselves manifestations of politics in political societies.
Article
The Politics of Crisis Terminology
Allan McConnell
Article
The Politics of Domestic Taxation
Lucy Barnes
All governments require revenue, and domestic taxes are the primary means for generating it. Yet both the size and shape of taxation vary significantly across countries and have been transformed over time. What explains variation in domestic taxation? To answer this question, recent scholarship on taxation has focused on the politics of taxation as a tool for redistribution. This has led to a wide body of research on the fiscal impact of taxation and on the introduction, evolution, and variation in direct and progressive tax regimes, particularly the income tax. Yet the focus on taxation as a redistributive tool yields a puzzle, as more progressive tax systems tend to be found where redistribution is in fact the lowest. Explanations of this paradox often center on the impossibility of high and progressive taxes on capital in the context of international economic integration. Not as well studied are taxes other than the taxation of income, and the deliberate politics of nonfiscal, regulatory, and incentive effects of different tax choices. Methodologically, problems of endogeneity are ubiquitous in the study of tax policy choices, but more sophisticated experimental work is well underway in research on individual preferences for taxation.
Article
The Politics of Fires and Haze in Southern Southeast Asia
Helena Varkkey
Transboundary haze pollution originating from fires in Southern Southeast Asia affects about half of the countries in Southeast Asia with varied intensities on an almost annual basis. Haze not only affects visibility but also causes widespread health problems, transportation disruptions, and other socioeconomic issues. This haze and the fires that cause it have been a key topic for environmental politics research in the region since the late 1990s. This has largely been driven by one overarching objective: how to prevent haze from returning in the following years. However, conditions on the ground (mostly in Indonesia and in the larger Southeast Asian region) have been changing and evolving drastically, which has resulted in a dynamic research agenda that has to keep up.
Within the context of environmental politics, fires and haze can be viewed through the broad lens of national interest. There is a strong link between the severity of haze and the burgeoning agribusiness sector in the region: that of oil palm in particular. Oil palm is a very important crop in the region, with Indonesia and Malaysia generating almost 90% of total global palm oil output. Hence, national and business interest theories have often been used as a framework for research in this area, with commercial oil palm plantations often being the unit of analysis. However, this has been called to question lately as these plantations face increasing market pressure to act more sustainably. A new group of actors that have since been highlighted are smallholders, either independent or in contract with larger plantations. There is potentially much to be uncovered with regard to the relationships between smallholders and commercial plantations and how they affect patterns of fire use and global sustainability issues.
Related to this is the ever-evolving collection of local, regional, and national policies (and related enforcement issues) on land and fire use in Indonesia. One key area of contention is the use of peatlands. Fires on peat produce the thick, sooty smoke that travels across national boundaries, and they are notoriously hard to put out. Political research in this area is heavily framed by a tough debate between the scientific community and socioeconomic concerns. While peatlands play an important role in the global climate change balance, they also face immense pressure for development fueled by the scarcity of land.
The regional context has also been an important theme for haze research. Haze primarily affects the Southern Southeast Asian subregion, and the major players of the palm oil sector come from this area. The Indonesian palm oil sector is a vibrant combination of Malaysian, Singaporean, and local companies. And the Association of Southeast Asian Nations has been the hub of cooperation and mitigation activities over haze. Hence, many scholars have searched for answers at the regional level. However, new national developments, such as Singapore’s Transboundary Haze Pollution Act, suggest that countries may be losing confidence in regional efforts.
Article
The Politics of Language Education in Africa
Russell H. Kaschula and Michael M. Kretzer
Language policies in sub-Saharan African nations emerge out of specific political, historical, socioeconomic, and linguistic conditions. Education plays a crucial role for all spheres of language policy. Policies either upgrade or downgrade indigenous languages through their application at various educational institutions. The most significant example is the selection of the language(s) used as languages of learning and teaching at higher-education institutions. The region’s colonial history also influences the language policies of the independent African states. Language policy in Senegal is an example of a francophone country focusing on a linguistic assimilation policy in which minor reforms in favor of indigenous languages have taken place. Rwanda’s language policy is unique as the former francophone nation now uses English as an exoglossic language in a type of hybrid language policy. Botswana is an example of an anglophone country that follows a language policy that is dominated by a very close connection to the notion of nation-building through its concentration on a single language, Setswana, alongside English. Tanzania is an anglophone African country whose policy focuses on Kiswahili, which is one of the very few indigenous and endoglossic languages. Kiswahili is broadly used in Tanzanian educational institutions until the tertiary level, but its use as medium of instruction focuses on the primary level. South Africa demonstrates the very close relationship between general political decisions and language policy and vice versa. Language policy decisions are never neutral and are influenced by the politics of a specific country. As a result, individual and societal language attitudes influence language policies. In addition to this, the overt and official language policy on a macro level may differ from the implementation of such policies on a micro level. At the micro level, practice can include covert language practices by various stakeholders.
Article
Politometrics: Quantitative Models of Political Institutions
Josep M. Colomer
Logical models and statistical techniques have been used for measuring political and institutional variables, quantifying and explaining the relationships between them, testing theories, and evaluating institutional and policy alternatives. A number of cumulative and complementary findings refer to major institutional features of a political process of decision-making: from the size of the assembly to the territorial structure of the country, the electoral system, the number of parties in the assembly and in the government, the government’s duration, and the degree of policy instability. Mathematical equations based on sound theory are validated by empirical tests and can predict precise observations.
Article
Populist Politics in Africa
Danielle Resnick
Although widely used in reference to the Americas and Europe, the concept of populism has been less frequently applied to political dynamics in sub-Saharan Africa. Populism is variously viewed as a political strategy aimed at fostering direct links between a leader and the masses, an ideational concept that relies on discourses that conjure a corrupt elite and the pure people, and a set of socio-cultural performances characterized by a leader’s charisma, theatrics, and transgression of accepted norms. A cumulative approach that combines all three perspectives allows for identifying episodes of populism in Africa. These include historical cases of populist regimes in the 1980s as well as more contemporary examples of party leaders in the region’s democracies who use populism in their electoral campaigns to mobilize subaltern groups, especially those living in urban areas. As found in other regions of the world, those African leaders who have ascended to the presidency on the back of populism typically exert anti-democratic practices once in office. This reaffirms that populism can allow for greater representation of the poor and marginalized in the electoral process, but that populists’ celebration of popular will and supposedly unmediated ties to the people become convenient justifications for bypassing established institutions and undermining the rule of law.
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Power Sharing as a Strategy to Resolve Political Crises in Africa
Michael Bratton and Peter Penar
Power sharing is often offered as a strategy to resolve political crises. In contrast to power capture and power division, power sharing entails exercising power in cooperation with rival groups. The outcome of power sharing largely rests on the purpose and context of the agreement. Power sharing has proven effective at attenuating political violence and providing stability when enacted to guide a transition from white-minority to black-majority rule in former settler states (e.g., South Africa) or to bring persistent civil wars to an end (e.g., Sierra Leone and Burundi). However, in the context of an election dispute, power sharing fails to solve the underlying concerns that contribute to election-related conflict. Although power sharing may attenuate or end violence, the outcome is poor reconciling election winners and losers and deepening democratic practices (e.g., Kenya and Zimbabwe). Recognizing the failure of power sharing after election disputes, external mediators—particularly in West Africa (e.g., Côte d’Ivoire and The Gambia)—have tended to emphasize maintaining normal constitutional processes rather than power-sharing settlements.
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Predicting Party Systems from Electoral Systems
Rein Taagepera and Matthew Shugart
The Seat Product Model matters to electoral and party systems specialists in what it is able to predict, and to all political scientists as one example of how to predict. The seat product (MS) is the product of assembly size (S) and electoral district magnitude (M, number of seats allocated). Without any data input, thinking about conceptual lower and upper limits leads to a sequence of logically grounded models that apply to simple electoral systems. The resulting formulas allow for precise predictions about likely party system outputs, such as the number of parties, the size of the largest party, and other quantities of interest. The predictions are based entirely on institutional inputs. And when tested on real-world electoral data, these predictions are found to explain over 60% of the variance. This means that they provide a baseline expectation, against which actual countries and specific elections can be compared.
To the broader political science audience, this research sends the following message: Interconnected quantitatively predictive relationships are a hallmark of developed science, but they are still rare in social sciences. These relationships can exist with regard to political phenomena if one is on the lookout for them. Logically founded predictions are stronger than merely empirical relationships or predictions of the direction of effects. Finally, isolated equations that connect various factors are nice, but equations that interconnect pack even more predictive punch. Political scientists should strive for connections among connections. This would lead to a more scientific political science.
Article
The Presidency in Latin American Politics
Valeria Palanza
Presidents derive support from electoral endorsement at the polls, but once in office, how they exercise power is also determined by the checks other actors impose on the presidency. By design, the presidential system was intended to function within a carefully conceived structure of checks and balances. As the executive branch in a system of separation of powers, the presidency was granted veto power over the lawmaking process. Congress and the judiciary were in turn granted prerogatives to check the executive in its own realm of action. Latin American presidential systems, however, have equipped presidents with extraordinary capacities, setting incentives in a different direction, where presidents often take the place of the most determinative decision maker within the political system.
Juan Linz came to believe that presidentialism was not conducive to stable democracy (Linz, 1990), and his influential work spearheaded an era of studies that ultimately contradicted his arguments and led research in a new direction, while the third wave of democracy brought about stable yet unbalanced presidential systems. In order to understand the incentives that underlie this newfound stability, a deeper understanding of the institutional arrangements that govern it is necessary, and key among these, those structured around the legislative process.
The institutions that make up the Latin American presidency as it stands in the early 21st century define incentives that lay out its unique character and distinct form of concentration of power. These can be organized into three sets: (a) elections, (b) lawmaking, and (c) cabinet management. Considering the institutions, and practices, that govern these three areas and how they vary across countries provides the building blocks to understanding the complexity of the presidency in Latin America.
Whether presidents are elected indirectly via an electoral college or through direct votes by citizens, the specification of the type of majority required to win the presidency, the length of terms, and whether re-election is allowed are details that, when combined in diverse ways, present politicians and citizens with different sets of incentives to govern their behavior. These arrangements underwent different reforms over the turn of the 21st century.
The institutions surrounding the lawmaking process are chief in lending the Latin American presidency its reputation of centralizing power, as constitutions are packed with arrangements that blur the separation of powers. Presidential legislative proposal power, presidential control of the legislative agenda through constitutional urgency authority (fast-track), variations in the veto prerogative, variations in override requirements, the delimitation of areas to exclusive presidential proposal rights, restrictions on congress to increase spending, and constitutional decree authority; all of these work to extend the legislative capacities of presidents, enabling them to counter the will of congress in ways unthinkable to the Founding Fathers when they first created this system. Latin American presidents also face challenges in managing cabinets, which in some cases are a fundamental component to articulate coalitions in the legislature—much like in parliamentary systems. Partisan dynamics come to life in the cabinet, and cabinets may work as important tools to manage otherwise fragmented party systems. Finally, understanding the influence of gender on presidential systems presents a promising avenue of research.
Article
The Presidency of the Council of the European Union
Frank M. Häge
The Presidency plays a crucial role in the management and organization of the Council of the European Union’s work and the institution’s interactions with third parties. Formally, the Presidency just chairs the meetings of Council bodies; but over time, member states have endowed it with a range of procedural prerogatives to structure the Council’s agenda and broker agreements, which post holders can potentially use to advance their own private interests. The potential for abuse of these powers raises two related questions: first, why would member states grant these powers to the Presidency, and second, is the Presidency actually able to use these powers to advance its own priorities and policy preferences?
In response to the first question, functionalist theories suggest that member states delegate powers to the Presidency to reduce transaction costs and solve collective action. According to Tallberg, member states grant the Presidency procedural prerogatives and provide it with administrative resources to ensure an efficient management of the Council’s agenda, avoid inadvertent negotiation failure or suboptimal negotiation outcomes, and provide adequate representation of the institution vis-à-vis external actors. Kleine’s theory suggests that the Presidency acts as an adjudicator of the legitimacy of demands for concessions by member states that find themselves in the minority but claim to experience strong domestic pressures for non-compliance. By making impartial and thus credible recommendations about whether the formal voting rule or consensus decision-making should apply in these situations, the Presidency contributes to the long-term sustainability of international cooperation. The two explanatory accounts disagree about whether the growing role of the Presidency reflects an incremental accumulation of powers over time in response to new tasks or just an extension of already existing powers into new areas. Historical research on the development of Presidency powers could shed more light on this topic.
Responses to the second question about the actual influence of the Presidency can be distinguished according to whether they relate to the Presidency’s scheduling power or to its proposal-making power. Control over the schedule and agenda of meetings, as well as the time devoted to different issues during a meeting, allows the Presidency to affect the relative allocation of attention to different policies. Allowing the Presidency to structure the agenda according to its own priorities comes with tangible collective benefits while resulting in little redistributive costs for other member states. In contrast, the Presidency’s exercise of proposal-making power, through its first-mover advantage, control over the negotiation text, and its privilege to call a vote or declare consensus, leads to biased negotiation outcomes with little or no benefits for member states but direct and tangible redistributive consequences. Thus, the Presidency’s prerogatives are largely based on informal norms and behavioral practices, which can always be superseded by recourse to formal rules. However, member states have little incentive to do so when the Presidency exercises its scheduling power but ample incentive if it exercises its proposal-making power.
Existing empirical research provides clear evidence that the Presidency can exercise both scheduling power and proposal-making power at least to some extent and under certain conditions. Interesting questions for future research relate to the overall size and prevalence of the effects of the Presidency’s powers, the mechanisms through which these effects are generated, as well as the conditions that explain their variation over time, across policy areas, and across member state characteristics.
Article
Principal–Agent Analysis and the European Union
Tom Delreux and Johan Adriaensen
Principal–agent analyses have been frequently applied by scholars of the European Union (EU). The model helps to explain the reasons, modalities, and consequences of the delegation of authority from one (set of) actor(s)—the principal—to another (set of) actor(s)—the agent. Instances of delegation are omnipresent in the EU: not only is the EU founded upon the delegation of rule-making powers from the member states to the supranational level (European integration), but delegation is also frequently occurring from one actor or institution to another within the political system of the EU (EU decision-making).
Assuming that institutions are forums for strategic behavior by rational actors, the principal–agent model has advanced our understanding of European integration and EU politics by zooming in on contractual, dyadic relationships that are characterized by an act of delegation and the controls established to minimize the risks related to delegation. Principal–agent analyses can be used to address two types of questions: first, on why and how the principal delegates authority to the agent (i.e., the “politics of delegation”), and second, on the ensuing game between the principal and the agent when the latter executes the delegated task on behalf of the former (i.e., the “politics of discretion,” or “post-delegation politics”).
Principal–agent analyses in the field of EU politics have been conducted using a diverse set of methods and research designs, with large-N quantitative studies on how principals control their agent, over in-depth case studies of the formers’ motives for delegation, to more recent attempts to capture post-delegation politics and the agent’s discretion in a systematic and quantitative way. Under the condition that the principal–agent model is applied carefully and for questions on the politics of delegation and the politics of discretion, it remains a useful tool to understand contemporary EU politics.
Article
Prosecutors: A Cross-National Political Perspective
Stefan Voigt
Over the past decades, prosecutors have become more and more powerful within criminal justice systems. Yet, there is still relatively little empirical research on prosecutors. Most of the literature focuses on the analysis of the prosecutorial system of a single country. Cross-country analyses are close to nonexistent.
From a comparative perspective, the various possible means to establish the independence of prosecutors from government and at the same time securing their accountability to the law are of paramount interest. Regarding the former, appointment procedures, possible career paths, and the degree to which prosecutors are subject to orders both from within the prosecution agency as well as from without (e.g., the ministry of justice) are of special concern. With regard to prosecutorial accountability, it is the legality principle (also known as mandatory prosecution), the issue whether prosecutors enjoy a monopoly in the prosecution of criminals, whether decisions not to prosecute a suspect are subject to judicial review, and the transparency of the behavior of prosecutors that are key.
Regarding the organizational design choices of prosecution agencies that have been implemented across countries, four different clusters can be identified. The four clusters perform markedly different in terms of the rule of law levels associated with them.
The consequences of institutional design choices are surprisingly small. The de facto organization of prosecutors turns out to be far more relevant for outcomes than what is prescribed de jure. Countries in which prosecutors enjoy a high degree of de facto independence suffer significantly less from corruption than countries in which this is not the case.
Given that the institutional design choices of prosecutors are of limited relevance for their de facto situation, the question is: What factors determine the de facto independence and accountability of prosecutors? It turns out that some rather stable and immutable factors are decisive: Common law legal systems do better than those belonging to the civil law legal families. Generalized trust also plays an important role. If most people believe that others can be trusted, very specific rules for the behavior of prosecutors may seem unnecessary.
A number of trends regarding the organization of prosecutors can be observed in many countries, among them the increased reliance on trial waiver systems, bonus payments to incentivize prosecutors, the founding of prosecutorial councils, and prosecutorial activism. It is questionable whether the first three of these trends will increase the efficiency of prosecution agencies; rather, they are likely to lead to a deterioration in the overall rule of law score of those countries relying on them.
Article
Qualitative Comparative Analysis (QCA) in Public Administration
Eva Thomann and Jörn Ege
Qualitative Comparative Analysis (QCA) is increasingly establishing itself as a method in social research. QCA is a set-theoretic, truth-table-based method that identifies complex combinations of conditions (configurations) that are necessary and/or sufficient for an outcome. An advantage of QCA is that it models the complexity of social phenomena by accounting for conjunctural, asymmetric, and equifinal patterns. Accordingly, the method does not assume isolated net effects of single variables but recognizes that the effect of a single condition (that is, an explanatory factor) often unfolds only in combination with other conditions. Moreover, QCA acknowledges that the occurrence of a phenomenon can have a different explanation from its non-occurrence. Finally, QCA allows for different, mutually non-exclusive explanations of the same phenomenon. QCA is not only a technique; there is a diversity of approaches to how it can be implemented before, during and after the “technical moment,” depending on the analytic goals related to contributing to theory, engaging with cases, and the approach to explanation.
Particularly since 2012, an increasing number of scholars have turned to using QCA to investigate public administrations. Even though the boundaries of Public Administration (PA) as an academic discipline are difficult to determine, it can be defined as an intellectual forum for those who want to understand both public administrations as organizations and their relationships to political, economic, and societal actors—especially in the adoption and implementation of public policies. Owing to its fragmented nature, there has been a long-lasting debate about the methodological sophistication and appropriateness of different comparative methods. In particular, the high complexity and strong context dependencies of causal patterns challenge theory-building and empirical analysis in Public Administration. Moreover, administrative settings are often characterized by relatively low numbers of cases for comparison, as well as strongly multilevel empirical settings. QCA as a technique allows for context-sensitive analyses that take into account this complexity.
Against this background, it is not surprising that applications of QCA have become more widespread among scholars of Public Administration. A systematic review of articles using QCA published in the major Public Administration journals shows that the use of QCA started in mid-2000s and then grew exponentially. The review shows that, especially in two thematic areas, QCA has high analytical value and may (alongside traditional methodological approaches) help improve theories and methods of PA. The first area is the study of organizational decision-making and the role of bureaucrats during the adoption and implementation of public policies and service delivery. The second area where QCA has great merits is in explaining different features of public organizations. Especially in evaluation research where the aim is to investigate performance of various kinds (especially effectiveness in terms of both policy and management), QCA is a useful analytical tool to model these highly context-dependent relationships. The QCA method is constantly evolving. The development of good practices for different QCA approaches as well as several methodological innovations and software improvements increases its potential benefits for the future of Public Administration research.
Article
Rational Choice Perspectives on Bureaucracy
Anthony M. Bertelli and Nicola Palma
Formal models of bureaucracy have attracted significant attention as a systematic body of theory in the past decades. Scholars in this tradition examine institutions and organizations, uncovering incentives that can explain and help to design governance. Scholars in the rational choice tradition study the relationship between politicians and bureaucrats as an incomplete contracting problem between a political principal and a bureaucratic agent. When elected representatives delegate policymaking authority to an administrative agency, they face hidden action problems when the agency takes unobservable actions, and hidden information problems when there are things about agency policy preferences that representatives cannot easily learn. A wide variety of bureaucratic policymaking problems can be modeled as variations on these information problems. Formal theorists have considered resources and discretionary authority as variables that can be optimized to mitigate agency problems, and the models have both positive and normative implications.
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Rational Choice Theory in Political Decision Making
Scott H. Ainsworth
Rational choice theory builds from a very simple foundation. To wit: individuals are presumed to pursue goal-oriented behavior stemming from rational preferences. Rational choice theory benefits from the very precise formulations of its assumptions. Individual-level rationality is generally defined as having complete and transitive preferences. Both completeness and transitivity have precise, formal definitions. From complete and transitive preferences, one can develop utility function presentations reflecting those preferences. Utility functions have the advantage of establishing a measure and allowing one to assess attitudes toward risk. That is, utility functions can reflect risk acceptance, risk neutrality, or risk aversion.
Although some rational choice theorists focus on individual-level decision making, most rational choice theorists consider the ways in which individuals’ decisions are aggregated into some sort of social outcome or social preference order. The aggregation of individuals’ preferences occurs in both social choice and game theoretic models. Arrow’s theorem is the best-known result in social choice theory. Arrow showed that the rationality of individuals’ preferences could not be readily preserved at the group level when those individuals’ preferences were aggregated. That is, individual-level rationality does not ensure group-level rationality. Put slightly differently, irrationality at the group level cannot impugn rationality at the individual level. Other examples highlighting the difficulty of aggregating individuals’ preferences into a collective outcome abound. For instance, game theoretic presentations of the collective action problem highlight how individually rational decisions can lead to suboptimal outcomes.
Rational choice models have been used to model interactions in a wide array of political institutions. Rational choice models have been developed to tackle some of the most challenging concepts in the social sciences, even in areas long thought impenetrable to rational choice theorizing. For instance, concepts such as ideology or personal identification have typically been used as preestablished descriptors. In contrast to treating those concepts as extant descriptors, rational choice theorists have modeled the endogenous development of ideologies and personal identification. Given the complexity of social phenomena, the relative parsimony and the clarity of rational choice models can be particularly helpful. The usefulness of rational choice models stems from their parsimony and their applicability to a wide range of settings.
Article
Regional Institutions and the European Union
Arjan H. Schakel and Emanuele Massetti
European integration and regionalization have been parallel processes over the past five decades, leading to a multilevel governance system where decision-making powers are allocated across European, national, and regional governments. The upshot of both processes is that regional governments have gained representation within European Union (EU) institutions and they have gained the ability to affect EU policy through domestic institutions.
Regional governments are involved in the EU policymaking process at the EU level through two institutions: via their representatives in the Committee of the Regions and via the participation of their ministers in the Council of Ministers. Similarly, regional governments are institutionally involved with EU affairs within the member states through three institutional channels: formulation and implementation of EU Cohesion Policy, intergovernmental meetings between national and regional governments to coordinate EU affairs, and subsidiarity monitoring of EU legislation by regional parliaments.
The analysis shows that the EU’s multilevel governance system is highly asymmetric. Regional involvement in EU affairs through EU and domestic institutions is mainly restricted to powerful regions which can be predominantly found in the populous, federal, and regionalized member states from Western Europe. In addition, the analysis reveals that regional impact on EU policy is far more apparent within the member states than at the EU level. Furthermore, regional governments prefer to impact EU affairs through or in collaboration with their member state governments rather than bypassing them.
Article
Regionalist Parties and the European Union
Emanuele Massetti and Arjan H. Schakel
Regionalist parties are political actors that emphasize distinct ethno-territorial identities and interests vis-à-vis those of the entire state, advocating some forms of territorially based self-government in a view to protect, give voice to, and enhance those identities and interests. The tense relationships that these political actors often have with the central institutions leads them, in the European Union (EU) context, to identify the EU as a potential ally in their struggle against the state. Indeed, the EU system of multilevel governance, in which regional governments have obtained a considerable role, is also the result of a combined effect of regionalist parties’ pressure on member states from below and the process of European integration creating a favorable political framework from above. This putative alliance was celebrated, during the 1980s and 1990s, with the Maastricht Treaty representing a pivotal moment for the launch of the vision of a “Europe of the Regions.” However, the EU constitutional reforms of the 2000s (from the Treaty of Nice to the Treaty of Lisbon) fell rather short vis-à-vis regionalist claims, revealing the “illusionary character” of the “Europe of the Regions” idea. Since then, attempts to achieve “Independence in Europe” (through “internal enlargement”) have intensified in regions governed by strong and radical regionalist parties, such as in Catalonia and Scotland. These secessionist attempts have added further strain to an already under-stress EU political system. Indeed, far from acting as an ally of regionalist forces, the EU appears to have straddled between the role of a neutral observer and a supporter of member states’ territorial integrity.
Article
Regional Political Opposition in Russia
Julia Baumann and Jan Matti Dollbaum
Russia’s autocratization since 1999 has resulted in a diminution of political and electoral competition and the marginalization of regime opponents. Yet, while oppositional contestation has markedly decreased in national elections, regional and local races for a long time offered opportunities for electoral competition. Even if elections are organized in a way to ensure the victory of the incumbent party and candidates, at least before Russia’s full-scale invasion they provided oppositions with regular opportunities to organize and mobilize, which could serve to make the power holders’ political dominance more difficult, or, under certain circumstances, even pave the way for political contestants into a regional or local assembly.
The level of opposition activity and the type of opposition vary across Russia’s regions. Case study evidence from different regions illustrates how three interrelated factors shape opposition activity and success in a subnational context. First, structural conditions highlight the great differences among Russia’s regions and cities as to the openness of local politics to opposition actors, ranging from hegemonic polities with a high level of repression to more competitive units, where media, civil society, and political challengers can operate somewhat more freely. Second, next to the subnational political context, opposition activity is dependent on the choices of individual actors, with strategic coordination and cooperation across opposition forces; and third, the engagement of resourceful and ambitious political entrepreneurs can improve the electoral prospects of political contestants. The text closes with reflections of how the full-scale invasion of 2022 affects the conditions and choices of future opposition actors in Russia.
Article
Regulation of Sexuality in the Global South
Michelle L. Dion
Government regulation of sexuality includes prohibitions on same-sex intimacy, formation of families, and related rights of LGBT+ people due to their sexual orientation or gender identities. Countries in the Global South tend to lag behind those in the Global North in the recognition of LGBT+ rights, which overall tend to expand incrementally over time in response to LGBT+ activism, diffusion of international norms, and national economic, political and social context. Basic civil rights, including legalization of same-sex intimacy and marriage, are often a necessary precondition for LGBT+ access to the political right to organize and mobilize as an interest group as well as other social rights, such as health care and parental rights. In the developing world, Argentina and South Africa have been regional leaders in LGBT+ rights, and Latin America countries have tended to broaden protections earlier than countries at similar levels of development in Sub-Saharan Africa or Asia. Overall, in the early 21st century, the landscape of LGBT+ civil rights changed rapidly, while some political and social rights still lag behind.
Article
Regulatory Governance: History, Theories, Strategies, and Challenges
David Levi-Faur, Yael Kariv-Teitelbaum, and Rotem Medzini
Regulation, that is, rulemaking, rule monitoring, and rule enforcement, is both a key policy and legal instrument and a pillar of the institutions that demarcate political, social, and economic lives. It is commonly defined as a sustained and focused control mechanism over valuable activities using direct and indirect rules. Most frequently, regulation is associated with the activity of public independent regulatory agencies, designed to promote economic, social, risk-management, integrity, or moral goals. Since the 1990s, more and more states worldwide are establishing such agencies and placing more emphasis on the use of authority, rules, and standard-setting, thus partially displacing earlier emphasis on public ownerships and directly provided services. Alongside this rise of the “regulatory state,” the expansion of regulation is also reflected in the rapidly growing variety of regulatory regimes that involves nonstate actors, such as private regulation, self-regulation, and civil regulation. Regulatory regimes can be explained and assessed from three theoretical perspectives: public-interest theories, private-interest theories, and institutional theories. Each perspective shines a different light on the motivations of the five regulatory actors: rule-makers, rule intermediaries, rule-takers, rule beneficiaries, and citizens. Over the years, diverse regulatory strategies evolved, including: prescriptive strategies that attempt to mandate adherence in precise terms what is required from the rule-takers; performance-based strategies that set in advance only the required outcomes; and process-based strategies that attempt to influence the internal incentives and norms of rule-takers. Although it appears that regulation is here to stay as a keystone of society, it still faces fundamental challenges of effectiveness, democratic control, and fairness.
