Two approaches currently enjoy widespread popularity among foreign policy analysts: Analytical Liberalism and Neoclassical Realism. On the surface, they seem remarkably similar. Both emphasize domestic factors, yet each claims to employ domestic variables in a distinct fashion. How do they differ? To answer that question, it would be helpful to reflect upon examples where scholars applying each approach have addressed the same case, allowing us to contrast their descriptions directly. Few such comparisons exist, however. Instead, as is apparent to even the casual observer, each approach fits neatly into its own niche. Neoclassical Realism appeals to scholars addressing security policy, whereas Analytical Liberalism dominates research in international political economy. Why would both approaches enjoy limited applicability? Here too, a direct comparison of their arguments might illuminate their comparative strengths and weaknesses. A review of how each approach works provides insight into their respective strengths and weaknesses. Under certain conditions, the key traits of the approaches can be revealed. These conditions identify a series of cases deserving closer empirical analysis, which would provide evidence concerning the relative utility of each approach.
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Analytical Liberalism, Neoclassical Realism, and the Need for Empirical Analyses
Mark R. Brawley
Article
Approaches to Explaining Regional Conflict and Peace
Kentaro Sakuwa
The pattern of international conflict and peace differs from region to region. Regions differ from each other not only in terms of the simple presence or absence of war but also the degree to which war or any sort of military conflict is likely in the long run. Arguments have been offered to explain the spatial heterogeneity in war and peace. One approach to explaining regional peace is additive—the peacefulness of international politics is essentially analyzed and explained at either monadic or dyadic level variation. Notably, the dyadic approach to international conflict and peace has been dominant in the contemporary international relations. For example, two states that are economically dependent, both democratic, with vastly different levels of capabilities, and involved in neither a territorial dispute nor rivalry are likely to develop peaceful relationships. From this perspective, the regional degree of peace is explained by summing up the peacefulness of dyads within a region.
Although this approach to regional peace has been dominant in the field, other approaches go beyond this simple additive approach. The first such explanations base their theoretical arguments on dyadic or monadic mechanisms, but focus on regionwide conditions such as consistency between national and state borders. Regional conflict and peace are ultimately explained by these regional historical conditions. The second group of explanations draw on the notion of spatial contagion through such mechanisms as domestic instability and war expansion in which international and civil wars provide opportunities for further conflict in the neighborhood in various ways. Conflict diffuses through spatial contagion and war joining, which in turn produces a zone of conflict. The third strand of explanations involve more explicit analyses of interdependence between units—states or dyads—which does not necessarily have to take place in the spatial context but often so. For example, pacifying international trade may result from “flying geese” learning and socialization processes within a neighborhood, thus making a whole region peaceful. Furthermore, studies that draw on techniques of network analysis tend to directly model dyad-to-dyad interdependence as an important source of conflict and peace. In short, there are various approaches to explain the regional variation of international conflict and peace from both additive monadic or dyadic approaches and more complex approaches that assume regional clustering of material conditions and interdependence between micro-units in space.
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Arab Gulf States: Expanding Roles for the Military
Eleonora Ardemagni
Despite national differences, the military has usually presented a lack of political role and agency in the United Arab Emirates (UAE), Qatar, Kuwait, and Oman. This development has occurred because state formation in these nations has been mainly driven by energy revenues and external security provision. The primary task of the armed forces, especially between the 1950s and the 1970s, was rulers’ protection and regime security; for the monarchies, keeping the armies small and detached from political power was a coup-proofing strategy. As a result, researchers used to stress the dependency linkage between tribal armies and royal families, underlining the prominence of kinship loyalties (for upper echelons) and foreign manpower (for lower ones) in political–military relations. But as in a prism, these militaries reveal three coexistent faces—praetorian, neopatrimonial, and performative—with one prevailing on the others depending on the time frame. In fact, starting from the 1990s, the gradual processes of state consolidation and modernization have fostered the expansion of the military sector in the Arab Gulf states, maximizing the neopatrimonial dimension of the military. Defense procurement burgeoned, with an emphasis on hard power, as the agreements with the United States and Western allies to establish defense pacts, troop stationing, and military facilities. In the context of state transformation, the 2010s represent a turning point for the militaries that showed a rising performative dimension, especially in the UAE, and, to a lesser extent, Qatar—performative because of greater operative performances and also because of the ability to influence nation-building. Arab Gulf states’ national strategies acquired a military shape, reflecting in some cases military-driven foreign policies. Autonomy and self-reliance became national guiding stars and military reform was no longer a taboo for Emirati, Qatari, and Kuwaiti rulers. In fact, this is now functional in the improvement of military capabilities through know-how transfer, local expertise, and forms of social mobilization (as conscription, parades, exhibitions, and official rhetoric). In this sense, Oman played a vanguard role in the 1970s as the first-ever example of a performative army in the Gulf monarchies. In the performative armies of the 2010s, soldiers embody a renewed model of post-oil citizenship, based on sacrifice, duty, and national pride. As a matter of fact, the 2015 unprecedented military intervention in Yemen has turned into a watershed for Gulf militaries’ tasks and capabilities (especially for the UAE). Therefore, the military has gradually become a tool of nation-building and governments have been betting on militarized nationalism to forge a sense of shared belonging, identity, and patriotism. In times of rising Middle Eastern arms races and multidimensional threats, the military dimension has been redrawing civil–military relations, especially in the UAE and Qatar, thus offering a new research agenda for future studies on the Arab Gulf states’ militaries.
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Archival Research in Foreign Policy
Deborah Welch Larson
Although more scholars have used archival evidence to analyze foreign policy in recent years, relatively little has been written on the methods involved in using archives as well as the evidentiary value of different types of documents. Analyses of foreign policy decisions often make use of narratives or process-tracing. Process-tracing should uncover the causal mechanisms wherever possible in order to explain foreign policy decisions. Primary sources are extremely useful in uncovering causal mechanisms, whether public opinion, bureaucratic politics, advisory group dynamics, or psychological processes. Through archival evidence, the researcher can capture how policymakers perceived the world at the time, unbiased by hindsight, and their calculations. Because psychological evidence shows that people do not necessarily know what influenced their decision, scholars should not necessarily take at face value the reasons that policymakers give for their actions.
It is useful for political scientists to carry out their own archival research because historians have different implicit theories and may not gather data of relevance to the theories being tested. In addition, through examining the documents, political scientists may be able to discriminate between competing historical interpretations of the same event. It is important to interpret documents within their historic, situational, and communication contexts. The document’s place in the policy process—the sequence of memos and discussions—helps to determine its meaning and impact on the final decision. In order to interpret statements that are apt to be biased by instrumental motives, the investigator should consider who said what to whom under what circumstances and with what purpose.
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Arctic Policy in the European Union
Njord Wegge and Cristina-Elena Merticaru
The EU’s Arctic policy process represents and exemplifies a process of foreign-policy formation where forces from the Union’s internal dimension, involving tensions between member-state and community-level interests, have interplayed with influences from external actors and impacts from the system level in global politics. Going back to challenges with its relationship to Greenland, following the Kingdom of Denmark joining the EU in 1973, the Union’s Arctic relations have often been complex and challenging. The difficulties have ranged from the need to acquire better knowledge of the geographic and cultural properties of the Arctic, understanding the role of indigenous lifestyles and cultures; to comprehending the dynamics within and the roles of key regimes in the region, such as United Nations Convention on the Law of the Sea (UNCLOS) and the Arctic Council. After a decade of gradual policy development, it appears that the EU, with the European Parliament’s resolution of March 16, 2017, on an “Integrated European Union Policy for the Arctic,” has achieved striking a more appropriate balance between the role as passive observer and as proactive actor in the High North.
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Arms Buildups and the Use of Military Force
David F. Mitchell and Jeffrey Pickering
The empirical literature on arms buildups and the use of interstate military force has advanced considerably over the last half century. Research has largely confirmed that a relationship exists between arms buildups and the subsequent use of force, although it is historically contingent. The relationship seems to have existed in some earlier historical periods but has not been a feature of international politics since 1945. Broader work such as the steps-to-war model brings understanding to such variation by demonstrating how arms races are interrelated with other causes of conflict, such as territorial disputes and alliances. Still, many important dimensions of the arms race–conflict connection remain to be explored. Differences between qualitative and quantitative arms races, for example, have not received sufficient empirical scrutiny. Precise theory also needs to be developed on direct and indirect relationships between arms races and conflict, and such theory requires empirical investigation.
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Arms Control and Arms Reductions in Foreign Policy
Harald Mueller
Arms control is a strategy by governments to overcome the security dilemma with institutionalized cooperation. It comes in three versions, arms control proper, with stability as the main objective; non-proliferation as a sub-category of arms control, so understood with the main objective being to preserve the distributive status quo concerning certain weapon types; and disarmament, with the objective to eliminate a specific weapon type. Confidence building is a crosscutting functional concept lumping together many different measures that can serve all three versions.
Arms control does not reject self-help as a basis of national security, but entrusts a significant piece of it to cooperation with potential enemies. Hence, arms control—with the exception of unilateral, hegemonic arms control imposed on others, and of non-proliferation for preserving an existing oligopoly—is a difficult subject for realism and neorealism, but also for post-modernism. It presents a solvable puzzle for rationalists and no problem at all for constructivists who, to the contrary, can dig into norms, discourses, and identities.
Concerning stability and change, arms control can be looked at from two opposite perspectives. Since it aims at stability, critical security approaches have labeled it as a conservative, status quo orientated strategy. But there is also a transformational perspective: arms control as a vehicle to induce and reinforce a fundamental redefinition of the relationship between states. Naturally, the concept of disarmament shows the greatest affinity to the transformational perspective.
A related issue is whether arms control is a result of political circumstances, a dependent variable without a political impact of its own, or whether it has causal effect on interstate relations. Constructivism proposes a dialectical relationship in which arms control and broader policy influence each other. From this reflection, the question of the conditions of success and failure flows naturally. Conducive interstate relations (or extrinsic shocks), technology, domestic structures, learning, leadership, perception, and ideology have been candidates for the independent master variable.
Three models tackle the relationship of arms control and historical time: the enlightenment intuition of steady progress; a series of waves, each of which leaves the world in a more cooperative state than the previous one; and the circle—arms control ebbs and flows alternatively, but achievements are fully lost in each ebb period.
We can distinguish four arms control discourses: arms control as the maiden of deterrence; arms control subordinated to defense needs; arms control under the imperative of disarmament; and arms control as the instrument of human security, the survival and well-being of human individuals, notably civilians.
As with all politics, arms control involves justice issues: the distribution of values (security/power), access to participation in decision making, and the granting of recognition as legitimate actor. Arms control negotiations are ripe with justice claims, and failure through incompatible justice demands happens frequently. Also, emotions play a key role: frustration and ensuing resentment, anger, and existential fear can prevent success. Finally, compassion, empathy, and trust are ingredients in successful arms control processes.
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Arms Races: An Assessment of Conceptual and Theoretical Challenges
Toby J. Rider
An “arms race” is a competition over the quality or quantity of military capabilities between states in the international system. The arms race phenomenon has received considerable attention from scholars over many decades because of the ubiquity, throughout history, of states building arms as a means of deterring enemies, but disagreement persists over whether that policy is effective at avoiding war.
The Latin phrase si vis pacem, para bellum, meaning “if you want peace, prepare for war,” dates back to the Roman Empire but the sentiment is likely much older. That states should rapidly build up their militaries in the face of potential threats is a common thread that runs through much of the modern international relations scholarship influenced by realism and deterrence theory. Meeting force with force, the logic went, was the only way to ensure the security or survival of the sovereign state. These states faced a paradox, however, best articulated by the “security dilemma.” Anything a state does in the name of defense, like a rapid military buildup, decreases the security of other states and will be viewed with hostile intent. This set up a debate over competing expectations regarding the relationship between arms races and war (peace). On one hand, deterrence theory posits that rapid arming is necessary to raise the cost of an adversary attacking and, consequently, preserves peace. On the other hand, the spiral model argues that the reality of the security dilemma means that arming produces mistrust, hostility and, thus, increases the likelihood of war. Scholars set out to test these competing hypotheses using large data sets and statistical techniques, but there was widespread disagreement on how to measure arms races, appropriate research design, and the statistical findings were somewhat mixed.
Critics of this approach to studying arms races note a number of important weaknesses. First, scholars primarily focus on the consequences of arms races—whether they lead to war or peace—at the expense of understanding the causes. Those who advance this position believe that a theory of arms race onset might well inform our understanding of their consequences. Second, security dilemma, taken as the primary motivation for arms races, suffers from significant logical flaws. Third, assessment of the arms race-war relationship consists of comparative theory tests of deterrence theory and spiral model, yet these ideas are underdeveloped and expectations oversimplified. More recently, scholarship has shifted the focus from the consequences of arms races to developing theories and empirical tests of their causes. These efforts have been informed by insights from bargaining models of war, and their application to this context holds promise for better future understanding of both the causes and consequences of arms races.
Article
The Asia–Europe Meeting (ASEM)
Lay Hwee Yeo
The Asia–Europe Meeting (ASEM) was launched in 1996 to provide a forum for East Asian and European Union (EU) leaders to meet and a platform to strengthen the links between Asia and Europe. It was conceived against a backdrop of optimism about regionalism and globalization and the belief in the necessity of international dialogue and cooperation and institution-building. The forum was also meant to close the missing link between Asia and Europe, two of the three engines of global economic growth (the other being the United States).
Since its inaugural summit in March 1996, ASEM has developed to encompass various multilevel sectoral meetings—multilevel in that it involves ministers, senior officials, and technical experts—but is also multi-sectoral in that it has grown beyond diplomatic meetings overseen by the foreign affairs/external action service to those involving trade and finance, education, transport, and so on. It has also enlarged from 26 members to 53 members, and now comprises all 28 EU member states, 10 countries from the Association of Southeast Asian Nations (ASEAN), and the ASEAN Secretariat, China, Japan, Korea, Mongolia, Kazakhstan, India, Pakistan, Bangladesh, Australia, New Zealand, Russia, Norway, and Switzerland.
Yet, despite the enlargement in number of meetings and members, ASEM has been criticized for the lack of depth of its meetings, its dearth of tangible outcomes, and its poor visibility. The sense is that after 20 years, the dialogue within ASEM has broadened but not deepened. With its disparate membership, ASEM remains essentially a forum for scripted speeches and informal dialogue. While it has created a few initiatives that have become “institutionalized,” such as the Asia–Europe Foundation (ASEF), the general perception of ASEM as a less-important forum persists. Media coverage of ASEM meetings, and even of its summits, is usually rather low-key.
However, ASEM continues to draw support from the EU and China in particular, for the very reason that it is one of the few multilateral forums that the United States is absent from and where it hence cannot dominate and drive the agenda. This is perhaps one main factor that has kept ASEM alive, and with an increasingly challenging global environment in the shape of an unpredictable, transactional, and unilateral America under Trump, the need to rethink the instrumentality of ASEM for its 53 members grows ever more important.
Article
Attitudes Toward LGBT People and Rights in Africa
Jocelyn M. Boryczka
Capturing the nuanced attitudes toward LGBT (lesbian, gay, bisexual, transgender) people and rights in Africa involves examining them from within and outside the African context. Constructions of the entire African continent as holding negative attitudes toward LGBT peoples and denying them any rights remain quite commonplace across the Global North. However, closer analysis of specific nation-states and regions complicates our understanding of LGBT people and rights in Africa. Advances in the global study of LGBT attitudes through tools such as the Global LGBTI Inclusion Index and the Global Acceptance Index survey African peoples’ beliefs about LGBT communities. These measures locate African attitudes about LGBT peoples within a comparative context to decenter assumptions and many inaccurate, often colonialist, constructions. Attitudinal measures also expose the gap between legislation securing formal rights and the beliefs driving peoples’ everyday practices. These measures further specify how African governments can, often in response to Western political and economic forces, leverage homophobia on a national level to serve their interests despite a misalignment with the population’s attitudes toward LGBT peoples. Nongovernmental organizations and advocates raise awareness about LGBT rights and issues to impact socialization processes that shape these attitudes to generate political, social, and economic change. A rights-based approach and research on attitudes emerging from the African context represent shifts critical to better understanding how LGBT peoples and rights can be more effectively advanced across the continent.
Article
A Unified Analysis of the Diversionary and Constraint Accounts of Crisis Initiation
Lisa J. Carlson and Raymond Dacey
The major empirical frameworks for understanding crisis initiation are the diversionary account and the constraint account. Both accounts deal with the influences that domestic audiences have on the probabilities of removal from office and thereby on the probability of crisis initiation. The diversionary account holds that the domestic audience will bring pressure if the leader does nothing to address a declining status quo. The constraint account holds that the domestic audience will bring pressure if the leader initiates a crisis but either fails to win the war or backs down from the crisis.
The diversionary and constraint accounts of crisis initiation employ different assumptions, stress different variables, and ultimately specify different theoretical linkages to explain the decision to initiate a crisis. Thereby, the two accounts are traditionally viewed resting on distinct theories and resulting in distinct empirical analyses. Can the two accounts be unified under one theoretical structure?
The simple answer is yes, but reaching the answer is not so simple. The key to the unifying the two accounts involves rendering precise the inexact theories that underlie the two accounts and specifying the linkages between the underlying theories and the empirical analyses based on those theories. Some issues remain open. In particular, a major open issue, encountered by both the diversionary and constraint account, is inherent in the use of aggregate data to test hypotheses that are specified theoretically at the individual level of analysis.
Article
Australia’s History of LGBTI Politics and Rights
Noah Riseman
In the past 50 years, lesbian, gay, bisexual, transgender, and intersex (LGBTI) activism in Australia has grown from small, localized organizations to national campaigns calling on all Australians to affirm LGBTI people’s equality. While the issues and activist strategies have evolved over the past 50 years, there have been two persistent patterns: most organizations and activism have been state based and have drawn on international influences, especially from the United Kingdom and United States. In the 1970s the organizations CAMP (Campaign Against Moral Persecution) and Gay Liberation presented competing visions of LGBTI equality, but both recognized the importance of visibility in order to change societal attitudes and influence law reform. Campaigns to decriminalize male homosexuality began in the 1970s and continued across the states through the 1980s and even into the 1990s in Tasmania. After law reform, activists shifted their advocacy to other areas including anti-discrimination laws, relationship recognition, and eventually marriage equality. HIV/AIDS was another important cause that generated grassroots activism within LGBTI communities. State AIDS councils worked in partnership with the federal government, and Australia had one of the world’s best public health responses to the epidemic. Pop culture, international media, and visibility at events such as the Sydney Gay and Lesbian Mardi Gras gradually shifted public opinions in favor of LGB equality by the 2000s. Transgender and intersex rights and acceptance were slower to enter the public agenda, but by the 2010s, those two groups had attained a level of visibility and were breaking down preconceived stereotypes and challenging prejudice. Indeed, politicians lagged behind public opinion on marriage equality, delaying and obfuscating the issue as the major political parties grappled with internal divisions. In 2017 the Commonwealth government held a postal survey asking Australian voters whether or not they supported same-sex marriage. This was an unprecedented exercise in Australian polity that was divisive, but LGBTI activists succeeded in their campaign and secured an overwhelming victory. The postal survey’s outcome also set the stage for new political fights around LGBTI people’s rights: so-called religious freedom, transgender birth certificates and support for LGBTI young people.
Article
Austria and the European Union
Paul Luif
At the end of World War II, Austria was occupied by the four Allies. The occupation ended in 1955 on the condition that Austria would declare permanent neutrality, which the Soviet Union had required.
In the first half of the 1950s, relations with the newly founded European Coal and Steel Community were being discussed in Austria because the organization encompassed Austria’s two most important trading partners at that time, West Germany and Italy. But after the uprising in October–November 1956 in neighboring Hungary, Austria started to stress its neutrality and declined European Economic Community (EEC) membership. Instead, in 1960 Austria joined other European countries to create a less-integrated economic entity, the European Free Trade Association (EFTA).
In the mid-1980s, the debate about membership in the now European Community (EC) started again. Economic problems and a narrower interpretation of neutrality led to Austria’s application for EC (later European Union) membership in July 1989. After the fall of the Berlin Wall in November 1989 and the applications of other EFTA countries, Austria finally acceded to the EU on January 1, 1995 (along with Finland and Sweden). The political system and its economy adjusted relatively smoothly to the challenges of EU membership; “social partnership,” the close cooperation of trade unions and business groups, while losing some of its power, could maintain its influence on Austrian politics, and Eastern enlargement of the EU brought further economic advantages for Austria.
As one of the smaller EU countries and a non-NATO member, Austria has a somewhat unique position in the EU. Environmental policy and supporting EU membership of the Balkan countries are among Austria’s important activities. But the country has no close partners in the EU because it does not participate in the “Visegrad” group with the other Central European members. This difficulty was evident during the period of sanctions against the new Austrian government in 2000.
Article
Autochthony, Belonging, and Xenophobia in Africa
Peter Geschiere
The renewed relevance of “autochthony” and similar notions of belonging in many parts of Africa is symptomatic of the confusing changes on the continent since the “post-Cold War moment.” Africa is certainly not exceptional in this respect. The “new world order,” so triumphantly announced by President George H. W. Bush in 1990 after the collapse of the Soviet Union, and the apparent victory of capitalism turned out to be marked by intensifying global flows, as expected, but also by an increasing obsession with belonging all over the globe, which was less expected. Yet, it may be important to emphasize as well that this upsurge of struggles over local belonging took on special aspects in Africa. The notion of autochthony has its own history on the continent, going back to the impact of colonialism, but building on older distinctions. However, it always sat uneasily with what many historians and anthropologists see as characteristic for African social formations: a heavy emphasis on mobility and inclusion of people: wealth in people. Since the last decades of the 20th century, there seems to be an increasing closure of local communities in many parts of the continent: a growing emphasis on exclusion rather than inclusion of newcomers, immigrants, or “strangers.”
After a brief sketch of the history of autochthony on the continent, also in relation to parallel notions like ethnicity and indigeneity, the focus is placed on the factors behind such a tendency toward closure: increasing land scarcity, and especially the changing global context since 1990. In many parts of the continent, the neo-liberal twin of democratization and decentralization had the effect that the feeling of belonging to the village became of crucial importance again, as well for people who had already lived for generations in the cities. The implications of such a growing preoccupation with autochthony and local belonging for national citizenship and notions on civil society are highly variable and depend on historical context. However, one recurrent trait is the paradox between a promise of basic security (how can one belong more than if one is rooted in the soil?) and a practice of deep uncertainty. The receding quality of these claims to belong—autochthony as a basic denial of history, which always implies movement—allows that they always can be contested: One’s autochthony can always be unmasked as “fake,” with someone else belonging more. Autochthony can be institutionalized in various forms and to various degrees, but its basic uncertainty gives it a violent potential.
Article
Autocratic Regimes and Foreign Policy
Marianne Kneuer
The foreign policy of autocratic regimes reflects the research interest in the international behavior and decision making of domestic actors in nondemocratic regimes. The regime type (its nature, structure, leadership constellation, legitimation strategies, relation between leadership and public) thus is presumed to have explanatory power for the foreign policy actions and decisions of autocratic actors.
Article
The Availability Heuristic, Political Leaders, and Decision Making
Michael Cohen
The cognitive and emotional mechanics of the human brain have profound effects on when and what people and political leaders learn, and this can have significant effects on their causal beliefs, preferences, and policies. The existence of the availability heuristic and its biasing effects on political judgment is one of the most robust findings from decades of research in cognitive psychology. The core mechanism involves people being more likely to learn from the phenomena that are most easily recalled by memory, which tend to be dramatic and vivid events, rather than other, often more normatively probative sources. Most applications of this insight to foreign policy decision-making also tend to assume that an actor’s personal experiences will impact what tends to be more or less easily recalled and thus better predict who learns which lesson from which event. This heuristic enables leaders to deal with the vast amount of extant information but also can cause systematic biases in causal inference.
Documenting the availability heuristic and its effects on political decision-making requires (usually archival) data on leaders beliefs’ over long periods of time, from their formative political lessons through decisions and nondecisions when in power, in order to reliably clarify which lessons were in fact learned, when and why a leader learned which lesson from what data point, why that data point happened to be cognitively available, and whether these lessons influenced policy. Ideally, studies should also assess these leaders’ associates where possible to determine whether they learned similar lessons from the same events. Studies can also apply statistical analysis to larger populations of leaders who are likely to have found different events cognitively available. This article focusses on decisions in the realm of foreign policy and international security, although availability certainly plays a role in other domains as well. Decades of scholarship have now shown the relevance of the availability heuristic in U.S., Soviet, Indian, Chinese, and Pakistani grand strategy and foreign policy, approaches to nuclear weapons, and extant alliances and threat perceptions. But much work remains to be done in these cases and elsewhere, as well as in other fields like international political economy and comparative politics.
Article
The Balance of Power in World Politics
Randall L. Schweller
The balance of power—a notoriously slippery, murky, and protean term, endlessly debated and variously defined—is the core theory of international politics within the realist perspective. A “balance of power” system is one in which the power held and exercised by states within the system is checked and balanced by the power of others. Thus, as a nation’s power grows to the point that it menaces other powerful states, a counter-balancing coalition emerges to restrain the rising power, such that any bid for world hegemony will be self-defeating. The minimum requirements for a balance of power system include the existence of at least two or more actors of roughly equal strength, states seeking to survive and preserve their autonomy, alliance flexibility, and the ability to resort to war if need be.
At its essence, balance of power is a type of international order. Theorists disagree, however, about the normal operation of the balance of power. Structural realists describe an “automatic version” of the theory, whereby system balance is a spontaneously generated, self-regulating, and entirely unintended outcome of states pursuing their narrow self-interests. Earlier versions of balance of power were more consistent with a “semi-automatic” version of the theory, which requires a “balancer” state throwing its weight on one side of the scale or the other, depending on which is lighter, to regulate the system. The British School’s discussion of balance of power depicts a “manually operated” system, wherein the process of equilibrium is a function of human contrivance, with emphasis on the skill of diplomats and statesmen, a sense of community of nations, of shared responsibility, and a desire and need to preserve the balance of power system.
As one would expect of a theory that made its appearance in the mid-16th century, balance of power is not without its critics. Liberals claim that globalization, democratic peace, and international institutions have fundamentally transformed international relations, moving it out of the realm of power politics. Constructivists claim that balance of power theory’s focus on material forces misses the central role played by ideational factors such as norms and identities in the construction of threats and alliances. Realists, themselves, wonder why no global balance of power has materialized since the end of the Cold War.
Article
The Baltic States in the European Union
Tanel Kerikmäe, Archil Chochia, and Max Atallah
Integration with the European Union has been far less distressing for the three Baltic States than for numerous other accessing countries owing to their strong societal impetus to (re)join Western political, economic, and legal culture after they regained their independence from the Soviet Union in 1990. However, the accession of these states—Estonia, Latvia, and Lithuania—had several distinctive features related to constitutional background and settings, which heavily influenced problem solving between government and the EU institutions.
In general, the controversial issues regarding how to solve the problems with supranational power have never been dramatic with regard to the Baltic States, which leads to the assumption that often the governments have taken rather compliant positions. The latest cases, such as the European Stabilization Mechanism, indicate the change in paradigm: the three Baltic States are more aware of the margin of appreciation and actual borderlines between policy making- and decision making.
Today, in setting up an EU-related agenda, more skills than previously are needed in finding allies and choosing partners. The road the Baltic States took in joining the EU was a difficult one, nor has their role in the EU been easy. Should a small state with a big initiative be allowed to mentor other member states regarding that initiative, meaning in particular Estonia and its digital development?
Another peculiar aspect of the Baltic States is their (inter)relationship with Russia. Considering themselves a bridge between East and West, the Baltics have been active in Eastern Partnership and Development Aid initiatives and have also spoken out strongly against intervention in Georgia and Ukraine. This position sometimes complicates any EU attempt to achieve consensus on foreign policy.
Article
The Bangladesh Army: What It Costs to Remain Apolitical
Smruti S. Pattanaik
In any nascent democracy, the military as an organized force is a dominant factor in politics. The nature of the relationship between different institutions, especially in fledgling democracies, decides the position of the military in the state. Compared to the political parties, the military is a cohesive force with a command structure that ensures orders are dutifully implemented. Often the military becomes part of contested politics and remains a dominant factor in countries that were previously under military rule. This could be for two reasons. First, their regime remains a reference point and is often compared to democratic regimes thereby creating a legitimacy factor. Second, the military is seen as savior and often portrayed as a fall-back option if a civilian system of governance is not able to deliver. Though many argue that military regimes are a thing of the past and their role is in fact in decline, this may not be true. Military institutions have adapted to change and the nature of their interactions with civilian groups has undergone a shift. However, use of coercion by military authority does not explain military dominance. Much is determined by the structural factors within which both the civil and military agents operate. In some cases, the military’s preserve is not only ensuring state “sovereignty” and its territorial integrity but also preventing a political catastrophe from happening during political transition. They are often referred to as guardians of the state. Study of civil–military relations in South Asia tends to follow a narrative that synthesizes and combines the structural and agency-related issues. Agency, however, is a dominant factor that waits for structurally enabling factors to contemplate a military takeover. In South Asia, and particularly in Bangladesh, any study of civil–military relations within the theoretical framework of a structure-agency divide is inadequate. Challenges in studying the structure-agency divide can be attributed to the larger-than-life image of the military agency. Military agents as actors, their political motives appear to be more important than the societal structure that influences decision. Social class, macroeconomic situations, the society-governing class interface, and lopsided institutional developments also shape the role of agencies (civil and military) and determine the balance of power. Absence of coup does not imply “civilian control,” but rather the civilian government’s ability to decide on posting, promoting, and shaping the vision of the military regarding threat perception determines the extent of civilian control over the military. Political culture, agreement within the society on political structure, institutional checks and balances, and political socialization are important aspects of state structure that acts a constraint on Agency’s action.
Article
The Banking Union in Europe
Lucia Quaglia
The banking union is considered to be one of the main steps in economic integration in the European Union. Given the rather recent establishment of this policy, academic research on the banking union does not have a long lineage, yet it is an area of bourgeoning academic enquiry. There are three main “waves” of research on the banking union in political science, which have mostly proceeded in a chronological order. The first wave of scholarly work focused on the “road” to banking union, from the breaking out of the sovereign debt crisis in the euro area in 2010 to the agreement on the blueprint for the banking union in 2012, explaining why it was set up. The second wave of literature explained how the banking union was set up and took an “asymmetric” shape, whereby banking supervision was transferred to the European Central Bank (ECB); however, banking resolution partly remained at the national level, whereas other components of the banking union, namely, a common deposit guarantee scheme and a common fiscal backstop, were not set up. The third wave of research discussed the functioning of the banking union, its effects and defects. The banking union has slowly brought about significant changes in the banking systems of the member states of the euro area and in government–business relations in the banking sector, even though these effects have varied considerably across countries.
