A humanitarian crisis is the main focus of the United Nations’ (the UN’s) primary organizations and its special agencies since its foundation in 1945. The UN refers to a humanitarian crisis as an event or series of events that represents a critical threat to the health, safety, security, or well-being of a community or other large group of people. The nature of a humanitarian crisis is complex, signifying the importance of the collaboration and coordination among the UN and its multilateral partner agencies in the crisis management process.
The UN takes the approach of “disaster risk management” that aims to enhance (a) resilience, the ability of people, societies, and countries to recover from negative shocks; and (b) prosperity, derived from successfully managing positive shocks that create opportunities for development. The UN’s emergency measures aim to ensure a transition from relief to rehabilitation and development.
The UN suggests a humanitarian coordination model. In particular, the UN established guiding principles for the international community’s response to humanitarian crises that were built based on the General Assembly resolution 46/182. The resolution provides the foundation for the establishment of the Office of the Emergency Relief Coordinator and the Inter-Agency Standing Committee, which facilitates interagency analysis and makes major decisions in humanitarian emergency responses. The resolution also identifies a range of other organizations and entities that could contribute to an international humanitarian crisis management system.
The UN’s multilateral partners in humanitarian crisis response include (a) the UN’s special agencies including the United Nations Development Program (UNDP), the United Nations High Commissioner for Refugees (UNHCR), the United Nations Children’s Fund (UNICEF), World Food Program (WFP), World Health Organization (WHO), International Organization for Migration (IOM), and the UN Population Fund (UNFPA); (b) civil society and government of affected countries; (c) both national and international Red Cross and Red Crescent societies; (d) domestic and international nongovernmental organizations; and (e) international governmental organizations.
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Multilateral Crisis Responders: United Nations and Its Partners in Humanitarian Crisis Management
Bok Gyo Jeong and Jungwon Yeo
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Multi-Level Governance and Public Administration
Edoardo Ongaro
The literature on multi-level governance (MLG) and the field of the administrative sciences and public administration (PA) can be fruitfully integrated in order to generate knowledge about “the administrative dimension of MLG.” MLG may be defined by Piattoni as “the simultaneous activation of governmental and non-governmental actors at various jurisdictional levels” and perspectives derived from MLG may be applied to a wide set of issues spanning from political mobilization (politics), to policymaking (policy), to state restructuring (polity). It is along each of these sets of issues that it is possible to delineate the contribution that the field of PA can provide to the development of MLG. To MLG as political mobilization, the PA literature brings insights about participatory approaches and collaborative governance. To MLG as policy in multi-level settings, the PA literature brings insights about the functioning of multi-level administration and the role of a multi-level bureaucracy in policymaking processes occurring in compound political systems; the PA literature also contributes insights on public accountability in systems where decision responsibility is blurred, and issues of legitimacy arise. To MLG as polity restructuring, the PA literature offers insights on the administrative dimension of polity restructuring processes, as well as on the dynamics of systemic change and the change management of public governance arrangements. The study of MLG may benefit from drawing from a range of conceptual tools and models developed in the field of PA. Complementarily, PA as an interdisciplinary field of scholarship may benefit from the perspective of MLG, which provides it with a platform to expand the application of concepts like those of collaborative governance; bureaucratic influence on policymaking; public accountability in multi-actor, multi-level settings; or systemic-level change management. In this sense, the generation of knowledge about the administrative dimension of MLG is an addition to both MLG studies and to the field of PA.
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Myanmar: Civil–Military Relations in a Tutelary Regime
Marco Bünte
Myanmar has had one of the longest ruling military regimes in the world. Ruling directly or indirectly for more than five decades, Myanmar’s armed forces have been able to permeate the country’s main political institutions, its economy, and its society. Myanmar is a highly revealing case study for examining the trajectory of civil–military relations over the past seven decades. Myanmar ended direct military rule only in 2011 after the military had become the most powerful institution in society, weakened the political party opposition severely, coopted several ethnic armed groups, and built up a business empire that allowed it to remain financially independent. The new tutelary regime—established in 2011 after proclaiming a roadmap to “discipline flourishing democracy” in 2003, promulgating a new constitution in 2008, and holding (heavily scripted) elections in 2010—allowed a degree of power-sharing between elected civilian politicians and the military for a decade. Although policymaking in economic, financial, and social arenas was transferred to the elected government, the military remained in firm control of external and internal security and continued to be completely autonomous in the management of its own affairs. As a veto power, the military was also able to protect its prerogatives from a position of strength. Despite this dominant position in the government, civil–military relations were hostile and led to a coup in February 2021. The military felt increasingly threatened and humiliated as civilians destroyed the guardrails it had put in place to protect its core interests within the tutelary regime. The military also felt increasingly alienated as the party the military had established repeatedly failed to perform in the elections.
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Nationalism and Party System Formation in Southeast Asia
Andreas Ufen
Because the party literature is dominated by approaches with references to Western, especially European, party systems, it tends to neglect the specific circumstances of party system formation in colonial and postcolonial settings. This includes the role of agency, especially by foreign and Indigenous elites interested in crafting political, partisan cleavages. This can be studied by comparing Indonesia and Malaysia, two neighboring countries with many similarities but very different cleavage structures and trajectories. In British Malaya, Malay groups led by aristocrats reached independence rather smoothly through negotiations with the slowly retreating colonial power. The hegemonic national model was henceforth essentially Malay, royalist, and Islamic. Ethnic minorities and their respective cultures and languages were tolerated, with certain minority rights explicitly legitimated, but the national culture was leaning toward an exclusionary stance. The preindependence, elite-centered construction of an illiberal consociational arrangement and the parallel state violence against the leftist opposition resulted in postindependence political stability against a backdrop of restricted spaces for civil society coupled with conservative Islam and Malay chauvinism. The political left had already fundamentally been weakened beginning in 1957, and a conservative coalition of ethnically based, elitist parties dominated politics through semicompetitive elections. The major structures of the party system formed during the critical juncture in the late 1940s until the early 1950s existed until the mid-2010s before a slow disintegration of old coalitions and parties began. By contrast to British Malaya, in the Netherlands Indies a radically anticolonialist, well-rooted nationalist movement led by middle-class activists emerged, creating a fundamentally new notion of being “Indonesian” and supporting a religiously tolerant, multiethnic, democratic nation-state. After 1945, the movement was further instilled with nationalist passion by fighting an independence war against the returning Dutch. The period from 1945 until 1949 was marked by a number of social revolutions, and local aristocracies were substantially weakened. A mass-based and militant nationalist movement fighting against the colonial power resulted in social conflicts that were not settled at the time of independence. The path after the formation of the party system until the 1950s was interrupted by a long period of authoritarianism, but mass organizations such as Nahdatul Ulama and Muhammadiyah, certain dynamics of interparty competition, and the attempt at solving political conflicts consensually still characterize party politics in Indonesia. In short, deep political cleavages produced a strongly polarized party system, resulting in a long period of authoritarianism and eventually a resurgence of old cleavages in a newly democratized polity after 1998.
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National Parliaments and the European Union
Katrin Auel
The role and position of national parliaments in European Union (EU) affairs have undergone a long, slow, and sometimes rocky, but overall rather remarkable, development. Long regarded as the victims of the integration process, they have continuously strengthened their institutional prerogatives and have become more actively involved in EU affairs. Since the Lisbon Treaty, national parliaments even have a formal and direct role in the European legislative process, namely, as guardians of the EU’s subsidiarity principle via the so-called early warning system.
To what extent institutional provisions at the national or the European level provide national parliaments with effective means of influencing EU politics is still a largely open question. On the one hand, national parliaments still differ with regard to their institutional prerogatives and actual engagement in EU politics. On the other hand, the complex decision-making system of the EU, with its multitude of actors involved, makes it difficult to trace outcomes back to the influence of specific actors. Yet it is precisely this opacity of the EU policymaking process that has led to an emphasis on the parliamentary communication function and the way national parliaments can contribute to the democratic legitimacy of the EU by making EU political decisions and processes more accessible and transparent for the citizens.
This deliberative aspect is also often emphasized in approaches to the role of national parliaments in the EU that challenge the territorially defined, standard account of parliamentary representation. Taking the multilevel character of the EU as well as the high degree of political and economic interdependence between the member states into account, parliamentary representation is conceptualized as extending beyond the nation-state and as shared across the EU, with a strong emphasis on the links between parliaments through inter-parliamentary cooperation and communication as well as on the representation of other member states’ citizens interests and concerns in parliamentary debates. Empirical research is still scarce, but existing studies provide evidence for the development of an increasingly dense web of formal and informal interactions between parliaments and for changes in the way national parliamentarians represent citizens in EU affairs.
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National Secession
Philip G. Roeder
National secession seeks to create a new sovereign state for a nation residing on its homeland that is currently located inside another sovereign state. This goal distinguishes national secession from regional secession, autonomy, and decolonization and shapes the strategies, operational objectives, and tactical choices of the leaders of national-secession campaigns. Explanations for the success of some campaigns—particularly, success at getting on the global agenda—have focused on the identities, grievances, or greed of their members. Explanations for why some campaigns have turned to protracted intense violence have focused on these motivations and on tactical-logistical opportunities.
The existing literature suffers from its failure to agree on theoretical and conceptual fundamentals. As a consequence, empirical studies focus on very different universes of cases and operationalize key variables in diverging ways. The existing literature frequently does not consider how the goal of national secession constrains the strategies, operations, and tactics of such campaigns. And so, it often fails to consider whether studies with another dependent variable can be extended to the study of national secession. Explanations stress indeterminate or substitutable causes and remote constraints on most national-secession campaigns—causes and constraints taken “off the shelf” from theories about conflicts operating under very different strategic and operational constraints. Missing from these explanations is the authenticity and realism of the programs for national secession in the assessments of the populations that each program presents as a nation with a right to a sovereign state of its own. Explanations and recommendations for responses by common-state governments, their allies, and the international community often fail to understand the centrality of the war of programs between national secessionists and common-state governments and the ways this constrains what compromises are possible and what responses are most likely to lead to domestic and international peace in such conflicts.
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Nepal: The Role of the Military in Politics, 1990–2020
Bishnu Raj Upreti
Historically, the military in Nepal was closely associated with and loyal to the institution of the monarchy and was intended to operate in the interests of the palace. However, the military was forced to confront political change in 1990 as the power of the king beyond that of the constitution was scrapped and Nepal was limited to a constitutional monarchy. Consequently, the military theoretically came under civilian control with the advent of the end of a partyless political system and the establishment of a multiparty democracy. The palace reluctantly accepted this change but covertly continued consolidating power by using the military. Hence, the already cemented mistrust between political parties and the military mounted. Political parties viewed the military as a royal army and the military perceived political parties as unpatriotic and aligned with foreign powers. This hidden tension remained and was reflected in many instances until the abolition of the institution of the monarchy in May 2008 by the Nepali parliament. From 1990 to 2010, the military endured very difficult periods such as continuous combat (February 1996–November 2006) with the Communist Party of Nepal (Maoist) [CPN(M)], the royal massacre (the entire family of King Birendra was assassinated), sharp criticisms of its armed conflict related to human rights violations, a cessation of military support from the international community, the abolition of the monarchy, which had existed in Nepal for 240 years, confinement along with CPN(M) ex-combatants per the provisions of the Comprehensive Peace Agreement (CPA), tensions with the United Nations Mission in Nepal (UNMIN) and the Office of High Commissioner of Human Rights (OHCHR), attempts by the CPN(M) government to politicize the military, and the removal of the military chief. In all these events, the military was indirectly and directly dragged in political maneuvering. In some cases, it fully dragged while in others only partially so, and in some cases, it failed entirely.
Further, in the past three decades, from 1990 to 2020, the military has been sharply criticized for engagements in business beyond its traditional military role and for not respecting civilian supremacy. However, the military has also been highly praised for its acceptance of the republican system. All Nepali citizens have praised the military’s natural disaster relief work during floods, earthquakes, avalanches, fires, landslides, air and other transportation disasters, its search and rescue operations, medical assistance and evacuation efforts, air rescues and mass evacuations, flood control, reconstruction of damaged vital infrastructures, and construction of temporary shelters for homeless citizens. It is clear that the Ministry of Defense and the military require further security sector reforms and better civil–military relations as well as ensuring parliamentary oversight in the spirit of the National Security Policy and Nepal’s constitution.
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The Netherlands and European Integration
Mathieu Segers
Why did the Netherlands take part in the process of European integration from the beginning? How did that happen, and what consequences did it have? At present, questions like these linger immediately beneath the polished surface of the official narratives of economic rationalism and idealistic instrumentalism that dominate narratives about the Netherlands’ role as founding member of European integration. The clear no-vote in the 2005 referendum on the constitutional treaty for the EU and the outbreak of the Euro-crisis in 2010 have pulled the veil away from these underlying issues. As one of the founders of today’s European Union, the Netherlands has been a key player in the process of European integration. The Dutch like to think of themselves as shapers of European integration—matching their image in historiography—but the history of their participation in the European project often tells a very different story. Yes, as founders of the EU, the Dutch actively co-shaped European integration, but often in ways not unveiled in the official and rather consistent post facto narratives. In the past decades, governments in The Hague often steered an erratic course in European integration, trying to reconcile high hopes for instrumental free trade arrangements and transatlantic community with a deep-seated anxiety over the potential emergence of a small, continental, and politicized “fortress Europe.” This is a story that is both less known to the public and less prominent in the existing historiography.
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Nicaragua’s Troubled Transition to Democracy
Shelley A. McConnell
Nicaragua was among the last countries in Latin America to become democratic and among the first to regress to authoritarian practices. It has thus been a fertile testing ground for theories of democratic development, addressing hypotheses about whether leftist revolutions can produce democracy, the difficulties inherent in wartime transitions to democracy, and the roles that foreign actors play in constraining and fostering democratic governance. After achieving independence from Spain in 1823, Nicaragua fell under the hegemony of the expansionist United States and endured a lengthy U.S. occupation. The U.S.-supported Somoza dictatorship was overthrown in 1979 by a revolution that brought to power the socialist Sandinista National Liberation Front (FSLN). The FSLN initially implemented a progressive authoritarian regime under an appointed junta while fostering widespread political participation channeled through mass organizations associated with the party. Policies that centered on improving equality for the majority at the expense of traditional elites and the private sector drew U.S. hostility. For a decade, U.S.-sponsored counterrevolutionary forces made war on Nicaragua in an attempt to unseat the Sandinista government, and a U.S. trade and financial embargo deeply damaged the economy. During that time, Nicaragua put in place a presidential system, permitted the development of opposition political parties, held partially competitive elections in 1984, and in 1987 inaugurated a constitution that mixed socialist and liberal principles. The 1984 elections were boycotted by right-wing opponents but shifted the basis of legitimate governance from winning the revolution to winning at the ballot box.
In 1990, Nicaragua held competitive and internationally observed elections convened as one element of a regionwide Central American peace process. The FSLN lost in an upset that yielded an alteration in power signaling the advent of democracy. After negotiating to depoliticize the armed forces, President Violeta Chamorro took office and signed peace agreements with the counterrevolutionaries. For a decade, democracy prevailed and was deepened via a constitutional reform that transferred budgetary power to the legislature, shortened the presidential term, and prohibited immediate reelection to the presidency. In opposition, the FSLN employed both social mobilization tactics and parliamentary procedure to defend their constituents. Liberal remnants from the Somoza era regrouped and won the presidency in 1996. Democratic consolidation proved elusive, however, and instead the caudillo leaders of the FSLN and liberal parties, former President Daniel Ortega and then-President Arnoldo Alemán, reached a pact through which they radically reduced the political space available to smaller parties and assumed exclusive joint control of state institutions. The liberals again won election in 2001, but after their party split in 2006, Ortega was reelected to the presidency. The new FSLN government introduced progressive policies that reduced poverty, but the quality of elections declined and presidential term limits were abolished, introducing a competitive authoritarian regime. The FSLN then eliminated rival parties from serious contention and used legal reforms to consolidate a one-party-dominant system lacking horizontal and vertical accountability and marked by old political patterns of caudillo rule, elite pacts, and personalist rule centered on a single family.
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Niger: Armed Force Politics and Counterterrorism
Virginie Baudais
Since the independence of Niger in 1960, Nigerien armed forces have played a prominent role in the country’s history, either because of their recurrent “nonpolitical” interventions in the political arena or based on their involvement in the stabilization process of the Sahel and the fight against terrorism. Nigeriens have lived under civil, military, and authoritarian regimes, experienced four coups d’état (1974, 1996, 1999, and 2010), four political transitions, nine presidents, and have voted on seven constitutions. The Nigerien population lived under military rule for 23 out of 60 years following independence. Thus, Nigerien contemporary politics cannot be analyzed without a sound understanding of the Nigerien Army, how the institution became an “entrepreneur politique,” and how institutional, economic, and social factors may encourage the intervention of a nonpolitical institution in the political arena. Politics and the military are definitely connected in Niger. Each coup has had a different motive. The 1974 military coup is one of the many successful military seizures of power that occurred in Africa in the 1960s and 1970s. This first “praetorian” intervention resulted from intramilitary and domestic factors and lasted 17 years under the rule of Seyni Kountché and his successor Ali Saibou. The second intervention in politics occurred in 1996 and also resulted from institutional factors and the inability of the newly elected authorities to overcome their divisions. The 1996 coup d’état was a classic case: a time-limited military intervention using violence to convert itself into a civilian regime. In 1999 the army overthrew a military regime, whereas in 2010 militaries put an end to the democratically elected president’s shift toward authoritarianism. In 2010, the shift in the security situation in the Sahel marked the armed forces’ return to strictly military functions, such as national defense and security and providing support for external operations. Consequently, the security situation in the Sahel strip deteriorated and the major economic and social challenges of the poorest country in the world were neglected. This has led to recurrent political and social tensions that reinforce the fact that addressing the basic needs of the people is as, important as Niger’s security policy.
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Norway and the European Union
John Erik Fossum
Norway has applied for membership of the European Union (EU) four times but is not a member. The two first applications were aborted because of de Gaulle’s veto against the U.K.’s application. The two latter were turned down by Norwegian citizens in popular referenda (1972 and 1994). Why did a majority of Norwegian citizens reject EU membership? A survey of the literature identifies a range of historical, cultural, political, and socioeconomic factors. In addition, it cannot be discounted that there were specific features about the referendums and the referendum campaigns that help account for the decisions to reject EU membership, given that all Nordic states except Iceland have held EU membership referendums.
Nevertheless, despite the fact that Norway is not an EU member, it has opted for as close an EU association as is possible for a nonmember. In order to understand Norway’s EU relationship, the following paradox must be addressed: whereas the question of EU membership has long been a highly controversial and divisive issue, Norway’s comprehensive incorporation in the EU through the EEA Agreement and a whole host of other arrangements has profound constitutional democratic implications and yet has sparked surprisingly little controversy.
What then are the distinctive features of the “Norway model,” in other words, Norway’s EU affiliation? In order to clarify this, it is necessary to compare and contrast Norway’s affiliation with other relevant types of affiliation that nonmembers have to the EU. Thereafter, the distinctive features of Norway’s EU affiliation can be outlined: the internal market through the EEA Agreement; justice and home affairs through the Schengen and Dublin conventions; as well as defense cooperation and the institutional apparatus regulating Norway’s relationship with the EU. A distinctive feature of the Norway model is its comprehensiveness: Norway’s various EU affiliations amount to it incorporating roughly 75% of all EU laws and regulations.
What are the domestic mechanisms and arrangements that enable Norway to adapt so closely to the EU when the EU membership issue continues to be so controversial? There is public support for the present arrangement, but how robust and resilient that is can be questioned. The arrangement depends on specific mechanisms that ensure that Norway’s EU affiliation remains depoliticized. In explicating these mechanisms, a clearer conception emerges of how Norway balances the challenges associated with global economic integration, national sovereignty, and democracy.
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The Ordinary Legislative Procedure
Maja Kluger Dionigi and Anne Rasmussen
The ordinary legislative procedure (OLP), previously known as co-decision, has marked a significant milestone in the development of the European Union (EU) and transformed the way its institutions interact. What was initially seen as a cumbersome decision-making procedure subject to considerable criticism ended up being quite successful. The workings of the OLP have gradually developed, including both informal and formal rule changes to ensure a smoother functioning of the procedure. While the EU Council is still seen as the strongest body in the interinstitutional balance, the European Parliament (EP) is a co-legislator in most policy areas. After introducing the option to conclude legislation at first reading, so-called early agreements have become the norm in the OLP. The increase in early agreements by means of trilogues has speeded up decision-making but has not come without costs. Concerns have been raised about the transparency of trilogues and the accountability of the actors involved. Not surprisingly, these concerns have led to a shift in the research of the OLP from an emphasis on the powers of the different EU institutions to early agreements and their consequences for democratic legitimacy. Our careful review of the EU institutions’ own rules and practices governing trilogue negotiations shows that the rules and procedures for the conduct of negotiations have been adapted significantly over time. While there is a continued need for the EU to keep enforcing openness in its procedures, OLP interinstitutional bargaining does not operate in a rule-free environment. Yet most democratic scrutiny has been directed at the internal decision-making processes in the EP rather than at maximizing openness on the Council side or with respect to input from interest groups in the negotiation processes.
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Organizational and Institutional Crisis Management
Sanneke Kuipers and Jeroen Wolbers
Research on organizational crisis emanates from multiple disciplines (public administration, international relations, political science, organization science, communication studies), yet basically argues that three main categories of crises exist:
• Crises in organizations: often tangible, immediate threats or incidents that completely upset an organization’s primary process or performance, while both cause and problems are more or less confined to the organization and those affected by its malperformance.
• Crisis to the organization: a threat or damage occurs outside of the organization at hand but implicates the organization by attribution of responsibility or culpability (for causing the problems or allowing them to occur).
• Crisis about the organization, or institutional crisis: even without a tangible threat or damage, in a short period of time the organization’s perceived performance deficit becomes so deeply problematic that the organization itself is subject to intense scrutiny and criticism. Previously agreed-on values and routines, the structure, and policy philosophy of the organization are no longer seen as adequate or legitimate.
The three types of organizational crises tend to have not only different causes but also different implications as to the commensurate crisis response, both functionally and politically. There is no single best response to organizational crises: appropriate responses are both commensurate to the crisis type at hand and to different phases of a crisis. Still, discerning between crisis typologies opens a research agenda to provide a better understanding of the relation between the internal and external dynamics of a crisis.
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Pakistan: Persistent Praetorianism
Aqil Shah
The military has dominated politics and national security in Pakistan since the decade following independence from British colonial rule in August 1947. The country appears to be caught in a persistent praetorian trap: It has experienced three military coups (1958, 1977, 1999, and an intra-military coup led by General Yahya Khan against President and Field Marshall Ayub Khan in 1969), and each of them was followed by military or quasi-military governments (1958–1969, 1969–1971, 1977–1988, 1999–2007) that have left behind legacies curtailing the authority of civilian governments long after the generals exited power. Scholars have examined the causes of military intervention, the role of the military in democratic transitions, and the patterns of civil–military relations under elected rule, which are perennially defined by military autonomy and weak civilian control.
The military established its most recent dictatorship under General Pervez Musharraf in 1999, which lasted for 8 years. The subsequent transition to civilian rule in 2008 resulted in the first ever transfer of power from the government of the left-of-center Pakistan People’s Party (PPP), which had completed its constitutional tenure, to the right-of-center Pakistan Muslim League (PML-N of Nawaz Sharif) in 2013. Bipartisan reforms enacted in 2010 restored the 1973 constitution’s federal parliamentary structure and removed several authoritarian distortions (e.g., the power of the president to arbitrarily sack elected governments) introduced under military rule. In the subsequent 2018 vote, the incumbent PML-N government peacefully yielded power to the right-of-center Pakistan Tehrik-e-Insaf (PTI). Despite multiparty elections followed by executive turnovers, civil–military relations remain fraught and the generals continue to retain their vast prerogatives and reserve domains under elected regimes, including institutional affairs, defense allocations, commercial interests in vital sectors of the economy, foreign policy, nuclear weapons, intelligence, and even civilian administration. Between 2008 and 2017, civilian government made repeated attempts to erode its privileges (e.g., the PPP government’s decision to place the country’s main intelligence agency, the Inter-Service Intelligence (ISI), under civilian control) and challenge its presumptions of impunity (e.g., the decision of the PML-N government to prosecute Musharraf for “high treason”). The military responded by publicly contesting civilian policies, resisting or rejecting directives, and mobilizing its civilian proxies to destabilize elected rule. In 2018, the generals manipulated the polls to install the pro-military PTI in power. The country’s weak democracy has since mutated into a hybrid regime where formal democratic political institutions mask undeclared martial rule.
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Papua New Guinea: Volatile but Coupless
R.J. May
Before Papua New Guinea’s independence in 1975, its military consisted of a Pacific Island Regiment under the Australian Army’s Northern Command. In preparation for independence, there was considerable debate over whether the independent country should have a military force. Provision was made for the Papua New Guinea Defence Force (PNGDF) in the constitution, with a strong emphasis on the supremacy of the civilian authority. In the first decade of independence, the PNGDF was called out to assist police in internal security operations, but the priority of its role in internal security was not officially recognized until 1991.
The deployment of the PNGDF to Bougainville to assist police in operations against what became the separatist Bougainville Revolutionary Army involved a heavy commitment of troops to a long-running conflict and was marked by a number of confrontations between the military and political leaders. This culminated in the Sandline affair, in which the PNGDF commander stepped in to terminate a contract between the government and the military consultants Sandline International and called on the prime minister to resign (but did not attempt to take over the government). After the Sandline affair and with the Bougainville Peace Agreement, relations between government and military improved, but several incidents involving PNGDF personnel led Prime Minister Morauta to speak of a “culture of instability” within the PNGDF and to invite a review by a Commonwealth Eminent Persons Group. Confrontations between the military and government, however, have consistently stopped short of attempted coup. The most plausible explanation for this may lie in the localized, competitive, and fractious nature of political power in Papua New Guinea, the absence of a dominant ethnic group, and the difficulties that even a legitimate, elected government has in maintaining law and order and service delivery across the country.
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Paradiplomacy in Latin America: Between the Policy and the Research Agenda
Ana Carolina Mauad
Paradiplomacy refers to the international politics of subnational governments, such as cities and states. Latin American subnational actors have been actively performing paradiplomacy actions since the 1990s, fostering a research agenda that is closely connected with the policy practice. In a context of democratization and regional integration, paradiplomacy tends to grow and expose challenges regarding legal and institutional settings within federalist countries while dialoguing with global dynamics.
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Parliaments
Roger D. Congleton
Research on the origin, evolution, and effects of parliaments on public policies is presented. Progress has been made, but unresolved questions remain. Both historical and contemporary rational choice–based research are discussed, although more attention is given to the latter than to the former.
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Parliaments in Foreign Policy
Wolfgang Wagner
Parliaments differ enormously in their foreign policy competences. This is best documented in the area of “war powers,” understood as decision-making on the use of force. In other issue areas, such as treaty-making, defense budgets, sanctions, or arms exports, differences across countries are far less researched. The available data, however, suggest that differences in those areas are no smaller than in the area of war powers. What is more, the data also show that parliamentary competences across issue areas within particular countries also differ a lot. Parliaments are not strong or weak across the full spectrum of foreign policy competences. Instead, parliamentary competences are country-specific as well as issue-specific. A general trend toward a parliamentarization or deparliamentarization of foreign affairs is not discernible.
Partly inspired by institutionalist versions of Democratic Peace Theory, numerous studies have examined whether parliamentary powers have any effect on countries’ propensity to use armed force. Case-study research tends to find that variation in parliamentary powers affects decision-making on the use of force but also emphasizes that the effects of institutional constraints need to be understood in conjunction with the preferences of the public, parliament, and government. Statistical studies have found some evidence for a “parliamentary peace,” but because of problematic indicators and a lack of controls, doubts remain about the robustness and significance of this effect. In any case, theories of legislative–executive relations in parliamentary systems suggest that open confrontations between parliament and government are exceptional. Instead of an institutional constraint in a system of checks and balances, parliamentary war powers can be understood as an additional reassurance against unpopular decisions to use force.
Most studies of parliaments in foreign affairs are characterized by “methodological nationalism”—that is, the assumption that nation-states are the natural units of analysis. However, parliaments’ activities in foreign affairs are not exhausted by their monitoring and scrutiny of national executives. In addition, there is a long tradition of “parliamentary diplomacy” and engagement in interparliamentary institutions. The most powerful parliamentary actor beyond the nation-state is the European Parliament. Although its formal competences are limited, it has been very effective in using its powers to influence European foreign policy.
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Parties and Regime Change in Latin America
Laura Gamboa
The importance of political parties has been at the heart of the debate about regime and regime change. Parties are essential actors for democratic politics. They can trigger transitions from and to democracy, polarize making democracies vulnerable to breakdown, or manage conflict to protect democratic institutions. However, not all parties or party systems are equal. The levels of fragmentation, polarization, and institutionalization in any given party and/or party system are key to understanding the rise, fall, and survival of democracy. In Latin America, the literature has focused, mostly, on party and party system institutionalization. In general, scholars agree that institutionalization fosters democracy. The organizational strength and embeddedness of political parties in society and the extent to which they interact regularly in stable ways, they argue, is key to the survival of democratic politics. There are instances, however, that suggest that this relationship is more problematic than the literature assumes. In contexts of crisis, highly institutionalized parties and party systems can be slow to adjust to new groups or demands and stiffen party leaders’ ability to respond to new issues. When facing a polarizing potential autocrat, for instance, high levels of party and party system institutionalization could hurt more than help democracy. They can reduce the ability of politicians to attract moderate voters from opposing parties, hinder their capacity to counteract antisystemic trends in order to lead opposition efforts, or limit the extent to which they can reach across the aisle to build ideologically diverse prodemocratic coalitions.
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Party Change and Adaptation in Latin America
Jennifer Cyr and Nicolás Liendo
Political parties are not what they used to be. They evolve, often in response to external motivations, but also as a function of the historical time period in which they emerge. There are several determinants of party change and adaptation in Latin America. Most importantly, multiple exogenous forces, including a shift in the economic model, the adoption of decentralization policies, and the growing political voice of minoritized groups, have challenged parties to adapt for survival. While not all parties have successfully endured, some have employed diverse strategies to do so.
To be sure, new parties also emerge as a function of exogenous challenges and opportunities. In Latin America, new parties have differed in form and in function from their predecessors. The emergence of new parties represents a second type of party change that must be contemplated. Overall, parties in the 21st century look quite different from their 20th-century counterpoints.
Additionally, empirical measures suggest that the dynamics of party change vary across the region and also within countries across time. A novel concept, party survival, has been elaborated to address adaptation strategies that neither lead to continued electoral success at the national level nor end in full party collapse. Indeed, several countries in the region have faced at least one crisis of representation, wherein voters defected from existing parties to vote for new parties and politicians. A new research agenda, which examines the role of resources in provoking successful party emergence and adaptation over time, provides one fruitful explanation for why parties can survive a sudden and dramatic loss of national votes.
Overall, knowledge of party change and adaptation has accumulated over time. It has also evolved with respect to nuance and sophistication. Still, there is much left to be learned about party change and adaptation, including the impact new parties will have on representation, governance, and democracy more generally.
