Scholarship on the relationship between domestic institutions and foreign policy is driven by the assumption that a state’s domestic political arrangement can explain important aspects of its foreign policy behavior. Democratic domestic institutions, in particular, are thought to be significant for explaining an important set of outcomes. Research shows, for example, that democracies tend to cooperate with each other; uphold their commitments; make more effective threats; engage in fewer wars with each other (but do fight non-democracies quite frequently); perform better in the wars in which they are involved; and tend to fight wars of shorter duration.
Studying the impact of democratic domestic institutions on foreign policy has developed along two broad lines. The first and most established approach is rooted in the basic distinction between democracies and non-democracies. In this view, democratic institutions constrain leaders in a way that produces distinct democratic foreign policy patterns. This approach has yielded a tremendous amount of research and insight into democratic foreign policy, but also suffers from several important shortcomings. One is that democracy tends to be correlated with a host of other variables, making it difficult to specify what exactly it is about democracy that explains certain foreign policy outcomes. A second and related critique of this approach is that it tends to treat democracy uniformly when in fact there is often great variation in democratic domestic institutions across cases.
A second and more recent approach focuses on the differences among democracies and seeks to explain how this variation, in turn, creates variation in foreign policy behavior. Democracies differ in terms of their underlying institutional arrangements in a variety of ways, including whether they have presidential or parliamentary systems, autonomous or constrained executives, and open or closed institutions to modulate the flow of information between leaders and citizens, among others. Even within a country, there can be a different set of institutional constraints on democratic leaders depending on the given foreign policy instrument they seek to employ. Studying these variations and their impact on policy processes and outcomes provides great promise for further unpacking the relationship between domestic democratic institutions and foreign policy.
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Democratic Domestic Institutions and Foreign Policy
Eric Hamilton
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Diplomacy in Foreign Policy
Kenneth Weisbrode
Diplomacy’s role in foreign policy is hampered by multiple understandings of what diplomacy is and does. A broad definition of diplomacy holds that it encompasses more than the promotion of peaceful international relations. Instead, it applies to the sum of those relations—peaceful, hostile, and everything in between. Thus, foreign relations—so long as they involve the interests, direction, and actions of a sovereign power—may be regarded as being synonymous with diplomatic relations, whereby foreign policy relates to the theory and practice of setting diplomatic priorities; planning for contingencies; advancing strategic, operational, and tactical diplomatic aims; and adjusting those aims to domestic and foreign constraints. This conception of diplomacy is functional: it emphasizes the roles of diplomats and recognizes that many other people perform these roles besides official envoys; and it illustrates that diplomatic settings—and the means, methods, and tools of diplomacy—undergo continuous change. The basic mediating purpose of diplomacy, however, has endured, as has much of its institutional apparatus—embassies, ambassadors, treaties, and so on. This is likely to remain the case so long as there are multiple polities in the world, all having to relate to one another.
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The Economic and Monetary Union (EMU)
Lucia Quaglia
The Economic and Monetary Union (EMU) is one of the most important policy areas of the European Union (EU). Academic research on EMU in political science is well established and ever-evolving, like EMU itself. There are three main “waves” of research on EMU, which have mostly proceeded in a chronological order. The first wave of scholarly work has focused on the “road” to EMU, from the setting up of the European Monetary System in 1979 to the third and final stage of EMU in 1999. This literature has explained why and how EMU was set up and took the “asymmetric” shape it did, that is to say, a full “monetary union,” whereby monetary policy was conducted by a single monetary authority, the European Central Bank (ECB), but “economic union” was not fully fledged. The second wave of research has discussed the functioning of EMU in the 2000s, its effects and defects. EMU brought about significant changes in the member states of the euro area, even though these effects varied across macroeconomic policies and across countries. The third wave of research on EMU has concerned the establishment of Banking Union from 2012 onward. This literature has explained why and how Banking Union was set up and took the “asymmetric” shape it did, whereby banking supervision was transferred to the ECB, but banking resolution partly remained at the national level, while other components of Banking Union, namely a common deposit guarantee scheme and a common fiscal backstop, were not set up. Subsequently, the research has begun to explore the functioning of Banking Union and its effects on the participating member states.
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Ecuador: Military Autonomy Under Democratic Rule
Maiah Jaskoski
Under Ecuador’s “third wave” democracy that began in 1979, the armed forces have exhibited considerable autonomy vis-à-vis civilians in government, as measured by (a) military intervention in politics and (b) the armed forces’ spread into internal security. Perhaps most noteworthy, military participation in politics and internal security increased significantly during the second half of the 1990s, in a permissive environment: as a result of their rule in the 1970s, the armed forces enjoyed a positive reputation within society as an institution capable of getting things done, without committing human rights abuses. Within that context, a traumatic military role crisis prompted the armed forces to expand their political and internal security roles. The armed forces lost their traditional mission of defending Ecuador’s southern border against Peru in the late 1990s, due to the resolution of that border dispute. In its search for institutional justification, the military proactively intensified its participation in politics and internal security. That extensive internal security work not only served as an indicator of military autonomy vis-à-vis civilians but it also made the armed forces ineffective and unreliable in responding to the civilian government’s basic national defense requirements, as evinced by the military’s response to a new sovereignty threat. When Colombian guerrilla crossings into northern Ecuador became a salient border threat in the 2000s, the armed forces focused on internal security in the north and not border defense.
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Election Manipulation in Russia
Cole Harvey
Since roughly the year 2000, corresponding with Vladimir Putin’s first election to the presidency, the integrity of elections in Russia has trended steadily downward. The Communist Party of the Russian Federation, once a lively opposition party, has been mostly co-opted. Regional governors, who made a play for power in 1999, have become firmly integrated into the “power vertical” with its peak in the Kremlin. Genuine, independent opposition groups and individuals face increasing legal risks, and the most independent media voices have been shut down or driven out of the country. The legal electoral framework, including the electoral system and laws concerning party registration and ballot access, has been adjusted over time to suit the needs of the ruling party. On election day, large-scale fraud is common in several regions, while more dispersed forms of manipulation (like voter pressure) are common elsewhere.
The increasingly constrained electoral environment follows the deliberate consolidation of post-Soviet Russia’s patronage resources—the positions and institutions that enable their holders to distribute rewards and punishments to their clients—under the Kremlin’s control. At the same time, active civil society groups, opposition parties, and independent media have been able to impose costs on election-manipulating agents. As a result, despite a nationally consolidating authoritarian regime, areas of relatively freer elections have persisted over time. In these regions, more covert and dispersed forms of manipulation are the norm. New tools implemented after the COVID-19 pandemic, including electronic voting, may reshape the system by removing risks to election-manipulating agents and severely compromising electoral observation. Throughout the evolution of the system, the opposition remains inventive and has innovated its tactics alongside those of the ruling party.
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The European Commission
Hussein Kassim
Novel in both design and function, the European Commission occupies a central position in the political system of the European Union (EU). Compared to other international administrations in other international organizations, its responsibilities are extensive. The Commission is the principal source of EU legislative initiatives. It manages EU policy and processes, monitors the implementation of EU law, and negotiates trade agreements on the EU’s behalf. Though often decried as an “unelected bureaucracy,” the Commission is in fact a hybrid body. Whereas the services of the Commission form a permanent administration, the College, headed by the Commission president, is political. Members of the College, including the president, are appointed by the governments of the member states and elected by the European Parliament every five years, following popular elections to the latter body.
The internal functioning of the Commission has attracted considerable interest, particularly among scholars of public administration and comparative politics. With respect to the Commission’s functioning within the wider EU system, the main debates relate to the role of the institution in the EU’s development; the extent of its influence over policy; its executive responsibilities and interaction with agencies at EU and national levels; and, in the context of a wider discussion of the EU’s democratic credentials, the Commission’s accountability. Few dispute the Commission importance, but there is considerable disagreement on how the Commission’s role in integration should be theorized and how the Commission as a body should be conceptualized.
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The European Council: The Fascination and Frustration of Studying a Key Institution
Wolfgang Wessels and Linda Dieke
The observer´s first impression of the European Council is one of tired European Union (EU) leaders who, after dramatic late-night sessions, try to explain ambiguous compromises on key issues of European policies to their media audiences. From a researcher’s perspective, however, there are still many blank areas—a matter resulting from the various obstacles of analyzing this EU institution. The relevance of the European Council’s decisions has driven research on its agenda formation, decision-making and internal dynamics, its legal status and democratic legitimacy. Yet research on the European Council can be cumbersome and methodologically demanding due to the lack of confirmed empirical evidence: meetings of the European Council are consultations behind closed doors and the dense network of mutual information difficult to access. The conclusions are only a concentrate of the discussions held within. It is furthermore a challenge to explain the causal links between the diplomatic language of the conclusions and the real impact these measures have on EU politics.
Nevertheless, the European Council is a vivid object of investigation. Since its creation in 1974, the European Council has undergone structural and formal changes: from the increase to up to 28 heads of state or government, to the establishment of a permanent president and the formal inclusion in the institutional setup of the EU in the Lisbon Treaty. From the first “summits” onwards, the Lisbon Treaty had a crucial role in the development of the EU system and the formulation of the underlying treaties. In crisis, it was often the only constellation able to provide consensual and thus effective proposals. Meanwhile, the scope of its activities has been enlarged toward a state-like agenda. It now covers topics at the very heart of national sovereignty. To these issues dealing with core state powers belong economic governance, migration policy, justice and home affairs, and external action, including security policy.
Academic controversies about this cornerstone of the Union derive from intergovernmental or quasi-federalist assessments of the institution or from the powers and limitations of “summits” in general and in relation to other EU institutions. Some argue that the European Council shifts the institutional balance toward intergovernmentalist structures. Others stress the European Council’s role in transferring competences to supranationalist institutions. Further debates focus on whether the European Council has (successfully) overtaken the role of a “crisis manager,” or how its embeddedness in the EU institutional architecture could be enhanced, especially vis-à-vis the Council and toward a constructive and balanced relationship with the EP, in future treaty revisions.
Analyses of power and of the role of institutions—especially of a key institution as the European Council—are crucial issues of social sciences. Research projects on this highly interesting EU institution will have to assess which methods are adequate: from studying the treaty provisions, formalized agreements and conclusions, to observing its activities as well as tracing external contexts and the internal constellations of the European Council, to evaluating information considered as “anecdotal evidence” from interviews, biographies, and speeches from the few members of this institution.
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The European Economic and Social Committee (EESC) and the Committee of the Regions (CoR)
Diana Panke
In the European Union (EU), there are two consultative committees, the European Economic and Social Committee (EESC) and the Committee of the Regions (CoR). Both, the EESC and the CoR are involved in EU decision-making but lack formal competencies to influence European secondary law directly. Instead of having votes or veto rights concerning EU directives or regulations, the two consultative committees provide recommendations to the European Parliament and the Council of Ministers. In addition to providing advice to the two EU legislative chambers, the two consultative committees can also approach the European Commission and give input into the drafting of EU policies at the very early stage.
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European Political Cooperation (EPC)
Elfriede Regelsberger
European Political Cooperation (EPC) is the forerunner of today’s Common Foreign and Security Policy (CFSP) of the EU. It covers the period 1970 to 1993, during which the member states of the (then called) European Communities (EC) developed a genuine system of cooperation in the field of foreign policy. Its main purpose was to secure and even increase the influence of European countries on the international scene in times of growing global political and economic interdependencies. At the same time, EPC was generally perceived as an area and approach to foster the political dimension of the European integration process.
EPC was widely intergovernmental in nature. Its guiding principles and institutions were based on political commitments (the Luxembourg (1970), Copenhagen (1973), and London (1981) Reports). EPC received a first legal framework only in1986 with the Single European Act (SEA). EPC was the domain of the foreign ministers assisted by their national diplomatic staffs. Mainly for reasons of consistency, the European Commission was gradually admitted to the club and the European Parliament struggled hard to get access and be heard to a certain degree at least.
EPC was consensus-based and widely declaratory in nature. Issues of security and even more of defense were highly controversial among the participants and therefore widely excluded from the agenda. In order to strengthen the European voice, that is, to become more active and more operational, EPC diplomacy had to take recourse to EC instruments like trade, sanctions, and development policy, and fine-tune its presence in the world. To sell its own model of integration to other parts of the world became a popular approach, most obvious in the numerous group-to-group dialogues established during the 1980s, while European responses to conflict situations remained below the level of EPC ambitions. The end of the East–West divide, the war in Iraq and in the former Yugoslavia, German unification, and EU internal dynamics, such as the successful completion of the internal market program, revealed the shortcomings of the EPC in the late 1980s and early 1990s, and paved the way for a qualitatively new system: the CFSP.
Academic research on EPC was far less numerous and less diversified than it is today on CFSP. Its origins date back to a small group of scholars primarily working on the EC and/or interested in the foreign and EC policy of their respective countries. Their approach was less theoretical and more empirical and aimed to grasp the concept as such, which was not so easy during non-digital times and when EPC took place behind closed doors. EPC was seen as a relevant topic because of its new institutions and procedures and of the relevant forces driving the system further. Its evolution over more than two decades was described as constant movement though gradual process along various stages. Research was very much inward-looking, that is, the interplay of EPC at both the national and the EC level—today known as the governance question—was of great interest. Enlargement from the original six participating governments to 12 from 1986 onwards also became a case in point (raising the issue of adaptation processes (the Europeanization) of national bureaucracies and EPC decision-making (socialization, esprit de corps) and policy substance). To the extent EPC gained some international presence (e.g., in the United Nations) and profile (the acquis politique) on key international issues (such as the Middle East conflict, East–West relations), the question of EPC actorness attracted attention from wider academic circles. But how to measure the successes and failures of EPC and which yardsticks to apply here remained a challenge.
Article
Europe’s Supranational Courts and LGBT Rights
M. Joel Voss
Europe has some of the most powerful human rights legal institutions in the world including two supranational human rights courts—the Council of Europe’s European Court of Human Rights and the European Union’s Court of Justice (hereafter, together—the Courts). After decades of relative quiet, the Courts have begun hearing more cases concerning LGBT rights. Judgments of the Courts have advanced some facets of LGBT rights like anti-discrimination in the workplace while disappointing gay-rights advocates in other areas, for example family life and asylum.
Scholarship on European courts and LGBT rights is not as developed as scholarship on norm advocacy or policy diffusion within states in Europe. The research that does exist looks at how decisions by the European Court of Human Rights and the European Court of Justice deal with current European law, how the institutions are designed, or how the supranational courts may act as agents of change or status quo institutions in shaping wider European behavior. This lack of newer research on the Courts presents ample opportunity for new avenues of research that examines not only how decisions are made at the Courts but also how states implement decisions and how states view the legitimacy of each Court.
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Foreign Military Training and Coups d’État
Jesse Dillon Savage
There has long been concern that foreign military training could increase the coup propensity of recipient militaries. Alternatively, others have held the hope that such training could be used as a development tool to help improve the normative outlook of militaries and increase their respect for civilian control. The primary goal of such training is rarely to improve, or worsen for that matter, civil–military relations in the recipient state. Instead, donor or provider states are usually aiming to strengthen their own security and strategic positions. If there is a relationship between training and civil–military relations, these effects are mostly, then, second-order effects.
The academic study of the issue has often reflected this divide, though many have been skeptical of any effect at all. Along with the theoretical differences regarding the effects of foreign military training, empirical results have been mixed. While some have found a relationship between training and coups, other studies have found the opposite. These divergent results can be attributed to a few factors. First, the field of civil–military relations lacks a solid empirical understanding of the effects of military education and training in general, let alone how foreign military training fits into this. Second, the theoretical arguments lack appropriate refinement. This has led to possible misspecification of empirical models or a failure of construct validity. Finally, most research has failed to account for heterogeneous effects from different donors in different political contexts.
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France and the European Union
Christian Lequesne and Avtansh Behal
The European Union (EU) is a multilevel governance whose dynamics of change cannot be understood outside the perspective of each member state. France has contributed to the politics and policies of the EU, but the EU has also had an impact on French domestic politics and policies. As a founding member state of the European Communities (EC), France has played since the 1950s a major role in the development of European institutions, policies, and reforms leading to the EU. France has also, however, always had a paradoxical position regarding the institutional design of the EU. On one side, France has supported the principle of supranationality in the economic areas of EU integration (market and monetary policy). On the other side, it has preferred the intergovernmental method for foreign policy and defense. France’s influence in the EU was for a long time exercised in co-leadership with Germany. The return of Germany to full sovereignty after its reunification, the enlargements of the EU toward the East, and a growing asymmetry between French and German economies made the Franco-German partnership less central in the 1990s. France’s influence on Economic and Monetary Union (EMU) has diminished to the benefit of Germany, while it has remained central for the definition of a EU foreign and security policy. Like most of the EU member states, France has also to cope domestically with a growing politicization of the EU issue in the domestic context since the middle of the 1990s. Opposition to the EU has arisen among French public opinion and has restrained the autonomy of the French executive (president of the republic and government) in the EU negotiations. The dominant narrative in France about EU membership has four main components: being a founding member state, being a big member state, co-leading the EU with Germany, and making sure that the EU maximizes the French national interest. The relationships of the main French institutional actors with the EU focus on the president of the Republic, the prime minister, and the National Parliament, as well as major national courts and interest groups. The political debates on the EU in the French public sphere involve the mainstream political parties, the rise of Euroskepticism, the referendum campaigns on EU issues, and general trends in the public opinion. France’s contributions to the main EU policies include membership in the EMU, the commitment to the Common Foreign and Security Policy, the attitudes toward the enlargement processes, and the future of the EU institutional reforms.
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From Elections to Democracy in Hard Times
Anna M. Meyerrose, Thomas Edward Flores, and Irfan Nooruddin
The end of the Cold War, heralded as the ideological triumph of (Western) liberal democracy, was accompanied by an electoral boom and historically high levels of economic development. More recently, however, democratic progress has stalled, populism has been on the rise, and a number of democracies around the world are either backsliding or failing entirely. What explains this contemporary crisis of democracy despite conditions theorized to promote democratic success?
Research on democratization and democracy promotion tends to focus predominantly on elections. Although necessary for democracy, free and fair elections are more effective at promoting democratic progress when they are held in states with strong institutions, such as those that can guarantee the rule of law and constraints on executive power. However, increased globalization and international economic integration have stunted the development of these institutions by limiting states’ economic policy options, and, as a result, their fiscal policy space. When a state’s fiscal policy space—or, its ability to collect and spend revenue—is limited, governments are less able to provide public goods to citizens, politicians rely on populist rather than ideological appeals to win votes, and elections lose their democratizing potential.
Additional research from a political–economic framework that incorporates insights from studies on state building and institutions with recent approaches to democratization and democracy promotion, which focus predominantly on elections, is needed. Such a framework provides avenues for additional research on the institutional aspects of ongoing democratization and democratic backsliding.
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Germany and the European Union
Simon Bulmer
The Federal Republic of Germany (FRG) was a founder member of the European integration process, namely the European Coal and Steel Community (ECSC) created in 1952. However, the circumstances were very different from the 2010s. Germany was a divided and defeated state until 1990. Integration provided important political and economic support to West Germany. From the 1970s, it strengthened the FRG’s foreign policy reach, for the new state was constrained by Cold War politics as well as other legacies, notably the Holocaust. European integration provided a framework for building trust with western neighbors, particularly France. The collapse of the German Democratic Republic (GDR) in 1989 and its absorption into the FRG through unification in 1990 brought about significant change to Germany’s relationship to European integration. The unified Germany became the largest member state. Initial concerns about German power in Europe were allayed by Chancellor Helmut Kohl pursuing deeper integration to bind the unified Germany further to integration: through creating the European Union (EU) itself and setting a course toward monetary union. Specific concerns about German power only really emerged in the 2010s, as the EU was bedeviled by several crises.
In seeking to offer a comprehensive understanding of Germany’s relationship with the EU, coverage is organized around four broad themes: the historical dimension of the relationship; the substance of Germany’s European policy; the sources of Germany’s European policy; and Germany’s role and power in the EU.
The historical dimension of Germany’s relationship with European integration is important as a first theme. It is no exaggeration to suggest that European integration helped emancipate the FRG from the historical legacy of turbulent relations with France, Nazi tyranny, and the opprobrium of the Holocaust. European integration afforded a complementary framework for Germany’s political and economic order. The importance of embedding German unification in a context of European integration should not be underestimated.
Germany’s European policy has displayed considerable consistency up to the contemporary era. Support for further integration, for enlargement, the market order, and the development of an EU “civilian power” have been key components. These policies are important contributors to understanding Germany’s role in the EU: the second theme.
The political and economic system of the FRG forms an important backdrop to understanding Germany’s policy and role in the EU: the third theme. From the 1960s until the 2010s, EU membership was subject to cross-party consensus and permissive public support. These circumstances allowed the federal government autonomy in pursuing its European policy. However, the political climate of European policy has become much more contested in the 2010s.
Germany’s role was placed in the spotlight by the succession of crises that have emerged within the EU and in its neighborhood in the 2010s, particularly the eurozone and migration crises. The fourth theme explores how the question of German power re-emerged. These four themes are important to understanding Germany’s role in the EU, especially given Berlin’s centrality to its development.
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Global Actors: Networks, Elites, and Institutions
Mikael Rask Madsen and Mikkel Jarle Christensen
Over the past several decades scholars have intensively debated what factors drive globalization. Answers have ranged from the emergence of the information society and the global economy to value-conflicts embedded in different civilizations. A different yet closely related question is who is driving globalization? That is, however, much less studied, even if it is arguably key to making global governance intelligible. A whole list of actors seem to offer possible answers to the question of who the globalizers are: Are they global institutions such as the World Trade Organization (WTO) or the International Criminal Court (ICC); communities of experts providing technocratic solutions; transnational networks of activists seeking to alter global and national politics by pursuing, for example, environmental or human rights agendas; or are they powerful individuals forming transnational elites taking the fate of the global society in their hands at a safe distance from ordinary politics in places such as Brussels, New York, or Davos?
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Globalization and Regionalism in Africa
Pádraig Carmody
Globalization, or increased interconnectedness between world regions, is a dialectical and recursive phenomenon that consequently tends to deepen through time as one set of flows sets off other related or counterflows. This is evident in the history of the phenomenon in Africa, where transcontinental trade, and later investment, were initially small but have grown through different rounds including slavery, colonialism, neocolonialism, and the early 21st-century era of globalization. However, globalization on the continent, as in other places, is not unilinear and has generated a variety of “regional responses” in terms of the construction of organizations such as the African Union and other more popularly based associations. The phenomenon of globalization on the continent is deepening through the information technology “revolution,” which also creates new possibilities for regional forms of association.
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Hegemonic Political Regimes in Africa
Joshua B. Rubongoya
Hegemonic political regimes in Africa reflect the continent’s political history, in particular, its colonial past and postcolonial present. Hegemony is primarily a reference to the nature and character of specific modes of power. Political hegemony denotes prolonged, unchecked dominance and control, often by a dominant political party that comprises a section of the ruling coalition. On the continent, regime hegemony is embedded in neo-patrimonial structures of power. It is the outcome of (a) African patrimonial logics and Western bureaucratic institutions and (b) complex networks of patron–client relationships along with resource allocations which form the basis of political legitimacy. As well, the struggles for independence bequeathed a “movement legacy” that continues to frame political organization.
African discourses regarding the exercise of power address hegemony in the context of statist–corporatist regimes which, by definition, concentrate power in the state by closing political spaces and promulgating self-serving ideologies, both of which produce unchallenged social realities. Paradoxically, the state is deinstitutionalized, power is personalized, and informality underpins decision making.
In deconstructing hegemony in Africa, emphasis is placed on how three key tensions that distinguish hegemony from democracy are resolved. Hegemonies diminish consent in favor of effectiveness, opt for consensus at the expense of participation and competition, and subordinate representation to governability. The consequence of all this is that African polities struggle in sustaining a governance realm that is rooted in consent, competition, and representation. Finally, the nature and character of political hegemony among African polities vary and mutate over time, from independence to the late second decade of the 21st century.
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Historical Institutionalism in the Study of European Integration
Thomas Christiansen and Amy Verdun
Since the 1990s, historical institutionalism has established itself as a frequently used approach in the study of European integration. One basic tenet of those who use this approach is to take history seriously in the study of European integration—in particular how historical choices on institutionalizing particular procedures and policies explain subsequent patterns of agency. Looking at the manner in which time and institutional structures affect outcomes is central in this approach. In the context of the European Union (EU), the works that have adopted this approach have typically examined developments in policies and institutions over time. While sharing with other institutionalist approaches (such as rational choice and sociological institutionalism) the recognition that “institutions matter,” historical institutionalism introduced particular concepts such as “path dependence” and “critical juncture” into the study of the EU. The distinct contribution here is the capacity of historical institutionalism to explain the persistence of institutional structures and the continuity of policies as well as the reasons for change. In the study of European integration, this approach has been adopted in many areas of research, ranging from studies about the legal foundations of the EU, the workings within institutions of the EU, the process of enlargement, to analyses of various sectors of EU policy-making, and the study of the multiple crises confronting the integration project in the 2010s.
Article
Historical Legacies of Political Violence
Jacob Walden and Yuri M. Zhukov
Legacies of political violence are long-term changes in social behavior and attitudes, which are attributable—at least in part—to historical episodes of political conflict and contention. These legacies can potentially reshape the subsequent political and social order. Their catalysts can range from armed conflict, mass repression, and genocide to oppressive institutions and interpersonal violence. The lasting effects of violence include changes in political participation and preferences, intergroup relations, economic activity and growth, and public health outcomes. Estimating these effects presents a methodological challenge, due to selection, posttreatment bias, and the difficulty of isolating specific mechanisms. These challenges are particularly acute given the long time span inherent in studying historical legacies, where effects may be measured generations or centuries after the precipitating event. Understanding these legacies requires distinguishing between persistence mechanisms, where effects of violence continue within an individual directly exposed to violence through trauma, and the secondary transmission of effects between individuals through family socialization, community and peer influences, institutionalization, and epigenetic and evolutionary changes. Research on this subject remains nascent—across many disciplines—and inconclusive on whether violence fosters mostly negative or positive forms of social and political change.
Article
Humanitarian Aid and the European Union
Francesca Pusterla and Elia Pusterla
The European Union Humanitarian Aid Policy (EUHAP) operates through the European Commission’s Civil Protection and Humanitarian Aid Operations Department (DG ECHO) in international humanitarian crises to help victims of man-made atrocities and natural catastrophes worldwide. EUHAP is a subject of vibrant debates given its sensitive scope of intervention and institutional uniqueness. This results, first, in discussions of the reason and legitimacy of humanitarian aid as well as the goals and impact on domestic politics of both donors and recipients. Second, EUHAP is institutionally provided with parallel competences that allow simultaneous and autonomous interventions of the European Union and Member States in humanitarian crises. This means that the EU and Member States can formally carry out independent humanitarian aid without obligation to coordinate. This makes EUHAP particularly relevant regarding the role of the EU as a humanitarian aid provider, the relations between the EU and Member States, the policy governance, and the policy implementation principles.
First, coordination and cooperation between the EU and Member States are de facto essential, given the collective nature and global effects of humanitarian crises. Shared competence regulation through EUHAP may enhance the effectiveness of joint operations, overcome inefficient division of labor, and avoid divergence between intervention expected outcome and real performance.
Second, parallel competences give to the EU the formal competence to carry out humanitarian actions and conduct a common policy, while Member States’ autonomous actions are not prevented. Indeed, despite the undeniable benefits of multilateral intervention, Member States may opt for bilateralism due to concerns for domestic autonomy and sovereignty breaches. Such collective action problems risk affecting policy coherence and effectiveness.
Third, policy governance can make the difference in an effective and coherent EUHAP. This depends on the successful coordination of involved actors to avoid overlapping interventions, dispersion of resources, and particular political, economic, and bureaucratic interests to prevail. In so doing, Member States access the benefits of centralized coordination, monitoring, and division of labor and also avoid autonomy and sovereignty breaches.
Fourth, the application of a costs/benefits rationale to common humanitarian interventions is not per se sufficient to ground and overcome the drawbacks of collective action and explain EUHAP. As per its Treaties, or in line with international humanitarian law, the EU adopts and pursues a humanitarian aid policy based on shared principles of solidarity, humanity, impartiality, independence, and neutrality.
