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Article

Erica Frantz

Dictatorships have dominated global politics for hundreds of years, from the pharaohs of Egypt to the absolute monarchs of Europe. Though democracy has since spread to much of the world, about 40% of today’s countries are still ruled by dictatorship. And yet, compared with democracies, we know very little about how dictatorships work, who the key political actors are, and where decision making powers lie. Political processes are opaque, and information is often intentionally distorted. Political survival depends not on maintaining the favor of voters, as in democracies, but on securing the backing of a considerably smaller coalition of supporters. The absence of a reliable third party to enforce compromises among key players means that power-sharing deals lack credibility, and the threat of forced ouster is omnipresent. Uncertainty pervades authoritarian politics. Modern autocrats respond to this uncertain environment in a variety of ways. They use political parties, legislatures, elections, and other institutions typically associated with democracies to lessen their risk of overthrow. Despite the façade of democracy, these institutions are key components of most autocrats’ survival strategies; those that incorporate them last longer in power than those that do not. The specific ways in which autocratic institutions are used and the extent to which they can constrain leadership choices to prevent consolidation of power into the hands of a single individual, however, vary enormously from one dictatorship to the next. Better understanding the conditions that push autocracies down a path of collegial versus strongman rule remains a critical task, particularly given that the latter is associated with more war, economic mismanagement, and resistance to democratization.

Article

Most people in human history have lived under some kind of nondemocratic rule. Political scientists, on the other hand, have focused most efforts on democracies. The borders demarcating ideal types of democracies from nondemocracies are fuzzy, but beyond finding those borders is another, arguably greater, inferential challenge: understanding politics under authoritarianism. For instance, many prior studies ignored transitions between different authoritarian regimes and saw democratization as the prime threat to dictators. However, recent scholarship has shown this to be an error, as more dictators are replaced by other dictators than by democracy. A burgeoning field of authoritarianism scholarship has made considerable headway in the endeavor to comprehend dictatorial politics over the past two decades. Rather than attempting to summarize this literature in its entirety, three areas of research are worth reviewing, related to change inside of the realm of authoritarian politics. The two more mature sets of research have made critical contributions, the first in isolating different kinds of authoritarian turnover and the second in separating the plethora of authoritarian regimes into more coherent categories using various typologies. How do we understand authoritarian turnover? Authoritarian regimes undergo distinct, dramatic, and observable changes at three separate levels—in leaders, regimes, and authoritarianism itself. Drawing distinctions between these changes improves our understanding of the ultimate fates of dictators and authoritarian regimes. How do we understand the diversity of authoritarian regimes? Scholarship has focused on providing competing accounts of authoritarian types, along with analyses of institutional setup of regimes as well as their organization of military forces. Authoritarian typologies, generally coding regimes by the identities of their leaders and elite allies, show common tendencies, and survival patterns tend to vary across types. The third research area, still developing, goes further into assessing changes inside authoritarian regimes by estimating the degree of personalized power across regimes, the causes and consequences of major policy changes—or reforms—and rhetorical or ideological shifts.

Article

International actors sometimes force targeted states to change their governments, a process known as Foreign-Imposed Regime Change (FIRC). This foreign policy tool serves as a surprisingly active locus for several theoretical debates in international relations and comparative politics. On the international relations side, evaluation of FIRC as a policy tool has implications for the following debates: whether foreign policy decisions are affected by individual leaders or are determined by structural conditions; whether democracies are more peaceful in their relations with other states; how belligerents choose their war aims; what factors make for successful military occupation; what motivates states to go on ideological crusades; whether international actors can successfully install democracy in postconflict settings; determinants of international trade; and others. On the comparative politics side, FIRC speaks to what may be the two most important questions in all of comparative politics: what factors help a state maintain internal order, and what factors help a state make the transition to democracy? FIRC also plays an absolutely central role in foreign policy debates, especially for the United States. FIRC is arguably responsible for both the greatest success in the history of American foreign policy, the post-1945 pacification of Germany and Japan, and one of the greatest disasters in U.S. foreign policy history, the 2003 invasion of Iraq and its catastrophic aftermath. Further, FIRC has played a ubiquitous role in American foreign policy since America’s emergence as a great power, as the United States has frequently used both overt and covert means to impose regime change in other countries, especially in Latin America. FIRC has also been a tool used by other major powers, especially the Soviet Union after 1945 in Eastern Europe and elsewhere. Into the second decade of the 21st century FIRC remains a controversial foreign policy tool, as some debate the wisdom of pursuing FIRC in Libya in 2011, and others consider the possibility of pursuing FIRC in countries such as Syria. FIRC can be discussed as a theoretical phenomenon and as the subject of empirical research, focusing on its nature, causes, and effects. The article contains five sections. The first section discusses the definition and frequency of FIRC. The second section describes the causes of FIRC, why actors sometimes seek to impose regime change on other states. The third section covers the international consequences of FIRC, especially whether FIRC reduces conflict between states. The fourth section addresses the domestic consequences of FIRC, especially whether FIRC is usually followed by stability and/or democracy. The final section concludes.

Article

Carolien van Ham and Staffan Lindberg

The quality of elections in Africa demonstrates considerable progress from the early attempts in the 1950s and 1960s to the increasingly democratic era following the end of the Cold War. In terms of scope, 46 of 49 countries in sub-Saharan Africa now select the most powerful public offices (i.e., the executive and/or legislature) via elections, and reserved power domains have become relatively uncommon. In terms of choice, single-party elections, once so common across Africa, have now all but vanished from the continent. However, the integrity of elections still varies widely, ranging from elections with serious irregularities to elections that are fully free and fair. Even so, considerable progress is apparent over the last three decades. A full 47% of countries in sub-Saharan Africa now hold elections that are free and fair or only involve minor irregularities. Equally important, electoral interruptions in the form of coup d’état, civil war, or annulment of elections have become very rare. Africa is also a continent where the contemporary trend of elections generating broader democratization is particularly palpable. By providing opportunities for citizens to remove incumbents from office and generating expansion of civil liberties after elections are over, stimulating citizens and other actors to increase pressure for more democratic freedoms, elections seem on average to have been conducive to democratic developments in Africa. Elections also increasingly lead to turnovers, especially elections of high electoral integrity, where on average 34% are associated with alternations in power. Taking a long-term view on developments from 1960 until 2017, African elections have seen an impressive increase in quality over time, and provide a much more significant contribution to democratization in sub-Saharan Africa than is often acknowledged in the literature.

Article

Hungary became a member of the European Union (EU) alongside nine other, mainly East-Central European (ECE) countries in 2004. Although Hungary was one of the leading candidates from the former Soviet bloc to join the EU after the transition in 1989–1990, this positive view and the advantage that the country enjoyed seemed to gradually disappear by the mid-2000s. Hungarian experience with the EU is quite ambivalent. Economically speaking, on the one hand there is a slow but steady convergence to the EU average, which is largely due to the net beneficiary status of the country within the Community, and employment levels have increased considerably. On the other hand, the Country-Specific Recommendations (CSRs) point to shortcomings related to competitiveness, and labor productivity, which indicate some missed opportunities. Similarly, although budgetary deficit and public debt have been under control lately, sustainability concerns still remain. Additionally, even though the country’s prospects to join the common currency area are quite promising, political willingness is still lacking to make a lasting commitment to the Euro. While the socio-economic expectations of EU membership before accession were quite high and rather unrealistic, although economic growth decreased the level of overall poverty, socioeconomic inequalities have increased lately because of government policies. As far as politics is concerned, even the consensus of the political elite to support liberal democracy as a political system and further integration of the EU as a policy strategy have been questioned by the main governing party lately. Instead, a more Eurosceptic tone and an incremental democratic decline characterizes everyday politics, which has led to recurring criticism within the Community, and the eventual triggering of an Article 7 Procedure.

Article

The variety in climate, vegetation, and population density in Central Africa is enormous, but some of the main features of policymaking and informal rules of politics—at first sight at least—appear quite similar between N’Djaména and Kinshasa, between Libreville and Bangui, in a vast territory bigger than the European Union: clientelism, personalization of power, politicized ethnicity, the impact of external intervention, and a legacy of repeated political violence establish some constant features. On the other hand, the variable size of countries (from island states in the Gulf of Guinea to large territorial states) has also come with various challenges. Also, Central Africa features land-locked countries such as Chad and Central African Republic, which negatively impacts economic development, in contrast to countries located at the Gulf of Guinea with an easy access to maritime trade routes. At closer inspection all of the eight countries have a specific history, but this overview article rather stresses the commonalities. Featuring in this contribution are the countries of Cameroon, Central African Republic (CAR), Chad, Congo, the Democratic Republic of the Congo (DRC), Equatorial-Guinea, Gabon, and São Tomé and Príncipe. The limited achievements of pro-democracy movements in Central Africa in the 1990s have enduring consequences on politics in Africa. Authoritarian regimes have consolidated their grip on power after surviving severe crises in most Central African states. Big man politics continue to prevail, only few opposition parties have upheld their initial strength and lack internal democracy. Enduring violent conflicts in DRC and CAR (and arguably to a somewhat lesser extent in Chad), have undermined conviviality between groups and state capacities in providing public goods with dramatic consequences on effectiveness and legitimacy of the state and its representatives. Prospects for a future allowing for more participation, truly competitive elections, and a peaceful change of government are therefore also grim. However, both violent and peaceful forms of contestation since about 2015 are also signs of renewed mobilization of citizens for political causes across Central Africa. New topics, including consumer defense and ecological issues, plus now-ubiquitous social media, may all be drivers for a new episode of engagement after two decades of frustration. The limited achievements of regional integration and the lack of dynamism of subregional organizations means that Central Africa is still a much less consolidated subregion compared to, for example, West Africa.

Article

Burkina Faso’s military holds an important place in politics. It has intervened in Burkina Faso’s politics, temporarily taking power seven times, first in 1966 and most recently in 2015. Military officers have long held many of the most prominent political offices, and military coups d’état have been the most common method of transferring political power in Burkina Faso. Military interventions have typically addressed moments of political failure and widespread civil unrest. Political agitation from different groups in civil society has pressured every government that has come to power, and the government’s ability to manage these popular pressures has been a key feature in the military’s relationship with any given regime. This was particularly the case in the 1980s, when ideological divisions within the military resulted in four coups d’état, but it was also of consequential importance during Burkina Faso’s 2014–2015 political transition. The 27-year rule of Blaise Compaoré set in motion a process of institutional reform that expanded civilian authority over the administration of the military. However, it also saw the rise of preferential treatment for certain units of the military, in particular the presidential guard, which provided protection to the regime during moments of civil unrest until 2014. The gradual liberalization of the political system culminated in unprecedented civil unrest in 2014, and Compaoré was ousted from power in what is commonly referred to as a popular insurrection. The political transition following the events of 2014 led to the first peaceful transfer of power between civilian governments in Burkina Faso’s history and marked a potential shift in the military’s relationship with politics. The military’s political role in Burkina Faso often has been dictated by popular pressures on the political system, but gradual democratic reforms during the 1990s and 2000s helped to inculcate norms of civilian control over the military. While much remains to be seen about the future of Burkina Faso’s military in politics, the opportunity for the country’s political institutions to manage popular pressures on its government may indicate a new era of civilian governance and at least the possibility of reducing the military’s interference in politics.

Article

The open economic policies Latin American countries adopted in the wake of the debt crisis of the early 1980s were expected to bring a variety of benefits. Trade liberalization and privatization make domestic firms more competitive, and deregulation helps to create an efficient business climate. Notably, such policies are also likely to spur foreign investment seeking new opportunities, and Latin American countries did indeed begin to see large inflows in the 1990s. Foreign direct investment (FDI) is thought to be particularly complementary to economic development. Compared to portfolio investment in stocks and bonds, FDI consists of the construction or purchasing of physical assets including manufacturing facilities, retail outlets, hotels, and mines. FDI should spur local economic activity and bring with it jobs and technology transfers. Furthermore, because divestment takes planning and time, direct investment is relatively long-term, so investors are expected to display greater commitments to the economic and political futures of their hosts. As a result of these substantial potential benefits, a body of scholarship has emerged to try to understand the political dynamics of FDI. Is investment more likely to flow to democratic or authoritarian regimes? Are direct investors seeking countries with few labor protections and weak environmental regulations or are they attracted to public investments in human capital? Do they eschew governments with poor human rights records or do they see abusers as potential partners in managing a compliant workforce? What are the effects of FDI flows on the political contexts of their hosts? Among others, these questions have received significant scholarly attention, and while we have learned a great deal about the behavior and effects of FDI, considerable potential remains. Having received massive inflows averaging more than $100 billion between 2000 and 2017 and consisting of countries with broadly similar development trajectories, Latin America offers a rich landscape for such analysis. In particular, finer-grained examinations of FDI to Latin American countries can help us understand how it might affect political systems and which types of investment best complement national development projects. In so doing, studies of FDI flows to Latin America are poised to make major contributions to the fields of international political economy, development studies, and comparative politics.

Article

Eboe Hutchful, Humphrey Asamoah Agyekum, and Ben Kunbour

With the end of the Cold War and onset of democratization, the academic field of “civil–military relations” (CMR) has arguably gone into relative decline, replaced by the new global template of “Security Sector Reform and Governance” (SSR/G). This is a notable shift in several senses: firstly, from a narrow focus on the military (and coups in particular) to the “security sector” as a whole; and secondly because the two “fields” have been driven by different imperatives, priorities, and methodologies, in part shaped by changing historical contexts. In contrast to the CMR scholarship, SSR/G has been much more of a “policy and operational science” than an academic discipline, primarily oriented toward norm development and formal institution building in response to imperatives of democratization. This “policy praxis”—driven by sovereign actors and often delivered by consultants and private contractors with a primarily technical focus—has not always prioritized evidence-based research or interrogated real power dynamics. And while the nation-state remains the core actor, external powers (bilateral partners and international and multilateral institutions) have emerged as a critical supporting cast in SSR/G, evolving their own normative and policy frameworks and providing the financial resources to drive reforms (paradoxically, these are usually the same powers that conduct humanitarian interventions and extend security assistance to contain the proliferation of terrorist attacks in the region). Nevertheless, there are strong linear links between the two “disciplines,” as CMR legacies have shaped the SSR discourse and agenda. An offshoot of the SSR focus has been the implementation of practical programs to address some of the weaknesses of the defence sector exposed in the CMR literature, evident in a set of technical and “how to” tools, such as defence reviews, security sector public expenditure reviews, the “Defence Anti-Corruption Index” (pioneered by Transparency International), and a variety of “toolkits” designed to enhance military professionalism and strengthen civilian oversight bodies and institutions. Academic research has also reflected this shift by broadening out from the analysis of the military and coups to encompass other agencies in the formal security sector (police and intelligence in particular), as well as looking much more closely at nonstate security and justice providers and their interaction with state security institutions and actors, through the prism of concepts such as “hybridity” and “hybrid security governance.” Even so, militaries per se have never strayed far from the center of the discussion. Militaries have not only remained the focal point of SSR efforts—in the process even acquiring new roles and missions and (undoubtedly) sources of influence—they have even been propelled back to center stage, as the security landscape has shifted and African states and armies (particularly in the Sahel) have struggled against a growing proliferation of armed groups and terrorist attacks, and as coups have threatened to make a comeback. However, both the theory and practice of these African transitions defy neat delineations and linear interpretations. Their many commonalities notwithstanding, these transitions have been multifaceted, ambiguous, and contested, as well as fragile and subject to reversal, nowhere more so than in the CMR arena. Nevertheless, three elements stand out: 1. A growing trend over time toward “illiberal democracies,” as a variety of African leaders have made willful efforts to hollow out democracy, cultivating or (over time) perfecting the tools to evade or erode the strictures of democracy, an activity in which security forces are increasingly implicated. 2. A consensus in both the academic and policy literature about the fragile foundations of CMR in these transitions, which have been replete with “democratic deficits” and operational weaknesses, addressed only selectively by SSR, and likely to be further aggravated by the trends toward “soft authoritarianism” in the region. 3. Importantly, democratization in the region has coincided with (if not spawned) a proliferation of terroristic activity and new forms of armed conflict which African states have been unable to contain, triggering “humanitarian interventions” and security assistance from a variety of external actors. This has been dubbed the new “global militarism,” accompanied by a reorientation (rollback) of SSR in favor of “hard security” and operational capacity building (“Train and Equip”).

Article

Since its maiden coup in 1978, which initiated both an era of recurrent coup activity and a regime type dubbed “Mauritania of the Colonels,” the Mauritanian military, once an unassuming, apolitical institution, has been in power either directly or through a “civilianized” military regime. Since its creation in the early 1990s, the Battalion for Presidential Security (BASEP) has played a prominent role in the workings of Mauritania of the Colonels. Only during a 17-month interlude under a civilian democratically elected president, following a bungled transition marked by the underhanded interference of some military officers, did the military formally leave power—and then only formally. Whether they tried to meet them in earnest or not, the challenges of withdrawing the military from the political arena and democratizing the country have dogged all military heads of state. The challenges were complicated by Mauritania’s intractable ethnocultural rivalries subsumed under the “national question” and the related “human rights deficit.” After Colonel Ould Taya, whose lengthy and repressive regime had the deepest impact on the country and the national question in particular, the challenges were even harder for his successors to face. The latest transfer of power between one retired general and another, both of whom had conspired to overthrow Mauritania’s only democratically elected civilian president, is evidence that, as major players, Mauritania’s military leaders are well on their way to institutionalizing the Mauritania of the Colonels they assiduously fashioned for more than 40 years.

Article

The development of LGBT movements and interest groups in Eastern Europe and the former Soviet Union reflects the region’s unique political development with respect to the experience of communism, the transition to democracy in the 1990s, the expanding influence of international institutions like the European Union (EU), and, most recently, trends of democratic backsliding and even reversion to outright authoritarian rule in some countries. Each of these aspects of the region’s political development has engendered debate among scholars and activists. There is consensus that the experience of communism strongly circumscribed not only the possibilities for activism but also, in some instances, even the possibilities for articulating LGBT identities. Nevertheless, a survey of the scholarship on postcommunist LGBT politics indicates divergent trajectories between countries of the former Soviet Union, where LGBT identities are less established and activism is less organized, and the former satellite states of Eastern Europe, whose experience under communism was shorter and, arguably, less intense. Without ignoring the evident deficits of Eastern Europe’s LGBT activism in the 1990s, its LGBT people benefited relative to counterparts in the former Soviet Union from a generally more successful transition to democracy and a greater degree of exposure to West European institutions, in particular the EU. The process of applying for EU membership, many scholars argue, advantaged these countries’ LGBT movements vis-à-vis their counterparts in the former Soviet Union by pressuring national governments to be more accommodating and by socializing elites and publics to Western Europe’s comparatively tolerant values and LGBT rights norms. Adjusting to these norms was sometimes contentious, but several scholars argue that, where conservative backlash against LGBT rights occurred during the EU’s first round of expansion in 2004 to 2007, it generally helped domestic activism by increasing its visibility and level of organization. Not all are so optimistic about the EU’s impact on LGBT activism, however, particularly those studying Yugoslavia’s successor states, for whom the EU accession process occurred later or is still ongoing. These scholars emphasize the difficulties of squaring EU norms about LGBT rights with national identity, particularly given the EU’s sometimes colonial-like relations with postcommunist societies. Others note that transnational rights advocacy supported by the EU has been matched by the rise of transnational antigay activism, and that the clash of transnational activism stalemates domestic progress on LGBT-friendly policies. Such critiques appear increasingly relevant as trends of democratic backsliding have emerged since the 2010 world financial crisis in former “success cases” of postcommunist transition and EU integration, notably Hungary and Poland. The latter’s democratic backsliding occurs within the larger context of Russia’s reversion to authoritarianism after the brief political opening of the 1990s. Across these three countries, governing elites have shown a readiness to make use of LGBT issues to define their illiberal ideologies and to mobilize voters. Whether these developments portend a narrowing of differences among LGBT movements in the former Soviet Union and Eastern Europe is a key question for future scholars.

Article

Spyros Economides

The European Union’s involvement with and in Kosovo is of three main types. First, it participated in war diplomacy in the late 1990s in an attempt to find a peaceful solution to the Kosovo conflict between Kosovar Albanians and the Serb forces of the former Yugoslavia. This demonstrated of the Union’s limited ability to influence less powerful actors in its backyard through its Common Foreign and Security Policy (CFSP). This resulted from the difficulty the EU found in attempting to forge a consensus among its member states on a significant matter of regional security with humanitarian implications, the limitations in effectiveness of the EU’s civilian instruments of foreign policy, and the low credibility and influence stemming from the lack of an EU military capability. Second, the EU took a leading role in economic reconstruction and state-building in Kosovo following the end of the conflict. Initially, this was in tandem with the United Nations Mission in Kosovo (UNMIK). Subsequently, the EU became the lead organization, focusing its efforts not only on the physical and economic reconstruction of the territory but also on building human and administrative capacity and democratic institutions and establishing good governance and the rule of law, especially through its EULEX mission. Third, the EU attempted to help transform Kosovo beyond democratization toward EU integration through instruments such as the Stabilisation and Association Process (SAP). A significant part of this process has also been linked with EU-led mediation attempts at resolving outstanding issues between Kosovo and Serbia through a process of normalization of relations without which EU accession cannot be envisaged. Throughout the post-war phases of the EU’s involvement in Kosovo, its efforts have been undermined by the most important outstanding issue, the disputed status of Kosovo. Kosovo was set on the path to increasing self-government and autonomy at the end of the conflict in 1999, but it was still legally part of sovereign Yugoslavia. In 2008, Kosovo unilaterally declared its independence. While over 100 states recognized Kosovo, it never acquired enough recognitions to be eligible for UN membership: Serbia does not recognize it and, most importantly, neither do five EU member states. This status issue has seriously complicated the EU–Kosovo relationship in all its aspects and slowed down the prospect of “Euro-Atlantic integration” for Kosovo.

Article

Danielle Resnick

Although widely used in reference to the Americas and Europe, the concept of populism has been less frequently applied to political dynamics in sub-Saharan Africa. Populism is variously viewed as a political strategy aimed at fostering direct links between a leader and the masses, an ideational concept that relies on discourses that conjure a corrupt elite and the pure people, and a set of socio-cultural performances characterized by a leader’s charisma, theatrics, and transgression of accepted norms. A cumulative approach that combines all three perspectives allows for identifying episodes of populism in Africa. These include historical cases of populist regimes in the 1980s as well as more contemporary examples of party leaders in the region’s democracies who use populism in their electoral campaigns to mobilize subaltern groups, especially those living in urban areas. As found in other regions of the world, those African leaders who have ascended to the presidency on the back of populism typically exert anti-democratic practices once in office. This reaffirms that populism can allow for greater representation of the poor and marginalized in the electoral process, but that populists’ celebration of popular will and supposedly unmediated ties to the people become convenient justifications for bypassing established institutions and undermining the rule of law.

Article

Niger, Mali, Mauritania, and Chad are some of least researched countries in sub-Saharan Africa. Since independence from France in 1960 these four countries have experienced two distinct yet interrelated struggles: the struggle for statehood and the struggle for democracy. Each country has experienced violent conflict between the central authorities in the capitals and security challengers on the peripheries. Prominent examples are the Tuareg uprisings in Niger and Mali, the various rebel insurgencies in Chad, and the conflict between black Africans and Arabs in Mauritania. The emergence of jihadi-Salafi groups in the West African sub-region affects all four countries and poses a particularly strong security challenge to Mali. All these conflicts are unresolved. The liberalization of the political sphere in the late 1980s and early 1990s has led to considerable political diversity across the Sahel. In Niger and Mali meaningful multiparty competition and basic civil liberties have taken root despite many setbacks. Civil society is strong and in the past has successfully mobilized against autocratic tendencies. In Mauritania and Chad, democratic institutions exist on paper as autocratic rulers have managed to stay in office. The national armed forces remain the preeminent political actors. Civil society is not strong enough to achieve political change for the better. Stagnant living conditions, social immobility, the ongoing war against Islamic terrorism, and weak accountability mechanisms remain the most important political challenges for the Sahel.

Article

Many have seen the establishment of civilian and democratic control over the military as a necessary, although not sufficient, condition for the consolidation of a nascent democracy. The establishment of civilian and democratic control over the military in South Korea was a long and, some would argue, uncompleted process. A coup in 1961 led by Park Chung-hee, a major-general, led to the establishment of an authoritarian regime that, while going civilian, was based on the control of the military and the intelligence services. Park was assassinated by the head of the Korean Central Intelligence Agency in October 1979; however, the hopes of moving in the direction of democracy were soon squashed when Chun Doo-hwan, and his comrades in arms from the secret Hanahoe (One Mind) club of Korean Military Academy graduates, first took power over the military through an internal coup, and then took control over the government. Under significant internal, and external, pressure Chun Doo-hwan agreed to step down from the presidency in 1987 and allow the writing of a new constitution that led to free elections to the presidency in December 1987. The opposition lost the 1987 election due to its inability to agree upon a united candidate. The winner was Roh Tae-woo, a participant in the 1979–1990 coup, who would during his presidency take important steps when it came to establishing civilian control over the military. However, it was first with the inauguration of the Kim Young-sam in 1993 that the establishment of firm civilian control was achieved. He engaged in a significant reorganization of, and moved against the power of the secret societies within, the army. He also promoted the idea of a politically neutral military. This most likely played a significant role when Kim Dae-jung, the first opposition candidate, won the presidency in December 1997, as the military remained neutral and accepted the outcome of the electoral process. There has since been a strengthening of civilian control over the military in South Korea. However, there are a number of important issues that need to be dealt with in order to ensure full democratic control over the military and the intelligence services. While the military, as an institution, has stayed neutral in politics, military and intelligence resources have been used in attempts at influencing public opinion in the lead-up to elections. In addition, comprehensive oversight by the legislature continues to be weak and the National Security Law remains on the books.

Article

Romania has no tradition in militarism despite its history of authoritarian regimes in 20th century. The process of modernization and democratization that started in the middle of 19th century was interrupted for about half a century by the authoritarian regime of King Carol II (1938), followed by a military dictatorship during World War II, and continued with a Communist dictatorship until 1989. The transition to democracy started in 1990 from a very low level, Ceausescu’s regime being one of the fiercest dictatorial regimes. However, Romania succeeded in building up a functional democracy and market economy with Western assistance that transformed it into a full member of the North Atlantic Treaty Organization (NATO) and the European Union (EU). One basic conditionality to the admission into NATO and the EU was putting the military under civilian control and building up democratic civil–military relations. Thus, Romania has no history of military involvement in politics. After three decades of transition, Romania implemented a complex mechanism of democratic control of the military. However, issues regarding the incomplete internalization of democratic norms of control of the military, resistance to change through the system of military education, an obsolete national security legislation, and some legacy practices related to rights abuses perpetrated by intelligence services need to be addressed in order to consider Romania a consolidated democracy.

Article

There have been three waves of scholarship on military coups d’état (or simply “coups”)—the unconstitutional replacement of chief executives by military officers—since the 1960s. The first used case studies to explore why the military overthrows governments. One of its central findings was that military uprisings were an integral part of political succession in many countries. A second wave produced the “aggregate studies” that were the first to deploy cross-national databases to identify the measurable features that distinguished more from less coup-prone political systems. These studies revealed, among other things, that coups proliferated in places with a history of instability. The third and current wave of scholarship takes advantage of the development of statistical software for limited dependent variables—then unavailable, now commonplace—to recast the quantitative research on coups. Two core findings have survived disconfirmation since the start of the third wave. First, higher income countries have fewer coups, though the effects are small (and become even weaker when models only contain developing countries). Second, “political legacy effects” mean that the probability of a coup declines with time since the last military uprising. Much of the latest wave of research pinpoints factors—like coup proofing, less inequality, or the end of the Cold War—that reduce the probability of a coup. The development of ever more sophisticated statistical techniques to divine the causes of instability, nevertheless, relies on off-the-shelf data sets and coup catalogs whose validity—properly understood as accuracy—is questionable. Only a greater attention to accuracy and complementary methods promise to produce a comprehensive account of why the military topples governments in some, but not in other, places.

Article

Anita Isaacs and Rachel A. Schwartz

Since the mid-20th century, the Guatemalan military has played a prominent role in the country’s political life. Yet, this was not always the case. During Guatemala’s first century of independence, the armed forces operated largely as the pawn of personalist rulers and oligarchic elites, utilizing coercion to quell labor unrest and impose order in the countryside. Developments during the Cold War era, however, transformed the Guatemalan military into a centralized source of political and economic power and the key protagonist in domestic politics. Following World War II and on the heels of popular uprising, nationalist junior army officers ushered in a series of popular reforms, which included land redistribution. A 1954 CIA-orchestrated coup supported by the Guatemalan oligarchy and reactionary military factions toppled Guatemala’s “Democratic Spring,” reversed the reforms, and paved the way for four decades of hardline military rule. The subsequent rise of a leftist insurgent movement and the outbreak of armed conflict (1960–1996) gave the armed forces a pretext to dramatically expand their power. They consolidated formal political control over the Guatemalan state and pursued a counterinsurgent campaign, which escalated into genocidal violence in the predominantly Mayan indigenous highlands. Pulled between the political protagonism of civil war and the subordination to civilian rule required in liberal democracy, the Guatemalan military struggled to redefine its institutional identity with the end of armed conflict. It lurched reluctantly toward peace and democracy following a split in its ranks between a moderate institutionalist faction and right-wing groups wary of ceding political control. Despite peace accord provisions to reduce the military’s size and budget and to confine its institutional activities to external defense, military officials, particularly those from intelligence, continued to wield extraordinary control in the postwar era. Challenging the strictures of peace and democracy, they have fought to maintain key interests, notably impunity for war crimes, political decision-making influence, and wartime sources of illicit enrichment.

Article

An isolated Spanish frontier settlement with little or no significant mineral wealth, exportable crops, or exploitable indigenous population, colonial Costa Rica had only a rudimentary military. After independence in 1825, the population expanded and diversified as coffee cultivation generated growing wealth. Competing factions of the emergent coffee bourgeoisie fought to control the emerging state using elite-linked military officers to seize ruling power. Modernization and an external threat from Nicaragua and U.S. freebooters at mid-19th century led nation-building leaders to invest heavily in the army. Victorious in the 1856–1857 National War in Nicaragua, the military attained maximum size and power from 1870 to 1920 while oligarchic factions disputed ruling authority via fraudulent elections and coups d’état. Integration into the world economy deepened with banana production after 1890. Subsequent recessions and wars generated domestic economic inequality and a growing labor movement demanding reform. Civilian rule in the early 20th century was interrupted by the military regime of Federico Tinoco (1917–1919), whose atrocities led his civilian successors to almost dismantle the army. When a civil war erupted in 1948 against the divided, Communist-allied reformist government of the 1940s, the rebels defeated the army. The victorious National Liberation junta and new constitution abolished the army in 1949. Costa Rica committed to a police-based security model, nonaggression toward neighbors, and reliance on international alliances. Meanwhile, elites, spared the menace of military disruption, developed a successful electoral democratic regime. This has contributed to seven decades of political stability and allowed Costa Rica to invest successfully in economic development and its citizens’ welfare.

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Croatia’s accession to the European Union (EU) meant, in political terms, the recognition of its political and normative-institutional achievements in the establishment of a nation state and the democracy. At the same time, for the vast majority of Croatian citizens EU membership also had a symbolic meaning: a departure from the troubled past and a return to the Western, European cultural circle, which they have always felt they belong to. This feeling is the source for the strong pro-European orientation, which, as state independence was being achieved, and democracy established—as an expression of the strong political will of Croatian citizens for freedom and autonomy—helped achieve those historical and political goals. The EU was perceived as a framework that would enable those goals to be realized, so there was a general political consensus about joining it among all relevant political actors, and the vast majority of Croatian citizens granted their consent. The path to full EU membership was long and arduous, primarily because of the specific conditions that marked the process of establishing a Croatian state and a democratic order. On the one hand, these are endogenous structural and socio-cultural factors: the structure and activity of political actors and the functioning of institutions, which were significantly marked by their authoritarian political and historical legacy. On the other hand, was a war of aggression and a struggle for freedom and independence with long-lasting and difficult social and political consequences. These specific conditions—which none of the other acceding countries had—slowed down the process of democratization and, consequently, hampered the EU accession process. All these reasons are why Croatia had the most comprehensive and longest accession negotiations, including the most extensive body of pre-accession conditions. Although the extent and duration of negotiations, as well as the lack of expected support from the EU (especially during the war) have led to an increase in Euroskepticism and criticism of the EU—and consequently to the low turnout in the referendum for accession—the pro-European orientation remained dominant in Croatia. In general, public support for EU accession in Croatia was based on a set of mutually connected factors: identity-based (cultural affiliation), institutional-political (democracy), and utilitarian (socioeconomic benefits). In the period after joining the EU, due to insufficient preparation, Croatia has relatively slowly used the opportunities (especially economic) provided by EU. Nevertheless, EU membership has accelerated the increase in institutional capacity and better use of European Structural and Investment Funds (ESIF). At the same time, the free movement of people, goods, capital, and services, and the opportunities brought by the open EU market, had a double impact: strengthening the economy due to greater orientation toward the EU market, but also slower economic growth, due to structural problems (the lingering power of the state, and regulations to the economy and the market) and increased emigration of the highly educated younger population (chronic labor-force deficit). Nonetheless, through Croatia’s participation in the EU institutions, the real benefits of full membership are becoming increasingly visible, and the sense of integration in the EU’s social, political, cultural, and economic space is growing stronger. At the same time, EU membership affects further improvement of the normative-institutional framework of Croatia.