Dictatorships have dominated global politics for hundreds of years, from the pharaohs of Egypt to the absolute monarchs of Europe. Though democracy has since spread to much of the world, about 40% of today’s countries are still ruled by dictatorship. And yet, compared with democracies, we know very little about how dictatorships work, who the key political actors are, and where decision making powers lie. Political processes are opaque, and information is often intentionally distorted. Political survival depends not on maintaining the favor of voters, as in democracies, but on securing the backing of a considerably smaller coalition of supporters. The absence of a reliable third party to enforce compromises among key players means that power-sharing deals lack credibility, and the threat of forced ouster is omnipresent. Uncertainty pervades authoritarian politics.
Modern autocrats respond to this uncertain environment in a variety of ways. They use political parties, legislatures, elections, and other institutions typically associated with democracies to lessen their risk of overthrow. Despite the façade of democracy, these institutions are key components of most autocrats’ survival strategies; those that incorporate them last longer in power than those that do not. The specific ways in which autocratic institutions are used and the extent to which they can constrain leadership choices to prevent consolidation of power into the hands of a single individual, however, vary enormously from one dictatorship to the next. Better understanding the conditions that push autocracies down a path of collegial versus strongman rule remains a critical task, particularly given that the latter is associated with more war, economic mismanagement, and resistance to democratization.
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Autocracy
Erica Frantz
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Indonesia: The Military’s Transformation From Praetorian Ruler to Presidential Coalition Partner
Marcus Mietzner
Indonesia is a highly revealing case study for pinpointing both the conditions under which militaries in postcolonial societies intervened in political affairs and the patterns that led to their subsequent marginalization from politics. It also demonstrates how militaries could defend some of their political interests even after they were removed from the highest echelons of power. Emboldened by the war for independence (1945–1949), the Indonesian military used divisions, conflicts, and instabilities in the early postindependence polity to push for an institutionalized role in political institutions. While it was granted such a role in 1959, it used a further deterioration in civilian politics in the early 1960s to take power in 1965. Military intervention in politics in Indonesia, then, has been as much the result of civilian weaknesses as of military ambitions, confirming Finer’s theory on the civilian role in military power quests.
Military rule in Indonesia weakened first as a consequence of the personalization of the polity built by the leader of the 1965 takeover, General Suharto. After a decade in power, Suharto turned the praetorian regime into a personal autocracy, transforming the military from a political actor into an agent. When Suharto’s regime collapsed in 1998 after being hit by the Asian financial crisis, the military was discredited—allowing civilian rulers to dismantle some of its privileges. But continued divisions among civilian forces mitigated the push for the military’s full depoliticization—once again proving Finer’s paradigm. As post-Suharto presidents settled into the new power arrangements, they concluded that the military was a crucial counterweight against the possible disloyalty of their coalition partners. Thus, under the paradigm of coalitional presidentialism, rulers integrated the military into their regimes and granted it concessions in return. In short, while the post-1998 military is much diminished from its role in predemocratic regimes, it retains sufficient power to protect its core ideological and material interests.
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Interests, Institutions, and Defense Spending
Justin Conrad and Mark Souva
Why do some governments spend more on their military than others? Leaders make spending decisions based in part on their desire to stay in office, and they may lose office through internal or external processes. Research traditionally focused on external threats as the main determinant of military spending, but internal dynamics are the primary cause of leadership turnover. Coups are the most common reason for autocrats losing power and elections are the most common way democratic leaders, or their parties, lose power. The two processes are often linked. For example, external threat, even absent an attack, can lead to a change in domestic political power. As such, domestic interests, channeled through domestic institutions, are central to understanding military spending. Political science research often emphasizes domestic public opinion and the narrow interests of specific groups as explanations for military spending patterns. Such research finds that changes in public opinion lead to changes in defense spending and that more left-oriented interests favor lower defense spending. Research comparing spending across countries instead focuses on institutions and external threats. Much of this research focuses on the defense burden, which is the ratio of defense spending to gross domestic product. Among the few consistent findings is the fact that democracies maintain a lower defense burden than non-democracies. Higher levels of external threat are also associated with higher defense burdens and smaller countries tend to free-ride in alliances. Additional research examines variations in military spending among autocracies. As with democracies, specific institutions appear to be more important than regime type. Institutions such as legislatures that incentivize leaders to provide public goods are associated with less military spending.
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Military Coups d’État and Their Causes
Fabrice Lehoucq
There have been three waves of scholarship on military coups d’état (or simply “coups”)—the unconstitutional replacement of chief executives by military officers—since the 1960s. The first used case studies to explore why the military overthrows governments. One of its central findings was that military uprisings were an integral part of political succession in many countries. A second wave produced the “aggregate studies” that were the first to deploy cross-national databases to identify the measurable features that distinguished more from less coup-prone political systems. These studies revealed, among other things, that coups proliferated in places with a history of instability. The third and current wave of scholarship takes advantage of the development of statistical software for limited dependent variables—then unavailable, now commonplace—to recast the quantitative research on coups.
Two core findings have survived disconfirmation since the start of the third wave. First, higher income countries have fewer coups, though the effects are small (and become even weaker when models only contain developing countries). Second, “political legacy effects” mean that the probability of a coup declines with time since the last military uprising. Much of the latest wave of research pinpoints factors—like coup proofing, less inequality, or the end of the Cold War—that reduce the probability of a coup. The development of ever more sophisticated statistical techniques to divine the causes of instability, nevertheless, relies on off-the-shelf data sets and coup catalogs whose validity—properly understood as accuracy—is questionable. Only a greater attention to accuracy and complementary methods promise to produce a comprehensive account of why the military topples governments in some, but not in other, places.
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The Consequences of Military Rule: Juntas Versus Strongmen
Barbara Geddes
During the 20th century, seizures of power led by military officers became the most common means of imposing new dictatorships. The consequences of military rule have varied, however, depending on how widely power has been shared within the military-led government. Most military-led dictatorships begin as relatively collegial, but the dictator’s position in collegial military regimes is inherently unstable. His closest collaborators command troops and weapons with which they could, if they are dissatisfied with his policy choices, oust him without ending the regime. This vulnerability to ouster by close allies both constrains the dictator to consult with other officers in order to keep them satisfied and gives him reasons to try to protect himself from coup plots. Common means of protection include taking personal control of the internal security police, in order to spy on officers as well as civilian opponents, and creating paramilitary forces recruited from personal loyalists. Dictators build new paramilitary forces to defend themselves from attempted coups staged by the regular army. A military dictator who can withstand coup attempts need not consult with other officers and can concentrate great power in his hands.
Military dictators who have to share power with other high-ranking officers (juntas) behave differently than military rulers who have concentrated power in their own hands (strongmen). These differences affect the well-being of citizens, the belligerence of international policy, the likelihood of regime collapse, how military rule ends when it finally does, and whether it is followed by democracy or a new dictatorship. In comparison to junta rule, strongman rule tends to result in erratic economic decision-making and high rates of corruption. Strongmen also behave more aggressively toward their neighbors than do juntas. Nevertheless, regimes led by strongmen last longer, on average, than do juntas. When faced with widespread opposition, juntas tend to negotiate a return to the barracks, while strongmen often must be overthrown by force. Negotiated transitions tend to end in democratization, but forced regime ousters often result in new dictatorships.
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The Legitimation of Repression in Autocracies
Maria Josua
In research on authoritarianism, both legitimation and repression have received growing attention since the late 2000s. However, these two strategies of political rule do not form separate pillars of power; they are interlinked and affect each other. Autocrats not only rule with an iron fist, but they also seek to legitimize their use of repression vis-à-vis at least some of their citizens and the outside world. These legitimizing discourses are part of political communication in autocracies and can be studied using the approach of framing. So far, few researchers of the protest–repression nexus have studied how protesters are being framed by officials in autocracies.
The communication of repression varies widely across autocracies. Authoritarian incumbents differ in their degree of openness vs. opacity, impacting also on how they publicize, admit to, or conceal certain forms of repression. When choosing to justify acts of repression, multiple factors influence which types of justification are used. One decisive factor is against which targets repression is employed. In framing the targets of repression in a certain way, autocratic elites pursue a twin strategy in that they seek to attain the approval of certain audiences and to deter potential or actual dissidents. Furthermore, justifications diverge regarding which actors use them and towards which audiences. Past experiences and regime characteristics also impact on how repression is justified.
This research program offers great potential for studying state–society relations in autocracies. It cuts across research on political violence, authoritarian legitimation, and political communication. For understanding the persistence of autocracies in times of contention, it is an important piece in the puzzle of authoritarian survival strategies illuminating the “dark side” of legitimation.
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The Republic of the Congo: The Colonial Origins of Military Rule
Joshua Shaw and Brett Carter
The Republic of Congo secured its independence from France in 1960. The French colonial apparatus bequeathed an ethnically divided society. Native southerners dominated the sprawling civil service and, owing to their demographic advantage, elected Congo’s first two presidents, themselves both southerners. Native northerners, otherwise marginalized economically and politically, dominated the military’s rank and file. This cleavage has animated Congolese politics since. In 1969, a clique of northern military officers toppled the southern-dominated Brazzaville government. Among its members was former paratrooper Denis Sassou Nguesso, who has ruled Congo for all but 5 years since 1979. His tenure has been marked by massive corruption, gross economic mismanagement, and persistent human rights abuses. Accordingly, despite its status as one of Africa’s leading oil producers, Congolese citizens remain among the world’s poorest. To secure his political survival, Sassou Nguesso has used Congo’s longstanding ethnic cleavage as a tool: by directing state resources to northerners and using the northern-dominated military to repress southerners, who, after enduring nearly 50 years of northern rule, are profoundly frustrated.
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Autocratic Regimes and Foreign Policy
Marianne Kneuer
The foreign policy of autocratic regimes reflects the research interest in the international behavior and decision making of domestic actors in nondemocratic regimes. The regime type (its nature, structure, leadership constellation, legitimation strategies, relation between leadership and public) thus is presumed to have explanatory power for the foreign policy actions and decisions of autocratic actors.
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Religious Regulation in Autocracies
Lawrence C. Reardon
Unlike democracies, the stability and longevity of autocracies are solely dependent on the ability of the paramount leader to maintain and wield power effectively. Whether the autocracy is composed of an absolute monarch or a supreme authoritarian, religious, military, fascist, or communist leader, the autocrat strengthens legitimacy by controlling competing power centers within the state. Autocrats are both envious and fearful of organized religion’s ability to mobilize the citizenry. Whether dealing with large religious organizations or organized religious believers, autocrats can choose to implement negative religious regulations to control or eliminate foreign and domestic religious threats, positive religious regulations to co-opt religious powers, or transformative religious regulations to create new organizations that consolidate and maintain autocratic rule. Adopting an interest-based theoretical approach, the autocratic religious regulations of four countries (China, England, Italy, and Japan) are divided into three categories (negative, positive, and transformative religious regulations). Autocrats within the four countries adopted formal regulations to consolidate their hegemonic control over societal forces within and outside the state.
