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Article

James Stacey Taylor

The first question that is often raised in a discussion of the ethics of voting is whether or not there is a duty to vote. The view that there is a duty to vote is supported by two main arguments. The first holds that since the value of democratic governance is high persons should vote to preserve stable democracy. The second is that there is a duty to vote because if nobody voted the effects would be disastrous. The first of these arguments is criticized by Jason Brennan, who holds that since each individual vote will play little to no role in preserving stable democracy nobody has a duty to vote. The second is criticized by Loren Lomasky and Geoffrey Brennan, who argue that it is incomplete unless its supporters can show that democracy needs everyone to vote to continue. The question of whether there is a duty to vote naturally leads to the question of whether it is permissible for persons to vote in their own self-interest. Jason Brennan argues that persons should only (morally) vote for candidates or policies that they are justified in believing would promote the common good. It is unclear, however, what “the common good” consists of. This discussion of the morality of voting in one’s self-interest leads to the question of whether voting for a politician because she has made campaign promises is morally analogous to a voter selling her vote. In discussing this issue it is important to distinguish between the “restricted” defense of markets in votes (that the purchased votes are to be cast in favor of what the buyer is justified in believing is the common good) and the “unrestricted” defense of such a market (that purchased votes can be cast in any way the buyer pleases). Much of this discussion focuses on the morality of unrestricted markets in votes. Christopher Freiman has offered four main arguments in favor of such a market: (1) that it will make both the buyer and the seller better off; (2) that it is required by respect for voter liberty; (3) that it is relevantly similar to other practices that are currently allowed, such as logrolling; and (4) that it would enable electoral outcomes to better express voter preferences. None of these arguments are persuasive. The first is based on illicitly inferring from the claim that persons would voluntarily buy and sell votes if a market were allowed to the claim that they would thereby desire that this market be allowed. The second argument is flawed because if some persons would prefer that a market not be allowed, this could provide a sufficient reason to restrict their liberty by precluding them from selling their votes. The third argument overlooks important disanalogies between votes traded between voters, and votes traded between legislators. The fourth argument is based on the implausible assumption that vote sellers would not misrepresent their political preferences in a market for votes.

Article

Ian McAllister

The role of candidates in shaping voting choice has generated much research—and at least as much controversy—since modern electoral behavior research began in the 1960s. Much of the controversy surrounds the personalization of politics and whether political systems—and especially parliamentary systems—are becoming more leader-oriented. Three fundamental changes in electoral behavior underpin the study of candidates and voting choice behavior: the declining impact of social structure on the vote; partisan dealignment, with voters drifting away from their traditional party attachments; and the decline in the mass memberships of political parties. Researchers argue that because of these changes, fostered by the growth of television, candidates have assumed a greater role in structuring the vote. While there is impressionistic evidence that leaders have become more important, empirical evidence of an underlying change in voter behavior is more difficult to identify. Accordingly, this essay focuses mainly on changes in the political context within which candidates operate, since we expect this to be the source of any change. The design of political institutions shapes the level of attention that candidates receive, and that is especially the case with electoral systems. Electoral systems with fewer parties are more likely to focus voters’ attentions on candidates when compared to systems with larger numbers of parties. Weak party organizations coupled with partisan dealignment within the electorate can also alter the role and profile of candidates, although their impact is difficult to quantify. Changes in the mass media—and particularly the advent of television in the 1960s and the visual images on which it relies—are often viewed as the major cause of the personalization of politics. A new disruptive technology, the Internet, looks likely to stimulate additional political change for candidates and voting in the 21st century. Finally, what voters look for in their candidates appears to be stable both over time and cross-nationally and can be reduced to two overarching qualities: character and competence.

Article

Mary Stegmaier, Michael S. Lewis-Beck, and Lincoln Brown

In democracies, we elect our political leaders by choosing among a rival set of candidates or parties. What makes us pick one over all the others? Do we carefully weigh the platforms of all the candidates and then select the one closest to our personal desires? Or, do we select the candidate our friends and neighbors recommend? Perhaps, even, to save time, do we just vote for the same party we did last time? All of these are choice strategies, and there are many more. Here we focus on a well-known explanation of how voters decide, commonly called the Michigan Model, so named for the university where it was developed, in a path-breaking scholarly volume—The American Voter. The authors systematically gathered data, via scientific survey research, on individual voters in American presidential elections, measuring different traits, perceptions, and attitudes that they hypothesized might influence vote choice. They arranged these different factors, or variables, into long-term forces and short-term forces that acted on the voter, and could be arrayed as if they were spread along a funnel of causality: from more remote, fixed variables, such as social class or party identification, to more proximate, fluid variables, such as issue preferences and candidate attributes. All these variables generally mattered, but those that concern us here deal with issues, in particular economic issues. How do voter evaluations of the economy help the voter decide what party to favor? Is it the national economy or the pocketbook that counts? How important are economic issues compared to other issues? What conditions make economic considerations more (or less) impactful? Does economic voting operate differently in different countries? These and other questions are addressed herein, with special attention to three leading democracies where economic voting has been heavily studied—the United States, Britain, and Germany. As demonstrated, economic considerations are pervasive and powerful elements in the democratic voter’s calculus.

Article

Rational choice theory may seem like a separate theoretical approach with its own forbidding mathematics. However, the central assumptions of rational choice theory are very similar to those in mainstream political behavior and even interpretive sociology. Indeed, many of the statistical methods used in empirical political behavior assume axiomatic models of voter choice. When we consider individual voting behavior, the contribution of rational choice has been to formalize what empirical political scientists do anyway, and provide some new tools. However, it is when we consider collective voting choice—what elections mean and what kind of policy outcomes result—that rational choice leads to new, counterintuitive insights. Rational choice also has a normative dimension. Without voter rationality the traditional understanding of democracy as popular choice makes little sense.

Article

Steven Weldon and Denver McNeney

Political scientists have long assumed that issues were at the heart of vote choice and a causal determinant of it—that is, citizens came to politics with clear issue preferences and they voted for the party or candidate that best represented those interests. Many would say democracy demands this kind of link between issue preferences and vote choice. And yet, studies have consistently shown that surprisingly few voters measure up. Many voters know remarkably little about politics, including even basic facts about their own political system. They have little conception of issues, party, and candidate positions on those issues or how issues relate to one another as part of a coherent political ideology. As a result, they often have unstable and ephemeral preferences. Worse, among the fraction of voters who are engaged and well-informed, many appear susceptible to persuasion and possibly manipulation of their issue opinions from the media and their partisan leaders. This raises questions about the viability of representative democracy and, at its most pessimistic, the possibility that elites are largely free to pursue personal goals unchecked and independent of the public good. Some of the most innovative work on issue voting is focusing on partisan bias, including its limitations and how it relates to other social divisions. When mapped onto existing social divisions in society, such as those arising from race, religion, and immigration, issues can indeed matter for elections because they tap into and stimulate the same psychological and affective processes that make partisanship so powerful in the first place—in-group and out-group bias. Cross-national research has also increasingly pointed to the role of such issues as part of an emerging political cleavage related to globalization that is transforming elections and party systems across Europe and other postindustrial democracies. The causal determinants of issue voting is a promising avenue for future research.

Article

Carolien van Ham and Staffan Lindberg

The quality of elections in Africa demonstrates considerable progress from the early attempts in the 1950s and 1960s to the increasingly democratic era following the end of the Cold War. In terms of scope, 46 of 49 countries in sub-Saharan Africa now select the most powerful public offices (i.e., the executive and/or legislature) via elections, and reserved power domains have become relatively uncommon. In terms of choice, single-party elections, once so common across Africa, have now all but vanished from the continent. However, the integrity of elections still varies widely, ranging from elections with serious irregularities to elections that are fully free and fair. Even so, considerable progress is apparent over the last three decades. A full 47% of countries in sub-Saharan Africa now hold elections that are free and fair or only involve minor irregularities. Equally important, electoral interruptions in the form of coup d’état, civil war, or annulment of elections have become very rare. Africa is also a continent where the contemporary trend of elections generating broader democratization is particularly palpable. By providing opportunities for citizens to remove incumbents from office and generating expansion of civil liberties after elections are over, stimulating citizens and other actors to increase pressure for more democratic freedoms, elections seem on average to have been conducive to democratic developments in Africa. Elections also increasingly lead to turnovers, especially elections of high electoral integrity, where on average 34% are associated with alternations in power. Taking a long-term view on developments from 1960 until 2017, African elections have seen an impressive increase in quality over time, and provide a much more significant contribution to democratization in sub-Saharan Africa than is often acknowledged in the literature.

Article

Power sharing is often offered as a strategy to resolve political crises. In contrast to power capture and power division, power sharing entails exercising power in cooperation with rival groups. The outcome of power sharing largely rests on the purpose and context of the agreement. Power sharing has proven effective at attenuating political violence and providing stability when enacted to guide a transition from white-minority to black-majority rule in former settler states (e.g., South Africa) or to bring persistent civil wars to an end (e.g., Sierra Leone and Burundi). However, in the context of an election dispute, power sharing fails to solve the underlying concerns that contribute to election-related conflict. Although power sharing may attenuate or end violence, the outcome is poor reconciling election winners and losers and deepening democratic practices (e.g., Kenya and Zimbabwe). Recognizing the failure of power sharing after election disputes, external mediators—particularly in West Africa (e.g., Côte d’Ivoire and The Gambia)—have tended to emphasize maintaining normal constitutional processes rather than power-sharing settlements.

Article

Electoral violence in Africa has garnered a lot of attention in research on African politics. Violence can be the result of manipulation of the electoral process or a reaction to that manipulation. While there is an agreement to distinguish it from the wider political violence by its timing with elections and motivation to influence their outcome, the analysis of its types, content, and impacts varies. There are different assessments of whether repetition of elections reduces violence or not. Elections in Africa are more often marred with violence than elections in other continents, but there is lots of variation between African countries, within countries, and even from one election to another. In addition to well-judged use and development of the existing datasets, qualitative methods and case studies are also needed. Much of the literature combines both approaches. In the analysis of the factors, causes, and contexts of electoral violence, researchers utilize distinct frameworks: emphasizing historical experiences of violence, patrimonial rule and the role of the “big man,” political economy of greed and grievance, as well as weak institutions and rule of law. All of them point to intensive competition for state power. Preelection violence often relates to the strategies of the government forces and their supporters using their powers to manipulate the process, while post-election riots typically follow in the form of spontaneous reactions among the ranks of the losing opposition. Elections are not a cause of the intensive power competition but a way to organize it. Thus, electoral violence is not an anomaly but rather a manifestation of the ongoing struggle for free and fair elections. It will be an issue for researchers and practitioners alike in the future as well.

Article

Vibrant democracies are characterized by a continuous expansion of the available forms of participation. This expansion has confronted many researchers with the dilemma of using either a dated conceptualization of participation excluding many new modes of political action or stretching their concept to cover almost everything. Demarcation problems are especially evident for many newer, “creative,” “personalized,” and “individualized” modes of participation such as political consumption, street parties, or guerrilla gardening, which basically concern nonpolitical activities used for political purposes. Moreover, the use of Internet-based technologies for these activities (“connective action”) makes it almost impossible to recognize political participation at first sight. Because social, societal, and political developments in democratic societies have made the search for a single encompassing definition of political participation obsolete, an alternative approach is to integrate the core features of political participation in a conceptual map. Five modes cover the whole range of political participation systematically and efficiently, based on the locus (polity), targeting (government area or community problems), and circumstance (context or motivations) of these activities. While the rise of expressive modes of participation especially requires the inclusion of contextual information or the aims and goals of participants, attention is paid to the (dis)advantages of including these aspects as defining criteria for political participation. In this way, the map offers a comprehensive answer to the question “what is political participation” without excluding future participatory innovations that are the hallmark of a vibrant democracy.

Article

The study of political campaigns is very varied in the political science literature. On the one hand, campaigns can involve groups of citizens working together on a local issue of concern to them, such as preventing an airport expansion from threatening their community. Only a relatively few people are likely to be actively involved and the goals of such a campaign are fairly clearly defined and limited. At the other end of the scale a campaign can consist of a broad social movement that is trying to influence public opinion and bring about changes in public policies on really big issues like climate change and global warming. Large numbers of people are likely to be involved and the goals are broad and ambitious. In between these two extremes, a whole range of campaigns with different objectives and strategies are to be found in contemporary democracies. This article focuses on election campaigns which are in an intermediate position between these two. Early research suggested that such campaigns were not very important but subsequent research shows that they are influential both in increasing turnout and changing the party choices that individual electors make.

Article

Evangelical Christians have drawn attention for electoral victories throughout Latin America, yet their engagement and success with electoral politics also varies significantly across countries and over time. Scholars’ explanations for this cross-national variation generally fall into one of several categories. Sociological or demographic explanations argue that evangelicals should be better represented in countries where they are a larger share of either the population or the socioeconomic elite. A second set of explanations focuses on factors that might politicize evangelical identity and provide the motivation for contesting elections. Among these are the postmillennial and prosperity theology associated with neo-Pentecostalism; the influence of co-religionists from abroad, particularly the United States; historical struggles for religious freedom and legal equality with the Catholic Church; and the rise of values issues such as abortion and same-sex marriage. A third set of arguments focuses on the degree to which electoral and party systems are open to new entrants, thus facilitating the electoral ambitions of a mobilized faith community. Finally, arguments focused on voting behavior examine how a candidate’s religion affects electoral support, especially among fellow believers, and whether this tendency varies across countries. Explanations for cross-national variation in evangelical political representation also help us understand their electoral surge in the early 21st century, as issues such as same-sex marriage have arrived on the political agenda in a roughly contemporaneous fashion in much of the region, providing a common motivation for electoral contestation.

Article

Between 1990 and 2015, 184 multicandidate presidential elections and 207 multiparty legislative elections were held in some 46 countries of sub-Saharan Africa. What does the routinization of multiparty electoral politics mean for political life in Africa? Much that is unexceptional and recognizable about African elections is well worth documenting, since most international accounts of African elections focus on their more exotic side. In fact, candidates engage in standard political rhetoric in mass rallies and undertake campaign stops around the country. Many make use of social media to communicate with citizens. Voters reward office holders who have delivered good economic performance; they pay attention to the professional backgrounds and personal qualities of candidates and their policy promises. Opposition parties win legislative seats and subnational offices, as well as the presidency, albeit more rarely. While the routinization of high-quality elections has deepened democracy in some countries, there is tremendous cross-national variation in election quality across the continent. The relationship between elections and democratic deepening is mediated by national political circumstances that vary across the region. Even in cases where incumbents do not resort to oppressive tactics during campaigns, the patterns of presidential dominance typically create tremendous incumbency advantage at the executive level. Elections neither necessarily advance nor prevent further democratization. Instead, they should be conceptualized as “political moments,” which temporarily create greater uncertainty and heightened attention to politics, which can either lead to democratic gains or bring about regression. However, citizens across the continent are resolute in their commitment to elections. As opposition parties gain greater experience in office, as an older political elite transition out of politics, and as voters continue to access unprecedented information, the continent is likely to experience a democratic deepening in the longer term.

Article

A substantial body of scholarship has considered the impact of regime types on public spending and basic service provision, much of which has implications for education. While some of the theoretical and empirical conclusions from this work are globally applicable, there are also important ways in which the relationship between democracy and education may be influenced by the African context. The most useful theoretical arguments for why democracy may influence public spending, and spending on education in particular, focus on the political incentives generated by multiparty electoral competition. Related but distinct arguments focus on how this may impact in turn on education outcomes, and on why these dynamics may vary because of factors that are particularly pertinent in many African countries. These include variations in the degree of electoral competitiveness and political competition as well as in levels of economic development and ethnic fractionalization. A large body of empirical evidence investigates these various arguments, evaluating the impact of democracy on both education spending and education outcomes. Although evidence for the positive impact of democracy on education is compelling, evidence for this relationship in Africa remains limited and is hampered by limitations to data. In particular, although evidence suggests democracy may have a positive impact on access to education in Africa, there is less evidence for its impact on the quality of education. Future work should continue to address these issues while seeking to investigate sources of heterogeneity in the impact of democracy on education in Africa.

Article

Jennifer M. Piscopo and Kristin N. Wylie

Women, indigenous peoples, and Afro-descendant populations remain underrepresented in the national legislatures of Spanish- and Portuguese-speaking Latin America. The descriptive (or numeric) representation of marginalized groups in national legislatures matters because legislatures make policy, check the president’s authority, and communicate who has full membership in the body politic. The inclusion of women, indigenous peoples, and Afro-descendants in legislatures sends information about the overall depth and quality of the democratic regime. Most legislatures have become more representative of women, primarily due to affirmative action measures designed to raise descriptive representation. As of October 15, 2019, every Latin American country except Guatemala and Venezuela had a statutory quota law for women candidates, resulting in women holding nearly 30% of seats in the region’s legislatures. However, such gains have not come without costs, including rising violence against women candidates and elected officials. Bolivia, Colombia, Mexico, and Venezuela also use affirmative action to incorporate indigenous peoples into the national legislature, using reserved seats. However, reserved seats typically elect lower proportions of indigenous peoples relative to their population percentage. Afro-descendants face more barriers, as they must largely win legislative elections without the benefit of affirmative action. Afro-descendants remain excluded from formal politics even in Brazil, where the majority of the population self-identifies as black or brown. Indigenous and Afro-descendant women face barriers that emerge from both their gender and their race/ethnicity.

Article

The political history of Africa is a history defined by political exclusion. Groups of people and politicians have been excluded from political participation on the basis of religion, ethnicity, gender, sexuality, class, and disability throughout the continent. Sometimes political exclusion is a result of a bigoted ideology of a group being inferior—as was the case during the colonial period. Other times, leaders use exclusion in order to maintain power, attempting to neutralize their rivals by removing them from the political system. That exclusion often creates destabiliziation, and sometimes violence. In some cases, notably in Côte d’Ivoire, for example, the debate over who is “legitimate” to include in politics and who is “illegitimate” has sparked civil wars and coups d’état. However, there is a strategic logic to political exclusion: it often tempts autocratic leaders as seemingly the “easiest” way of staying in power in the short term, even if it creates a higher risk of political violence in the long run. Nonetheless, political exclusion remains a widespread feature of most African states well into the 21st century. Until African politics become more inclusive, it is likely that the volatility associated with exclusionary politics will persist even if democratic institutions become stronger over time.

Article

Ariadna Ripoll Servent and Christilla Roederer-Rynning

The European Parliament (EP) has grown from a “talking shop” to a fully-fledged legislative body in the European Union (EU)’s bicameral system. This process of communautarization and parliamentarization has generated considerable attention in the academic field. Furthermore, in today’s political environment—characterized by the polarization of public opinion, Brexit, the lingering effects of the Eurozone crisis, and the steady rise of Euroskeptical and radical forces throughout Europe—the role of the European Parliament (EP) is perhaps more critical to understand and assess than ever before. An overarching question in the literature is how “normal” the EP has become. Drawing on David Easton’s political systems approach, we examine this condition in three sub-literatures: the literature on inputs (demands), the literature on withinputs (inter-institutional processing of inputs), and the literature on outputs (EP decisions and actions, and the impact thereof). Building on this literature and contributing to the ongoing debate on the nature and significance of the EP, we propose to conceptualize the EP as “a normal parliament in a polity of a different kind.” This paradoxical conceptualization reflects abundant insights that, despite the EP gaining comprehensive lawmaking powers that are quite unparalleled in the world of international politics, its functioning and significance remain profoundly, distinctly, and probably durably, shaped by the multilevel nature of EU politics.

Article

Anna M. Meyerrose, Thomas Edward Flores, and Irfan Nooruddin

The end of the Cold War, heralded as the ideological triumph of (Western) liberal democracy, was accompanied by an electoral boom and historically high levels of economic development. More recently, however, democratic progress has stalled, populism has been on the rise, and a number of democracies around the world are either backsliding or failing entirely. What explains this contemporary crisis of democracy despite conditions theorized to promote democratic success? Research on democratization and democracy promotion tends to focus predominantly on elections. Although necessary for democracy, free and fair elections are more effective at promoting democratic progress when they are held in states with strong institutions, such as those that can guarantee the rule of law and constraints on executive power. However, increased globalization and international economic integration have stunted the development of these institutions by limiting states’ economic policy options, and, as a result, their fiscal policy space. When a state’s fiscal policy space—or, its ability to collect and spend revenue—is limited, governments are less able to provide public goods to citizens, politicians rely on populist rather than ideological appeals to win votes, and elections lose their democratizing potential. Additional research from a political–economic framework that incorporates insights from studies on state building and institutions with recent approaches to democratization and democracy promotion, which focus predominantly on elections, is needed. Such a framework provides avenues for additional research on the institutional aspects of ongoing democratization and democratic backsliding.

Article

In the 200 years since Ecuador gained independence from Spain in 1822, it has experienced many of the social problems that have plagued other Latin American countries. Ecuador experienced a high degree of political instability during the 19th century, and a series of extra-constitutional and military governments marked much of the 20th century. At the dawn of the 21st century, Ecuador followed the rest of Latin America’s “pink tide,” which introduced progressive governments that sought to address long-standing problems of poverty and inequality. The country has endured numerous coups, caudillo and populist leaders, and forms of government ranging through conservative, liberal, populist, military, and civilian “democracy.” The diversity in political institutions led the political scientist John Martz to observe that Ecuador, although little studied among scholars of Latin American issues, “serves as a microcosm for a wide variety of problems, questions, and issues relevant to various of the other Latin American countries.” Despite a high degree of political instability, the country is also home to very strong popular movements that opened up space for the election of the left-wing government of Rafael Correa in 2006. His administration resulted in a remarkable shift from a period of extreme instability to political stability, with notable gains in economic growth and corresponding drops in poverty and inequality. Scholarly research on Ecuador has often reflected the country’s current political environment. In the 1950s, in the midst of the emergence of populist politics, researchers defined the country’s landscape in terms of its personalist leadership, particularly as represented by the perennial leader José María Velasco Ibarra. In 1972, General Guillermo Rodríguez Lara led a military coup that removed Velasco Ibarra from office. In the midst of a petroleum boom, he established a nationalist regime similar to that of Juan Velasco Alvarado in neighboring Peru. A massive Indigenous uprising two decades later introduced a generation of studies that examined ethnonationalist-based social movements. Those movements led to Correa’s election in the midst of a broader turn to the left in Latin America, which once again influenced the direction of investigations.

Article

Diego Garzia and Stefan Marschall

Voting Advice Applications (VAAs) are online tools that assist citizens with their voting decisions. They are offered to voters before elections in many countries and have experienced remarkable success. Recently flourishing research on VAAs addresses this phenomenon and provides explanations for the dissemination and popularity of these tools. Moreover, VAAs have been analyzed regarding their effects on political parties, candidates, and on voters in regard to their electoral behavior. Research shows that using a VAA indeed makes a difference, while the effect depends strongly on the way a VAA is designed and by whom it is used. The abundance of data generated by VAAs bears potential for comparative studies of public opinion and party systems over time and across countries, and thereby bridges research on VAAs to general questions of political science research.

Article

Early electoral research in the United States discovered the most important concept in the study of political behavior: party identification. Party identification is a long-term, affective attachment to one’s preferred political party. Cross-national research finds that these party identities are a potent cue in guiding the attitudes and behavior of the average person. Partisans tend to repeatedly support their preferred party, even when the candidates and the issues change. Party ties mobilize people to vote to support their party, and to work for the party during the campaign. And given the limited information most people have about complex political issues, party ties provide a cue to what positions one should support. The levels of partisanship among contemporary publics, and how it varies across nations and across time, are described. The implications of these patterns, and the current research debates on the significance of partisanship for democracies today, are discussed.