Mediation is now the most popular form of conflict management, and it has proven to be an
effective means of resolving inter- and intrastate disputes. This article offers an overview of
mediation in foreign policy. We first highlight which actors tend to perform mediatory roles,
emphasizing the relative strengths and weaknesses of individual, state, and international
organization mediators. Next we discuss the supply and demand of mediation, identifying the key
conditions that promote third parties’ efforts to offer mediatory assistance and belligerents to
accept the help of an intermediary. We then discuss the process and varying methods used by
mediators, highlighting the range of actions from relatively soft facilitative mediation, up to more
manipulative approaches. Finally we discuss the outcomes that mediation tends to produce and the
conditions that influence the effectiveness of this preeminent foreign policy tool.
Article
Mediation and Foreign Policy
Robert U. Nagel and Govinda Clayton
Article
The Rise of “Peaceocracy” in Africa
Gabrielle Lynch
The term “peaceocracy” refers to a situation in which an emphasis on peace is used to prioritize stability and order to the detriment of democracy. As such, the term can be used to refer to a short-lived or longer-term strategy whereby an emphasis on peace by an incumbent elite is used to close the political space through the delegitimization and suppression of activity that could arguably foster division or conflict. At the heart of peaceocracy lies an insistence that certain actions—including those that are generally regarded as constituting important political and civil rights, such as freedom of speech and association, freedom of the press, and freedom to engage in peaceful protest and strike action—can spill over into violence and foster division and must therefore be avoided to guard against disorder. Recent history suggests that incumbents can effectively establish a peaceocracy in contexts where many believe that widespread violence is an ever-present possibility; incumbents have, or are widely believed to have, helped to establish an existing peace; and the level of democracy is already low. In such contexts, a fragile peace helps to justify a prioritization of peace; the idea that incumbents have “brought peace” strengthens their self-portrait as the unrivaled guardians of the same; and semi-authoritarianism provides a context in which incumbents are motivated to use every means available to maintain power and are well placed—given, for example, their control over the media and civil society—to manipulate an emphasis on peace to suppress opposition activities. Key characteristics of peaceocracy include: an incumbent’s effective portrait of an existing peace as fragile and themselves as the unrivaled guardians of order and stability; a normative notion of citizenship that requires “good citizens” to actively protect peace and avoid activities that might foster division and conflict; and the use of these narratives of guardianship and disciplined citizenship to justify a range of repressive laws and actions. Peaceocracy is thus a strategy, rather than a discreet regime type, which incumbents can use in hybrid regimes as part of their “menu of manipulation,” and which can be said to be “successful” when counter-narratives are in fact marginalized and the political space is effectively squeezed.
Article
Peacebuilding Initiatives in Africa
Paul Jackson
Africa is a place of enormous variation and its countries have had very different postcolonial experiences. However, it is clear that since the 1940s peace has been elusive for many across the continent. A series of wars driven by poverty, identity, political economy, and failing states led to a widespread crisis of governance and extensive international intervention. Reductions in the security capabilities of states have also led to the growth of violent transnational groups, particularly those related to Islamic extremism in the Maghreb, Nigeria, and Somalia but also criminal networks involved with drug and people smuggling. This wide variety of conflicts also generated an equally wide range of responses as the international community began to develop ways of combating conflicts through reform of its own peacekeeping capacity. The optimism of the 1992 Agenda for Peace, which called for the UN to become the central instrument in the prevention and ending of conflicts, has given way to a more sanguine approach, as mixed results have led to diverse outcomes for African countries and Africa’s own peace and security architecture. In the end, despite the rapid development of important local and localized bottom-up peacebuilding initiatives, the state remains central to the overarching aims of peace and stability across the continent. It is here where the variations in performance can be found in conflict prevention, peacekeeping, and post-conflict reconstruction.
Article
Effectiveness of Peacekeeping Operations
Jessica Di Salvatore and Andrea Ruggeri
Peacekeeping has been one of the main conflict management tools used by the international community to restore or safeguard peace and security. Since 1948, the United Nations has established 70 peace operations and has substantially evolved, adopting approaches to peace that extend beyond purely military concerns. Indeed, the promises of peacekeeping as effective instrument of conflict reduction may, to some extent, explain the evolution toward multidimensional missions and the unprecedented number of peacekeepers deployed in the last decade. As consequence, the growing importance of peacekeeping effectiveness has sparked a new wave of research that empirically investigates whether and under which conditions UN peacekeeping works.
Peacekeepers are mostly deployed in conflict or postconflict environments where violence is either ongoing or lingering. Thus, violence remains a priority for peace missions. Consequently, peacekeeping is deemed successful or effective according to whether it curbs conflict in several dimensions. Effective missions are those responsible for decreasing the intensity of battle violence, protecting civilians, and containing conflict diffusion and recurrence in the postwar phase. Each mission, however, is deployed in different contexts and operates under variable conditions that affect the operation’s capacity to influence conflict. Concerning mission features, peacekeeping success is more likely when large contingents are deployed under robust mandates. Mission type, size, and composition signal credible commitment from the international community and empower peacekeepers to halt violence while guaranteeing the implementation of peace agreements. These nuanced understandings of peacekeeping stem from the availability of new data on both conflict and peace operations at the national and subnational levels of analysis. Moreover, the empirical study of the effectiveness of peace operations has recently been flanked by simulation-based forecasting, field experiments, and surveys investigating local-level outcomes of peace missions.
Unsurprisingly, the focus on violence and conflict outcomes as indicators of success is debatable. First, in dealing with violence, peacekeeping operations produce spillover effects that are largely neglected, such as refugee flows and terrorist violence. Second, given the wide range of functions performed by UN peacekeepers, including electoral assistance, economic reconstruction, and state building, it is reasonable to include these aspects when defining effectiveness. Third, and relatedly, no assessment of short- versus long-term implications of peacekeeping for political, social, and economic development in the host country has been forthcoming. While reducing infant mortality, inequality, and crime are not necessarily tasks for peacekeepers, it is vital to study whether and how UN missions may have shaped the quality of peace in host countries.
Article
Theory of Regional War and Peace
Benjamin Miller
The explanation of the variations in war and peace patterns across different regions, and transitions between war and peace in the same region, is based on the introduction of the state-to-nation imbalance in a certain region—this imbalance is a key substantive underlying cause of regional war propensity. Variations in this cause account for some of the major differences in the level of war and peace among different regions. Different strategies of addressing this problem (based on global or regional/domestic factors) then produce different types and levels of regional peace. The relative influence of global versus regional/domestic factors on regional war and peace is notably addressed. The study distinguishes between “hot” and “cold” (i.e., more or less intense) types of regional war and peace, and argues that global factors (i.e., the involvement of external powers) may at most bring about the less intense cold phenomena (“cold” war and “cold” peace), whereas the more demanding hot outcomes that constitute the two extremes of the regional war-peace continuum (“hot” war and “warm” peace) depend on domestic/regional causes. The key domestic/regional factors are the level of state capacity and of national congruence (both internal and external) in the region. Each of the regional outcomes is related to the combination of independent variables affecting it. This should make it possible to examine the proposed integrated effects of the state-to-nation balance and the international system on regional war and peace.
Article
Empirically Assessing the Bargaining Theory of War: Potential and Challenges
Erik A. Gartzke and Paul Poast
What explains war? The so-called bargaining approach has evolved quickly in the past two decades, opening up important new possibilities and raising fundamental challenges to previous conventional thinking about the origins of political violence. Bargaining is intended to explain the causes of conflict on many levels, from interpersonal to international. War is not the product of any of a number of variables creating opportunity or willingness, but instead is caused by whatever factors prevent competitors from negotiating the settlements that result from fighting. Conflict is thus a bargaining failure, a socially inferior outcome, but also a determined choice.
Embraced by a growing number of scholars, the bargaining perspective rapidly created a new consensus in some circles. Bargaining theory is radical in relocating at least some of the causes of conflict away from material, cultural, political, or psychological factors and replacing them with states of knowledge about these same material or ideational factors. Approaching conflict as a bargaining failure—produced by uncertainty and incentives to misrepresent, credible commitment problems, or issue indivisibility—is the “state of the art” in the study of conflict.
At the same time, bargaining theories remain largely untested in any systematic sense: theory has moved far ahead of empirics. The bargaining perspective has been favored largely because of compelling logic rather than empirical validity. Despite the bargaining analogy’s wide-ranging influence (or perhaps because of this influence), scholars have largely failed to subject the key causal mechanisms of bargaining theory to systematic empirical investigation. Further progress for bargaining theory, both among adherents and in the larger research community, depends on empirical tests of both core claims and new theoretical implications of the bargaining approach.
The limited amount of systematic empirical research on bargaining theories of conflict is by no means entirely accident or the product of lethargy on the part of the scholarly community. Tests of theories that involve intangible factors like states of belief or perception are difficult to pursue. How does one measure uncertainty? What does learning look like in the midst of a war? When is indivisibility or commitment a problem, and when can it be resolved through other measures, such as ancillary bargains? The challenge before researchers, however, is to surmount these obstacles. To the degree that progress in science is empirical, bargaining theory needs testing.
As should be clear, the dearth of empirical tests of bargaining approaches to the study of conflict leaves important questions unanswered. Is it true, for example, as bargaining theory suggests, that uncertainty leads to the possibility of war? If so, how much uncertainty is required and in what contexts? Which types of uncertainty are most pernicious (and which are perhaps relatively benign)? Under what circumstances are the effects of uncertainty greatest and where are they least critical? Empirical investigation of the bargaining model can provide essential guidance to theoretical work on conflict by identifying insights that can offer intellectual purchase and by highlighting areas of inquiry that are likely to be empirical dead ends. More broadly, the impact of bargaining theory on the study and practice of international relations rests to a substantial degree on the success of efforts to substantiate the perspective empirically.
Article
Peace, War, Theory, and Evidence in East Asia
Benjamin E. Goldsmith
Historically one of the world’s most conflict-prone regions, since the Sino-Vietnamese war of 1979, East Asia has enjoyed a relative interstate peace. Implications of some of the relevant “East Asian peace” literature for theories of international relations need assessment. The central conclusion is that, contrary to often expressed dissatisfaction with the state of IR theory, it is possible to identify a core of theoretical knowledge that has considerable explanatory power for war and peace in East Asia, and is also based on general theory with considerable support across global regions. This diverges somewhat from the well-known argument of Lake in 2011: It is not the “-isms” that lead us astray, but how we use them. Unlike Lake, but consistent with Legro and Moravcsik (1999), it is argued that broad theoretical constructs are needed, and indeed useful ones exist, while mid-level or problem-focused analysis is no substitute for a theory-based research program. What is often lacking is an effort by empirical researchers to clearly and coherently tie their research design to theoretically important claims.
Empirical political science as a whole is becoming more sophisticated in its methods and capabilities for causal inference, and it is also becoming more relevant and useful for policy makers. We should devote as much attention to the theoretical contributions of our research. The article addresses the role of theory in IR, the ways that empirical analysis of East Asia (and other regions) can contribute to theory building and theory testing, the existing literature on East Asian peace, some informed speculation about how the potential for mid-term military conflict between the United States and China might be assessed, and thoughts about current and potential contributions to IR theory based on the study of the East Asian peace.
Theorizing in social science is hard, and any scholar’s dissatisfaction with existing theory should be heavily tempered with acknowledgment that s/he has not proposed a more powerful one. Regional analysis, and comparative regional analysis, can provide important potential gains by challenging current theory with hard tests. East Asia not only is a crucially important part of the world for the future of interstate peace, it also presents challenging and useful empirical puzzles for our theories.
Article
Economic Interdependence and Conflict
Hyo Joon Chang and Scott L. Kastner
Recent studies on commercial liberalism have paid more attention to microfoundations linking economic interdependence to peace. Using a bargaining model of war, these studies have specified and tested different causal mechanisms through which economic ties function as a constraint, a source of information, or a transformative agent. Recent scholarly efforts in theoretical development and some empirical testing of different causal processes suggest the need to consider scope conditions to see when an opportunity cost or a signaling mechanism is likely to be salient. Future research can be best benefited by focusing on how economic interdependence affects commitment problems and empirically assessing the relative explanatory power of different causal arguments.
Article
Theories of Interstate Peace
Paul F. Diehl and Gary Goertz
Few theoretical formulations are specifically devoted to accounting for peace, as opposed to war. Nevertheless, the occurrence of peace requires a different explanation than that for war. There are multiple conceptual definitions of peace, and to a significant extent these lead to different theoretical explanations. Peace, except for its “negative peace” variant, fits poorly into various “grand” international relations theories such as realism, liberalism, and constructivism. Nevertheless, there is a relatively small, but emerging, middle-level set of theoretical works that directly addresses the transformation of hostile relations to peaceful ones, in both negative and positive varieties.